title: Sparse Array Signal Processing
Creators: name: Huang, Huiping
Publisher: name: UNSPECIFIED
Year: 2023

description: This dissertation details three approaches for direction-of-arrival (DOA) estimation or beamforming in array signal processing from the perspective of sparsity. In the first part of this dissertation, we consider sparse array beamformer design based on the alternating direction method of multipliers (ADMM); in the second part of this dissertation, the problem of joint DOA estimation and distorted sensor detection is investigated; and off-grid DOA estimation is studied in the last part of this dissertation. In the first part of this thesis, we devise a sparse array design algorithm for adaptive beamforming. Our strategy is based on finding a sparse beamformer weight to maximize the output signal-to-interference-plus-noise ratio (SINR). The proposed method utilizes ADMM, and admits closed-form solutions at each ADMM iteration. The algorithm convergence properties are analyzed by showing the monotonicity and boundedness of the augmented Lagrangian function. In addition, we prove that the proposed algorithm converges to the set of Karush-Kuhn-Tucker stationary points. Numerical results exhibit its excellent performance, which is comparable to that of the exhaustive search approach, slightly better than those of the state-of-the-art solvers, and significantly outperforms several other sparse array design strategies, in terms of output SINR. Moreover, the proposed ADMM algorithm outperforms its competitors, in terms of computational cost. Distorted sensors could occur randomly and may lead to the breakdown of a sensor array system. In the second part of this thesis, we consider an array model in which a small number of sensors are distorted by unknown sensor gain and phase errors. With such an array model, the problem of joint DOA estimation and distorted sensor detection is formulated under the framework of low-rank and row-sparse decomposition. We derive an iteratively reweighted least squares (IRLS) algorithm to solve the resulting problem. The convergence property of the IRLS algorithm is analyzed by means of the monotonicity and boundedness of the objective function. Extensive simulations are conducted in view of parameter selection, convergence speed, computational complexity, and performance of DOA estimation as well as distorted sensor detection. Even though the IRLS algorithm is slightly worse than the ADMM in detecting the distorted sensors, the results show that our approach outperforms several state-of-the-art techniques in terms of convergence speed, computational cost, and DOA estimation performance. In the last part of this thesis, the problem of off-grid DOA estimation is investigated. We develop a method to jointly estimate the closest spatial frequency (the sine of DOA) grids, and the gaps between the estimated grids and the corresponding frequencies. By using a second-order Taylor approximation, the data model under the framework of joint-sparse representation is formulated. We point out an important property of the signals of interest in the model, namely the proportionality relationship. The proportionality relationship is empirically demonstrated to be useful in the sense that it increases the probability of the mixing matrix satisfying the block restricted isometry property. Simulation examples demonstrate the effectiveness and superiority of the proposed method against several state-of-the-art grid-based approaches.