ESTER COMPOUNDS AND THEIR USE IN FORMING ACRYLATES

Abstract: The present invention provides compounds having the formula wherein n is 0 or 1; R2 through R12 are independently selected from hydrogen, C1 to C10 alkyl, C6 to C10 aryl, C1 to C10 alkoxy, C1 to C10 aryloxy, C1 to C10 aralkyl; and R1 is hydrogen, C1 to C10 alkyl, C6 to C10 aryl, or C1 to C10 aralkyl. Methods of making and using these compounds are also described. Methods of converting alpha -hydroxy carboxylic esters and acids to acrylates are also described.

Description: ESTER COMPOUNDS AND THEIR USE IN FORMING ACRYLATES FIELD OF THE INVENTION The present invention relates to certain ester compounds described herein, methods of forming these ester compounds and the use of these compounds in dehydration reactions to form unsaturated compounds. BACKGROUND OF THE INVENTION Scientists and Engineers have long sought improvements in reactions in which or β-hydroxy esters or carboxylic acids are dehydrated to the corresponding acrylates. In early work, Burns et al. in J. Che . Soc, p400-406 (1935) reported the reaction of ethyl lactate and methyl hydrogen phthalate with a sulfuric acid catalyst in benzene, with removal of water in an azeotrope with benzene, to yield methyl α-carboxyethyl phthalate. The methyl α-carboxyethyl phthalate was pyrolyzed to phthalic anhydride and a 41% yield of crude ethyl acrylate. In other work, Vδlker et al. (in U.S. Patent No. 3,487,101, issued December 1969) described several reactions in which α-hydroxy isobutyric acid was dehydrated to methacrylic acid. In example 1, α-hydroxy isobutyric acid was added dropwise to a heated mixture containing phthalic anhydride, dimethylphthalate, caustic soda, and pyrocatechol and hydroquinone as inhibitors. 95.6% of the α-hydroxy isobutyric acid was converted to 90% methacrylic acid and 10% methacrylic acid ester. A similar reaction run without the caustic soda, Example 3, produced a yield of 63%. A reaction similar to Example 1, except where all the reactants were added to a single pot (no slow addition) gave a yield of 71%. While it is unknown whether the Vδlker method can work to dehydrate secondary α-hydroxyls, since it is well-known that secondary hydroxyls are less labile than tertiary hydroxyls, it might be expected that dehydration of the secondary hydroxyl would not proceed, or perhaps proceed only under very harsh reaction conditions that would favor side reactions. See, for example, March, Advanced Organic Chemistry, Third Ed. p522, which states that "because of the electron-releasing inductive effect of alkyl groups, stability and hence rate of formation of the simple alkyl cation follows the sequence 3° > 2° > 1 °, and Burns et al., "just as tertiary carbinols undergo pyrolytic dehydration more readily, in general, than primary and secondary, so it has been found that their acetates undergo pyrolysis at relatively low temperatures." Other workers, such as Walkup et al., DeColibus et al., Sawicki, Paprizos et al., and Naito et al. have described methods of dehydrating an alkyl lactate ester or acid to yield the corresponding alkyl acrylate by heating over a catalyst. Walkup et al., in U.S. Patent No. 5,252,473, described the dehydration of a lactic acid ester to an acrylic acid ester over a catalyst of partially calcined calcium sulfate (see col. 9, line 57 through col. 10, line 56). A long list of other dehydration catalysts that were tested and reported to be inferior is listed by Walkup et al. at col. 11, lines 39-60. DeColibus et al., in U.S. Patent No. 4,529,816, described a process in which methyl 2-hydroxy-2-methyl propionate is dehydrated in the presence of sulfuric acid to form methyl methacrylate. Sawicki, in U.S. Patent No. 4,729,978, disclosed a process of selectively converting lactic acid to acrylic acid by dehydrating at about 200 to 400 °C over a phosphate catalyst. Paprizos et al., in U.S. Patent No. 4,786,756, disclosed a process of converting lactic acid or ammonium lactate to acrylic acid by contacting a mixture of the lactic acid or ammonium lactate and water with aluminum phosphate that has been treated with an inorganic base. Naito et al., in U.S. Patent No. 5,068,399, described a process in which methyl - hydroxyisobutyrate in methanol is contacted with a modified molecular sieve aluminosilicate catalyst to yield methyl methacrylate (see Example 1). Abe et al., in