Abstract:
Compounds of the following formula useful for inhibiting Ras function and therefore inhibiting or treating the abnormal growth of cells are disclosed: ##STR1## or a pharmaceutically acceptable salt or solvate thereof, wherein: R and R 2  are halo; 
     R 1  and R 3  are H and halo, provided that at least one is H; 
     W is N, CH or C when the double bond is present at the C-11 position; 
     R 4  is --(CH 2 ) n  --R 5  or ##STR2## R 5  is ##STR3## R 6  is R 5  or ##STR4## Z 1  and Z 2  are independently selected from the group consisting of ═O and ═S; 
     n is 1-6; and 
     n 1  is 0 or 1.

Description:
CROSS REFERENCE TO RELATED APPLICATIONS 
     This is a divisional application of U.S. Ser. No. 08/877,399, filed Jun. 17, 1997 U.S. Pat. No. 5,852,034. 
    
    
     BACKGROUND 
     International Publication Number WO95/10516, published Apr. 20, 1995 discloses compounds of the formula: ##STR5## wherein R can be heterocycloalkyl attached to the carbon of the --C(═Z)-- group by a heteroatom, substituted piperidiny or substituted piperidinylmethyl. The compounds are said to be useful for inhibiting farnesyl protein transferase. 
     SUMMARY OF THE INVENTION 
     Compounds of the present invention are represented by Formula I: ##STR6## or an N-oxide thereof, or a pharmaceutically acceptable salt or solvate thereof, wherein: 
     R and R 2  are independently selected from halo; 
     R 1  and R 3  are independently selected from the group consisting of H and halo, provided that at least one of R 1  and R 3  is H; 
     W is N, CH or C when the double bond is present at the C-11 position; 
     R 4  is --(CH 2 ) n  --R 5  or ##STR7## R 5  is ##STR8## R 6  is R 5  or ##STR9## Z 1  and Z 2  are independently selected from the group consisting of ═O and ═S; 
     n is 1-6; and 
     n 1  is 0 or 1. 
     In the compounds of the invention, preferably R is Br, R 2  is halo and R 1  is halo; or R is Br, R 2  is halo and R 3  is halo; or R is Br, R 2  is halo and R 1  and R 3  are each H. R 2  is preferably Br or Cl. When R 1  or R 3  is halo, it is preferably Br or Cl. Z 1  is preferably ═O. Z 2  is preferably ═O. W is preferably CH. Preferred values for n are 1-3. R 5  and R 6  are preferably ##STR10## When R 4  is ##STR11## n 1  is preferably 1 and the resultant piperidinyl group is preferably joined to the methylene at the 4-position carbon ring member. 
     The compounds of this invention: (i) potently inhibit farnesyl protein transferase, but not geranylgeranyl protein transferase I, in vitro; (ii) block the phenotypic change induced by a form of transforming Ras which is a farnesyl acceptor but not by a form of transforming Ras engineered to be a geranylgeranyl acceptor; (iii) block intracellular processing of Ras which is a farnesyl acceptor but not of Ras engineered to be a geranylgeranyl acceptor; and (iv) block abnormal cell growth in culture induced by transforming Ras. 
     The compounds of this invention inhibit farnesyl protein transferase and the farnesylation of the oncogene protein Ras. This invention further provides a method of inhibiting ras farnesyl protein transferase, in mammals, especially humans, by the administration of an effective amount of the tricyclic compounds described above. The administration of the compounds of this invention to patients, to inhibit farnesyl protein transferase, is useful in the treatment of the cancers described below. 
     This invention provides a method for inhibiting or treating the abnormal growth of cells, including transformed cells, by administering an effective amount of a compound of this invention. Abnormal growth of cells refers to cell growth independent of normal regulatory mechanisms (e.g., loss of contact inhibition). This includes the abnormal growth of: (1) tumor cells (tumors) expressing an activated Ras oncogene; (2) tumor cells in which the Ras protein is activated as a result of oncogenic mutation in another gene; and (3) benign and malignant cells of other proliferative diseases in which aberrant Ras activation occurs. 
     This invention also provides a method for inhibiting or treating tumor growth by administering an effective amount of the tricyclic compounds, described herein, to a mammal (e.g., a human) in need of such treatment. In particular, this invention provides a method for inhibiting or treating the growth of tumors expressing an activated Ras oncogene by the administration of an effective amount of the above described compounds. Examples of tumors which may be inhibited or treated include, but are not limited to, breast cancer, prostate cancer, lung cancer (e.g., lung adenocarcinoma), pancreatic cancers (e.g., pancreatic carcinoma such as, for example, exocrine pancreatic carcinoma), colon cancers (e.g., colorectal carcinomas, such as, for example, colon adenocarcinoma and colon adenoma), myeloid leukemias (for example, acute myelogenous leukemia (AML)), thyroid follicular cancer, myelodysplastic syndrome (MDS), bladder carcinoma and epidermal carcinoma. 
     It is believed that this invention also provides a method for inhibiting or treating proliferative diseases, both benign and malignant, wherein Ras proteins are aberrantly activated as a result of oncogenic mutation in other genes--i.e., the Ras gene itself is not activated by mutation to an oncogenic form--with said inhibition or treatment being accomplished by the administration of an effective amount of the tricyclic compounds described herein, to a mammal (e.g., a human) in need of such treatment. For example, the benign proliferative disorder neurofibromatosis, or tumors in which Ras is activated due to mutation or overexpression of tyrosine kinase oncogenes (e.g., neu, src, abl, lck, and fyn), may be inhibited or treated by the tricyclic compounds described herein. 
     The tricyclic compounds useful in the methods of this invention inhibit or treat the abnormal growth of cells. Without wishing to be bound by theory, it is believed that these compounds may function through the inhibition of G-protein function, such as ras p21, by blocking G-protein isoprenylation, thus making them useful in the treatment of proliferative diseases such as tumor growth and cancer. Without wishing to be bound by theory, it is believed that these compounds inhibit ras farnesyl protein transferase, and thus show antiproliferative activity against ras transformed cells. 
     DETAILED DESCRIPTION OF THE INVENTION 
     As used herein, the following terms are used as defined below unless otherwise indicated: 
     MH +   represents the molecular ion plus hydrogen of the molecule in the mass spectrum; 
     Bu represents butyl; Et represents ethyl; Me represents methyl; Ph represents phenyl; and 
     halo represents fluoro, chloro, bromo and iodo. 
     The following solvents and reagents may be referred to herein by the abbreviations indicated: tetrahydrofuran (THF); ethanol (EtOH); methanol (MeOH); acetic acid (HOAc or AcOH); ethyl acetate (EtOAc); N,N-dimethylformamide (DMF); trifluoroacetic acid (TFA); trifluoroacetic anhydride (TFAA); 1-hydroxybenzotriazole (HOBT); m-chloroperbenzoic acid (MCPBA); triethylamine (Et 3  N); diethyl ether (Et 2  O); ethyl chloroformate (CICO 2  Et); and 1-(3-dimethylaminopropyl)-3-ethyl carbodiimide hydrochloride (DEC). 
     Representative structures of Formula I with respect to W and the optional double bond are as follows: ##STR12## 
     Lines drawn into the ring systems indicate that the indicated bond may be attached to any of the substitutable ring carbon atoms. 
     Certain compounds of the invention may exist in different isomeric (e.g., enantiomers, diastereoisomers and atropisomers) forms. The invention contemplates all such isomers both in pure form and in admixture, including racemic mixtures. Enol forms are also included. 
     Certain tricyclic compounds will be acidic in nature, e.g. those compounds which possess a carboxyl or phenolic hydroxyl group. These compounds may form pharmaceutically acceptable salts. Examples of such salts may include sodium, potassium, calcium, aluminum, gold and silver salts. Also contemplated are salts formed with pharmaceutically acceptable amines such as ammonia, alkyl amines, hydroxyalkylamines, N-methylglucamine and the like. 
