DOI: 10.6084/m9.figshare.8864411.v1
title: DDSP EMG dataset.xlsx

description: This study was performed in accordance with the PHS Policy on Humane Care and Use of Laboratory Animals, federal and state regulations, and was approved by the Institutional Animal Care and Use Committees (IACUC) of Cornell University and the Ethics and Welfare Committee at the Royal Veterinary College.<b>Study design</b>: adult horses were recruited if in good health and following evaluation of the upper airways through endoscopic exam, at rest and during exercise, either overground or on a high-speed treadmill using a wireless videoendoscope. Horses were categorized as “DDSP” affected horses if they presented with exercise-induced intermittent dorsal displacement of the soft palate consistently during multiple (n=3) exercise tests, or “control” horses if they did not experience dorsal displacement of the soft palate during exercise and had no signs compatible with DDSP like palatal instability during exercise, soft palate or sub-epiglottic ulcerations. Horses were instrumented with intramuscular electrodes, in one or both thyro-hyoid muscles for EMG recording, hard wired to a wireless transmitter for remote recording implanted in the cervical area. EMG recordings were then made during an incremental exercise test based on the percentage of maximum heart rate (HRmax). <b>Incremental Exercise Test </b>After surgical instrumentation, each horse performed a 4-step incremental test while recording TH electromyographic activity, heart rate, upper airway videoendoscopy, pharyngeal airway pressures, and gait frequency measurements. Horses were evaluated at exercise intensities corresponding to 50, 80, 90 and 100% of their maximum heart rate with each speed maintained for 1 minute. aryngeal function during the incremental test was recorded using a wireless videoendoscope (Optomed, Les Ulis, France), which was placed into the nasopharynx via the right ventral nasal meatus. Nasopharyngeal pressure was measured using a Teflon catheter (1.3 mm ID, Neoflon) inserted through the left ventral nasal meatus to the level of the left guttural pouch ostium. The catheter was attached to differential pressure transducers (Celesco LCVR, Celesco Transducers Products, Canoga Park, CA, USA) referenced to atmospheric pressure and calibrated from -70 to 70 mmHg. Occurrence of episodes of dorsal displacement of the soft palate was recorded and number of swallows during each exercise trials were counted for each speed interval. <br><b>EMG recording</b>EMG data was recorded through a wireless transmitter device implanted subcutaneously. Two different transmitters were used: 1) TR70BB (Telemetry Research Ltd, Auckland, New Zealand) with 12bit A/D conversion resolution, AC coupled amplifier, -3dB point at 1.5Hz, 2KHz sampling frequency (n=5 horses); or 2) ELI (Center for Medical Physics and Biomedical Engineering, Medical University of Vienna, Vienna, Austria) [23], with 12bit A/D conversion resolution, AC coupled amplifier, amplifier gain 1450, 1KHz sampling frequency (n=4 horses). The EMG signal was transmitted through a receiver (TR70BB) or Bluetooth (ELI) to a data acquisition system (PowerLab 16/30 - ML880/P, ADInstruments, Bella Vista, Australia). The EMG signal was amplified with octal bio-amplifier (Octal Bioamp, ML138, ADInstruments, Bella Vista, Australia) with a bandwidth frequency ranging from 20-1000 Hz (input impedance = 200 MV, common mode rejection ratio = 85 dB, gain = 1000), and transmitted to a personal computer. All EMG and pharyngeal pressure signals were collected at 2000 Hz rate with LabChart 6 software (ADInstruments, Bella Vista, Australia) that allows for real-time monitoring and storage for post-processing and analysis.<br><b>EMG signal processing</b>Electromyographic signals from the TH muscles were processed using two methods; 1) a classical approach to myoelectrical activity and median frequency and 2) wavelet decomposition. For both methods, the beginning and end of recording segments including twenty consecutive breaths, at the end of each speed interval, were marked with comments in the acquisition software (LabChart). The relationship of EMG activity with phase of the respiratory cycle was determined by comparing pharyngeal pressure waveforms with the raw EMG and time-averaged EMG traces.For the classical approach, in a graphical user interface-based software (LabChart), a sixth-order Butterworth filter was applied (common mode