Reservoir water level decline accelerates ground subsidence: InSAR monitoring and machine learning prediction of surface deformation in the Three Gorges Reservoir area
Authors: Yang Jiaer , Kou Pinglang , Dong Xu , Xia Ying , Gu Qinchuan , Tao Yuxiang , Feng Jiangfan , Ji Qin , Wang Weizao , Avtar Ram 
Published: January 2025

Introduction

Surface deformation in the Three Gorges Reservoir area poses significant threats to infrastructure and safety due to complex geological and hydrological factors. Despite existing studies, systematic exploration of long-term deformation characteristics and their driving mechanisms remains limited. This study combines SBAS-InSAR technology and machine learning to analyze and predict surface deformation in Fengjie County, Chongqing, China, between 2020 and 2022, focusing on riverside urban ground, riverside road slopes, and ancient landslides in the reservoir area.

Methods

SBAS-InSAR technology was applied to 36 Sentinel-1A images to monitor surface deformation, complemented by hydrological and meteorological data. Machine learning models—Random Forest (RF), Extremely Randomized Trees (ERT), Gradient Boosting Decision Tree (GBDT), Support Vector Regression (SVR), and Long Short-Term Memory (LSTM)—were evaluated using six metrics, including RMSE, R2, and SMAPE, to assess their predictive performance across diverse geological settings.

Results

Deformation rates for riverside urban ground, road slopes, and ancient landslides were −3.48 ± 2.91 mm/yr, −5.19 ± 3.62 mm/yr, and −6.02 ± 4.55 mm/yr, respectively, with ancient landslides exhibiting the most pronounced deformation. A negative correlation was observed between reservoir water level decline and subsidence, highlighting the influence of seasonal hydrological adjustments. Urbanization and infrastructure development further exacerbated deformation processes. Among the models, LSTM demonstrated superior predictive accuracy but showed overestimation trends in ancient landslide areas.

Discussion

Reservoir water level adjustments emerged as a critical driver of subsidence, with rapid water level declines leading to increased pore pressure and soil compression. Seasonal effects were particularly evident, with higher subsidence rates during and after the rainy season. Human activities, including urbanization and road construction, significantly intensified deformation, disrupting natural geological conditions. Progressive slope failure linked to road expansion underscored the long-term impacts of engineering activities. For ancient landslides, accelerated deformation patterns were linked to prolonged drought and reservoir-induced hydrological changes. While LSTM models showed high accuracy, their limitations in complex geological settings highlight the need for hybrid approaches combining machine learning with physical models. Future research should emphasize developing integrated frameworks for long-term risk assessment and mitigation strategies in reservoir environments.

Conclusions

This study provides new insights into the complex surface dynamics in the Three Gorges Reservoir area, emphasizing the interplay of hydrological, geological, and anthropogenic factors. The findings highlight the need for adaptive management strategies and improved predictive models to mitigate subsidence risks.