U.S. Patent No. 5,250,729, described a process similar to Naito et al. except that Abe et al. suggest the substitution of -C5 alkoxy groups on the position a or β the ester group having the same alkoxy moiety. These reactions are shown below: + R 3 OH where Ri and R 2 represent H or a Cι-C 3 alkyl and R 3 represents a C 1 -C 5 alkyl. In Example 3, Abe et al. disclose a process in which methyl α-methoxyisobutyrate in methanol is contacted with a molecular sieve aluminosilicate catalyst to yield methyl methacrylate. Stephens in U.S. Patent No. 5,679,832 disclose a process of making an α,β- unsaturated-β-trifluoromethyl carboxylate from the β-hydroxy alkyl ester. This process is illustrated below: A distillate was collected at 145-160 °C that was found to be 93 wt% ethyl (E)-4,4,4- trifluorobut-2-enoate (87% yield) and 7 wt% butyric acid (see Example 3). In Example 1, ethyl 3-acetyloxy-4,4,4-trifluorobutanoate was heated in the presence of K 2 CO 3 and a distillate was collected at a bath temperature of 140-180 °C. Stephen reported the distillate as a 60:40 molar mixture of ethyl (E)-4,4,4-trifluorobut-2-enoate (87% yield) and acetic acid. Kiely et al. in U.S. Patent 4,617,405 disclosed a process of (a) reacting an acid anhydride and the beta-hydroxy carbonyl compound in the presence of an acid catalyst to form an ester; (b) reacting the ester in the presence of a base catalyst to form an α,β- unsaturated carbonyl compound and a carboxylic acid, and (c) separating the α,β- unsaturated carbonyl compound and the carboxylic acid. Despite these and many other efforts, there remains a need for improved methods for producing acrylates from α-hydroxy esters or α-hydroxy carboxylic acids. There is a particular need for new methods for dehydrating α-hydroxy esters or α-hydroxy carboxylic acids, where the hydroxy moiety is a secondary hydroxy. SUMMARY OF THE INVENTION The present invention provides compositions comprising a compound having the formula (III): wherein: n is 0 or 1; R 2 through Rι 2 are independently selected from hydrogen, C \ to Cio alkyl, C 6 to Cio aryl, Ci to Cio alkoxy, Ci to Cio aryloxy, C to Cio aralkyl; and Ri is hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, or to Cio aralkyl. In preferred embodiments, when Ri is hydrogen, R is hydrogen. In some preferred embodiments, where Ri is not hydrogen, Ri is the same as R 3 and the concentration of the compound of formula III is more than twice the concentration of analogous compounds where Ri is not the same as R 3 ; by analogous compounds it is meant that the compounds are the same except for the moieties Ri and R 3 . In some other preferred embodiments, the compound of formula III is present in a concentration greater than the concentration of anhydride and greater than the concentration of the compounds of formula I. The invention also provides methods of making compounds having the structure of formula III. Preferably, this method comprises reacting a compound having formula I: with a compound having formula II: wherein the R groups are defined as above. The invention also includes compositions made by the reaction of I and II. The invention also provides a method of making acrylates (and methods of using compounds of formula III) wherein a compound of formula III is heated to yield an acrylate and an anhydride. Preferably, the method of making an acrylate is a two step process in which a compound of formula I is reacted with a compound of formula II under a first set of conditions, then the compound of formula III is thermolyzed at a higher temperature to form the acrylate. In preferred embodiments of this two step method, the compound of formula III is isolated from the compounds of formulas I and II before it is decomposed to produce the acrylate. In the present invention, the term "acrylate" refers to a compound having the C=C-C(O)OR moiety. Various embodiments of the invention can provide numerous advantages including: few side reactions, high yield, volatile starting materials and products that can be conveniently distilled and recycled, isolable intermediates, initial reactions that do not form water (less deesterification), lower process temperatures, and excellent applicability to large scale processing. The subject matter of the present invention is particularly pointed out and distinctly claimed in the concluding portion of this