billchoa/3036384256-COMP7607-data huggingface dataset:
user: Please translate the following sentence from English to Chinese: and (3) whether or not there are risks on a macro-scale that are relevant to the issuer, including geographic, economic, political and exchange rates, currency controls or other financial risks relevant to the issuer or the markets in which it operates.

assistant: 及 (3) 是否存在與發行人有關的宏觀風險，包括地理、經濟、政治及匯率、貨幣控制或其他與發行人或其經營業務的市場有關的其他財務風險。
user: Please translate the following sentence from English to Chinese: and (8) a summary of any other material terms of the options, warrants or similar rights.

assistant: 及 (8) 期權、權證或類似權利的任何其他重要條款的概要。
user: Please translate the following sentence from English to Chinese: If an overseas issuer’s primary listing will be on a different stock market, in these circumstances, then the overseas issuer must satisfy the Exchange that the proposed stock market should be recognised by the Exchange for this purpose.

assistant: 如海外發行人在另一不同的股票市場作主要上市，在此情況下，海外發行人須使本交易所信納建議中的股票市場須爲本交易所認可可作主要上市者。
user: Please translate the following sentence from English to Chinese: The issuer must also disclose in the announcement of resignation or removal of a director, supervisor or chief executive the reasons given by or to him for his resignation or removal (including, but not limited to, any information relating to his disagreement with the board and a statement whether or not there are any matters that need to be brought to the attention of holders of securities of the issuer).

assistant: 發行人宣佈董事、監事或行政總裁辭職或被罷免的公告中，也必須披露有關呈辭或被罷免的理由（包括（但不限於）其與董事會有不同意見的任何資料，以及說明是否有任何其他事項需要通知發行人證券的持有人）。
user: Please translate the following sentence from English to Chinese: The Sponsor is required to demonstrate to the Exchange its independence or lack of independence and declare in accordance with the terms set out in Appendix 7K.

assistant: 保薦人須向本交易所證明其屬獨立人士或非屬獨立人士，並須按《GEM 上市規則》附錄七 K 所載作出聲明。
user: Please translate the following sentence from English to Chinese: (4) the documents to be offered for inspection will be the documents corresponding to those mentioned in paragraph 53 of Part A and paragraph 43 of Part B of Appendix

assistant: (4) 備查文件指附錄一 A 部第 53 段及 B 部第 43 段所述的文件。
user: Please translate the following sentence from English to Chinese: The Exchange must be consulted if there is any doubt about the application of sub-paragraph 28(1)(b).

assistant: 如發行人對於第 28(1)(b) 分段的規定是否適用有疑問，必須徵求本交易所的意見。
user: Please translate the following sentence from English to Chinese: (1) a prominent and legible disclaimer on the front cover or inside front cover of the circular in the form set out in rule 14.88;

assistant: (1) 按《上市規則》第 14.88 條所述的形式，在通函的封面或封面內頁清楚而明顯地刊載免責聲明；
user: Please translate the following sentence from English to Chinese: (2) in the case of defined contribution schemes, details of whether forfeited contributions (by employers on behalf of employees who leave the scheme prior to vesting fully in such contributions) may be used by the employer to reduce the existing level of contributions and if so, the amounts so utilised in the course of the year and available at the date of statement of financial position for such use;

assistant: (2) 如屬界定供款計劃，則載列有關僱主是否可以動用已被沒收的供款（即僱員在有關供款歸其所有前退出該計劃，由僱主代僱員處理的供款），以減低現有的供款水平； 如屬可以動用，則列出該年度內所動用的數額及截至財務狀況表結算日可用作該項用途的數額；
user: Please translate the following sentence from English to Chinese: (5) the audited accounts of the issuer or, in the case of a group the consolidated audited accounts of the issuer and its subsidiaries for each of the two financial years immediately preceding the issue of the listing document together with (in the case of a Hong Kong issuer) all notes, certificates or information required by the Companies Ordinance;

assistant: (5) 發行人於緊接上市文件刊發前兩個會計年度每年的經審計賬目，或（如屬有關集團）發行人及其附屬公司每年的經審計綜合賬目，連同（如屬香港發行人）《公司條例》規定的一切附註、證書或資料；
user: Please translate the following sentence from English to Chinese: (a) the directors’ report and its annual accounts together with a copy of the auditors’ report thereon and, where applicable, its summary financial report;

