Use of a cryoprotectant in ink jet ink compositions having good freeze-thaw stability

Abstract: The present invention is directed to using cryoprotectants to improve freeze-thaw stability in an ink-jet ink composition.

Description: FIELD OF INVENTION The present invention relates to inkjet ink compositions, which have good freeze-thaw stability as a result of the presence of a cryoprotectant component in the ink composition. BACKGROUND OF THE INVENTION It is well known that many water-based particulate systems lack cryostability, i.e. show instability to a freeze-thaw cycle or cycles. Many dairy products, pharmaceutical emulsions, and water-based paints separate into two layers or show particle aggregation after a single freeze-thaw cycle. The reason for the instability is thought to be the formation of ice crystals, which tend to push emulsion or suspension particles together. For "hard" suspension particles, such as pigments in paints, this results in the formation of irreversible clumps, so that increasing temperature does not resuspend them. In the gravity field, these clumps quickly settle. For "soft" particles, such as emulsions and vesicles (liposomes), ice crystals can cause irreversible coarsening of the system because of the liquid film breakage. Suspensions of particles in the form of lipid bilayer vesicles or liposomes, as well as oil-in-water emulsions, in an aqueous vehicle have been studied in the pharmaceutical and/or biochemical context. Freeze-thaw experiments have shown that the presence of glycerol, dimethylsulfoxide (DMSO), certain sugars and certain amino acids confer a cryoprotectant effect on the lipid layers in the suspensions. See McDonald & McDonald, Liposome Technology , Vol. 1, pp. 209-227, 1993, CRC Press, Inc.; Strauss et al., Biochimica et Biophysica Acta 858 (1986) 169-180, Elsevier Science Publishers; Higgins et al., J. Pharm. Pharmacol . 1986, 38:259-263; Saito et al., Journal of Colloid and Interface Science 219: (1) 129-134, Nov. 1. 1999. Spinelli disclosed treating the problem of freeze-thaw instability in aqueous ink-jet inks with a polymer binder additive. See Spinelli in Adv . Mater . 1998, vol. 10, pp. 1215-1218. Spinelli also disclosed different acrylic block copolymers for use in pigmented inks for the purpose improving freeze-thaw instability in the inks. It appears that none of the additives disclosed by Spinelli effect more than limited improvement in cryostability. Previously, polyols, such as glycerol, as well as sugars and/or amino acids have been used in aqueous ink-jet inks but have never been specifically used with the purpose of affecting the cryostability of the ink particulates. Thus, Bermel and Burger (D. Bermel and D.E. Burger, "Particle size effects in pigmented ink jet inks", J . Imaging Sc ., Tech ., V. 43 (1999) 320-324 disclosed several color pigmented inks in which the ink vehicle contains 7-12% glycerol. They specifically studied the freeze-thaw stability of the inks and found acceptable results for some dispersions. There was no discussion in the article of the role of glycerol (that is, the effect was not attributed to the presence of glycerol). The main objective was to show the particle size effect on the freeze-thaw stability. Looman disclosed that acids containing a basic functional group help to alleviate bleed in pigmented ink jet inks (U.S. Patent No. 5,679,143 assigned to HP). Specifically, Looman showed that when inks have amino acid additives such as beta-alanine, 4-aminobutyric acid, DL-alanine, glycine, threonine, sarcosine, diiodo-L-tyrosine, L-glutamic acid, L-histidine, hydroxy-L-proline, DL-isoleucine, DL-deucine, L-lysine, DL-methionine, DL-phenylalanine, L-proline, DL-serine, L-tryptophan, L-tyrosine, 6-aminocaproic acid, and DL-valine, that bleed control and pH adjustment are achieved. No mention is made of the effect of amino acids on freeze-thaw