Abstract:
A method of treating at least one symptom or condition associated with but not limited to: 1) Substance-Related Disorders including but not limited to Substance Dependence, Substance Abuse, Substance Intoxication, Substance Withdrawal, Alcohol-Related Disorders, Amphetamine (or Amphetamine-Like)-Related Disorders, Caffeine-Related Disorders, Cannabis-Related Disorders, Cocaine-Related Disorders, Hallucinogen-Related Disorders, Inhalant-Related Disorders, Nicotine-Related Disorders, Opioid-Related Disorders, Phencyclidine (or Phencyclidine-Like)-Related Disorders, and Sedative-, Hypnotic- or Anxiolytic-Related Disorders. 2) Attention-Deficit and Disruptive Behavior Disorders. 3) Eating Disorders. 4) Personality Disorders including but not limited to Obsessive-Compulsive Personality Disorder. 5) Impulse-Control Disorders, comprising administering an effective amount of Formula I 
     
       
                 
         
             
             
         
       
     
     or its pharmaceutically acceptable salt. In another aspect of the invention a pharmaceutical composition is provided comprising an effective amount of Formula I or its pharmaceutically acceptable salt and at least one pharmaceutically acceptable carrier or diluent.

Description:
FIELD OF THE INVENTION 
       [0001]    The present invention provides pharmaceutical compositions and methods relating to 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine. 
       BACKGROUND OF THE INVENTION 
       [0002]    A goal of antipsychotic drug development has been to develop agents with increased efficacy and safety along with fewer of the side effects commonly associated with the older antipsychotic medications. Quetiapine fumarate is described in U.S. Pat. No. 4,879,288, which is incorporated herein by reference. Quetiapine fumarate is able to treat both the positive (hallucinations, delusions) and negative symptoms (emotional withdrawal, apathy) of psychosis and is associated with fewer neurological and endocrine related side effects compared to older agents. Quetiapine fumarate has also been associated with a reduction in hostility and aggression. Quetiapine fumarate is associated with fewer side effects such as EPS, acute dystonia, acute dyskinesia, as well as tardive dyskinesia. Quetiapine fumarate has also helped to, enhance patient compliance with treatment, ability to function and overall quality of life, while reducing recidivism. P. Weiden et al.,  Atypical antipsychotic drugs and long - term outcome in schizophrenia,  11 J. Clin. Psychiatry, 53-60, 57 (1996). Because of quetiapine fumarate&#39;s enhanced tolerability profile its use is particularly advantageous in the treatment of patients that are hypersensitive to the adverse effects of antipsychotics (such as elderly patients). 
         [0003]    Derivatives of 11-(piperazin-1-yl)dibenzo[b,f][1,4]-thiazepines and related compounds including metabolites of quetiapine were prepared and evaluated in E. Warawa et al.  Behavioral approach to nondyskinetic dopamine antagonists: identification of Seroquel,  44, J. Med. Chem., 372-389 (2001). Quetiapine metabolism has been reported in C. L. Devane et al.  Clin. Pharmacokinet.,  40(7), 509-522 (2001) wherein the structure of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine (see Formula I below) was shown in  FIG. 1 . This compound was reported by Schmutz et al. in U.S. Pat. No. 3,539,573. This compound has also been used in processes for preparing quetiapine as reported in U.S. Pat. No. 4,879,288. It has now been found that 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine is a circulating metabolite of quetiapine in humans. 
       SUMMARY OF THE INVENTION 
       [0004]    11-piperazin-1-yldibenzo[b,f][1,4]thiazepine has the structure as shown by Formula I: 
         [0000]    
       
                 
         
             
             
         
       
     
         [0005]    Provided herein is a method of treating, comprising the administration of an effective amount of Formula I or its pharmaceutically acceptable salt to a mammal, at least one symptom or condition associated with but not limited to: 1) Substance-Related Disorders including but not limited to Substance Dependence, Substance Abuse, Substance Intoxication, Substance Withdrawal, Alcohol-Related Disorders, Amphetamine (or Amphetamine-Like)-Related Disorders, Caffeine-Related Disorders, Cannabis-Related Disorders, Cocaine-Related Disorders, Hallucinogen-Related Disorders, Inhalant-Related Disorders, Nicotine-Related Disorders, Opioid-Related Disorders, Phencyclidine (or Phencyclidine-Like)-Related Disorders, and Sedative-, Hypnotic- or Anxiolytic-Related Disorders; 2) Attention-Deficit and Disruptive Behavior Disorders; 3) Eating Disorders. 4) Personality Disorders including but not limited to Obsessive-Compulsive Personality Disorder; and 6) Impulse-Control Disorders. 
         [0006]    Examples of definitions of the above conditions and disorders can be found, for example, in the American Psychiatric Association: Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition, Text Revision, Washington, D.C., American Psychiatric Association, 2000. Substance abuse and substance dependence and related disorders are also defined therein. This Manual may also be referred to for greater detail on the symptoms and diagnostic features associated with substance use, abuse and dependence. Typical substances that lead to substance abuse and substance dependence include drugs such as amphetamines, cannabis, cocaine, crack, hallucinogenic agents, inhalants, opioids, phencyclidine, sedatives, hypnotics, anxiolytic agents and alcohol. Nicotine can also lead to substance dependence. 
         [0007]    In another aspect of the invention provided is a pharmaceutical composition comprising an effective amount of the compound of Formula I or its pharmaceutically acceptable salt and at least one pharmaceutically acceptable carrier. Also provided is a method of treating the symptoms or conditions provided herein comprising administering to a mammal a pharmaceutical composition as described above. Also provided is the use of the compound of Formula I or its pharmaceutically acceptable salt and/or the above-mentioned pharmaceutical composition in the treatment of the symptoms or conditions provided herein in mammals. Also provided is the use of the compound of Formula I or its pharmaceutically acceptable salt administered in combination with one or more other therapeutically active agents. Further, provided herein is the use of the compound of Formula I or its pharmaceutically acceptable salt and/or the pharmaceutical composition in the manufacture of a medicament for use in the treatment of the symptoms or conditions provided herein in mammals. 
     
