description: Includes detailed analysis of the National Securities Markets Improvement Act of 1996. With this expert advisor on your desk, you'll get instant answers on everything from selecting a legal form of investment company to surviving an SEC inspection. Twenty-seven leading securities professionals give you detailed guidance on all aspects of SEC regulation of investment companies, helping you * Determine whether your product raises investment company issues* Choose the most advantageous investment company form* Comply with disclosure requirements* Handle advisory contract and distribution issues* File a no-action request* Capitalize on safe harbor exemptions* Apply for exemptive relief* Expedite review and appeals* Defend against an SEC investigation* Avoid insider trading liability exposure . . . and much more. Whether you're a veteran securities lawyer, a seasoned investment manager, or entirely new to securities practice, you'll use this handy resource constantly for quick, authoritative answers that let you get on with business.
language: English
title: The Investment Company Regulation Deskbook
titlecomplete: The Investment Company Regulation Deskbook
publisher: Aspen Publishers