instability. Gundlach et al. disclosed that the use of betaine zwitterionic base compositions as ink additives (U.S. Patent No. 5,540,765, assigned to Xerox). In a related disclosure Gundlach et al. disclosed ink compositions with vesicles containing betaine (U.S. Patent No. 5,772,743, assigned to Xerox). No connection was made between these compositions and freeze-thaw instability in either of these disclosures. Yatake disclosed sugars as additives in ink-jet inks (U.S. Patent No. 6,004,389, assigned to Seiko Epson). The disclosed benefits of these additives have nothing to do with freeze-thaw instability. Rather, it is taught that the addition of saccharide can effectively prevent clogging of the nozzle in the ink jet recording head. SUMMARY OF THE INVENTION The present invention relates to the use of a cryoprotectant selected from the group consisting of: monosaccharides, polysaccharides, glycerol, β-alanine, DL-alanine, betain, dimethylsulfoxide, polyvinylpyrrolidone and combinations and derivatives thereof, in an ink-jet ink to improve the freeze-thaw stability of the ink. BRIEF DESCRIPTION OF THE FIGURES Figures 1A and 1B are comparative photographs, which show by microscopic examination the absence and presence of large vesicle particulates in Ink Set 0.0 samples before and after thermal cycling. Figures 2A and 2B are comparative photographs that show by microscopic examination that there is no increase in the number of large vesicle particulates in the Ink Set 0.7 samples after thermal cycling. DETAILED DESCRIPTION OF THE INVENTION Freeze-thaw instability is a potential concern for inkjet inks, both from the standpoint of the bulk ink shipment, and from the standpoint of reliability of already filled pens that occasionally can be frozen by the user. This instability concern has been addressed with the "T-cycle test", in which the inks are repeatedly cooled down and heated up between -40 and 70°C up to a total of four freeze-thaw cycles. As a criterion of T-cycle instability, the viscosity and density of the sample before and after the T-cycle are analyzed. After the T-cycle, the sample is separated into the top and bottom portions. Then the samples are characterized by various techniques, such as viscometry and densitometry. Another method of characterizing the T-cycle instability is to measure the concentration of large particles before and after the T-cycle. In general, particulates that are greater than 0.5 µm are highly undesirable for ink-jet, because they tend to settle in the firing chamber. Moreover, very large aggregates greater than 5 µm can potentially clog the nozzles of the printhead. Therefore, it is important for the concentration of the large particles to remain small after the T-cycle. Experiments have shown that many commercial black inks used in thermal inkjet printing are not stable to T-cycle. For example, the black ink used in an HP 2000c inkjet printer has a viscosity spread between 2.4 (top of the vial) and 4.3 cP (bottom), and a density spread between 1.030 (top) and 1.055 g/ml (bottom). This indicates that the ink performance after T-cycle will be different because of the overall change in viscosity and density. More importantly, it shows that the inks form large carbon black aggregates, which are a potential concern for the pen reliability. A previous treatment of this problem was to add a polymer binder to pigmented inks, as described, for example, in the Spinelli paper mentioned above. Some binders were known to contribute a better improvement in T-cycle stability of dispersions than others. However the binder alone does not provide enough stability to the inks and the problem is not solved. The problem of instability of aqueous systems to freezing is known in biology and pharmaceuticals, where it is solved by adding cryoprotectants to the systems. The role of cryoprotectants is not very