assistant: (a) 董事會報告及發行人的年度賬目連同核數師報告；
user: Please translate the following sentence from English to Chinese: (2) the option holder notifying the grantor that the option will not be exercised;

assistant: (2) 選擇權持有人通知選擇權授予人，不會行使該選擇權；
user: Please translate the following sentence from English to Chinese: Percentage ratios 14.07 The percentage ratios are the figures, expressed as percentages resulting from each of the following calculations:

assistant: 百分比率 14.07 百分比率是按下述方式計算所得，以百分比形式表達的數字：
user: Please translate the following sentence from English to Chinese: 15A.43 The minimum issue price of a structured product must be not less than HK$0.25.

assistant: 15A.43 結構性產品的最低發行價不得少於每份 0.25 港元。
user: Please translate the following sentence from English to Chinese: 13. A new applicant does not need to publish its PHIP:

assistant: 13. 新申請人毋須登載其聆訊後資料集：
user: Please translate the following sentence from English to Chinese: 4. that all money due to the Issuer in respect of the issue/offer has been received by it;

assistant: 4. 發行人已收取其在是次發行╱出售應得的全部款項；
user: Please translate the following sentence from English to Chinese: (2) except in the case of continuous issues, the period of the opening of the issue or offer and any possibilities of early closure;

assistant: (2) 除持續發行外，是次發行或發售證券接受申請的期間及是否可能提早截止接受申請；
user: Please translate the following sentence from English to Chinese: 26.05 An offer for subscription must be supported by a listing document which must comply with the relevant requirements of Chapter 29.

assistant: 26.05 採用發售以供認購的方式上市，必須刊發上市文件，而該上市文件須符合《GEM 上市規則》第二十九章所述的有關規定。
user: Please translate the following sentence from English to Chinese: 19A.49 Paragraphs 6(2), 7(2), 11(1) and 11(2) of Appendix 3, which are covered by the additional required provisions set out in Section 1 of Part D of Appendix 13, shall not apply to a PRC issuer.

assistant: 19A.49 附錄三第6(2)、7(2)、11(1)及11(2)各段，已載列於附錄十三D部第一節的附加規定內，故不適用於中國發行人。
user: Please translate the following sentence from English to Chinese: 5. (1) An applicant shall file a copy of its application with the Commission within one business day after the day on which the application is submitted to a recognized exchange company.

assistant: 5. (1) 申請人須在向某認可交易所呈交申請書的日期後一個營業日內，將申請書副本送交證監會存檔。
user: Please translate the following sentence from English to Chinese: (3) the nature and extent of its prospecting, exploration, exploitation, land use and mining rights and a description of the properties to which those rights attach, including the duration and other principal terms and conditions of the concessions and any necessary licences and consents.

assistant: (3) 其探礦、勘探、開採、土地使用及採礦的權利性質及範圍，以及該等權利所牽涉產業的概況，包括特許權以及任何所需牌照及許可的期限及其他主要條款細則。
user: Please translate the following sentence from English to Chinese: (5) In the case of a reverse takeover, suspension of dealings in the issuer’s securities must continue until the issuer has announced sufficient information.

assistant: (5) 如屬反收購行動，發行人的證券必須繼續停牌，直至發行人已就有關資料作出充分公佈爲止。
user: Please translate the following sentence from English to Chinese: (1) the information required under rules 14.66 and 14.70;

assistant: (1) 《上市規則》第 14.66 及 14.70 條規定的資料；
user: Please translate the following sentence from English to Chinese: Prospective issuers are therefore encouraged to contact the Exchange to seek informal and confidential guidance as to the eligibility of a proposed issue for listing at the earliest possible opportunity.

assistant: 預期發行人因此應向本交易所尋求非正式及保密的指引，以便能及早得知上市發行建議是否符合要求。
user: Please translate the following sentence from English to Chinese: (3) the investment company must publish in accordance with rule 2.07C an announcement containing a statement of its net asset value as at the end of each month within 15 days of that date;

assistant: (3) 投資公司須於每月最後一天後十五日內按照《上市規則》第 2.07C 條的規定公佈其每月月底的資產淨值；
user: Please translate the following sentence from English to Chinese: (b) a shareholder who applies to take up his or its full entitlement may unwittingly incur an obligation to make a general offer under the Takeovers Code, unless a waiver from the Executive (as defined in the Takeovers Code) has been obtained.