rejection ratio, 90 dB; band pass, 20 to 1,000 Hz), the EMG signal was then amplified, full-wave rectified, and smoothed using a triangular Bartlett window (time constant: 150ms). The digitized area under the time-averaged full-wave rectified EMG signal was calculated to define the raw mean electrical activity (MEA) in mV.s. Median Power Frequency (MF) of the EMG power spectrum was calculated after a Fast Fourier Transformation (1024 points, Hann cosine window processing). For the wavelet decomposition, the whole dataset including comments and comment locations was exported as .mat files for processing in MATLAB R2018a with the Signal Processing Toolbox (The MathWorks Inc, Natick, MA, USA). A custom written automated script based on Hodson-Tole & Wakeling [24] was used to first cut the .mat file into the selected 20 breath segments and subsequently process each segment. A bank of 16 wavelets with time and frequency resolution optimized for EMG was used. The center frequencies of the bank ranged from 6.9 Hz to 804.2 Hz [25]. The intensity was summed (mV2) to a total, and the intensity contribution of each wavelet was calculated across all 20 breaths for each horse, with separate results for each trial date and exercise level (80, 90, 100% of HRmax as well as the period preceding episodes of DDSP). To determine the relevant bandwidths for the analysis, a Fast Fourier transform frequency analysis was performed on the horses unaffected by DDSP from 0 to 1000 Hz in increments of 50Hz and the contribution of each interval was calculated in percent of total spectrum as median and interquartile range. According to the Shannon-Nyquist sampling theorem, the relevant signal is below ½ the sample rate and because we had instrumentation sampling either 1000Hz and 2000Hz we choose to perform the frequency analysis up to 1000Hz. The 0-50Hz interval, mostly stride frequency and background noise, was excluded from further analysis. Of the remaining frequency spectrum, we included all intervals from 50-100Hz to 450-500Hz and excluded the remainder because they contributed with less than 5% to the total amplitude.<b>Data analysis</b>At the end of each exercise speed interval, twenty consecutive breaths were selected and analyzed as described above. To standardize MEA, MF and mV2 within and between horses and trials, and to control for different electrodes size (i.e. different impedance and area of sampling), data were afterward normalized to 80% of HRmax value (HRmax80), referred to as normalized MEA (nMEA), normalized MF (nMF) and normalized mV2 (nmV2). During the initial processing, it became clear that the TH muscle is inconsistently activated at 50% of HRmax and that speed level was therefore excluded from further analysis. The endoscopy video was reviewed and episodes of palatal displacement were marked with comments. For both the classical approach and wavelet analysis, an EMG segment preceding and concurrent to the DDSP episode was analyzed. If multiple episodes were recorded during the same trial, only the period preceding the first palatal displacement was analyzed. In horses that had both TH muscles implanted, the average between the two sides was used for the analysis. Averaged data from multiple trials were considered for each horse. Descriptive data are expressed as means with standard deviation (SD). Normal distribution of data was assessed using the Kolmogorov-Smirnov test and quantile-quantile (Q-Q) plot. To determine the frequency clusters in the EMG signal, a hierarchical agglomerative dendrogram was applied using the packages Matplotlib, pandas, numpy and scipy in python (version 3.6.6) executed through Spyder (version 3.2.2) and Anaconda Navigator. Based on the frequency analysis, wavelets included in the cluster analysis were 92.4 Hz, 128.5 Hz, 170.4 Hz, 218.1 Hz, 271.5 Hz, 330.6 Hz, 395.4 Hz and 465.9 Hz. The number of frequency clusters was set to two based on maximum acceleration in a scree plot and maximum vertical distance in the dendrogram. For continuous outcome measures (number of swallows, MEA, MF, and mV2) a mixed effect model was fitted to the data to determine the relationship between the outcome variable and relevant fixed effects (breed, sex, age, weight, speed, group) using horse as a random effect. Tukey’s post hoc tests and linear contrasts used as appropriate. Statistical analysis was performed using JMP Pro13 (SAS Institute, Cary, NC, USA). Significance set at P &lt; 0.05 throughout.<br><br>