     Certain basic tricyclic compounds also form pharmaceutically acceptable salts, e.g., acid addition salts. For example, the pyrido-nitrogen atoms may form salts with strong acid, while compounds having basic substituents such as amino groups also form salts with weaker acids. Examples of suitable acids for salt formation are hydrochloric, sulfuric, phosphoric, acetic, citric, oxalic, malonic, salicylic, malic, fumaric, succinic, ascorbic, maleic, methanesulfonic and other mineral and carboxylic acids well known to those in the art. The salts are prepared by contacting the free base form with a sufficient amount of the desired acid to produce a salt in the conventional manner. The free base forms may be regenerated by treating the salt with a suitable dilute aqueous base solution such as dilute aqueous NaOH, potassium carbonate, ammonia and sodium bicarbonate. The free base forms differ from their respective salt forms somewhat in certain physical properties, such as solubility in polar solvents, but the acid and base salts are otherwise equivalent to their respective free base forms for purposes of the invention. 
     All such acid and base salts are intended to be pharmaceutically acceptable salts within the scope of the invention and all acid and base salts are considered equivalent to the free forms of the corresponding compounds for purposes of the invention. 
     Compounds of the invention may be made by the methods described in the examples below, and by using the methods described in WO 95/10516--see, for example, the methods for preparing compounds of Formula 400.00. 
     Compounds of the invention wherein Z 1  and Z 2  are ═O can be prepared by reacting a compound of the formula II or III ##STR13## wherein all other substituents are as defined for Formula I, with an acid of the formula HOOC--(CH 2 ) n  --NHR 7 , wherein n is as defined above and R 7  is an amino protecting group such as t-butoxycarbonyl (BOC). The reaction is carried out using standard amide coupling conditions, for example the reaction can be carried out at room temperature, in an inert solvent such as DMF, in the presence of a condensing agent such as 1-(3-dimethyl-aminopropyl)-3-ethyl-carbodiimide hydrochloride, a base such as N-methylmorpholine and an activating agent such as 1-hydroxybenzotriazole. The R 7  protecting group is then removed, for example by treatment with trifluoroacetic acid, to obtain the corresponding amine of the formula IIA or IIIA: ##STR14## 
     To prepare compounds of formula I wherein R 5  or R 6  comprises a cyclic lactam, a compound of formula IIA or IIIA is reacted with 4-bromobutyryl chloride or 4-bromovaleryl chloride, followed by cyclization with a reagent such a NaH. Compounds of formula I wherein R 5  or R 6  comprises a cyclic urea are similarly prepared by reacting an amine of formula IIA or IIIA with 2-bromo ethyl isocyanate or 3-chloropropyl isocyanate, followed as before by cyclization with a reagent such as NaH. 
     Alternatively, an amine of formula IIA or IIIA can be reacted with lactam-substituted acetic acid under standard amide coupling conditions as described above. 
     When Z 1 , or Z 1  and Z 2 , represent sulfur, a compound of formula I wherein Z 1 , or Z 1  and Z 2 , is oxygen is reacted with P 2  S 5 , Lawesson&#39;s reagent, or another reagent capable of introducing sulfur in place of oxygen. The reaction may take place at elevated temperature in pyridine, toluene or other suitable solvents. For compounds wherein Z 1  and Z 2  are different, the conversion form oxygen to sulfur can be effected before the starting materials (i.e., compounds of formula IIIA and the alkanoyl chloride or isocyanate) are reacted. 
     Compounds of formula I comprising a pyridyl N-oxide in ring I of the tricyclic portion can be prepared by procedures well known in the art. For example, the compound of formula II can be reacted with MCPBA in a suitable organic solvent, e.g., CH 2  Cl 2  (usually anhydrous). at a suitable temperature, to obtain an N-oxide of formula IIa ##STR15## 
     Generally, the organic solvent solution of formula II is cooled to about 0° C. before the MCPBA is added. The reaction is then allowed to warm to room temperature during the reaction period. The desired product can be recovered by standard separation means, for example, the reaction mixture can be washed with an aqueous solution of a suitable base, e.g., saturated NaHCO 3  or NaOH (e.g., 1 N NaOH), and then dried over anhydrous MgSO 4 . The solution containing the product can be concentrated in vacuo, and the product can be purified by standard means, e.g., by chromatography using silica gel (e.g., flash column chromatography). 
     Compounds of formula II are prepared by methods known in the art, for example by methods disclosed in WO 95/10516, in U.S. Pat. No. 5,151,423 and those described below. Compounds of formula II wherein the C-3 postion of the pyridine ring in the tricyclic structure is substituted by bromo can also be prepared by a procedure comprising the following steps: 
     (a) reacting an amide of the formula ##STR16## wherein R 11a  is Br, R 5a  is hydrogen and R 6a  is C 1  -C 6  alkyl, aryl or heteroaryl; R 5  a is C 1  -C 6  alkyl, aryl or heteroaryl and R 6a  is hydrogen; R 5a  and R 6a  are independently selected from the group consisting of C 1  -C 6  alkyl and aryl; or R 5a  and R 6a , together with the nitrogen to which they are attached, form a ring comprising 4 to 6 carbon atoms or comprising 3 to 5 carbon atoms and one hetero moiety selected from the group consisting of --O -- and --NR 9a  --, wherein R 9a  is H, C 1  -C 6  alkyl or phenyl; with a compound of the formula ##STR17## wherein R 1a , R 2a , R 3a  and R 4a  are are independently selected from the group consisting of hydrogen and halo and R 7a  is Cl or Br, in the presence of a strong base to obtain a compound of the formula ##STR18## (b) reacting a compound of step (a) with (i) POCl 3  to obtain a cyano compound of the formula ##STR19## or (ii) DIBALH to obtain an adlehyde of the formula ##STR20## (c) reacting the cyano compound or the aldehyde with a piperidine derivative of the formula ##STR21## wherein L is a leaving group selected from the group consisting of Cl and Br, to obtain an aldehyde or an alcohol of the formula below, respectively: ##STR22## (d)(i) cyclizing the aldehyde with CF 3  SO 3  H to obtain a compound of formula II wherein the dotted line represents a double bond; or 
     (d)(ii) cyclizing the alcohol with polyphosphoric acid to obtain a compound of formula II wherein the dotted line represents a single bond. 
     Methods for preparing compounds of formula II disclosed in WO 95/10516, U.S. Pat. No. 5,151,423 and described below employ a tricyclic ketone intermediate. Such intermediates of the formula ##STR23## wherein R 11b , R 1a , R 2a , R 3a  and R 4a  are independently selected from the group consisting of hydrogen and halo, can be prepared by the following process comprising: 
     (a) reacting a compound of the formula ##STR24## (i) with an amine of the formula NHR 5a  R 6a , wherein R 5a  and R 6a  are as defined in the process above; in the presence of a palladium catalyst and carbon monoxide to obtain an amide of the formula: ##STR25## (ii) with an alcohol of the formula R 10a  OH, wherein R 10a  is C 1  -C 6  lower alkyl or C 3  -C 6  cycloalkyl, in the presence of a palladium catalyst and carbon monoxide to obtain the ester of the formula ##STR26## followed by reacting the ester with an amine of formula NHR 5a  R 6a  to obtain the amide; 
     (b) reacting the amide with an iodo-substituted benzyl compound of the formula ##STR27## wherein R 1a , R 2a , R 3a , R 4a  and R 7a  are as defined above, in the presence of a strong base to obtain a compound of the formula ##STR28## (c) cyclizing a compound of step (b) with a reagent of the formula R 8a  MgL, wherein R 8a  is C 1  -C 8  alkyl, aryl or heteroaryl and L is Br or Cl, provided that prior to cyclization, compounds wherein R 5a  or R 6a  is hydrogen are reacted with a suitable N-protecting group. 
     (+)-Isomers of compounds of formula II wherein X is CH can be prepared with high enantioselectivity by using a process comprising enzyme catalyzed transesterification. Preferably, a racemic compound of formula II, wherein X is C, the double bond is present and R 3  is not H, is reacted with an enzyme such as Toyobo LIP-300 and an acylating agent such as trifluoroethly isobutyrate; the resultant (+)-amide is then hydrolyzed, for example by refluxing with an acid such as H 2  SO 4 , to obtain the corresponding optically enriched (+)-isomer wherein X is CH and R 3  is not H. Alternatively, a racemic compound of formula II, wherein X is C, the double bond is present and R 3  is not H, is first reduced to the corresponding racemic compound of formula II wherein X is CH and then treated with the enzyme (Toyobo LIP-300) and acylating agent as described above to obtain the (+)-amide, which is hydrolyzed to obtain the optically enriched (+)-isomer. 
