GNSS radio occultation excess-phase processing for climate applications including uncertainty estimation
Authors: Innerkofler Josef , Kirchengast Gottfried , Schwärz Marc , Marquardt Christian , Andres Yago 
Published: November 2023

Abstract. Earth observation from space provides a highly valuable basis for atmospheric and climate science, in particular also through climate benchmark data from suitable remote sensing techniques. Measurements by global navigation satellite system (GNSS) radio occultation (RO) qualify to produce such benchmark data records as they globally provide accurate and long-term stable datasets for essential climate variables (ECVs) such as temperature. This requires a rigorous processing of the raw RO measurements to ECVs, with narrow uncertainties. In order to fully exploit this potential, Wegener Center's Reference Occultation Processing System (rOPS) Level 1a (L1a) processing subsystem includes uncertainty estimation in both precise orbit determination (POD) and excess-phase profile derivation. Here we introduce the new rOPS L1a excess-phase processing, the first step in the RO profiles retrieval down to atmospheric profiles, which extracts the atmospheric excess phase from raw SI-traceable RO measurements. This excess-phase processing, for itself algorithmically concise, includes integrated quality control and uncertainty estimation, requiring a complex framework of various subsystems that we first introduce before describing the implementation of the core algorithms. The quality control and uncertainty estimation, computed per RO event, are supported by reliable forward-modeled excess-phase profiles based on the POD orbit arcs and collocated short-range forecast profiles of the European Centre for Medium-Range Weather Forecasts (ECMWF) Reanalysis (ERA5). The quality control removes or alternatively flags excess-phase profiles of insufficient or degraded quality. The uncertainty estimation accounts both for relevant random- and systematic-uncertainty components, and the resulting (total) uncertainty profiles serve as a starting point for the subsequent uncertainty propagation through the retrieval processing chain down to the atmospheric ECV profiles. We also evaluated the quality and reliability of the resulting excess-phase profiles based on Metop-A/B/C (Meteorological Operational) RO datasets for three 3-month periods in 2008, 2013, and 2020 by way of a sensitivity analysis for three representative atmospheric layers (tropo-, strato-, mesosphere), investigating consistency with ERA5-derived profiles, influences of different orbit and clock inputs, and consistency across the different Metop satellites. These consistencies range from centimeter to submillimeter levels, indicating that the new processing can provide highly accurate and robust excess-phase profiles. Furthermore, cross-evaluation and intercomparison with excess-phase data from the established data providers EUMETSAT (European Organisation for the Exploitation of Meteorological Satellites) and UCAR (University Corporation for Atmospheric Research) revealed subtle discrepancies but overall very close agreement, with larger differences compared to UCAR in the boundary layer. The new rOPS L1a processing can hence be considered capable of producing reliable long-term data records including uncertainty estimation for the benefit of climate applications.