assistant: (b) 股東在申請認購其應得的全部權益的時，可能會無意間負上《收購守則》規定的公開要約的責任，但已向執行人員（定義見《收購守則》）取得豁免者除外。
user: Please translate the following sentence from English to Chinese: (2) In the case of a new applicant, the depository counter of HKSCC, the designated branches of the receiving banks specified in the prospectus, if any, and the principal place of business of the sponsors acting in respect of the application for listing of the equity securities.

assistant: (2) 如屬新申請人，結算公司的存管處服務櫃檯、招股章程內指明的收款銀行（如有）的指定分行，以及負責有關股本證券的上市申請的保薦人的主要營業地點。
user: Please translate the following sentence from English to Chinese: 31.36 An issuer shall ensure equality of treatment for all holders of its listed debt securities of the same class in respect of all rights attaching to such securities.

assistant: 31.36 發行人須確保其同一類別上市債務證券的所有持有人在該等證券所附權利方面均獲同等待遇。
user: Please translate the following sentence from English to Chinese: 23.09 The debt securities for which listing is sought must be freely transferable.

assistant: 23.09 尋求上市的債務證券必須可自由轉讓。
user: Please translate the following sentence from English to Chinese: (a) purchases not made through the market or by tender shall be limited to a maximum price;

assistant: (a) 如非經市場或以招標方式購回，其價格不得超過某一最高價格限度；
user: Please translate the following sentence from English to Chinese: Procedural and administrative matters are those that:

assistant: 程序及行政事宜包括：
user: Please translate the following sentence from English to Chinese: 10. Where relevant, in the absence of a statement that estate duty indemnities have been given, a statement that the directors have been advised that no material liability for estate duty would be likely to fall upon any member of the group.

assistant: 10. 如屬適用，若無刊載關於已提出遺產稅賠償保證的聲明，須說明董事會獲悉有關集團內任何成員公司不大可能需要負擔重大的遺產稅責任。
user: Please translate the following sentence from English to Chinese: 43. Where the accounting information given in an interim report has not been audited that fact must be stated.

assistant: 43. 如中期報告所載的會計資料未經審計，須如實說明。
user: Please translate the following sentence from English to Chinese: 23. In the case of shares with preferential rights, a statement of the conditions conferred thereon as to capital (including redemption), dividends, meetings and voting rights must appear on the reverse of the security.

assistant: 23. 如屬附有優先權的股份，證券的背面須載明有關股本（包括贖回股本）、股息、會議及投票權的條件。
user: Please translate the following sentence from English to Chinese: (a) will have to be notified to the issuer and the Exchange pursuant to Divisions 7 and 8 of Part XV of the Securities and Futures Ordinance (including interests and short positions which he is taken or deemed to have under such provisions of Securities and Futures Ordinance) once the issuer’s securities are listed;

assistant: (a) （包括其根據《證券及期貨條例》第XV部第7及第8分部被假設或視爲擁有的權益及淡倉）須於發行人的證券上市後依據《證券及期貨條例》第 7 及第 8 分部規定通知發行人及本交易所；
user: Please translate the following sentence from English to Chinese: Any conversion of dividends paid in a foreign currency must occur at the market rates prevailing at the time of conversion.

assistant: 以外幣支付的股息如要兌換，必須按兌換時的市場匯率進行。
user: Please translate the following sentence from English to Chinese: All convertible debt securities must, prior to the issue thereof, be approved by the Exchange and the Exchange should be consulted at the earliest opportunity as to the requirements which will apply.

assistant: 所有可轉換債務證券，於發行前必須獲得本交易所批准，而發行人應就有關的適用規定儘早諮詢本交易所。
user: Please translate the following sentence from English to Chinese: For routine applications the Exchange aims to issue this letter 5 business days after it receives the application.

assistant: 對於一般的申請，本交易所力求在收到申請後 5 個營業日內發出此函。
user: Please translate the following sentence from English to Chinese: Note 6 This paragraph does not apply to States, debt issues to professional investors only or, in the case of details in relation to its secretary, to Supranationals.

assistant: 附註 6 本段不適用於國家機構，及僅售予專業投資者的債務證券，亦不適用於（如屬有關祕書的資料）超國家機構。
user: Please translate the following sentence from English to Chinese: The market representatives shall normally hold office for a one-year term and shall be eligible for re-appointment at the end of a term.