     Compounds of formula III can be prepared from compounds of formula II by procedures known in the art, for example by reacting 1-N-t-butoxy-carbonylpiperidinyl-4-acetic acid with the compound of formula II under the standard amide coupling conditions described above. 
     Compounds useful in this invention are exemplified by the following preparative examples, which should not be construed to limit the scope of the disclosure. Alternative mechanistic pathways and analogous structures within the scope of the invention may be apparent to those skilled in the art. ##STR29##Step A: ##STR30## 
    
    
     Combine 25.86 g (55.9 mmol) of 4-(8-chloro-3-bromo-5,6-dihydro-11 H-benzo[5,6]cyclohepta[1,2-b]pyridin-11-ylidene)-1-piperidine-1-carboxylic acid ethyl ester and 250 mL of concentrated H 2  SO 4  at -5° C., then add 4.8 g (56.4 mmol) of NaNO 3  and stir for 2 hours. Pour the mixture into 600 g of ice and basify with concentrated NH 4  OH (aqueous). 
     Filter the mixture, wash with 300 mL of water, then extract with 500 mL of CH 2  Cl 2 . Wash the extract with 200 mL of water, dry over MgSO 4 , then filter and concentrate in vacuo to a residue. Chromatograph the residue (silica gel, 10% EtOAc/CH 2  Cl 2 ) to give 24.4 g (86% yield) of the product. m.p.=165-167° C., Mass Spec.: MH +  =506, 508 (Cl). 
     elemental analysis: calculated--C, 52.13; H, 4.17; N, 8.29. found--C, 52.18; H, 4.51; N, 8.16. 
     Step B: ##STR31## 
     Combine 20 g (40.5 mmol) of the product of Step A and 200 mL of concentrated H 2  SO 4  at 20° C., then cool the mixture to 0° C. Add 7.12 g (24.89 mmol) of 1,3-dibromo-5,5-dimethyl-hydantoin to the mixture and stir for 3 hours at 20° C. Cool to 0° C., add an additional 1.0 g (3.5 mmol) of the dibromohydantoin and stir at 20° C. for 2 hours. Pour the mixture into 400 g of ice, basify with concentrated NH 4  OH (aqueous) at 0° C., and collect the resulting solid by filtration. Wash the solid with 300 mL of water, slurry in 200 mL of acetone and filter to provide 19.79 g (85.6% yield) of the product. m.p.=236-237° C., Mass Spec.: MH +  =586 (Cl). 
     elemental analysis: calculated--C, 45.11; H, 3.44; N, 7.17. found--C, 44.95; H, 3.57; N, 7.16. 
     Step C: ##STR32## Combine 25 g (447 mmol) of Fe filings, 10 g (90 mmol) of CaCl 2  and a suspension of 20 g (34.19 mmol) of the product of Step B in 700 mL of 90:10 EtOH/water at 50° C. Heat the mixture at reflux overnight, filter through Celite® and wash the filter cake with 2×200 mL of hot EtOH. Combine the filtrate and washes, and concentrate in vacuo to a residue. Extract the residue with 600 mL of CH 2  Cl 2 , wash with 300 mL of water and dry over MgSO 4 . Filter and concentrate in vacuo to a residue, then chromatograph (silica gel, 30% EtOAc/CH 2  Cl 2 ) to give 11.4 g (60% yield) of the product. m.p.=211-212° C., Mass Spec.: MH +  =556 (Cl). 
     elemental analysis: calculated--C, 47.55; H, 3.99; N, 7.56. found--C, 47.45; H, 4.31; N, 7.49. 
     Step D: ##STR33## 
     Slowly add (in portions) 20 g (35.9 mmol) of the product of Step C to a solution of 8 g (116 mmol) of NaNO 2  in 120 mL of concentrated HCl (aqueous) at -10° C. Stir the resulting mixture at 0° C. for 2 hours, then slowly add (dropwise) 150 mL (1.44 mole) of 50% H 3  PO 2  at 0° C. over a 1 hour period. Stir at 0° C. for 3 hours, then pour into 600 g of ice and basify with concentrated NH 4  OH (aqueous). Extract with 2×300 mL of CH 2  Cl 2 , dry the extracts over MgSO 4 , then filter and concentrate in vacuo to a residue. Chromatograph the residue (silica gel, 25% EtOAc/hexanes) to give 13.67 g (70% yield) of the product. m.p.=163-165° C., Mass Spec.: MH +  =541 (Cl). 
     elemental analysis: calculated--C, 48.97; H, 4.05; N, 5.22. found--C, 48.86; H, 3.91; N, 5.18. 
     Step E: ##STR34## 
     Combine 6.8 g (12.59 mmol) of the product of Step D and 100 mL of concentrated HCl (aqueous) and stir at 85° C. overnight. Cool the mixture, pour it into 300 g of ice and basify with concentrated NH 4  OH (aqueous). Extract with 2×300 mL of CH 2  Cl 2 , then dry the extracts over MgSO 4 . Filter, concentrate in vacuo to a residue, then chromatograph (silica gel, 10% MeOH/EtOAc+2% NH 4  OH (aq.)) to give 5.4 g (92% yield) of the title compound. m.p.=172-174° C., Mass Spec.: MH +  =469 (FAB). 
     elemental analysis: calculated--C, 48.69; H, 3.65; N, 5.97. found--C, 48.83; H, 3.80; N, 5.97. ##STR35## Step A: ##STR36## 
     Hydrolyze 2.42 g of 4-(8-chloro-3-bromo-5,6-dihydro-11H-benzo[5,6]cyclohepta[1,2-b]pyridin-11-ylidene)-1-piperidine-1-carboxylic acid ethyl ester by dissolving in concentrated HCl and heating to about 100° C. for @ 16 hours. Cool the mixture, the neutralize with 1 M NaOH (aqueous). Extract with CH 2  Cl 2 , dry the extracts over MgSO 4 , filter and concentrate in vacuo to give 1.39 g (69% yield) of the product. 
     Step B: ##STR37## 
     Combine 1 g (2.48 mmol) of the product of Step A and 25 mL of dry toluene, add 2.5 mL of 1 M DIBAL in toluene and heat the mixture at reflux. After 0.5 hours, add another 2.5 mL of 1 M DIBAL in toluene and heat at reflux for 1 hour. (The reaction is monitored by TLC using 50% MeOH/CH 2  Cl 2  +NH 4  OH (aqueous).) Cool the mixture to room temperature, add 50 mL of 1 N HCl (aqueous) and stir for 5 min. Add 100 mL of 1 N NaOH (aqueous), then extract with EtOAc (3×150 mL). Dry the extracts over MgSO 4 , filter and concentrate in vacuo to give 1.1 g of the title compound. ##STR38## Step A: ##STR39## 
     Combine 16.6 g (0.03 mole) of the product of Preparative Example 1, Step D, with a 3:1 solution of CH 3  CN and water (212.65 mL CH 3  CN and 70.8 mL of water) and stir the resulting slurry overnight at room temperature. Add 32.833 g (0.153 mole) of NalO 4  and then 0.31 g (2.30 mmol) of RuO 2  and stir at room temperature give 1.39 g (69% yield) of the product. (The addition of RuO 2  is accompanied by an exothermic reaction and the temperature climbs from 20° to 30° C.) Stir the mixture for 1.3 hrs. (temperature returned to 25° C. after about 30 min.), then filter to remove the solids and wash the solids with CH 2  Cl 2 . Concentrate the filtrate in vacuo to a residue and dissolve the residue in CH 2  Cl 2 . Filter to remove insoluble solids and wash the solids with CH 2  Cl 2 . Wash the filtrate with water, concentrate to a volume of about 200 mL and wash with bleach, then with water. Extract with 6 N HCl (aqueous). Cool the aqueous extract to 0° C. and slowly add 50% NaOH (aqueous) to adjust to pH=4 while keeping the temperature &lt;30° C. Extract twice with CH 2  Cl 2 , dry over MgSO 4  and concentrate in vacuo to a residue. Slurry the residue in 20 mL of EtOH and cool to 0° C. Collect the resulting solids by filtration and dry the solids in vacuo to give 7.95 g of the product.  1  H NMR (CDCl 3 , 200 MHz): 8.7 (s, 1H); 7.85 (m, 6H); 7.5 (d, 2H); 3.45 (m, 2H); 3.15 (m, 2H). 
