Title: Securities law /
Authors: Soderquist, Larry D., 1944-2005.; Gabaldon, Theresa A., 1954-
Publisher: Foundation Press ; Thomson/West,
Year: 2007
Subjects: Securities United States
Contents: What is a security -- World of securities law -- Business context of securities law -- What can be done during securities act registration -- How securities are registered under the securities act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the securities act -- Commission's general exemptive authority and registration and reporting under the exchange act -- Proxy regulation -- Tender offers -- Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley act -- Liability for trading profits under section 16(b) and the Sarbanes-Oxley act -- Exchange act regulation of the securities business -- International aspects of securities law.