assistant: 市場代表一般任期爲一年，並可在任期結束時獲再度委任。
user: Please translate the following sentence from English to Chinese: (f) the Sponsor and its close associates;

assistant: (f) 保薦人及其緊密聯繫人；
user: Please translate the following sentence from English to Chinese: The grant, acquisition, transfer or exercise of an option by a listed issuer will be treated as a transaction and classified by reference to the percentage ratios.

assistant: 凡上市發行人授予、購買、轉讓或行使一項選擇權，將被視作一項交易處理，並按各種百分比率分類。
user: Please translate the following sentence from English to Chinese: i) the last time for accepting shares for registration shall be deferred to the next business day during normal business hours for each ex-date affected;

assistant: (i) 接受股票過戶登記的最後日期應按每個受影響的除淨日遞延至下一個營業日的正常營業時間內辦理過戶登記事宜；
user: Please translate the following sentence from English to Chinese: (a) the company secretary of the issuer;

assistant: (a) 發行人的公司祕書；
user: Please translate the following sentence from English to Chinese: and (c) the adjustments are appropriate for the purposes of the pro forma financial information as disclosed pursuant to rule 7.31(1).

assistant: 及 (c) 就根據《GEM 上市規則》第 7.31(1) 條作出披露的備考財務資料而言，有關調整是適當的。
user: Please translate the following sentence from English to Chinese: Chapter 19C

assistant: 第十九C章
user: Please translate the following sentence from English to Chinese: (2) having made specific enquiry of all directors, whether its directors have complied with, or whether there has been any non-compliance with, the required standard of dealings and its code of conduct regarding securities transactions by directors;

assistant: (2) 在向所有董事作出特定查詢後，確定發行人的董事有否遵守「交易必守標準」所訂有關董事進行證券交易的標準及發行人本身自訂的守則；
user: Please translate the following sentence from English to Chinese: and (2) whether the transaction or arrangement confers upon the shareholder or his close associate a benefit (whether economic or otherwise) not available to the other shareholders of the issuer.

assistant: 及 (2) 有關交易或安排有否將發行人其他股東所沒有的利益（不論是經濟利益或其他利益）賦予該股東或其緊密聯繫人。
user: Please translate the following sentence from English to Chinese: (6) where an overseas issuer wishes to obtain its listing on the Exchange by way of an introduction in the circumstances set out in rule 10.18(3):

assistant: (6) 如海外發行人在《GEM 上市規則》第 10.18(3) 條所述的情況下有意以介紹方式在本交易所上市：
user: Please translate the following sentence from English to Chinese: 5. The following are particulars of the qualifications and experience of the directors of the CIS Operator and (where applicable) the Collective Investment Scheme, the investment adviser, persons who are/will be responsible for investment management and investment advisory services in relation to the Collective Investment Scheme’s portfolio and person(s) whose opinion(s) as (an) expert(s) is/are referred to in any document included in this application.

assistant: 5. 以下爲集體投資計劃營辦人各董事及（如屬適用）集體投資計劃各董事、有關投資顧問、負責╱將會負責集體投資計劃組合的投資管理及投資顧問服務的人士以及在本申請所載文件內發表專家意見的人士的專業或學術資格及經驗的詳細資料。
user: Please translate the following sentence from English to Chinese: (3) a footnote stating that no transfer of the security or any portion thereof represented by the certiﬁcate can be registered without production of the certiﬁcate;

assistant: (3) 申明若不出示證書、證書代表的全部或部分證券不能登記過戶的附註；
user: Please translate the following sentence from English to Chinese: (g) The Issuer and the Guarantor must seek to ensure that dealings do not take place between parties one of whom does not have inside information which the other possesses.

assistant: (g) 發行人及擔保人必須致力確保不會在一方沒有掌握內幕消息而另一方則管有該等消息的情況下進行買賣。
user: Please translate the following sentence from English to Chinese: Note: This includes a continuing transaction between the listed issuer’s group and a connected person exempt under the “insignificant subsidiary exemption” (see rule 20.08), and the connected person subsequently cannot meet the conditions for the exemption.