    
     
       BRIEF DESCRIPTION OF THE DRAWINGS 
         [0008]      FIG. 1  depicts an X-ray powder diffraction (XRPD) pattern consistent with crystalline 11-piperazin-1-yldibenzo[b][1,4]thiazepine having Form A. 
       
    
    
     DETAILED DESCRIPTION OF THE INVENTION 
       [0009]    The compound of Formula I is a dibenzothiazepine that has shown antidopaminergic activity. It has been shown to interact with a broad range of neurotransmitter receptors but has a higher affinity for serotonin (5-HT 2 ) receptors relative to dopamine (D 2 ) receptors in the brain. Preliminary positron emission topography (PET) scans of primate subjects indicated that the compound of Formula I reaches the brain and occupies D1, D 2 , 5-HT 2A , and 5-HT 1A  receptors and the 5HT Transporter. However, the compound of Formula I was not shown to be efficacious in a mouse standard apomorphine swim test (p.o.) and in a rat D-Ampehtamine locomotor activity test (s.c.). 
         [0010]    The compound of Formula I has also been shown to have partial 5HT 1A  agonist activity and has shown in-vivo efficacy in mouse and rat models for depression. The compound of Formula I may be used as an antipsychotic with a reduction in the potential to cause side effects such as acute dystonia, acute dyskinesia, as well as tardive dyskinesia typically seen with antipsychotics. Results generated from alpha receptor binding data further suggest that the compound of Formula I will have improved tolerability over that of quetiapine and suggest that one would observe a reduced incidence of hypotension. Further the compound of Formula I may be used to treat patients of all ages and is advantageous in the treatment of elderly patients. 
         [0011]    The term “mammal” means a warm-blooded animal, preferably a human. 
         [0012]    The compound of Formula I may be made by a variety of methods known in the chemical arts. The compound of Formula I may be prepared by starting from known compounds or readily prepared intermediates including taking the lactam of Formula II: 
         [0000]    
       
                 
         
             
             
         
       
     
         [0000]    which may be prepared by methods well known in the literature, for example, as described by J. Schmutz et al. Helv. Chim. Acta., 48:336 (1965). The lactam of Formula II is treated with phosphorus chloride to generate the immino chloride of Formula III: 
         [0000]    
       
                 
         
             
             
         
       