specification. However, both the organization and method of operation, together with further advantages and objects thereof, may best be understood by reference to the following description taken in connection with accompanying drawings wherein like reference characters refer to like elements. DESCRIPTION OF PREFERRED EMBODIMENTS In some preferred embodiments of the invention, there are compositions comprising a compound having the formula (III): wherein: n is 0 or 1; R 2 through Rι 2 are independently selected from hydrogen, Ci to C 10 alkyl, C 6 to Cio aryl, Ci to Cio alkoxy, Ci to Cio aryloxy, Ci to Cio aralkyl; and Ri is hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, or Ci to Cio aralkyl, provided that when Ri is hydrogen, R 2 is hydrogen. When n is 0, R 6 and R are not present, and there is a two carbon chain connecting the' two carbonyl carbons. Preferably, the composition has essentially no analogous compounds where Ri is not the same as R 3 , by "essentially no," it is meant that there the concentration of analogous compounds is sufficiently low such that they would have less than a 5% adverse effect on the yield of the desired acrylate formed by the thermolysis of the composition. The alkyl, aryl and aralkyl, as those terms are used herein, can also contain hetero atoms such as O, N, Si, and S and can have substituents such as halo, hydroxy, phosphate, sulfonate and carboxylate. In some preferred embodiments, the alkyl, aryl and aralkyl are Ci to Cio hydrocarbons without hetero atoms. In some preferred embodiments, the R groups are all hydrogen or members of the to C 6 alkyls. While compounds of formula III have been described with reference to Ci to Cio allcyl, etc., it will be appreciated by those skilled in the art that the methods described herein can be applied to synthesizing a myriad of other compounds, and further that most of these compounds will thermolyze by analogous routes to produce the corresponding products. The chain length of the "upper" chain (i.e., the chain in which n is 0 to 1) is selected to facilitate ring closing to form a lactone or anhydride. Similarly, R 4 tlirough R 9 are preferably selected to have low steric bulk so that these groups do not interfere with ring closure. Some preferred embodiments are comprised of various combinations of the following subsets: n is 0, R 4 -R 12 are independently H, methyl, ethyl, propyl, butyl or pentyl, R 2 is H, and R 3 is H or methyl, ethyl or propyl, R 2 and R 3 are independently H, methyl, ethyl, propyl, butyl or pentyl, Ri is H, and Ri is methyl, ethyl, propyl, butyl or pentyl. In some preferred embodiments, Ri is H, methyl, ethyl or propyl; R 2 and R 3 are both H; n is 0 or 1; R -R 12 are H; R 2 is H; and R 3 is H, methyl, ethyl or propyl. In a particular embodiment, Ri is H, methyl, ethyl or propyl, n is 0, R -Rι 2 are H, R 2 is H, and R 3 is methyl. The composition can also be characterized by its properties. In preferred embodiments, the compound of formula III in the composition thermally decomposes to form an equimolar amount of an acrylate and an equimolar amount of an anhydride. In another preferred embodiment, the compound of formula III thermally decomposes to form an anhydride where the anhydride has a boiling point of 170° C or less at one atmosphere of pressure. If desired, these low boiling products can be distilled off and recycled to the synthesis stage in which I and II are reacted. Preferred compositions can also be characterized by their purity. In a preferred embodiment, the composition has a molar ratio of the compound of formula IILcompound of formula II of at least 0.5, more preferably at least 2, and still more preferably more than 10. In preferred compounds of formula I, R 2 is H. More preferably, the compound of formula I is lactic acid, ethyl lactate, propyl lactate, butyl lactate or other lactate derivative. Most preferably, the compound of formula I is methyl lactate, which results in the best yield of acrylate. Preferred compounds of formula II are succinic anhydride and glutaric anhydride. Since the compound of formula II can be recovered when the acrylate is formed, relatively expensive compounds can also be selected. In some preferred embodiments, the compound of formula II has a boiling point of 170° C or less at one atmosphere of pressure. If desired, these low boiling compounds can be distilled off and recycled