assistant: 注： 這包括上市發行人集團與一名根據「非重大附屬公司豁免」（見《GEM 上市規則》第 20.08 條）獲得豁免的關連人士，而該關連人士其後未能符合豁免條件。
user: Please translate the following sentence from English to Chinese: (3) if such securities are not admitted for listing on any stock exchange, a statement of whether there is (or is proposed to be) trading or dealing in such securities on any other authorised trading facility such as the Securities Trading Automated Quotation System (証券交易自動報價系統) in the PRC;

assistant: (3) 如該等證券未獲準在任何證券交易所上市，須提供有關該等證券是否（或是否擬）以任何其他經認可的買賣設施（如在中國的證券交易自動報價系統）進行買賣或交易的聲明；
user: Please translate the following sentence from English to Chinese: (3) HK$24,000 for more than HK$500 million of debt securities issued;

assistant: (3) 24,000 港元（發行債務證券超過 5 億港元者）；
user: Please translate the following sentence from English to Chinese: (a) ascertain whether or to what extent any provisions in the Exchange Listing Rules apply to the document, or the transaction or matter to which it relates;

assistant: (a) 確定《上市規則》內某些條文是否或在多大程度上適用於有關文件或與文件有關的交易或事宜；
user: Please translate the following sentence from English to Chinese: 3.13 A request for a review of any decision of the Listing Division or the GEM Listing Committee made pursuant to rule 3.12 must be notified to the Exchange within 7 days of the Listing Division’s or the GEM Listing Committee’s decision unless written reasons for a decision are requested, in which case a request for a review of that decision must be notified within 7 days of the receipt of the written reasons.

assistant: 3.13 根據《GEM 上市規則》第 3.12 條要求複覈上市科或 GEM 上市委員會的任何決定，除非要求以書面陳述決定的理由（在此情況下，須於接獲書面理由後七天內就複覈該項決定提出要求），否則須於上市科或 GEM 上市委員會作出決定後七天內通知本交易所。
user: Please translate the following sentence from English to Chinese: (g) the submission of an application form shall be deemed to confer authority upon the Exchange to notify to:

assistant: (g) 將提交申請表格將被視爲授權本交易所：
user: Please translate the following sentence from English to Chinese: (a) the statement has been made by the directors after due and careful enquiry;

assistant: (a) 有關聲明是董事會經適當與審慎查詢後所作出；
user: Please translate the following sentence from English to Chinese: and (iv) how to access the corporate communication.

assistant: 及 (iv) 如何擷取有關的公司通訊。
user: Please translate the following sentence from English to Chinese: 19.25 An auditors’ report in a different form may be applicable in the case of banking and insurance companies.

assistant: 19.25 就經營銀行業及保險業的公司編制的核數師報告而言，該報告可以採用一種不同形式。
user: Please translate the following sentence from English to Chinese: Requirements that apply to listed issuers 18.10 A listed issuer proposing to acquire assets which are solely or mainly Mineral or Petroleum Assets as part of a Relevant Notifiable Transaction must comply with rule 18.09.

assistant: 適用於上市發行人的規定 18.10 上市發行人擬收購資產作爲相關須予公佈交易一部分，而所收購的資產純粹或主要是礦產或石油資產，則該上市發行人必須遵守《上市規則》第 18.09 條。
user: Please translate the following sentence from English to Chinese: The valuation report setting out the information required by these Rules must be available for public inspection;

assistant: 載有本規則規定資料的估值報告須提供予公衆查閱；
user: Please translate the following sentence from English to Chinese: (3) That, where not otherwise provided by law, the issuer in general meeting shall have power by ordinary resolution to remove any director (including a managing or other executive director, but without prejudice to any claim for damages under any contract) before the expiration of his period of office.

assistant: (3) 如法例並無其他規定，則發行人有權在股東大會上以普通決議，在任何董事（包括董事總經理或其他執行董事）任期屆滿前將其免任；
user: Please translate the following sentence from English to Chinese: A “controller” is a director, chief executive or controlling shareholder of the listed issuer;

assistant: 「控權人」指上市發行人的董事、最高行政人員或控股股東；
user: Please translate the following sentence from English to Chinese: (a) omit material facts of an unfavourable nature or fail to accord them with appropriate significance;

assistant: (a) 略去屬於不利因素的重大事實或沒有給予恰當的顯眼位置；
user: Please translate the following sentence from English to Chinese: (b) when the agreement is renewed or its terms are varied, comply with all connected transaction requirements.

