Abstract:
The present invention is directed to a series of cationic polyester compounds made from the reaction of (a) a difunctional hydroxy compound, specifically polyoxyalkylene glycols, (b) a difunctional carboxylic acid, specifically dimer acid and hydrogenated dimer acid, and (c) a capping cationic, hydroxyl containing compound which only contains one hydroxyl group. These compounds are very well suited to the preparation of products for the personal care market.

Description:
FIELD OF THE INVENTION 
       [0001]    The present invention is directed to a series of cationic polyester compounds made from the reaction of (a) a difunctional hydroxy compound, specifically polyoxyalkylene glycols, (b) a difunctional carboxylic acid, specifically dimer acid and hydrogenated dimer acid, and (c) a capping cationic, hydroxyl containing compound which only contains one hydroxyl group. These compounds are very well suited to the preparation of products for the personal care market. 
       BACKGROUND OF THE INVENTION 
       [0002]    There has been a long felt need for water-soluble polymers that can be used in personal care applications. The products of choice are polymers, since the high molecular weight afforded by polymers results in less skin penetration. Products that do not penetrate the skin are desirable since they are less irritating to eye and skin, have a more persistent, more pleasant skin feel, and can be used to keep the desired actives on the surface of the skin. Keeping materials applied for topical benefits on the skin make the use of such formulations more effective in topical applications 
         [0003]    For many years there have been a number of polymers used in personal care applications based upon the free radical polymerization of monomers that contain reactive vinyl groups. Such products include acrylate esters and amides and vinyl pyrrolidone. These materials have the desired higher molecular weight but also contain unreacted vinyl monomer that is very undesirable in personal care applications. 
         [0004]    The ability to make water-soluble or water dispersible polymers that do not contain unreacted monomer would be a key development. One such attempt is the preparation of urethanes. Urethanes however are the reaction product of isocynates, materials, which offer their own, set of problems when applied to the skin. 
         [0005]    Polyesters are a class of compounds, which could offer some interest. However, almost all polyesters used in personal care applications contain no water-soluble groups. Typical of this are the oil soluble polymers of U.S. Pat. No. 5,545,692. This patent, issued August 1996 to Koehler et al, describes polyesters of dimer acid, but said esters are of hydrophobic diols. These products are used in plastic lubrication and are water insoluble. They lack the critical polyoxyalkylene groups and are not capped, as are the products of the current invention. The Koehler products are very different in structure, function and application than the polyesters of the present invention. 
       THE INVENTION 
     Objective of the Invention 
       [0006]    One objective of the present invention to provide a series of polyester compounds based upon the reaction of (a) a difunctional hydroxy compound, specifically polyoxyalkylene glycols, (b) a difunctional carboxylic acid, specifically dimer acid and hydrogenated dimer acid, and (c) a capping cationic, hydroxyl containing compound which only contains one hydroxyl group. These compounds are very well suited to the preparation of products for the personal care market. 
         [0007]    It is another object of the present invention to provide a process for conditioning skin with a series of polyester compounds based upon the reaction of (a) a difunctional hydroxy compound, specifically polyoxyalkylene glycols, (b) a difunctional carboxylic acid, specifically dimer acid and hydrogenated dimer acid, and (c) a capping cationic, hydroxyl containing compound which only contains one hydroxyl group. Said process encompasses the contacting the skin with an effective conditioning amount of said polyester polymer. 
         [0008]    Still other objectives of the present invention will become apparent as one reads and understands the present disclosure. 
       SUMMARY OF THE INVENTION 
       [0009]    The present invention is drawn to a series of polyesters that are well suited for use in personal care applications. They are the reaction product of (a) a difunctional hydroxy compound, specifically polyoxyalkylene glycols, (b) a difunctional carboxylic acid, specifically dimer acid and hydrogenated dimer acid, and (c) a capping cationic, hydroxyl containing compound which only contains one hydroxyl group 
         [0010]    The present invention is also drawn to a process for use of the series of polyesters made by the reaction product of (a) a difunctional hydroxy compound, specifically polyoxyalkylene glycols, (b) a difunctional carboxylic acid, specifically dimer acid and hydrogenated dimer acid, and (c) a capping cationic, hydroxyl containing compound which only contains one hydroxyl group 
         [0011]    The proper selection of the components results in the desired application attributes. The difunctional hydroxy compound has to be a polyoxyalkylene compound. This portion of the polyester provides not only crosslinking due to its difunctional nature, but as importantly provides a water-soluble group to the molecule. The difunctional carboxylic acid provides not only the crosslinking ability based upon its difunctional nature, but also provides the oil soluble portion of the molecule. The balance between the oil soluble and water-soluble groups in the polyester molecule account for the surface-active properties of the molecule. Too much water-soluble polyoxyalkylene group and the product lose surfactant properties and becomes merely a water-soluble polymer. Too much oil soluble difunctional carboxylic group and the product lose it surfactant properties and becomes merely an oil soluble polymer. Since the products used in personal care are aqueous, and require some oil loving properties to deposit on the skin, activity at the hair and skin of these products requires a balance between the oil soluble and water-soluble portions of the molecule. Finally, another critical component is the mono-functional cationic group, which caps the polymer and provides terminal oil soluble portion to the molecule. The presence of the cationic group improves skin deposition. The proper cationic material has both a cationic charge and one hydroxyl group, making it a capping group. This is critical to the functionality. 
     