to the synthesis stage to again react with compound I. Another of the advantages of preferred embodiments of the present invention that has not been recognized in the art, is the control of alkyl moieties at Ri and R 3 to insure that these moieties are the same and thus prevent undesirable transesterification reactions that can lower yield of acrylate and cause undesirable side reactions. One of the discoveries of the present invention is that the compounds of formulas I and II can react to form isolable compounds of formula III; and it is especially surprising that the reaction can occur under mild conditions. Preferably, these compounds are reacted at a temperature of about 150°C or less, more preferably at about 50°C to about 140°C. Higher temperatures may be used; however, these higher temperatures are unnecessary and can result in lower yields. Dropwise addition is unnecessary and it is believed that dropwise addition does not produce higher yields; thus, in preferred embodiments the reaction of I and II is not carried out in a dropwise fashion. The reaction is preferably conducted in the presence of an acid or base catalyst. It has been found that dimethylaminopyridine is an especially effective catalyst for this reaction. The reaction can be conducted without solvents; however, in other embodiments, a solvent or solvents may be present. If the reaction is run under sufficiently harsh conditions, the compound of formula III can be converted to an acrylate in a single step including the reaction of compounds I and II. More preferably, a compound of formula III is isolated before it is heated to produce an acrylate. This isolation step leads to fewer impurities in the acrylate final product. The isolation step also offers a significant advantage for large scale applications. For example, the initial reaction of compounds I and II can be carried out in a batch reactor while the compound of formula III can be transferred to a continuous reactor to produce good yields of relatively pure acrylate and a lactone or anhydride that is recycled to the batch reactor. Thus, in one preferred method, compounds I and II are reacted in a first reactor and then, in a subsequent step, compound III is transferred to a different reactor. In some preferred embodiments, the composition containing a compound of formula III is separated from catalysts and then thermolyzed in the absence of a catalyst. Isolating the compound of formula III can be accomplished by methods such as: distillation or extraction, or could be simply carried out by reacting compounds I and II and allowing the product III to accumulate (in a concentration greater than that of I and greater than that of II) before it is thermolyzed. This could be accomplished, for example, by running the reaction of compounds I and II at a first, lower temperature or temperatures (at which the compound of formula III is essentially unreactive), and then thermolyzing compound III at a higher temperature. The carboxylic acid resulting from the reaction of compounds I and II can be esterified with an alcohol. This esterification reaction can help stabilize the compound and facilitate purification. As a result, it is believed that higher yields of acrylate and/or greater purity can be achieved. EXAMPLES Example 1 : Preparation of succinic acid 1-methoxycarbonyl-ethyl ester methyl ester (i) Methyl lactate (14 mL, 0.147 moles), succinic anhydride (14.76 g, 0.147 moles), and 2 drops of concentrated sulfuric acid were mixed and heated to 70 °C for five hours. An NMR spectrum of a sample of the cooled reaction mixture showed quantitative conversion to succinic acid (ethyl- 1-methoxycarbonyl) ester. Methanol (30 mL) and chloroform (20 mL) were added and heated to reflux in a soxhlet extractor containing silica gel in the receiver. The solution was refluxed for three hours, neutralized with CaCO 3 , filtered, and the volatile solvents removed under vacuum. The isolated yield of (i) was 29.56 g (98.5%). CLOSURE While preferred embodiments of the present invention have been shown and described, it will be apparent to those skilled in the art that many changes and modifications may be made without departing from the invention in its broader aspects. The appended claims are therefore intended to include all such changes and modifications as fall within the true spirit and scope of the invention.