clear. One possible explanation for their action is a vitrification effect at low temperatures . On freezing, the formation of glasses, as opposed to crystals, is known to be less damaging to the stability of the aqueous system and normally preserves the original structure of the system (see the McDonald & McDonald paper mentioned above). A non-exclusive list of some cryoprotectants used in biology is shown below: Glucose, sucrose, maltose, trehalose, sorbitol, mannitol, other mono and polysaccharides and their derivatives, glycerol, alanine, β-alanine, betaine, dimethylsulfoxide, and polyvinylpyrrolidone. The typical required range of concentrations of these additives in the formulation to achieve the cryoprotective effect is 1-30%. Even though glycerol, betaine, β-alanine and some sugars are used as excipients in inkjet, they have not been used for their cryoprotective action. The present invention relates to the use of cryoprotectants to improve freeze-thaw stability in an ink-jet ink composition comprising adding cryoprotectant as defined herein to an ink-jet ink composition. In a preferred embodiment, the at least one cryoprotectant is from 1 to 30 % by weight of the ink-jet ink composition. In a preferred embodiment, the monosaccharides and polysaccharides are selected from the group consisting of glucose, sucrose, maltose, trehalose, sorbitol and mannitol. In yet another preferred embodiment, the ink-jet ink composition comprises at least one of colorant particles, emulsion drops, polymer latexes and vesicles in an aqueous vehicle. In a more preferred embodiment, the amount of cryoprotectant added to the ink-jet ink composition is sufficient that the composition remains substantially free of visible sediment after at least one freeze-thaw cycle wherein the composition is heated to a high temperature of at highest 70°C and cooled to a low temperature of at lowest -40°C. In a most preferred embodiment, there are at most four freeze-thaw cycles performed on the composition. In another more preferred embodiment, the amount of cryoprotectant added to the ink-jet ink composition is sufficient so that the concentration of particles greater than 0.5 µm in the composition does not substantially increase after at least one freeze-thaw cycle wherein the composition is heated to a high temperature of at highest 70°C and cooled to a low temperature of at lowest -40°C. In a most preferred embodiment, there are at most four freeze-thaw cycles are performed on the ink-jet ink composition sample. Examples Example 1 Ink Vesicle Compositions 1a, 1b, 2a, 2b, 3a, 3b, 4a, 4b, 5a, 5b, 6a, 6b were made according to the formulations given below. They were prepared by sonication using a Sonication XL (West Systems) in an ice bath. Resulting systems were visually transparent. Component Composition 1a, Wt percent Composition 1b, Wt percent Diethylene Glycol (Aldrich) 4 4 2-Pyrrolidone (Aldrich) 4 4 Glycerol (Aldrich) 10 0 trimethylolpropane 0 10 EDTA (Aldrich) 0.3 0.3 Trizma base (Sigma) 0.2 0.2 Proxel GXL (ICI) 0.2 0.2 Soya bean (plant) phosphatidylcholine, 20% PC (Avanti lipids, Alabaster, AL) 3 3 Water balance balance Component Composition 2a, Wt percent Composition 2b, Wt percent Diethylene Glycol (Aldrich) 4 4 2-Pyrrolidone (Aldrich) 4 4 Glycerol (Aldrich) 10 0 trimethylolpropane 0 10 EDTA (Aldrich) 0.3 0.3 Trizma base (Sigma) 0.2 0.2 Proxel GXL (ICI) 0.2 0.2 Soya bean (plant) phosphatidylcholine, 45% PC (Avanti lipids, Alabaster, AL) 3 3 Water balance balance Component Composition 3a, Wt percent Composition 3b, Wt percent Diethylene Glycol (Aldrich) 4 4 2-Pyrrolidone (Aldrich) 4 4 Glycerol (Aldrich) 10 0 trimethylolpropane 0 10 EDTA (Aldrich) 0.3 0.3 Trizma base (Sigma) 0.2 0.2 Proxel GXL (ICI) 0.2 0.2 Soya bean (plant) phosphatidylcholine, 95% PC (Avanti lipids, Alabaster, AL) 3 3 Water balance balance Component Composition 4a, Wt percent Composition 