     
         [0000]    The immino chloride of Formula III may also be generated with other agents such as thionyl chloride or phosphorous pentachloride. The imino chloride is then reacted with piperazine to give the compound of Formula I. 
         [0013]    The compound of Formula I provided herein is useful as a free base, but may also be provided in the form of a pharmaceutically acceptable salt, and/or in the form of a pharmaceutically acceptable solvate (including hydrates). For example, pharmaceutically acceptable salts of Formula I include those derived from mineral acids such as for example: hydrochloric acid, nitric acid, phosphoric acid, sulfuric acid, hydroiodic acid, nitrous acid, and phosphorous acid. Pharmaceutically acceptable salts may also be developed with organic acids including aliphatic mono dicarboxylates and aromatic acids. Other pharmaceutically acceptable salts of Formula I include but are not limited to hydrochloride, sulfate, pyrosulfate, bisulfate, bisulfite, nitrate, and phosphate. 
         [0014]    A clinician may determine the effective amount by using numerous methods already known in the art. The term “treating” within the context of the present invention encompasses to administer an effective amount of the compound of the present invention, to mitigate either a pre-existing disease state, acute or chronic, or a recurring symptom or condition. This definition also encompasses prophylactic therapies for prevention of recurring conditions and continued therapy for chronic disorders. 
         [0015]    A particular amount of the compound of Formula I or its pharmaceutically acceptable salt can be administered in an amount up to about 750 mg per day; particularly from about 75 mg to about 750 mg per day. In another particular aspect of the invention the amount of the compound of Formula I, or its pharmaceutically acceptable salt, may be administered from about 1 mg to about 600 mg per day. In another aspect of the invention the compound of Formula I or its pharmaceutically acceptable salt may be administered from about 100 mg to about 400 mg per day. 
         [0016]    The compound of Formula I or its pharmaceutically acceptable salt may be administered comprising a predetermined dosage of the compound of Formula Ito a mammal between one and four times a day, wherein the predetermined dosage is from about 1 mg to about 600 mg. 
         [0017]    The present invention also provides a method of treating the symptoms or conditions provided herein comprising the step of administering an initial predetermined dosage of a compound of Formula Ito a human patient twice a day, wherein the predetermined dosage is between 1 mg and 30 mg with increases in increments of 1-50 mg twice daily on the second and third day as tolerated. Thereafter, further dosage adjustments can be made at intervals of no less than 2 days. 
         [0018]    In one embodiment of the invention the pharmaceutical composition comprises up to about 750 mg of the compound of Formula I or its pharmaceutically acceptable salt, particularly from about 75 mg to about 750 mg. 
         [0019]    In another embodiment of the invention, the pharmaceutical composition may comprise from about 1 mg to about 600 mg of the compound of Formula I or a pharmaceutically acceptable salt thereof. 
         [0020]    In another embodiment of the invention, the pharmaceutical composition may comprise from about 100 mg to about 400 mg of the compound of Formula I or a pharmaceutically acceptable salt thereof. 
         [0021]    The pharmaceutical composition of the invention may accordingly be obtained by conventional procedures using conventional pharmaceutical excipients. Thus, pharmaceutical compositions intended for oral use may contain, for example, one or more coloring, sweetening, flavoring and/or preservative agents. 
         [0022]    For preparing pharmaceutical compositions from the compound of Formula I of this invention, inert, pharmaceutically acceptable carriers can be either solid or liquid. Solid form preparations include powders, tablets, dispersible granules, capsules, cachets, and suppositories. 
         [0023]    The composition of the invention may be administered by any route including orally, intramuscularly, subcutaneously, topically, intranasally, intraperitoneally, intrathoracially, intravenously, epidurally, intrathecally, intracerebroventricularly and by injection into the joints. 
         [0024]    The amount of active ingredient that is combined with one or more excipients to produce a single dosage form, such as an oral dosage form, will necessarily vary depending upon the host treated and the particular route of administration. The size of the dose for therapeutic or prophylactic purposes of a compound of the Formula I will naturally vary according to the nature and severity of the symptoms or conditions, the age and sex of the animal or patient and the route of administration, according to well known principles of medicine. 
         [0025]    Another aspect of the invention provides a compound of Formula I, or its pharmaceutically acceptable salt or solvate thereof, for use in treating the symptoms or conditions provided herein. 
         [0026]    In a further aspect, the present invention provides the use of a compound of Formula I, or a pharmaceutically acceptable salt or solvate thereof, in the manufacture of a medicament for use in treating the symptoms or conditions provided herein. 
         [0027]    In a further aspect, the present invention relates to methods of treating at least one of the above described symptoms or conditions comprising administering to a mammal an effective amount of the compound of Formula I or its pharmaceutically acceptable salt and one or more of other therapeutically active agents, benzodiazepines, 5-HT 1A  ligands, 5-HT 1B  ligands, 5-HT 1D  ligands, mGluR2A agonists, mGluR5 antagonists, antipsychotics, NK1 receptor antagonists, antidepressants, serotonin reuptake inhibitors, GABA II ligands, or mood stabilizers administered in combination as part of the same pharmaceutical composition, as well as to methods in which such active agents are administered separately as part of an appropriate dose regimen designed to obtain the benefits of combination therapy. The appropriate dose regimen, the amount of each dose of an active agent administered, and the specific intervals between doses of each active agent will depend upon the subject being treated, the specific active agent being administered and the nature and severity of the specific disorder or condition being treated. In general, the compounds of this invention, when used as either a single active agent or when used in combination with another active agent, will be administered to a subject in an amount up to about 750 mg per day, in single or divided doses. Such compounds may be administered on a regimen of up to 6 times per day, preferably 1 to 4 times per day. Variations may nevertheless occur depending upon the subject being treated and the individual response to the treatment, as well as on the type of pharmaceutical formulation chosen and the time period and interval at which such administration is carried out. In some instances, dosage levels below the lower limit of the aforesaid range may be more than adequate, while in other cases larger doses may be employed to achieve the desired effect, provided that such larger doses are first divided into several small doses for administration throughout the day. 
         [0028]    Exemplary benzodiazepines may include but are not limited to adinazolam, alprazolam, bromazepam, clonazepam, chlorazepate, chlordiazepoxide, diazepam, estazolam, flurazepam, balezepam, lorazepam, midazolam, nitrazepam, oxazepam, quazepam, temazepam, triazolam and equivalents thereof. 
         [0029]    Exemplary 5-HT 1A  and/or 5HT 1B  ligands may include but are not limited to buspirone, alnespirone, elzasonan, ipsapirone, gepirone, zopiclone and equivalents thereof. 
         [0030]    Exemplary mGluR 2 agonists may include (1S,3R)-1-aminocyclopentane-1,3-dicarboxylic acid, (2S,3S,4S)alpha-(carboxycyclopropyl)glycine, and 3,5-dihydroxyphenylglycine. 
         [0031]    Exemplary antidepressants may include but are not limited to maprotiline, amitriptyline, clomipramine, desipramine, doxepin, imipramine, nortryptyline, protriptyline, trimipramine, SSRIs and SNRIs such as fluoxetine, paroxetine, citalopram, escitalopram, sertraline, venlafaxine, fluoxamine, and reboxetine. 
         [0032]    Exemplary antipsychotics may include but are not limited to clozapine, risperidone, quetiapine, olanzapine, amisulpride, sulpiride, zotepine, chlorpromazine, haloperidol, ziprasidone, and sertindole. 
         [0033]    Exemplary mood stabilizers may include but are not limited to Valproic acid (valproate) and its derivative (e.g. divalproex), lamotrigine, lithium, verapamil, carbamazepine and gabapentin. 
         [0034]    The following examples provided are not meant to limit the invention in any manner and are intended for illustrative purposes only. 
       EXAMPLES 
     Example 1 
     Preparation of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine 
       [0035]    
       