     Step B: ##STR40## 
     Combine 21.58 g (53.75 mmol) of the product of Step A and 500 mL of an anhydrous 1:1 mixture of EtOH and toluene, add 1.43 g (37.8 mmol) of NaBH 4  and heat the mixture at reflux for 10 min. Cool the mixture to 0° C., add 100 mL of water, then adjust to pH≈4-5 with 1 M HCl (aqueous) while keeping the temperature &lt;10° C. Add 250 mL of EtOAc and separate the layers. Wash the organic layer with brine (3×50 mL) then dry over Na 2  SO 4 . Concentrate in vacuo to a residue (24.01 g) and chromatograph the residue (silica gel, 30% hexane/CH 2  Cl 2 ) to give the product. Impure fractions were purified by rechromatography. A total of 18.57 g of the product was obtained.  1  H NMR (DMSO-d 6 , 400 MHz): 8.5 (s, 1H); 7.9 (s, 1H); 7.5 (d of d, 2H); 6.2 (s,  1  H); 6.1 (s, 1H); 3.5 (m, 1H); 3.4 (m, 1H); 3.2 (m, 2H). 
     Step C: ##STR41## 
     Combine 18.57 g (46.02 mmol) of the product of Step B and 500 mL of CHCl 3 , then add 6.70 mL (91.2 mmol) of SOCl 2 , and stir the mixture at room temperature for 4 hrs. Add a solution of 35.6 g (0.413 mole) of piperazine in 800 mL of THF over a period of 5 min. and stir the mixture for 1 hr. at room temperature. Heat the mixture at reflux overnight, then cool to room temperature and dilute the mixture with 1 L of CH 2  Cl 2 . Wash with water (5×200 mL), and extract the aqueous wash with CHCl 3  (3×100 mL). Combine all of the organic solutions, wash with brine (3×200 mL) and dry over MgSO 4 . Concentrate in vacuo to a residue and chromatograph (silica gel, gradient of 5%, 7.5%, 10% MeOH/CH 2  Cl 2  +NH 4  OH) to give 18.49 g of the title compound as a racemic mixture. 
     Step D--Separation of Enantiomers: ##STR42## 
     The racemic title compound of Step C is separated by preparative chiral chromatography (Chiralpack AD, 5 cm×50 cm column, flow rate 100 mL/min., 20% iPrOH/hexane+0.2% diethylamine), to give 9.14 g of the (+)-isomer and 9.30 g of the (-)-isomer. 
     Physical chemical data for (+)-isomer: m.p.=74.5°-77.5° C.; Mass Spec. MH +  =471.9; [a] D   25  =+97.4° (8.48 mg/2 mL MeOH). 
     Physical chemical data for (-)-isomer: m.p.=82.9°-84.5° C.; Mass Spec. MH +  =471.8; [a] D   25  =-97.4° (8.32 mg/2 mL MeOH). ##STR43## Step A: ##STR44## 
     Combine 15 g (38.5 mmol) of 4-(8-chloro-3-bromo-5,6-dihydro-11H-benzo[5,6]cyclohepta[1,2-b]pyridin-11-ylidene)-1-piperidine-1-carboxylic acid ethyl ester and 150 mL of conc. H 2  SO 4  at -5° C., then add 3.89 g (38.5 mmol) of KNO 3  and stir for 4 h. Pour the mixture into 3 L of ice and basify with 50% NaOH (aqueous). Extract with CH 2  Cl 2 , dry over MgSO 4 , then filter and concentrate in vacuo to a residue. Recrystallize the residue from acetone to give 6.69 g of the product.  1  H NMR (CDCl 3 , 200 MHz): 8.5 (s, 1H); 7.75 (s, 1H); 7.6 (s, 1H); 7.35 (s, 1H); 4.15 (q, 2H); 3.8 (m, 2H); 3.5-3.1 (m, 4H); 3.0-2.8 (m, 2H); 2.6-2.2 (m, 4H); 1.25 (t, 3H). 
     Step B: ##STR45## 
     Combine 6.69 g (13.1 mmol) of the product of Step A and 100 mL of 85% EtOH/water, add 0.66 g (5.9 mmol) of CaCl 2  and 6.56 g (117.9 mmol) of Fe and heat the mixture at reflux overnight. Filter the hot reaction mixture through celite® and rinse the filter cake with hot EtOH. 
     Concentrate the filtrate in vacuo to give 7.72 g of the product. Mass Spec.: MH +  =478.0. 
     Step C: ##STR46## 
     Combine 7.70 g of the product of Step B and 35 mL of HOAc, then add 45 mL of a solution of Br 2  in HOAc and stir the mixture at room temperature overnight. Add 300 mL of 1 N NaOH (aqueous), then 75 mL of 50% NaOH (aqueous) and extract with EtOAc. Dry the extract over MgSO 4  and concentrate in vacuo to a residue. Chromatograph the residue (silica gel, 20%-30% EtOAc/hexane) to give 3.47 g of the product (along with another 1.28 g of partially purified product). 
     Mass Spec.: MH +  =555.9.  1  H NMR (CDCl 3 , 300 MHz): 8.5 (s, 1H); 7.5 (s, 1H); 7.15 (s, 1H); 4.5 (s, 2H); 4.15 (m, 3H); 3.8 (br s, 2H); 3.4-3.1 (m, 4H); 9-2.75 (m, 1H); 2.7-2.5 (m, 2H); 2.4-2.2 (m, 2H); 1.25 (m, 3H). 
     Step D: ##STR47## 
     Combine 0.557 g (5.4 mmol) of t-butylnitrite and 3 mL of DMF, and heat the mixture at to 60°-70° C. Slowly add (dropwise) a mixture of 2.00 g (3.6 mmol) of the product of Step C and 4 mL of DMF, then cool the mixture to room temperature. Add another 0.64 mL of t-butylnitrite at 40° C. and reheat the mixture to 60°-70° C. for 0.5 hrs. Cool to room temperature and pour the mixture into 150 mL of water. Extract with CH 2  Cl 2 , dry over MgSO 4  and concentrate in vacuo to a residue. Chromatograph the residue (silica gel, 10%-20% EtOAc/hexane) to give 0.74 g of the product. Mass Spec.: MH +  =541.0.  1  H NMR (CDCl3, 200 MHz): 8.52 (s, 1H); 7.5 (d, 2H); 7.2 (s, 1H); 4.15 (q, 2H); 3.9-3.7 (m, 2H); 3.5-3.1 (m, 4H); 3.0-2.5 (m, 2H); 2.4-2.2 (m, 2H); 2.1-1.9 (m, 2H); 1.26 (t, 3H). 
     Step E: ##STR48## 
     Combine 0.70 g (1.4 mmol) of the product of Step D and 8 mL of concentrated HCl (aqueous) and heat the mixture at reflux overnight. Add 30 mL of 1 N NaOH (aqueous), then 5 mL of 50% NaOH (aqueous) and extract with CH 2  Cl 2 . Dry the extract over MgSO 4  and concentrate in vacuo to give 0.59 g of the title compound. Mass Spec.: M +  =468.7. m.p.=123.9°-124.2° C. ##STR49## Step A: ##STR50## 
     Prepare a solution of 8.1 g of the title compound from Preparative Example 4 in toluene and add 17.3 mL of a 1M solution of DIBAL in toluene. Heat the mixture at reflux and slowly add (dropwise) another 21 mL of 1 M DIBAL/toluene solution over a period of 40 min. Cool the reaction mixture to about 0° C. and add 700 mL of 1 M HCl (aqueous). Separate and discard the organic phase. Wash the aqueous phase with CH 2  Cl 2 , discard the extract, then basify the aqueous phase by adding 50% NaOH (aqueous). Extract with CH 2  Cl 2 , dry the extract over MgSO 4  and concentrate in vacuo to give 7.30 g of the title compound, which is a racemic mixture of enantiomers. 
     Step B--Separation of Enantiomers: ##STR51## 
     The racemic title compound of Step A is separated by preparative chiral chromatography (Chiralpack AD, 5 cm×50 cm column, using 20% iPrOH/hexane+0.2% diethylamine), to give the (+)-isomer and the (-)-isomer of the title compound. 
     Physical chemical data for (+)-isomer: m.p.=148.8° C.; Mass Spec. MH +  =469; [a] D   25  =+65.6° (mg/2mL MeOH). 