4b, Wt percent Diethylene Glycol (Aldrich) 4 4 2-Pyrrolidone (Aldrich) 4 4 Glycerol (Aldrich) 10 0 trimethylolpropane 0 10 EDTA (Aldrich) 0.3 0.3 Trizma base (Sigma) 0.2 0.2 Proxel GXL (ICI) 0.2 0.2 Egg yolk phosphatidylcholine, 60% PC (Avanti lipids, Alabaster, AL) 3 3 Water balance balance Component Composition 5a, Wt percent Composition 5b, Wt percent Diethylene Glycol (Aldrich) 4 4 2-Pyrrolidone (Aldrich) 4 4 Glycerol (Aldrich) 10 0 Glucose (Aldrich) 10 0 trimethylolpropane 0 10 EDTA (Aldrich) 0.3 0.3 Trizma base (Sigma) 0.2 0.2 Proxel GXL (ICI) 0.2 0.2 Egg yolk phosphatidylcholine, 60% PC (Avanti lipids, Alabaster, AL) 3 3 Water balance balance Component Composition 6a, Wt percent Composition 6b, Wt percent 2-Pyrrolidone (Aldrich) 7.5 7.5 Betaine (Aldrich) 2.5 0 1,5 pentanediol (Aldrich) 8 8 trimethylolpropane 7.5 7.5 EDTA (Aldrich) 0.3 0.3 Trizma base (Sigma) 0.2 0.2 Proxel GXL (ICI) 0.2 0.2 Egg yolk phosphatidylcholine, 60% PC (Avanti lipids, Alabaster, AL) 3 3 Water balance balance Example 2 Results of freeze-thaw testing The instability of the ink compositions of Example 1 to freeze-thaw cycle was tested with four freeze-thaw cycles between -40 and 70°C within 36 hours. After the test, the samples were visually inspected. For some samples, the count of large particles (larger than 0.5 µm) was determined using a 780 A Accusizer (Particle Sizing Systems, Santa Barbara, Ca). The method is based on the single particle sensing technique. The sample is strongly diluted by water, after which it is pumped through a small chamber, where the light scattering signal from each particle is detected as an electrical impulse. The measuring cell is set up in such a way that the signal is proportional to the radius of the particle. Fifty µL of ink was introduced into the measuring cell and automatically diluted by the instrument to the required level. After one minute of mixing, the measurement was made. The results are given below. Sample Appearance after testing Count of >0.5µm particles before testing, counts/ml Count of >0.5µm particles after testing, counts/ml 1a Clear, no sediment 1.71 x 10 6 2.19 x 10 6 1b Turbid, some sediment 2a Clear, no sediment 4.29 x 10 6 2.25 x 10 6 2b Turbid, some sediment 3a Clear, no sediment 6.62 x 10 6 6.95 x 10 6 3b Turbid, some sediment 4a Clear, no sediment 1.18 x 10 8 2.25 x 10 8 4b Turbid, some sediment 5a Clear, no sediment 5.08 x 10 5 2.53 x 10 5 5b Turbid, some sediment 6a Clear, no sediment 6b Turbid, some sediment The above results show that the samples containing cryoprotectants ("a" samples) are stable towards several freeze-thaw cycles, while the respective controls, marked as "b", are not. After the test, only a moderate change in the number of large particles is seen in the "a" samples. On the other hand, without cryoprotectants, visual precipitation of large clumps is observed. Example 3 Freeze-thaw stability of vesicle inks The composition of two vesicle-containing ink compositions are listed below. Ink preparation included the following stages: (i) Ink concentrate was prepared for each color, containing co-solvents, dyes, buffer and an antimicrobe agent (Proxel GXL). (ii) 15 g egg yolk lecithin was added to the ink concentrate and pre-mixed with a 25% Ultratorrax (Janke & Kunkel, IKA Labortechnik) for 10 minutes. The concentrates were high-pressure homogenized with an APV Rannie homogenizer at 14,000 psi for six passes. They were then cooled by a coil placed in a water bath. After homogenization, the inks were no longer turbid, but slightly opalescent. (iii) The solution of polymeric binder and surfactant was added to the ink compositions and there was a final mixing. As a binder, an acrylic polymer manufactured by duPont de Nemours was used. As a surfactant, Fluorad FC-99 (3M) fluorinated surfactant was added. After this, the inks were rolled for half an hour after which they were