                 
         
             
             
         
       
     
         [0036]    Into a 1000 mL round-bottom flask equipped with a magnetic stirring bar and reflux condenser with a nitrogen inlet was charged with 25.0 grams (g) (0.110 mole) of dibenzo[b,f][1,4]thiazepine-11(10-H)-one (made by the method disclosed by J. Schmutz et al. Hely. Chim. Acta., 48: 336 (1965)), as a dry solid, followed by 310 mL POCl 3  and 3 mL of N,N-dimethylaniline. The reaction mixture was heated at reflux (106 degrees C.) for 6 hours giving a clear orange solution. The reaction was then cooled to room temperature, and POCl 3  removed on the rotary evaporator leaving an orange oil. This residue was partitioned between ice—water (500 mL) and ethyl acetate (800 mL). The layers were separated and the aqueous phase extracted with ethyl acetate (3×200 mL). The combined ethyl acetate extracts were dried over MgSO 4 , filtered, and then stripped down on the rotary evaporator, leaving the crude imino chloride as a light yellow solid (26.26 g, 97% yield). The structure was confirmed by NMR and Mass Spectrum (300 MHz, CDCl 3 ; ES+, M+1=246.7). Crude imino chloride (27.35 g, 0.111 mole) was added to 1000 mL o-xylene in a 2000 mL round-bottom flask equipped with a magnetic stir bar and a reflux condenser with nitrogen inlet. To this solution was added commercially available piperazine (47.95 g, 0.557 mole) in one portion as a dry solid at room temperature. The mixture was stirred until nearly all the piperazine dissolved. Then the reaction mixture was heated at reflux (142 degrees C.) for 40 hours (out of convenience). The reaction was then allowed to cool to room temperature, and an aliquot was partitioned between 1N NaOH/CH 2 Cl 2 . The organic phase was checked by TLC (silica gel, CH 2 Cl 2 /Methanol 90:10, iodoplatinate visualized) and showed clean conversion to one major product (Rf=0.45). A drop of the reaction solution was diluted with CH 3 CN to prepare a sample for LC/MS analysis, which confirmed the presence of the desired product (M+1=296.4). The reaction mixture was stripped down on the rotary evaporator under high vacuum to remove the xylene. The residue was partitioned between 1N NaOH (400 mL) and CH 2 Cl 2  (200 mL). The layers were separated, and the aqueous phase further extracted with CH 2 Cl 2  (3×200 mL). The combined CH 2 Cl 2  extracts were washed with brine (200 mL), then dried over MgSO 4 , filtered, and stripped down on the rotary evaporator to give the crude title compound as a yellow gum (35.3 g). The crude free base was purified by flash column chromatography over silica gel (600 g) eluting with a gradient of 0 to 20% Methanol in CH 2 Cl 2 . Fractions containing the pure desired product were combined and stripped down on the rotary evaporator, to afford the purified free base as a light yellow foam (25.67 g, 78% yield). 
       Example 2 
     Preparation of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine, dihydrochloride salt 
       [0037]    The free base was converted to it&#39;s dihydrochloride salt by dissolving it in a mixture of methanol (125 mL) and diethyl ether (125 mL), then treating with 250 mL of 1.0 M HCl/ether (Aldrich). An off-white gummy solid separated initially, and the mixture was further diluted with 500 mL ether. The gummy solid did not solidify on prolonged stirring. The solvents were decanted away from the gum. The gum was treated with absolute ethanol (200 mL), then stirred until crystallization occurred, giving a thick white suspension of crystals. This mixture was then slowly diluted with ether (800 mL) and allowed to stir overnight to complete the crystallization. The crystalline dihydrochloride salt was isolated by filtration, washed with ether (3×50 mL), then dried in vacuum at 60 degrees C. to afford the dihydrochloride salt of the title compound as a white crystalline solid (31.64 g, 98.8% conversion). 
       Analysis: 
       [0038]    The product was characterized by NMR and LC/MS (300 MHz, CDCl 3 ; ΔP+, M+1=296.4). 
       Example 3 
     Preparation of crystalline 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine) 
     Preparation A 