     Physical chemical data for (-)-isomer: m.p.=112° C.; Mass Spec. MH +  =469; [a] D   25  =-65.2° (mg/2mL MeOH). ##STR52## Step A: ##STR53## 
     Combine 40.0 g (0.124 mole) of the starting ketone and 200 mL of H 2  SO 4  and cool to 0° C. Slowly add 13.78 g (0.136 mole) of KNO 3  over a period of 1.5 hrs., then warm to room temperature and stir overnight. Work up the reaction using substantially the same procedure as described for Preparative Example 1, Step A. Chromatograph (silica gel, 20%, 30%, 40%, 50% EtOAc/hexane, then 100% EtOAc) to give 28 g of the 9-nitro product, along with a smaller quantity of the 7-nitro product and 19 g of a mixture of the 7-nitro and 9-nitro compounds. 
     Step B: ##STR54## 
     React 28 g (76.2 mmol) of the 9-nitro product of Step A, 400 mL of 85% EtOH/water, 3.8 g (34.3 mmol) of CaCl 2  and 38.28 g (0.685 mole) of Fe using substantially the same procedure as described for Preparative Example 1, Step C, to give 24 g of the product. 
     Step C: ##STR55## 
     Combine 13 g (38.5 mmol) of the product of Step B, 140 mL of HOAc and slowly add a solution of 2.95 mL (57.8 mmol) of Br 2  in 10 mL of HOAc over a period of 20 min. Stir the reaction mixture at room temperature, then concentrate in vacuo to a residue. Add CH 2  Cl 2  and water, then adjust to pH =8-9 with 50% NaOH (aqueous). Wash the organic phase with water, then brine and dry over Na 2  SO 4 . Concentrate in vacuo to give 11.3 g of the product. 
     Step D: ##STR56## 
     Cool 100 mL of concentrated HCl (aqueous) to 0° C., then add 5.61 g (81.4 mmol) of NaNO 2  and stir for 10 min. Slowly add (in portions) 11.3 g (27.1 mmol) of the product of Step C and stir the mixture at 0°-3° C. for 2.25 hrs. Slowly add (dropwise) 180 mL of 50% H 3  PO 2  (aqueous) and allow the mixture to stand at 0° C. overnight. Slowly add (dropwise) 150 mL of 50% NaOH over 30 min., to adjust to pH=9, then extract with CH 2  Cl 2 . Wash the extract with water, then brine and dry over Na 2  SO 4 . Concentrate in vacuo to a residue and chromatograph (silica gel, 2% EtOAc/CH 2  Cl 2 ) to give 8.6 g of the product. 
     Step E: ##STR57## 
     Combine 8.6 g (21.4 mmol) of the product of Step D and 300 mL of MeOH and cool to 0°-2° C. Add 1.21 g (32.1 mmol) of NaBH 4  and stir at ˜0° C. for 1 hr. Add another 0.121 g (3.21 mmol) of NaBH 4 , stir for 2 hr. at 0° C., then let stand overnight at 0° C. Concentrate in vacuo to a residue then partition the residue between CH 2  Cl 2  and water. Separate the organic phase and concentrate in vacuo (50° C.) to give 8.2 g of the product. 
     Step F: ##STR58## 
     Combine 8.2 g (20.3 mmol) of the product of Step E and 160 mL of CH 2  Cl 2 , cool to 0° C., then slowly add (dropwise) 14.8 mL (203 mmol) of SOCl 2  over a 30 min. period. Warm the mixture to room temperature and stir for 4.5 hrs., then concentrate in vacuo to a residue, add CH 2  Cl 2  and wash with 1 N NaOH (aqueous) then brine and dry over Na 2  SO 4 . Concentrate in vacuo to a residue, then add dry THF and 8.7 g (101 mmol) of piperazine and stir at room temperature overnight. Concentrate in vacuo to a residue, add CH 2  Cl 2 , and wash with 0.25 N NaOH (aqueous), water, then brine. Dry over Na 2  SO 4  and concentrate in vacuo to give 9.46 g of the crude product. Chromatograph (silica gel, 5% MeOH/CH 2  Cl 2  +NH 3 ) to give 3.59 g of the title compound, as a racemate.  1  H NMR (CDCl 3 , 200 MHz): 8.43 (d, 1H); 7.55 (d, 1H); 7.45 (d, 1H); 7.11 (d, 1H); 5.31 (s, 1H); 4.86-4.65 (m, 1H); 3.57-3.40 (m, 1H); 2.98-2.55 (m, 6H); 2.45-2.20 (m, 5H). 
     Step G--Separation of Enantiomers: ##STR59## 
     The racemic title compound from Step F (5.7 g) is chromatographed as described for Preparative Example 3, Step D, using 30% iPrOH/hexane+0.2% diethylamine, to give 2.88 g of the R-(+)-isomer and 2.77 g of the S-(-)-isomer of the title compound. 
     Physical chemical data for the R-(+)-isomer: Mass Spec. MH +  =470; [a] D   25  =+12.1° (10.9 mg/2mL MeOH). 
     Physical chemical data for the S-(-)-isomer: Mass Spec. MH +  =470; [a] D   25  =-13.2° (11.51 mg/2mL MeOH). ##STR60## Step A: ##STR61## 
     Combine 13 g (33.3 mmol) of the title compound from Preparative Example 1, Step D, and 300 mL of toluene at 20° C., then add 32.5 mL (32.5 mmol) of a 1 M solution of DIBAL in toluene. Heat the mixture at reflux for 1 hr., cool to 20° C., add another 32.5 mL of 1 M DIBAL solution and heat at reflux for 1 hr. Cool the mixture to 20° C. and pour it into a mixture of 400 g of ice, 500 mL of EtOAc and 300 mL of 10% NaOH (aqueous). Extract the aqueous layer with CH 2  Cl 2  (3×200 mL), dry the organic layers over MgSO 4 , then concentrate in vacuo to a residue. Chromatograph (silica gel, 12% MeOH/CH 2  Cl 2  +4% NH 4  OH) to give 10.4 g of the title compound as a racemate. Mass Spec.: MH +  =469 (FAB). partial  1  H NMR (CDCl 3 , 400 MHz): 8.38 (s, 1H); 7.57 (s, 1H); 7.27 (d, 1H); 7.06 (d, 1H); 3.95 (d, 1H). 
     Step B--Separation of Enantiomers: ##STR62## 
     The racemic title compound of Step A is separated by preparative chiral chromatography (Chiralpack AD, 5 cm×50 cm column, using 5% iPrOH/hexane+0.2% diethylamine), to give the (+)-isomer and the (-)-isomer of the title compound. 
     Physical chemical data for (+)-isomer: Mass Spec. MH +  =470.9 (FAB); [a] D   25  =+43.5° (c=0.402, EtOH); partial  1  H NMR (CDCl 3 , 400 MHz): 8.38 (s, 1H); 7.57 (s, 1H); 7.27 (d, 1H); 7.05 (d, 1H); 3.95 (d, 1H). 
     Physical chemical data for (-)-isomer: Mass Spec. MH +  =470.9 (FAB); [a] D   25  =-41.8° (c=0.328 EtOH); partial  1  H NMR (CDCl 3 , 400 MHz): 8.38 (s, 1H); 7.57 (s, 1H); 7.27 (d, 1H); 7.05 (d, 1H); 3.95 (d, 1H). ##STR63## 
     Treat 4-(8-chloro-3-bromo-5,6-dihydro-11H-benzo[5,6]cyclohepta-[1,2-b]pyridin-11-ylidene)-1-piperidine-1-carboxylic acid ethyl ester via substantially the same procedure as described in Preparative Example 3, Steps A-D, to give as the product of Step C, the racemic title compound, and as the products of Step D the R-(+)-isomer and S-(-)-isomer of the title compound. 
     Physical chemical data for the R-(+)-isomer:  13  C NMR (CDCl 3 ): 155.8 (C); 146.4 (CH); 140.5 (CH); 140.2 (C); 136.2 (C); 135.3 (C); 133.4 (C); 132.0 (CH); 129.9 (CH); 125.6 (CH); 119.3 (C); 79.1 (CH); 52.3 (CH 2 ); 52.3 (CH); 45.6 (CH 2 ); 45.6 (CH 2 ); 30.0 (CH 2 ); 29.8 (CH 2 ). [a]  D   25  =+25.8° (8.46 mg/2 mL MeOH). 