Claims: CLAIMS We claim: 1. Compositions comprising a compound having the formula (III): wherein: n is 0 or 1; R 2 through R] 2 are independently selected from hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, Ci to Cio alkoxy, Ci to Cio aryloxy, Ci to Cio aralkyl; and Ri is hydrogen, Ci to Cio allcyl, C 6 to Cio aryl, or Ci to Cio arallcyl, provided that when Ri is hydrogen, R 2 is hydrogen, and when Ri is not hydrogen, Ri = R 3 and the concentration of the compound of formula III is more than twice the concentration of analogous compounds where Ri is not the same as R 3 . 2. A composition of claim 1 comprising a compound of formula III wherein R 2 is hydrogen. 3. A composition of claim 2 comprising a compound of formula III wherein n is 0. 4. A composition of claim 1 comprising a compound of formula III wherein Ri and R 3 are methyl. 5. A composition of claim 1 made by reacting, at a temperature of about 150°C or less, a composition comprising a compound of formula I: with a compound having formula II: 6. A composition of claim 1 comprising a compound of formula III that, after exposure to temperature above about 200 °C, decomposes to an acrylate and a lactone or anhydride; wherein the lactone or anhydride has a boiling point of less than 170°C under 1 arm of pressure. 7. A composition of claim 5 wherein the composition has a molar ratio of the compound of formula Illxompound of formula II of at least 0.5. A composition comprising a compound having the formula (III): wherein: n is 0 or 1; R through R] 2 are independently selected from hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, Ci to Cio alkoxy, Ci to Cio aryloxy, Ci to Cio aralkyl; and Ri is hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, or Ci to Cio aralkyl, wherein the compound of formula III is present in a concentration greater than the composition of anhydride, and greater than the concentration of compounds of formula I present in the composition; and when Ri is not hydrogen, i = R 3 and the concentration of the compound of formula -HI is more than twice the concentration of analogous compounds where Ri is not the same as . 9. The composition of claim 8 wherein Ri is hydrogen. 10. The composition of claim 8 wherein R 2 is H, Ri and R 3 are methyl, and R^ R 6 and R 7 (if present), and R 8 - Rι 2 are all H. 11. The composition of claim 8 where the concentration of analogous compounds where Ri is not the same as R 3 is essentially zero. 12. The composition of claim 10 wherein n is zero. 13. The composition of claim 9 wherein R 2 is H, n is zero, R 4 and R 8 - Rι 2 are all H, and R 2 is selected from the group consisting of methyl, ethyl, propyl and butyl. 14. A method of making acrylate comprising the steps of isolating a composition comprising a compound having the formula (III): wherein: n is 0 or 1; R 2 tlirough R 12 are independently selected from hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, Ci to Cio alkoxy, Ci to Cio aryloxy, Ci to Cio arallcyl; and Ri is hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, or Ci to Cio aralkyl; and subsequently heating the composition to produce an acrylate. 15. The method of claim 14 wherein R 2 is H. 16. The method of claim 14, wherein Ri and R are methyl, and wherein the step of isolating comprises the separating the compound of formula III from a catalyst. 17. A method of making a composition comprising: reacting, at a temperature of about 150°C or less, a composition comprising a compound of formula I: with a compound having formula II: to form a composition comprising a compound having the formula (III): wherein: n is 0 or 1; R 2 through Rι 2 are independently selected from hydrogen, Ci to Cio alkyl, C 6 to Cio aryl, to Cio alkoxy, Ci to Cio aiyloxy, Ci to Cio aralkyl; and Ri is hydrogen, C \ to Cio alkyl, Cg to Cio aryl, or Ci to Cio aralkyl. 18. The method of claim 17 wherein, simultaneous with or subsequent to the reaction of I and II, a compound of formula III wherein Ri is H is reacted with an alcohol to form a compound of formula III wherein Rj is Ci to Cio alkyl, C 6 to Cio aryl, or to Cio aralkyl. 19. The method of claim 17 wherein the composition is made by a process that further comprises a step of isolating the compound of formula III. 20. The method of claim 19 wherein R 2 is H, Ri and R 3 are methyl, and j, R 6 and R 7 (if present), and R 8 - Rι 2 are all H, and further comprising the step of thermolyzing the compound of formula III to form an acrylate.

Inventors: LILGA MICHAEL A, WERPY TODD A, LILGA, MICHAEL, A., WERPY, TODD, A.
Applicants: BATTELLE MEMORIAL INSTITUTE
Application year: 2001
Main classification: C07C69
IPC codes: C07C57, C07C67, C07C69