ready to use. The compositions of each of Ink Set 0.0 and Ink Set 0.7 are given below. For the dyes, the concentrations are shown as optical densities at 1:10,000 dilution. Composition of Ink Set 0.0 Cyan Magenta Yellow 1,5 pentane diol (Tricon Colors, Inc., Elmwood Park, NJ) 6.8% 1,5 pentanediol (Tricon Colors, Inc, Elmwood Park, NJ) 6.8% Diethylene glycol (Aldrich) 3.4% trimethylolprop ane (Aldrich) 6.4% trimethylolprop ane (Aldrich) 6.4% trimethylolpropane (Aldrich) 6.8% 2-Pyrrolidone (Aldrich) 6.4% 2-Pyrrolidone (Aldrich) 6.4% 2-Pyrrolidone (Aldrich) 3.4% Trizma base (Sigma) 0.17% Trizma base (Sigma) 0.17% 2-N-morpholinoethanesulfonic acid (MES) (Sigma) 0.17% Proxel GXL (ICI America) 0.17% Proxel GXL (ICI America) 0.17% Proxel GXL (ICI America) 0.17% Fluorad FC-99 (3M) 0.85% Fluorad FC-99 (3M) 0.85% Fluorad FC-99 (3M) 0.85% Egg yolk lecithin (60% Sigma) 2.6% Egg yolk lecithin (60% Sigma) 2.6% Egg yolk lecithin (60% Sigma) 2.6% Acrylic polymer binder (duPont de Nemours, Wilmington, DE) 1.7% Acrylic polymer binder (duPont de Nemours, Wilmington, DE) 1.7% Acrylic polymer binder (duPont de Nemours, Wilmington, DE) 1.7% TMA direct blue 199 (Zeneca Specialist Colours, New Castle, DE) D=0.14 (622nm) Reactive red 180(D at 1:10,000) (Clariant Corp., Charlotte, NC) D=0.14 ) (542 nm) TMA Acid Yellow 23 (D at 1:10,000) (Hilton Davis Co., Cincinnati, OH) D=0.20 (428 nm) Na Acid Blue 9 (Warner Jenkinson Co., Inc., St. Louis, MO) (D at 1:100 D=0.26 (630 nm) Li Acid Red 52 (D at 1:10,000) (Tricon Colors, Inc., Elmwood Park, NJ) D=0.22 (566 nm) water balance water balance water balance Composition of Ink Set 0.7 Cyan Magenta Yellow Trizma base (Sigma) 0.17% Trizma base (Sigma) 0.17% 2-N-morpholinoethanesulfonic acid (MES) (Sigma) 0.17% Proxel GXL (ICI America) 0.17% Proxel GXL (ICI America) 0.17% Proxel GXL (ICI America) 0.17% Fluorad FC-99 (3M) 0.85% Fluorad FC-99 (3M) 0.85% Fluorad FC-99 (3M) 0.85% Egg yolk lecithin (60% Sigma) 2.6% Egg yolk lecithin (60% Sigma) 2.6% Egg yolk lecithin (60% Sigma) 2.6% Acrylic polymer binder (duPont de Nemours, Wilmington, DE) 1.7% Acrylic polymer binder (duPont de Nemours, Wilmington, DE) 1.7% Acrylic polymer binder (duPont de Nemours, Wilmington, DE) 1.7% TMA direct blue 199 (Zeneca Specialist Colours, New Castle, DE) D=0.14 (622nm) Reactive red 180(D at 1:10,000) (Clariant Corp., Charlotte, NC) D=0.14) (542 nm) TMA Acid Yellow 23 (D at 1:10,000) (Hilton Davis Co., Cincinnati, OH) D=0.20 (428 nm) Na Acid Blue 9 (Warner Jenkinson Co., Inc., St. Louis, MO) (D at 1:100 D=0.26 (630 nm) Li Acid Red 52 (D at 1:10,000) (Tricon Colors, Inc., Elmwood Park, NJ) D=0.22 (566 nm) water balance water balance water balance Example 4 Comparison of freeze-thaw stabilities of Ink Set 0.0 and Ink Set 0.7 Ink Set 0.0 does not contain any cryoprotective agents in its solvent system. Accordingly, its freeze-thaw stability is poor. After the thermal cycling described above, phospholipid precipitates out of the inks and the inks acquire a turbid appearance, most clearly seen in the yellow color. Figures 1A and 1B are comparative photographs that show by microscopic examination the absence and presence of precipitates in ink samples before and after thermal cycling in yellow inks. In contrast, Ink Set 0.7, which contains cryoprotective agents, remains substantially stable after thermal cycling. Figures 2A and 2B are comparative photographs that show by microscopic examination that there is no increase in the number of large particles in the ink after thermal cycling. Example 5 Physical properties of Ink Set 0.7 before and after freeze-thaw testing. Samples of Ink Set 0.7 taken both before and after thermal cycling were tested for viscosity, density, pH, surface tension and particle size counts. Results of the tests are given in the tables below. Viscosity of Ink Set 0.7, centiPoise, before and after T-cycle Ink Viscosity before Viscosity