     Physical chemical data for the S-(-)-isomer:  13  C NMR (CDCl 3 ): 155.9 (C); 146.4 (CH); 140.5 (CH); 140.2 (C); 136.2 (C); 135.3 (C); 133.3 (C); 132.0 (CH); 129.9 (CH); 125.5 (CH); 119.2 (C); 79.1 (CH); 52.5 (CH 2 ); 52.5 (CH); 45.7 (CH 2 ); 45.7 (CH 2 ); 30.0 (CH 2 ); 29.8 (CH 2 ). [a] D   25  =-27.9° (8.90 mg/2 mL MeOH). ##STR64## Step A: ##STR65## 
     Dissolve 9.90 g (18.9 mmol) of the product of Preparative Example 4, Step B, in 150 mL CH 2  Cl 2  and 200 mL of CH 3  CN and heat to 60° C. Add 2.77 g (20.8 mmol) N-chlorosuccinimide and heat to reflux for 3 h., monitoring the reaction by TCL (30%EtOAc/H 2  O). Add an additional 2.35 g (10.4 mmol) of N-chlorosuccinimide and reflux an additional 45 min. Cool the reaction mixture to room temperature and extract with 1N NaOH and CH 2  Cl 2 . Dry the CH 2  Cl 2  layer over MgSO 4 , filter and purify by flash chromatography (1200 mL normal phase silica gel, eluting with 30% EtOAc/H 2  O) to obtain 6.24 g of the desired product. M.p. 193-195.4° C. 
     Step B: ##STR66## 
     To 160 mL of conc. HCl at -10° C. add 2.07 g (30.1 mmol) NaNO 2  and stir for 10 min. Add 5.18 g (10.1 mmol) of the product of Step A and warm the reaction mixture from -10° C. to 0° C. for 2 h. Cool the reaction to -10° C., add 100 mL H 3  PO 2  and let stand overnight. To extract the reaction mixture, pour over crushed ice and basifiy with 50% NaOH/CH 2  Cl 2 . Dry the organic layer over MgSO 4 , filter and concentrate to dryness. Purify by flash chromatography (600 mL normal phase silica gel, eluting with 20% EtOAc/hexane) to obtain 3.98 g of product. Mass spec.: MH +  =497.2. 
     Step C: ##STR67## 
     Dissolve 3.9 g of the product of Step B in 100 mL conc. HCl and reflux overnight. Cool the mixture, basify with 50% w/w NaOH and extract the resultant mixture with CH 2  Cl 2 . Dry the CH 2  Cl 2  layer over MgSO 4 , evaporate the solvent and dry under vacuum to obtain 3.09 g of the desired product. Mass spec.: MH +  =424.9. 
     Step D: ##STR68## 
     Using a procedure similar to that described in Preparative Example 5, obtain 1.73 g of the desired product, m.p. 169.6-170.1° C.; [a] D   25  =+48.2° (c=1, MeOH). ##STR69## Step A: ##STR70## 
     Combine 1.33 g of the (+)-enantiomer of the compound of Preparative Example 5, Step B, in anhydrous DMF with 1.37 g of 1-N-t-butoxy-carbonylpiperidinyl-4-acetic acid, and with DEC, HOBT and N-methylmorpholine. Stir the mixture at room temperature overnight. Concentrate in vacuo to remove the DMF and add 50 mL of saturated NaHCO 3  (aqueous). Extract with CH 2  Cl 2  (2×250 mL), wash the extracts with 50 mL of brine and dry over MgSO 4 . Concentrate in vacuo to a residue and chromatograph (silica gel, 2% CH 3  OH/CH 2  Cl 2  +10% NH 4  OH) to give 2.78 g of the product. Mass Spec.: MH +  =694.0 (FAB); [a] D   25  =+34.10 (5.45 mg/2 mL, MeOH). 
     Step B: 
     Combine 2.78 g of the product of Step A and CH 2  Cl 2 , then cool to 0° C. and add TFA. Stir the mixture for 3 h at 0° C., then add 1 N NaOH (aqueous) followed by 50% NaOH (aqueous). Extract with CH 2  Cl 2 , dry over MgSO 4  and concentrate in vacuo to give 1.72 g of the product. M.p.=104.1° C.; Mass Spec.: MH +  =594; [a] D   25  =+53.4° (11.42 mg/2 mL, CH 3  OH). ##STR71## Step 1: (+)-1,1-Dimethylethyl[2-[4-(3,10-dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclo-hepta[1,2-b]pyridin-11-yl)-1-piperidinyl]-2-oxoethyl]-carbamate ##STR72## 
     The product of Preparative Example 5, (+-isomer) (0.4 g, 0.85 mmol), was dissolved in DMF (10 mL) and then cooled to ˜4° C. BOC-Glycine (0.19 g, 1.1 mmol) was then added, followed by DEC (0.2 g, 1.1 mmol), HOBT (0.15 g, 1.1 mmol) and 4-methylmorpholine (0.11 g, 0.12 μL, 1.1 mmol). The reaction was stirred at room temperature overnight, then was concentrated in vacuo to a residue and partitioned between CH 2  Cl 2  and sat. NaHCO 3  (aqueous). The aqueous phase was extracted further with CH 2  Cl 2 , the combined CH 2  Cl 2  fractions were dried over MgSO 4  and concentrated in vacuo to give a residue that was chromatographed on silica gel column using 5% (NH 3  saturated CH 3  OH)/CH 2  Cl 2  as eluent to give the title compound as a white solid: 0.52g, 99% yield, m.p.=95-96° C., MH +  =628. 
     Step 2: 
     The product of Step 1 (2.65 g, 4.2 mmol) was dissolved in CH 2  Cl 2  (20 mL) and cooled to 0° C. Trifluoroacetic acid (10 mL) was then added. The reaction mixture was stirred at room temperature for 4 h, then poured into ice and the pH was adjusted to 10 using 50%(w/v) aqueous NaOH. The reaction mixture was extracted with CH 2  Cl 2 , the combined CH 2  Cl 2  extracts were washed with H 2  0 and brine, and dried over Na 2  SO 4 . The solvents were removed by rotary evaporation to give the title compound as a white solid: 2.18 g, 98% yield, m.p.=150-152° C., MH +  =528. ##STR73## 
     Step 1: (+)-1,1-Dimethylethyl[3-[4-(3,10-dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclo-hepta[1,2-b]pyridin-11-yl)-1-piperidinyl]-2-oxopropyl]-carbamate ##STR74## 
     The title compound was prepared following essentially the same procedure as described in Preparative Example 11, Step 1, except that BOC-β-alanine was used instead of BOC-glycine to obtain a white solid. 
     Yield=99%, MH +  =642. 
     Step 2: 
     The title compound was prepared following essentially the same procedure as described in Preparative Example 11, Step 2, to obtain a white solid. Yield=100%, m.p.=136-137° C., MH +  =642. ##STR75## Step 1: (+)-1,1-dimethylethyl[4-[4-(3,10-dibromo-8-chloro-6,11-dihydro-5 h-benzo[5,6]cyclo-hepta[1,2-b]pyridin-11-yl)-1-piperidinyl]-2-oxobutyl]-carboxamide ##STR76## 
     The title compound was prepared following essentially the same procedure as described in Preparative Example 11, Step 1, except that BOC-α-amino butyric acid was used instead of BOC-glycine to obtain a white solid. Yield=79%, m.p.=102-103° C., MH +  =781. 
     Step 2: 
     The title compound was prepared following essentially the same procedure as described for Preparative Example 11, Step 2, to obtain a white solid. Yield=94%, m.p.=114-115° C., MH +  =681. ##STR77## Step 1: (+)-1,1-Dimethylethyl[2-[4-[2-[4-(3,10-dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclo-hepta[1,2-b]pyridin-11-yl)-1-piperidinyl]-2-oxoethyl]-1-piperidinyl]-2-oxoethyl] carbamate ##STR78## 
     The title compound was prepared following essentially the same procedure as described for Preparative Example 11, Step 1, except that the compound of Preparative Example 10-(+-isomer) was used instead of the compound from Preparative Example 5 to obtain a white solid. Yield=82%, m.p.=98-99° C., MH +  =753. 