    
     DETAILED DESCRIPTION OF THE INVENTION 
       [0012]    The compounds of the present invention conform to the following structure; 
         [0000]      R—(R 1 —R 2 ) x —R 1 —R 
         [0000]    wherein;
   R is;   
 
         [0000]    
       
                 
         
             
             
         
       
       
         R 1  is selected from the group consisting of: 
       
     
         [0000]    
       
                 
         
             
             
         
       
     
       R 2  is 
       [0015]      —(CH 2 —CH 2 O) a —(CH 2 CH(CH 3 )—O) b —(CH 2 —CH 2 O) c —   x is an integer ranging from 1 to 500,   a, b and c are independently integers ranging from 0 to 20 with the proviso that a, b and c are not all zero.     
         [0018]    The present invention is also directed to a process for conditioning skin, which comprises contacting the skin with an effective conditioning amount of a polyester conforming to the following structure; 
         [0000]      R—(R 1 —R 2 ) x —R 1 —R 
         [0000]    wherein;
   R is;   
 
         [0000]    
       
                 
         
             
             
         
       
       
         R 1  is selected from the group consisting of: 
       
     
         [0000]    
       
                 
         
             
             
         
       
       
         R 2  is 
       
     
         [0000]      —(CH 2 —CH 2 O) a —(CH 2 CH(CH 3 )—O) b —(CH 2 —CH 2 O) c —   x is an integer ranging from 1 to 500;   a, b and c are independently integers ranging from 0 to 20 with the proviso that a, b and c are not all zero.     
         [0024]    The effective conditioning concentration ranges from 0.1 to 20.0% by weight. 
         [0025]    In a preferred embodiment of the process said conditioning concentration ranges from 1.0 to 20.0% by weight 
       PREFERRED EMBODIMENTS 
       [0026]    In a preferred embodiment of the process said conditioning concentration ranges from 0.1 to 20.0% by weight. 
         [0027]    In a preferred embodiment of the process said conditioning concentration ranges from 1.0 to 20.0% by weight 
       Raw Material Examples 
     (A) Difunctional Hydroxy Compounds 
       [0028]    The difunctional hydroxy compounds of the present invention are polyoxyalkylene compounds made by the reaction of ethylene oxide and propylene oxide. They are sold under the trade name Pluronic™ by BASF. The structures of the compounds listed below were determined by analysis and are not dependant upon any trade name. 
         [0000]    
       
         
               
               
               
               
               
             
               
               
               
               
               
             
           
               
                   
                   
               
               
                   
                 Example 
                 a 
                 b 
                 c 
               
               
                   
                   
               
             
             
               
                   
               
             
          
           
               
                   
                 1 
                 5 
                 0 
                 0 
               
               
                   
                 2 
                 9 
                 0 
                 0 
               
               
                   
                 3 
                 10 
                 0 
                 0 
               
               
                   
                 4 
                 20 
                 0 
                 20 
               
               
                   
                 5 
                 0 
                 5 
                 0 
               
               
                   
                 6 
                 0 
                 10 
                 0 
               
               
                   
                 7 
                 0 
                 20 
                 0 
               
               
                   
                 8 
                 5 
                 5 
                 5 
               
               
                   
                 9 
                 10 
                 10 
                 10 
               
               
                   
                 10 
                 5 
                 20 
                 10 
               
               
                   
                 11 
                 20 
                 20 
                 20 
               
               
                   
                 12 
                 10 
                 5 
                 10 
               
               
                   
                   
               
             
          
         
       
     
       (B) Difunctional Carboxylic Acids 
     Example 13 
     Dimer Acid 
       [0029]    Dimer acid is an item of commerce available from a variety of sources including Cognis. It is the reaction product of linoleic acid and oleic acid. It conforms to the following structure; 
         [0000]    
       
                 
         
             
             
         
       