       [0039]    Aqueous solution (584 mL; e.g., prepared by extraction of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine into water/HCl from a toluene solution such as described below in Preparation B) containing 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine hydrochloride was charged to a jacketed 1 L flask. The flask was then charged with toluene (500 mL) and sodium hydroxide (48% w/w, 33.0 g). The mixture was stirred at 70° C. for 30 minutes and became white and cloudy. The mixture was then allowed to settle for 30 min and the phases were separated. The toluene layer was washed at 70° C. with 2×100 mL of water (1 st  wash=pH 10.3; 2 nd  wash=pH 8.0). The final toluene volume was 560 mL containing about 74 g of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine in good purity. 
         [0040]    The above procedure was repeated for an additional four aqueous solutions of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine hydrochloride and the five resulting toluene solutions were combined and evaporated to dryness on a rotary evaporator. The resulting hard solid was then charged to a jacketed vessel and slurried with methyl-t-butyl ether (MTBE) (500 mL). The resulting slurry was stirred overnight at ambient temperature and then cooled to 5° C. and held for 4 h. The solid 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine product was isolated on a no. 3 sinter and washed with 200 mL of cold MTBE. The cake was dried in a vacuum oven overnight at 60° C. yielding 373 g of product. 
       Preparation B 
       [0041]    A toluene solution of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine (1500 mL, 0.686 mol) prepared by reaction of piperazine with 11-chloro-dibenzo[b,f][1,4]-thiazepine in toluene (see, e.g., U.S. Pat. No. 4,879,288) was treated with 1500 mL deionized water and 90 mL of HCl (32% w/w). The resulting mixture was heated to 70° C. and agitated for 45 min. Agitation was ceased and the mixture allowed to settle and phase separate for 30 min. The lower aqueous phase, containing the HCl salt of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine was isolated. The aqueous phase was then treated with 1000 mL of toluene and 99 g of aqueous NaOH (47% w/w). The resulting mixture was heated to 70° C. and agitated for 45 min. Agitation was ceased and the mixture allowed to settle and phase separate for 30 min. The lower aqueous phase was discarded and the upper organic phase retained to which 300 mL of deionized water was added. The resulting mixture was agitated for 15 min and then allowed to settle for 30 min. The aqueous phase was discarded and the organic phase retained. The organic phase was extracted once more with 300 mL of deionized water. About 750 mL of toluene from the organic phase was distilled out. The resulting concentrate was cooled to 60° C., then 200 mL of methyl-t-butyl ether (MTBE) was added. The resulting mixture was cooled to ambient temperature then seeded with Form A seed crystals. The seeded mixture was then cooled to 10° C. and held at this temperature for 3 hours under slow agitation. The resulting solid was isolated under suction via a no. 3 sinter. The solid product was then washed with 120 mL of MTBE at ambient temperature and dried at 40° C. under vacuum resulting in 175 g (86.4%) of crystalline product. Assay 99.9% w/w by HPLC area %. 
         [0042]    Solid 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine (30 g, 0.1016 mol) prepared as described above was slurried in isopropanol (120 mL). The resulting mixture was warmed to about 63-64° C. to completely dissolve the solid. The resulting solution was filtered through a preheated (about 55° C.) split Buchner funnel fitted with filter paper with a pore size of 6 μm. The filtered solution was then adjusted to 55° C. and seeded with seed crystals of Form A (0.024 g). The seeded solution was maintained at 55° C. for about 2 h then linearly cooled to 40° C. over the course of 6 h, linearly cooled to 20° C. over the course of 2 h, and then linearly cooled to 0° C. over the course of 1 h. The resulting slurry was held at 0° C. for 12 h and the solid product cake (13 mm high×68 mm diameter) was isolated by filtration. The product cake was displacement washed with 30 mL isopropanol prechilled to 0° C. and the cake allowed to deliquor. The product was then dried at 40° C. under vacuum yielding 24.9 g (83%) of Form A. Assay by NMR: 98.9% w/w. 
         [0043]    X-ray powder diffraction (XRPD) peak data of crystalline Form A is provided below in Chart A. The following instrument setting were used. 
         [0000]    
       