     Step 2: The title compound was prepared following essentially the same procedure as described in Preparative Example 11, Step 2 to obtain a white solid. Yield=89%, m.p.=130-131° C., MH +  =653. ##STR79## Step 1: (+)-1,1-Dimethylethyl[3-[4-[2-[4-(3,10-dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclo-hepta[1,2-b]pyridin-11-yl)-1-piperidinyl]-2-oxoethyl]-1-piperidinyl]-3-oxopropyl] carbamate ##STR80## 
     The title compound was prepared following essentially the same procedure as described for Preparative Example 12, Step 1, except that the compound from Preparative Example 10 was used instead of the compound of Preparative Example 5 to obtain a white solid. Yield=84%, m.p.=87-88° C., MH +  =767. 
     Step 2: The title compound was prepared following essentially the same procedure as described for Preparative Example 11, Step 2, to obtain a white solid. Yield=84%, m.p.=120-121° C., MH +  =667. ##STR81## Step 1: (+)-1,1-Dimethylethyl[4-[4-[2-[4-(3,10-dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclo-hepta[1,2-b]pyridin-11-yl)-1-piperidinyl]-2-oxoethyl]-1-piperidinyl]-4-oxobutyl] carbamate ##STR82## 
     The title compound was prepared following essentially the same procedure as described for Preparative Example 13, Step 1, except that the compound of Preparative Example 10 was used instead of the compound of Preparative Example 5 to obtain a white solid. Yield=79%, m.p.=102-103° C., MH +  =782. 
     Step 2: The title compound was prepared following essentially the same procedure as described for Preparative Example 11, Step 2, to obtain a white solid. Yield=94%, m.p.=114-115° C., MH +  =681. ##STR83## 
     Dissolve 2 g (12.7 mmol) of methyl 2-oxo-1-pyrrolidine acetate in 20 mL of EtOH and then add 20 mL of 1M LiOH. Stir the reaction mixture at room temperature for 16 h. Strip off the solvents, dissolve the resulting material in water and adjust the pH to 4. Concentrate the reaction mixture to give the product. Mass Spec.: MH +  =144. 
     EXAMPLE 1 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(2-oxo-1-pyrrolidinyl)acetyl]piperidine ##STR84## 
     The compound of Preparative Example 5 (0.15 g, 0.32 mmol) was dissolved in DMF (5mL) and then cooled to ˜4° C. The compound of Preparative Example 17 (0.06 g, 0.4 mmol) was then added, followed by DEC (0.08 g, 0.4 mmol), HOBT (0.6 g, 0.4 mmol), and 4-methylmorpholine (0.04 g, 50 μL, 0.4 mmol), and the reaction was then stirred at room temperature overnight. The reaction mixture was concentrated in vacuo to a residue that was partitioned between CH 2  Cl 2  and sat. NaHCO 3  (aqueous). The aqueous phase was extracted further with CH 2  Cl 2 , the combined CH 2  Cl 2  fractions were dried over MgSO 4  and concentrated in vacuo to give a residue that was chromatographed on silica gel column using 5% (NH 3  saturated CH 3  OH)/CH 2  Cl 2  as eluent to give the title compound as a white solid: 0.11 g, 61% yield, m.p.=118-119° C., MH +  =596. 
     EXAMPLE 2 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(1-oxo-3-(2-oxo-1-pyrrolidinyl)propyl]piperidine ##STR85## 
     The title compound of Preparative Example 12 (0.4 g, 0.74 mmol) was dissolved in CH 2  Cl 2  (10 mL), and 4-bromo butyryl chloride (0.2 g, 0.13 mL, 1.11 mmol) and Et 3  N (0.164g, 0.23 ml, 1.62 mmol) were then added. The reaction mixture was stirred at room temperature for 16 h. The reaction mixture was partitioned between sat. NaHCO 3  and CH 2  Cl 2 . The aqueous phase was extracted with CH 2  Cl 2 , the combined CH 2  Cl 2  extracts were dried over MgSO 4  and the solvent was removed by rotary evaporation. The resulting product was dissolved in THF (10 mL), cooled to -10° C., NaH (0.09 g, 3.79 mmol) was added and the reaction mixture was stirred for 16 h, allowing the temperature to come to room temperature. The reaction mixture was then partioned between sat. NaHCO 3  and EtOAc. The organic phase was dried over MgSO 4  and purified by flash chromatography on silica gel, eluting with 3% CH 3  OH(sat. with NH 3 )/CH 2  Cl 2  to give the title compound as a white solid, MH +  =610. 
     EXAMPLE 3 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(1-oxo-4-(2-oxo-1-pyrrolidinyl)butyl]piperidine ##STR86## 
     The title compound is prepared from the product of Preparative Example 13, following essentially the same procedure as described for Example 2 to obtain a white solid, m.p.=127-128° C., MH=624. 
     EXAMPLE 4 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(2-oxo-1-piperidinyl)acetyl]piperidine ##STR87## 
     The title compound is prepared from the product of Preparative Example 11, following essentially the same procedure as described for Example 2 except that 4-bromovaleryl chloride was used instead of 4bromo butyryl chloride to obtain a white solid. 
     Yield=50%, m.p.=138-139° C., MH=610. 
     EXAMPLE 5 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(1-oxo-3-(2-oxo-1-piperidinyl)propyl]piperidine ##STR88## 
     The title compound was prepared from the product of Preparative Example 12, following essentially the same procedure as described for Example 2 except that 4-bromovaleryl chloride was used instead of 4-bromo butyryl chloride to obtain a white solid. 
     Yield=50%, m.p.=138-139° C., MH=610. 
     EXAMPLE 6 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(1-oxo-4-(2-oxo-1-piperidinyl)butyl]piperidine ##STR89## 
     The title compound is prepared from the product of Preparative Example 13, following essentially the same procedure as described for Example 2 except that 4-bromovaleryl chloride was used instead of 4-bromo butyryl chloride to obtain a white solid. 
     Yield=81%, m.p.=101-102° C., MH=638. 
     EXAMPLE 7 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(2-oxo-1-imidazolidinyl)acetyl]piperidine ##STR90## 
     The product of Preparative Example 11 (2.08 g, 3.9 mmol) was dissolved in CH 2  Cl 2  (20 mL) and 2-bromo ethyl isocyanate (0.8 g, 0.5 mL, 7.9 mmol) was added. The reaction mixture was stirred at room temperature for 16h. The reaction mixture was partitioned between sat. NaHCO 3  and CH 2  Cl 2 . The aqueous phase was extracted with CH 2  Cl 2 , the combined CH 2  Cl 2  extracts were dried over MgSO 4  and the solvent was removed by rotary evaporation. The resulting product was dissolved in THF (20 mL), cooled to -10° C., NaH (0.46 g, 19.5 mml) was added and the reaction mixture was stirred for 16 h, allowing the temperature to come to room temperature. The reaction mixture was then partitioned between sat. NaHCO 3  and EtOAc. The organic phase was dried over MgSO 4  and purified by flash chromatography on silica gel, eluting with 5% CH 3  OH(saturated with NH 3 )/CH 2  Cl 2  to give the title compound as a white solid: 1.95 g, yield=80%, m.p.=167-168° C., MH +  =597. 
     EXAMPLE 8 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(3-(2-oxoimidazolidinyl)-1-oxopropyl]piperidine ##STR91## 
     The title compound is prepared from the product of Preparative Example 12, following essentially the same procedure as described in Example 7 to obtain a white solid. Yield=45%, m.p.=202-203° C., MH +  =611. 
     EXAMPLE 9 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(1-oxo-4-(2-oxo-1-imidazolidinyl)butyl]piperidine ##STR92## 
     The title compound is prepared from the product of Preparative Example 13, following essentially the same procedure as described in Example 7 to obtain a white solid. 
     Yield=52%, m.p.=120-123° C., MH +  =625. 
     EXAMPLE 10 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(hexahydro-2-oxo-1-pyrimidinyl)acetyl]piperidine ##STR93## 
     The title compound is prepared from the product of Preparative Example 11, following essentially the same procedure as described for Example 7, substituting 3-chloro propyl isocyanate for 2-bromo ethyl isocyanate to obtain a white solid. 
     Yield=56%, m.p.=155-156° C., MH +  =611. 
     EXAMPLE 11 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta- [1,2-b]pyridin-11-yl)-1-[(1-oxo-3-(hexahydro-2-oxo-1-pyrimidinyl)- oxopropyl]piperidine ##STR94## 
     The title compound is prepared from the product of Preparative Example 12, following essentially the same procedure as described for Example 10 to obtain a white solid. 