after Cyan 2.98 3.00 Magenta 2.86 2.81 Yellow 2.90 2.80 Density of Ink Set 0.7, centiPoise, before and after T-cycle Ink Density before Density after Cyan 1.0692 1.0677 Magenta 1.0680 1.0672 Yellow 1.0628 1.0626 pH of Ink Set 0.7 before and after T-cycle Ink pH before pH after Cyan 8.1 8.0 Magenta 7.0 7.1 Yellow 7.1 7.3 Surface tension of Ink Set 0.7 before and after T-cycle Ink surface tension before surface tension after Cyan 30.5 30.1 Magenta 34.6 34.7 Yellow 27.1 27.2 Particle size count, particles >0.5µm per ml, of Ink Set 0.7 before and after T-cycle Ink Count before Count after, top of the vial Count after, bottom of the vial Cyan 8.5 x 10 5 8.4 x 10 5 8.9 x 10 5 Magenta 1.0 x 10 6 1.3 x 10 6 3.3 x 10 6 Yellow 9.1 x 10 5 7.0 x 10 5 6.7 x 10 5 The results in the tables show that the freeze-thaw cycles do not affect the ink properties significantly. With the particle size, no increase in the count of large particles is seen in cyan and yellow and a small increase is seen in magenta. Example 6 Effect of Glycerol on FreezeThaw Stability of Hewlett-Packard pigmented black inks. A pigmented black ink ( HP 51645A) printing cartridge was opened and the black inks were collected. Glycerol (3g) was added to 30 g of the collected inks and the system was mixed. After this, the freeze-thaw test described above was conducted both with the intact black ink and with the ink containing glycerol additive. After the test, the content of the large particles in the ink was measured. The samples were collected from the bottom of the vial, where the concentration of the pigment clumps was expected to be higher. The results are shown in the tables below. Pigmented black ink as is before T-cycle Size cutoff >0.5 µm >5 µm >10 µm >20 µm Counts/ml 2 x 10 9 4 x 10 5 1 x 10 5 5 x 10 3 Pigmented black ink +10% glycerol before T-cycle Size cutoff >0.5 µm >5 µm >10 µm >20 µm Counts/ml 5 x 10 8 6 x 10 5 1 x 10 5 1 x 10 4 Pigmented black ink as is after T-cycle, bottom Size cutoff >0.5 µm >5 µm >10 µm >20 µm Counts/ml 2 x 10 9 9 x 10 6 3 x 10 6 3 x 10 5 Pigmented black ink +10% glycerol after T-cycle, bottom Size cutoff >0.5 µm >5 µm >10 µm >20 µm Counts/ml 5 x 10 8 2 x 10 5 7 x 10 4 1 x 10 4 The results in the tables above show that the freeze-thaw cycles considerably increase the number of very large particle aggregates (5-20 mm) by 1-2 orders of magnitude. On the other hand, no such increase is seen in the presence of glycerol.

Claims: Use of a cryoprotectant selected from the group consisting of: monosaccharides, polysaccharides, glycerol, β-alanine, DL-alanine, betaine, dimethylsulfoxide, polyvinylpyrrolidone and combinations and derivatives thereof, in an ink-jet ink composition to improve the freeze-thaw stability of the ink. The use of claim 1 wherein the amount of cryoprotectant added is from 1 to 30 % by weight of the ink-jet ink composition. The use of claim 1 wherein the monosaccharides and polysaccharides are selected from the group consisting of glucose, sucrose, maltose, trehalose, sorbitol and mannitol. The use of claim 1 wherein the ink-jet ink composition comprises at least one of colorant particles, emulsion drops, polymer latexes and vesicles in an aqueous vehicle. The use of claim 1 wherein the amount of cryoprotectant added to the ink-jet ink composition is sufficient so that the concentration of particles greater than 0.5 µm in the composition does not substantially increase after at least one freeze-thaw cycle wherein the composition is heated to a high temperature of at highest 70°C and cooled to a low temperature of at lowest -40° C. The use of claim 5 wherein at most four freeze-thaw cycles are performed on the ink-jet ink composition sample.

Inventors: KABALNOV ALEXEY S, KABALNOV, ALEXEY S.
Applicants: HEWLETT PACKARD CO, HEWLETT-PACKARD COMPANY
Application year: 2001
Main classification: C09D11
IPC codes: B41J2, B41M5, C09D11