assistant: (b) 在更新協議或修訂協議條款時，遵守所有關連交易規定。
user: Please translate the following sentence from English to Chinese: It is the issuer’s responsibility to ensure that trading in its securities resumes as soon as practicable following the publication of an appropriate announcement or when the specific reasons given by the issuer supporting its request for a trading halt or suspension of trading in its securities, under rule 6.02, no longer apply.

assistant: 發行人有責任確保在刊發適當的公告後，或其當初根據《上市規則》第 6.02 條要求短暫停牌或停牌的具體理由不再適用時，在切實可行的範圍內儘快復牌買賣。
user: Please translate the following sentence from English to Chinese: UNDERTAKING 8A.43 At listing, a beneficiary of weighted voting rights must give the issuer an undertaking in a form acceptable to the Exchange that they will comply with rules 8A.09, 8A.14, 8A.15, 8A.17, 8A.18 and 8A.24.

assistant: 承諾 8A.43 發行人上市時，其不同投票權受益人必須以本交易所接納的方式向發行人承諾遵守《上市規則》第 8A.09、8A.14、8A.15、8A.17、8A.18 及 8A.24 條的規定。
user: Please translate the following sentence from English to Chinese: means the actual or potential investors under the placing tranche of an offer

assistant: 指參與發售的配售部分的實在或潛在投資者
user: Please translate the following sentence from English to Chinese: In particular, it is recognised that an obligation on listed issuers who are providers of financial services (such as banks and insurance companies) to give information about suppliers would be of limited or no value, and there is therefore no disclosure requirement in respect of suppliers to such listed issuers.

assistant: 尤其對提供財務服務的上市發行人（如銀行及保險公司）而言，由於披露供應商的資料價值有限或並無價值，因此這些上市發行人可無需披露供應商的資料。
user: Please translate the following sentence from English to Chinese: (19) any other provisions material to the PRC issuer or the shareholders thereof.

assistant: (19) 對中國發行人或其股東具有重大意義的任何其他規定。
user: Please translate the following sentence from English to Chinese: 34. The full name, residential or business address of every director and senior manager or proposed director and senior manager.

assistant: 34. 發行人每名董事及高層管理人員，或候任董事及候任高層管理人員的全名、住址或辦公地址。
user: Please translate the following sentence from English to Chinese: (c) how payments are collected from borrowers of the loans in the pool;

assistant: (c) 如何向集合資產的貸款中的借款人收取款項；
user: Please translate the following sentence from English to Chinese: (7) providing, receiving or sharing services;

assistant: (7) 提供、接受或共用服務；
user: Please translate the following sentence from English to Chinese: (1) any listing document which constitutes a prospectus for the purposes of the Companies Ordinance;

assistant: (1) 根據《公司條例》構成招股章程的任何上市文件；
user: Please translate the following sentence from English to Chinese: Mineral Companies relying on this provision must comply with the more onerous requirements of Listing Rule 18.04.

assistant: 依據此條規則的礦業公司，必須遵守《上市規則》第 18.04 條的更嚴格規定。
user: Please translate the following sentence from English to Chinese: In this regard, a statement that the excess will represent working capital should not be adequate unless a reasonably detailed explanation is given as to how such working capital is to be applied.

assistant: 在這方面，說明超出額將用作營運資金並不足夠，除合理地詳加解釋如何應用營運資金則當別論。
user: Please translate the following sentence from English to Chinese: (4) market price of its securities on the date of grant;

assistant: (4) 其證券於授出日期當天的市價；
user: Please translate the following sentence from English to Chinese: and (z) any general meeting convened on his resignation;

assistant: 及 (z) 因其主動辭聘而召集的股東大會。
user: Please translate the following sentence from English to Chinese: (a) changes to the rights attached to any class of shares of the Qualifying Issuer;

assistant: (a) 合資格發行人任何類別股份所附帶權利的變動；
user: Please translate the following sentence from English to Chinese: (3) A statement to the effect that dealings in securities of the issuer may be settled through CCASS and that investors should seek the advice of their stockbroker or other professional adviser for details of those settlement arrangements and how such arrangements will affect their rights and interests;

assistant: (3) 關於買賣發行人證券可透過中央結算系統進行，而投資者應尋求其股票經紀或其他專業顧問有關結算安排詳情，以及該等安排如何影響其權利及權益的意見的聲明；