     Yield=40%, m.p.=135-136° C., MH +  =625. 
     EXAMPLE 12 
     (+)-4-(3,10-Dibromo-8-chloro-6,11-dihydro-5H-benzo[5,6]cyclohepta[1,2- b]pyridin-11-yl)-1-[(4-(hexahydo-2-oxo-1-pyrimidinyl)oxobutyl]piperidine ##STR95## 
     The title compound is prepared from the product of Preparative Example 13, following essentially the same procedure as described for Example 10 to obtain a white solid. 
     Yield=63%, m.p.=157-158° C., MH +  =639. 
     Using the staring materials described above and the appropriate procedure, compounds of the following structure are prepared: 
     
         __________________________________________________________________________ ##STR96##Ex.  Starting  Material  Procedure        ##STR97##     Analytical Data__________________________________________________________________________13  Prep. Ex.  10 and 17  Ex. 1        ##STR98##     Mass spec: MH.sup.+ = 721;  m.p.                      = 140-141° C.14  Prep. Ex.  15  Ex. 2        ##STR99##     Mass spec: MH.sup.+  = 735;  m.p.                      = 129-130° C.15  Prep. Ex.  16  Ex. 2        ##STR100##    Mass spec: MH.sup.+  = 749;  m.p.                      = 141-142° C.16  Prep. Ex.  14  Ex. 5        ##STR101##    Mass spec: MH.sup.+  = 735;  m.p.                      = 147-148° C.17  Prep. Ex.  15  Ex. 5        ##STR102##    Mass spec: MH.sup.+  = 749;  m.p.                      = 130-131° C.18  Prep. Ex.  16  Ex. 5        ##STR103##    Mass spec: MH.sup.+  = 763;  m.p.                      = 137-138° C.19  Prep. Ex.  15  Ex. 7        ##STR104##    Mass spec: MH.sup.+  = 736;  m.p.                      = 184-185° C.20  Prep. Ex.  16  Ex. 7        ##STR105##    Mass spec: MH.sup.+  = 75021  Prep. Ex.  14  Ex. 10        ##STR106##    Mass spec: MH.sup.+  = 736;  m.p.                      = 168-169° C.22  Prep. Ex.  15  Ex. 10        ##STR107##    Mass spec: MH.sup.+  = 750;  m.p.                      = 146-147° C.23  Prep. Ex.  16  Ex. 10        ##STR108##    Mass spec: MH.sup.+  = 764;  m.p.                      = 148-149° C.__________________________________________________________________________ 
    
     FPT IC 50  (inhibition of farnesyl protein transferase, in vitro enzyme assay), COS Cell IC 50  (Cell-Based Assay), GGPT IC 50  (inhibition of geranylgeranyl protein transferase, in vitro enzyme assay), Cell Mat Assay, and anti-tumor activity (in vivo anti-tumor studies) are determined by the assay procedures described in WO 95/10516. 
     The results are given in Tables 1 and 2. 
     
                       TABLE 1______________________________________FPT INHIBITIONEXAMPLE FPT IC.sub.50 (μM)                EXAMPLE   FPT IC.sub.50 (μM)______________________________________1       0.0040        7        0.0233       0.085         9        0.0164       0.0028       10        0.00325       0.019        11        0.0206       0.08         12        0.056______________________________________ 
    
     
                       TABLE 2______________________________________ACTIVITY IN COS CELLS         INHIBITION OF         RAS PROCESSINGEXAMPLE       IC.sub.50 (μM)                      Sch______________________________________ 1            0.50010            0.016______________________________________ 
    
     For preparing pharmaceutical compositions from the compounds described by this invention, inert, pharmaceutically acceptable carriers can be either solid or liquid. Solid form preparations include powders, tablets, dispersible granules, capsules, cachets and suppositories. The powders and tablets may be comprised of from about 5 to about 70 percent active ingredient. Suitable solid carriers are known in the art, e.g. magnesium carbonate, magnesium stearate, talc, sugar, lactose. Tablets, powders, cachets and capsules can be used as solid dosage forms suitable for oral administration. 
     For preparing suppositories, a low melting wax such as a mixture of fatty acid glycerides or cocoa butter is first melted, and the active ingredient is dispersed homogeneously therein as by stirring. The molten homogeneous mixture is then poured into convenient sized molds, allowed to cool and thereby solidify. 
     Liquid form preparations include solutions, suspensions and emulsions. As an example may be mentioned water or water-propylene glycol solutions for parenteral injection. 
     Liquid form preparations may also include solutions for intranasal administration. 
     Aerosol preparations suitable for inhalation may include solutions and solids in powder form, which may be in combination with a pharmaceutically acceptable carrier, such as an inert compressed gas. 
     Also included are solid form preparations which are intended to be converted, shortly before use, to liquid form preparations for either oral or parenteral administration. Such liquid forms include solutions, suspensions and emulsions. 
     The compounds of the invention may also be deliverable transdermally. The transdermal compositions can take the form of creams, lotions, aerosols and/or emulsions and can be included in a transdermal patch of the matrix or reservoir type as are conventional in the art for this purpose. 
     Preferably the compound is administered orally. 
     Preferably, the pharmaceutical preparation is in unit dosage form. In such form, the preparation is subdivided into unit doses containing appropriate quantities of the active component, e.g., an effective amount to achieve the desired purpose. 
     The quantity of active compound in a unit dose of preparation may be varied or adjusted from about 0.1 mg to 1000 mg, more preferably from about 1 mg. to 300 mg, according to the particular application. 
     The actual dosage employed may be varied depending upon the requirements of the patient and the severity of the condition being treated. Determination of the proper dosage for a particular situation is within the skill of the art. Generally, treatment is initiated with smaller dosages which are less than the optimum dose of the compound. Thereafter, the dosage is increased by small increments until the optimum effect under the circumstances is reached. For convenience, the total daily dosage may be divided and administered in portions during the day if desired. 
     The amount and frequency of administration of the compounds of the invention and the pharmaceutically acceptable salts thereof will be regulated according to the judgment of the attending clinician considering such factors as age, condition and size of the patient as well as severity of the symptoms being treated. A typical recommended dosage regimen is oral administration of from 10 mg to 2000 mg/day preferably 10 to 1000 mg/day, in two to four divided doses to block tumor growth. The compounds are non-toxic when administered within this dosage range. 
     The following are examples of pharmaceutical dosage forms which contain a compound of the invention. The scope of the invention in its pharmaceutical composition aspect is not to be limited by the examples provided. 
     Pharmaceutical Dosage Form Examples 
     EXAMPLE A 
     
         ______________________________________TabletsNo.     Ingredients      mg/tablet                             mg/tablet______________________________________1.      Active compound  100      5002.      Lactose USP      122      1133.      Corn Starch, Food Grade,                     30       40   as a 10% paste in   Purified Water4.      Corn Starch, Food Grade                     45       405.      Magnesium Stearate                     3        7   Total            300      700______________________________________ 
    
     Method of Manufacture 
     Mix Item Nos. 1 and 2 in a suitable mixer for 10-15 minutes. 
     Granulate the mixture with Item No. 3. Mill the damp granules through a coarse screen (e.g., 1/4&#34;, 0.63 cm) if necessary. Dry the damp granules. Screen the dried granules if necessary and mix with Item No. 4 and mix for 10-15 minutes. Add Item No. 5 and mix for 1-3 minutes. Compress the mixture to appropriate size and weigh on a suitable tablet machine. 
     EXAMPLE B 
     
         ______________________________________CapsulesNo.    Ingredient      mg/capsule                            mg/capsule______________________________________1.     Active compound 100       5002.     Lactose USP     106       1233.     Corn Starch, Food Grade                   40        704.     Magnesium Stearate NF                   7         7  Total           253       700______________________________________ 
    
     Method of Manufacture 
     Mix Item Nos. 1, 2 and 3 in a suitable blender for 10-15 minutes. Add Item No. 4 and mix for 1-3 minutes. Fill the mixture into suitable two-piece hard gelatin capsules on a suitable encapsulating machine. 
     While the present invention has been described in conjunction with the specific embodiments set forth above, many alternatives, modifications and variations thereof will be apparent to those of ordinary skill in the art. 
     All such alternatives, modifications and variations are intended to fall within the spirit and scope of the present invention.