Robust point-process Granger causality analysis in presence of exogenous temporal modulations and trial-by-trial variability in spike trains
Authors: Casile Antonino , Faghih Rose T. , Brown Emery N. 
Published: January 2020

Assessing directional influences between neurons is instrumental to understand how brain circuits process information. To this end, Granger causality, a technique originally developed for time-continuous signals, has been extended to discrete spike trains. A fundamental assumption of this technique is that the temporal evolution of neuronal responses must be due only to endogenous interactions between recorded units, including self-interactions. This assumption is however rarely met in neurophysiological studies, where the response of each neuron is modulated by other exogenous causes such as, for example, other unobserved units or slow adaptation processes.

Here, we propose a novel point-process Granger causality technique that is robust with respect to the two most common exogenous modulations observed in real neuronal responses: within-trial temporal variations in spiking rate and between-trial variability in their magnitudes. This novel method works by explicitly including both types of modulations into the generalized linear model of the neuronal conditional intensity function (CIF). We then assess the causal influence of neuronionto neuronjby measuring the relative reduction of neuronj’s point process likelihood obtained considering or removing neuroni. CIF’s hyper-parameters are set on a per-neuron basis by minimizing Akaike’s information criterion.

In simulated data, the proposed method recovered with high accuracy the underlying ground-truth connectivity pattern. Application of presently available point-process Granger causality techniques produced instead a significant number of false positive connections. In real spiking responses recorded from neurons in the monkey pre-motor cortex (area F5), our method revealed many causal relationships between neurons as well as the temporal structure of their interactions. Given its robustness our method can be effectively applied to real neuronal data. Furthermore, its explicit estimate of the effects of unobserved causes on the recorded neuronal firing patterns can help decomposing their temporal variations into endogenous and exogenous components.

Author summary

Modern techniques in Neuroscience allow to investigate the brain at the network level by studying the flow of information between neurons. To this end, Granger causality has been extended to point process spike trains. A fundamental assumption of this technique is that there should be no unobserved causes of temporal variability in the recorded spike trains. This, however, greatly limits its applicability to real neuronal recordings as very often not all the sources of variability in neuronal responses can be concurrently recorded.

We present here a robust point-process Granger causality technique that overcome this problem by explicitly incorporating unobserved sources of variability into the model of neuronal spiking responses. In synthetic data sets, our new technique correctly recovered the underlying ground-truth functional connectivity between simulated units with a great degree of accuracy. Furthermore, its application to real neuronal recordings revealed many causal relationships between neurons as well as the temporal structure of their interactions.

Our results suggest that our novel Granger causality method is robust and it can be used to study the flow of information in the spiking patterns of simultaneously recorded neurons even in presence of unobserved causes of temporal variability.