         
               
               
               
             
           
               
                   
                   
               
             
             
               
                   
                 Instrument 
                 Bruker D8 Discover 
               
               
                   
                 Scan range 
                 2-40° 2θ 
               
               
                   
                 Step size 
                 0.007° 2θ 
               
               
                   
                 Scan speed 
                 0.2 sec/step 
               
               
                   
                 Scan type 
                 2TH/T 
               
               
                   
                 Lamp intensity 
                 35 kV/45 mA 
               
               
                   
                   
               
             
          
         
       
     
         [0000]    
       
         
               
             
               
               
               
             
               
               
               
             
           
               
                 CHART A 
               
             
             
               
                   
               
               
                 (Form A) 
               
             
          
           
               
                 Angle 
                 Intensity 
                   
               
               
                 2-Theta ° 
                 Count 
                 Intensity % 
               
               
                   
               
             
          
           
               
                 10.8 
                 18321 
                 51.4 
               
               
                 12.3 
                 2390 
                 6.7 
               
               
                 13.3 
                 24555 
                 68.9 
               
               
                 15.2 
                 12193 
                 34.2 
               
               
                 15.3 
                 9799 
                 27.5 
               
               
                 16.0 
                 2414 
                 6.8 
               
               
                 17.2 
                 18803 
                 52.7 
               
               
                 18.8 
                 6502 
                 18.2 
               
               
                 19.3 
                 7290 
                 20.4 
               
               
                 20.0 
                 3666 
                 10.3 
               
               
                 20.4 
                 15535 
                 43.6 
               
               
                 21.2 
                 25874 
                 72.6 
               
               
                 21.7 
                 16902 
                 47.4 
               
               
                 22.1 
                 1473 
                 4.1 
               
               
                 24.1 
                 3968 
                 11.1 
               
               
                 24.2 
                 2197 
                 6.2 
               
               
                 24.9 
                 3579 
                 10 
               
               
                 25.5 
                 35663 
                 100 
               
               
                 26.4 
                 6298 
                 17.7 
               
               
                 27.9 
                 3290 
                 9.2 
               
               
                 28.0 
                 3746 
                 10.5 
               
               
                 28.3 
                 2206 
                 6.2 
               
               
                 28.6 
                 2711 
                 7.6 
               
               
                 28.9 
                 2142 
                 6 
               
               
                 29.4 
                 4006 
                 11.2 
               
               
                 29.8 
                 2464 
                 6.9 
               
               
                 30.4 
                 2754 
                 7.7 
               
               
                 30.9 
                 5213 
                 14.6 
               
               
                 31.0 
                 5143 
                 14.4 
               
               
                 31.6 
                 2053 
                 5.8 
               
               
                 32.1 
                 3643 
                 10.2 
               
               
                 32.4 
                 4234 
                 11.9 
               
               
                 32.5 
                 3827 
                 10.7 
               
               
                 33.2 
                 2102 
                 5.9 
               
               
                 34.6 
                 1540 
                 4.3 
               
               
                 35.8 
                 1543 
                 4.3 
               
               
                 36.3 
                 3768 
                 10.6 
               
               
                 36.9 
                 3086 
                 8.7 
               
               
                 38.1 
                 2062 
                 5.8 
               
               
                 39.0 
                 2801 
                 7.9 
               
               
                 39.4 
                 1492 
                 4.2 
               
               
                   
               
             
          
         
       
     
       Example 4 
     In-Vitro Binding Data for Brain Serotonin 5-HT 2 , D1 and D2 Receptors and In-Vivo Rat and Mouse Studies 
       [0044]    An assessment of dopamine antagonism was made in rodent models. The methods and procedures used can be found in  J. Med. Chem.,  44 (3), 372-389, 2001 and are incorporated herein by reference. The results are as follows the binding affinity for brain serotonin 5-HT 2  receptor was 27 K 1  nM, and for dopamine D 1  and D 2  receptors was 1489 and 234 K 1  nM, respectively. These results show that the compound of the present invention as the dihydrochloride salt interacts with a broad range of neurotransmitter receptors, however, the assay also reveals that that the compound of the present invention as the dihydrochloride salt has a higher affinity for serotonin (5-HT 2 ) receptors relative to dopamine (D 2 ) receptors in the brain. It is this combination of serotonin and dopamine receptor antagonism, with higher relative 5-HT 2  to D 2  receptor affinity that indicates that the compound of Formula I or its pharmaceutically acceptable salts would act as a potent atypical antipsychotic. J. Goldstein,  Quetiapine Fumarate  ( Seroquel ):  a new atypical antipsychotic,  35(3) Drugs of Today 193-210 (1999). 
         [0045]    However, in vivo antipsychotic activity of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine dihydrochloride was tested in mice (p.o) according to a standard apomorphine climbing mouse assay and in an rats (freebase) in a D-amphetamine locomotor activity test and the compound was not found to be efficacious in these models. 
       Example 5 
     α1 and α2 Receptor Profile 
       [0046]    Differentiation of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine from quetiapine is based on alpha receptor binding data shown below. 
         [0000]    
       
         
               
               
               
               
             
               
               
               
               
             
           
               
                   
                   
               
               
                   
                   
                 Quetiapine Affinity 
                 (I) Affinity 
               
               
                   
                 Receptor 
                 (nM) 
                 (nM) 
               
               
                   
                   
               
             
             
               
                   
               
             
          
           
               
                   
                 α1A 
                 22 
                 108 
               
               
                   
                 α1B 
                 39 
                 75 
               
               
                   
                 α1D 
                 — 
                 185 
               
               
                   
                 α2C 
                 28.9 
                 820 
               
               
                   
                   
               
             
          
         
       
     
         [0047]    The above affinity values were derived from the below results, methods and criteria. 
         [0000]    
       
         
               
               
               
               
               
               
               
             
               
               
               
               
               
               
               
               
               
             
           
               
                   
               
               
                 PRIMARY 
                   
                   
                   
                   
                   
                   
               
               
                 BIOCHEMICAL ASSAY 
                 SPECIES 
                 CONC. 
                 % INH. 
                 IC 50   
                 k i   
                 n 
               
               
                   
               
             
             
               
                   
               
             
          
           
               
                 Adrenergic α 1A   
                 rat 
                 0.3 μM 
                 51 
                 0.268 ± 0.012 
                 μM 
                 0.108 ± 0.005 
                 μM 
                  1.03 ± 0.089 
               