     
       Example 14 
     Hydrogenated Dimer Acid 
       [0030]    Hydrogenated dimer acid is an item of commerce available from a variety of sources including Cognis. It is the reaction product of dimer acid and hydrogen. It conforms to the following structure; 
         [0000]    
       
                 
         
             
             
         
       
     
       (C) Capping Quat 
     Example 15 
       [0031]    The capping quat is commercially available from Siltech LLC, Dacula, Ga and conforms to the following structure: 
         [0000]    
       
                 
         
             
             
         
       
     
       Polyester General Process 
       [0032]    The esterification reaction is carried out by reacting the specified amount of the specified raw materials at a temperature of between 180 and 220° C. Water is removed during the reaction. The esterification reaction can be carried out with or without catalyst, however when no catalyst is used the reaction times are protracted. Catalysts like benzene sulfonic acid, tin, sulfuric acid, tin salts and the like can be used. The most satisfactory catalyst is stannous oxylate. 
         [0033]    General Procedure 
         [0034]    In a suitable vessel equipped with agitation, heat and an ability to distill off water is added the specified amount of the specified of difunctional hydroxy compound (example 1-12) is added the specified amount of the specified dimer acid (example 13-14). Next add 0.1% stannous oxylate based upon the total weight of the batch after all ingredients have been charged, under agitation. The temperature of the mass is raised to 180-200° C. and water is stripped off as formed. The temperature is held 4-8 hours or until acid value is vanishingly small. Next add the specified number of grams of the hydroxyl quat (Example 15). Hold at 180-200° C. for another 4-8 hours. The acid value and hydroxyl value drop to vanishingly small values. 
         [0000]    
       
         
               
               
               
               
               
             
               
               
               
               
               
               
               
             
               
               
               
               
               
               
               
               
             
               
               
               
               
               
               
               
               
             
           
               
                   
               
               
                 Ex- 
                   
                 Dihydroxy 
                   
                 Hydroxy Quat 
               
             
          
           
               
                 am- 
                 x 
                 Exam- 
                   
                 Dicid 
                 Exam- 
                   
               
             
          
           
               
                 ple 
                 value 
                 ple 
                 Grams 
                 Example 
                 Grams 
                 ple 
                 Grams 
               
               
                   
               
             
          
           
               
                 22 
                 3 
                 1 
                 261.0 
                 13 
                 508.0 
                 15 
                 237.0 
               
               
                 23 
                 5 
                 2 
                 395.0 
                 14 
                 472.0 
                 15 
                 133.0 
               
               
                 24 
                 1 
                 3 
                 392.0 
                 13 
                 251.0 
                 15 
                 357.0 
               
               
                 25 
                 10 
                 4 
                 749.0 
                 14 
                 221.0 
                 15 
                 31.0 
               
               
                 26 
                 30 
                 5 
                 340.0 
                 13 
                 630.0 
                 15 
                 30.0 
               
               
                 27 
                 51 
                 6 
                 508.0 
                 14 
                 479.0 
                 15 
                 13.0 
               
               
                 28 
                 5 
                 7 
                 662.0 
                 13 
                 264.0 
                 15 
                 75.0 
               
               
                 29 
                 20 
                 8 
                 559.0 
                 14 
                 412.0 
                 15 
                 29.0 
               
               
                 30 
                 9 
                 9 
                 714.0 
                 13 
                 247.0 
                 15 
                 39.0 
               
               
                 31 
                 96 
                 10 
                 763.0 
                 14 
                 233.0 
                 15 
                 3.0 
               
               
                 32 
                 27 
                 11 
                 878.0 
                 13 
                 116.0 
                 15 
                 6.0 
               
               
                 33 
                 500 
                 12 
                 674.0 
                 14 
                 325.0 
                 15 
                 1.0 
               
               
                   
               
             
          
         
       
     
       Applications Examples 
       [0035]    The compounds of the present invention are easily put into water, either as self-dispersing materials or as emulsions with additional surfactant. The fact that they contain the three functional groups, and have water-soluble polyoxyalkylene groups and oil soluble capping groups and dimer acid, results in highly lubricious materials that are substantive to the skin. 
         [0036]    The compounds of the present invention provide conditioning effects to the skin, re-hydrating it while at the same time minimizing trans epidermal water loss. 
         [0037]    While the illustrative embodiments of the invention have been described with particularity, it will be understood that various other modifications will be apparent to and can be readily made by those skilled in the art without departing from the spirit and scope of the invention. Accordingly, it is not intended that the scope of the claims appended hereto be limited to the examples and descriptions set forth hereinabove but rather that the claims be construed as encompassing all the features of patentable novelty which reside in the present invention, including all features which would be treated as equivalents thereof by those skilled in the art to which the invention pertains.