               
                 Adrenergic α 1B   
                 rat 
                 0.1 μM 
                 50 
                 0.136 ± 0.0154 
                   
                 0.075 ± 0.009 
                 μM 
                  1.1 ± 0.024 
               
               
                 Adrenergic α 1D   
                 hum 
                 0.3 μM 
                 53 
                 0.377 ± 0.049 
                 μM 
                 0.185 ± 0.024 
                 μM 
                 0.984 ± 0.111 
               
               
                 Adrenergic α 2A   
                 hum 
                   3 μM 
                 51 
                 2.82 ± 0.275 
                 μM 
                 1.06 ± 0.103 
                 μM 
                 0.969 ± 0.012 
               
               
                 Adrenergic α 2B   
                 hum 
                   1 μM 
                 62 
                 0.451 ± 0.097 
                 μM 
                 0.206 ± 0.0445 
                 μM 
                 0.902 ± 0.055 
               
               
                 Adrenergic α 2C   
                 hum 
                  10 μM 
                 58 
                 5.64 ± 1.01 
                 μM 
                 0.82 ± 0.146 
                 μM 
                  1.1 ± 0.079 
               
               
                 Adrenergic α 1 * 
                 rat 
                 0.1 μM 
                 61 
                 0.0693 
                 μM 
                 0.0372 
                 μM 
                 0.964 
               
               
                 Adrenergic α 2 * 
                 rat 
                  10 μM 
                 73 
                 1.41 
                 μM 
                 1.29 
                 μM 
                 0.592 
               
               
                   
               
             
          
         
       
     
         [0048]    Receptor binding methods, a-adrenergic subtype specific, are provided below. 
         [0000]    
       
         
               
             
               
               
             
           
               
                   
               
               
                 203100 Adrenergic α 1A   
               
               
                   
               
             
             
               
                   
               
             
          
           
               
                 Source: 
                 Wistar Rat submaxillary gland 
               
               
                 Ligand: 
                 0.25 nM [ 3 H] Prazosin 
               
               
                 Vehicle: 
                 1% DMSO 
               
               
                 Incubation Time/Temp: 
                 60 minutes @ 25° C. 
               
               
                 Incubation Buffer: 
                 20 mM Tris-HCl, 0.5 mM EDTA, pH 7.4 
               
               
                 Non-Specific Ligand: 
                 10 μM Phentolamine 
               
               
                 K D : 
                 0.17 nM* 
               
               
                 B MAX : 
                 0.18 pmole/mg Protein* 
               
               
                 Specific Binding: 
                 90%* 
               
               
                 Quantitation Method: 
                 Radioligand Binding 
               
               
                 Significance Criteria: 
                 ≧50% of max stimulation or inhibition 
               
               
                   
               
             
          
         
       
     
         [0000]    
       
         
               
             
               
               
             
           
               
                   
               
               
                 203200 Adrenergic α 1B   
               
               
                   
               
             
             
               
                   
               
             
          
           
               
                 Source: 
                 Wistar Rat liver 
               
               
                 Ligand: 
                 0.25 nM [ 3 H] Prazosin 
               
               
                 Vehicle: 
                 1% DMSO 
               
               
                 Incubation Time/Temp: 
                 60 minutes @ 25° C. 
               
               
                 Incubation Buffer: 
                 20 mM Tris-HCl, 0.5 mM EDTA, pH 7.4 
               
               
                 Non-Specific Ligand: 
                 10 μM Phentolamine 
               
               
                 K D : 
                 0.31 nM* 
               
               
                 B MAX : 
                 0.18 pmole/mg Protein* 
               
               
                 Specific Binding: 
                 90%* 
               
               
                 Quantitation Method: 
                 Radioligand Binding 
               
               
                 Significance Criteria: 
                 ≧50% of max stimulation or inhibition 
               
               
                   
               
             
          
         
       
     
         [0000]    
       
         
               
             
               
               
               
             
           
               
                   
               
               
                 203400 Adrenergic α 1D   
               
               
                   
               
             
             
               
                   
               
             
          
           
               
                   
                 Source: 
                 Human recombinant HEK-293 cells 
               
               
                   
                 Ligand: 
                 0.6 nM [ 3 H] Prazosin 
               
               
                   
                 Vehicle: 
                 1% DMSO 
               
               
                   
                 Incubation Time/Temp: 
                 60 minutes @ 25° C. 
               
               
                   
                 Incubation Buffer: 
                 50 mM Tris-HCl 
               
               
                   
                 Non-Specific Ligand: 
                 10 μM Phentolamine 
               
               
                   
                 K D : 
                 0.58 nM* 
               
               
                   
                 B MAX : 
                 0.17 pmole/mg Protein* 
               
               
                   
                 Specific Binding: 
                 80%* 
               
               
                   
                 Quantitation Method: 
                 Radioligand Binding 
               
               
                   
                 Significance Criteria: 
                 ≧50% of max stimulation or inhibition 
               
               
                   
                   
               
             
          
         
       
     
         [0049]    Receptor binding methods, a-adrenergic nonselective, are provided below. 
         [0000]    
       
         
               
             
               
               
             
           
               
                   
               
               
                 203500 Adrenergic α 1 * Non-Selective 
               
               
                   
               
             
             
               
                   
               
             
          
           
               
                 Source: 
                 Wistar Rat brain 
               
               
                 Ligand: 
                 0.25 nM [ 3 H] Prazosin 
               
               
                 Vehicle: 
                 1% DMSO 
               
               
                 Incubation Time/Temp: 
                 30 minutes @ 25° C. 
               
               
                 Incubation Buffer: 
                 50 mM Tris-HCl, 0.1% ascorbic acid 10 μM 
               
               
                   
                 pargyline 
               
               
                 Non-Specific Ligand: 
                 0.1 μM Prazosin 
               
               
                 K D : 
                 0.29 nM* 
               
               
                 B MAX : 
                 0.095 pmole/mg Protein* 
               
               
                 Specific Binding: 
                 90%* 
               
               
                 Quantitation Method: 
                 Radioligand Binding 
               
               
                 Significance Criteria: 
                 ≧50% of max stimulation or inhibition 
               
               
                   
               
             
          
         
       
     
         [0000]    
       
         
               
             
               
               
             
           
               
                   
               
               
                 203900 Adrenergic α 2 * Non-Selective 
               
               
                   
               
             
             
               
                   
               
             
          
           
               
                 Source: 
                 Wistar Rat cerebral cortex 
               
               
                 Ligand: 
                 0.7 nM [ 3 H] Prazosin 
               
               
                 Vehicle: 
                 1% DMSO 
               
               
                 Incubation Time/Temp: 
                 30 minutes @ 25° C. 
               
               
                 Incubation Buffer: 
                 20 mM Hepes, 2.5 mM Tris-HCl, pH 7.4 
               
               
                   
                 @ 25° C. 
               
               
                 Non-Specific Ligand: 
                 1 μM Yohimbine 
               
               
                 K D : 
                 7.8 nM* 
               
               
                 B MAX : 
                 0.36 pmole/mg Protein* 
               
               
                 Specific Binding: 
                 80%* 
               
               
                 Quantitation Method: 
                 Radioligand Binding 
               
               
                 Significance Criteria: 
                 ≧50% of max stimulation or inhibition 
               
               
                   
               
             
          
         
       
     
         [0050]    These results show that 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine has lower affinity than quetiapine to the α1 and α2 adrenergic receptors. 
       Example 6 
     In vitro assay of 5HT 1A  agonism by 11-piperazin-1-yldibenzo [b,f][1,4]thiazepine 
       [0051]    CHO membranes (10 μg protein) expressing human 5-HT 1A  receptors were incubated in 100 μl of 20 mM HEPES, pH 7.4 assay buffer containing 10 mM MgCl 2 , 100 mM NaCl, 0.1% BSA, 20 μM GDP, 200 μg WGA-PVT beads (Amersham RPNQ0001), 200 μM GTPγ 35 S (Perkin Elmer NEG-030H). 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine was incubated with the above at 11 different concentrations varying from 10 μM to 170 pM in Packard OptiPlates with shaking for 1.5 hrs at room temperature. 5-HT was used as a positive control, with an EC50 15.5 nM in the assay. One μM of 5-HT was used as maximum agonist activity (100%) for the compound efficacy determination. The plates were centrifuged to settle the beads and measured in a Parkard TopCount. Using this assay, 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine is shown to be a partial agonist of 5HT 1A  receptor with an EC50 of 310 nM and a maximum efficacy of 66% relative to 1 μM of 5-HT. 
       Example 7 
     Oral Bioavailability 
     11-piperazin-1-yldibenzo[b,f][1,4]thiazepine was administered to 3 Sprague-Dawley rats each either intravenously or orally at doses of 10 umol/kg or 30 umol/kg, respectively, in a sodium citrate (pH 3) formulation. Blood samples were removed from each animal at several timepoints after dosing. The blood samples were centrifuged to produce plasma. Aliquots of each plasma sample were analyzed by an HPLC method with mass spectrometric detection to measure 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine. The area under the plasma concentration curves (AUC) constructed from the sample measurements following iv or po administration were used to calculate oral biovailability. The calculated oral bioavailability based on the results of this study was 11% for rat. 
       [0052]    A similar study design (different doses for oral and iv administration) was used to calculate oral bioavailability in Beagle dogs (42%) and cynomolgus monkeys (37%). Hence, 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine has shown to be orally bioavailable in three species. 
         [0053]    Brain exposure was measured in rats. For concentrations of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine in brain, rats were dosed either po or iv (n=3 per dose route). At one hour after compound administration, blood and brain samples were obtained and then processed for analysis using HPLC/MS to measure concentrations of 11-piperazin-1-yldibenzo[b,f][1,4]thiazepine. Average concentrations in rats one hour after oral dosing at 30 umol/kg po was 658 nmol/ml plasma and 2240 nmol/g brain tissue, giving a brain/plasma exposure ratio of 3.4. A similar analysis after iv dosing measured brain:plasma concentration ratios of 4.6 demonstrating penetration of the compound into the CNS. 
         [0054]    Various modifications of the invention, in addition to those described herein, will be apparent to those skilled in the art from the foregoing description. Such modifications are also intended to fall within the scope of the appended claims