Nozzle-injector for arc plasma deposition apparatus

Abstract: A nozzle-injector was designed and fabricated for plasma deposition of thin-film coatings using a wall-stabilized arc torch as the plasma generator. The divergent design of the nozzle-injector controls the injection, ionization, and reaction of the reagents, and these functions, in turn, determine the coating deposition rate, coating area, coating composition, and coating quality.

Description: This invention relates to arc plasma deposition of protective coatings on various substrates such as glass, quartz, metal or metallized materials, and plastics; and more particularly to a combined nozzle-injector for directing plasma flow and injecting reactive reagents into the plasma for high rate deposition of transparent coatings which are abrasion resistant, UV absorbing, or IR reflective. The technological importance of thin films has led to the development of a variety of deposition methods. Chemical vapor deposition (CVD) produces a solid film on a substrate surface by thermal activation and surface reaction of gaseous reagents which contain the desired constituents of the film. Energy required to pyrolyze the reactants is supplied by heating the substrate. For reasonable reaction rates the substrate is heated to relatively high temperatures in the range of about 260° to 1093°C (500° to 2000°F) degrees. These temperatures preclude application of the process to heat sensitive substrate materials. Plasma enhanced chemical vapor deposition (PECVD) supplies energy to the reactants by an electrical discharge in a gas which forms a plasma in the deposition chamber. Generally the substrate is immersed in the plasma. The deposition rate is usually low. Polycarbonate is often the engineering material of choice for glazing and optical applications because of its high impact strength, low density, optical clarity, and good processibility. However, the polycarbonate material is soft, lacks glass-like abrasion resistance, and is sensitive to temperatures above about 149°C (300°F). Prior work had shown that a silicon oxide coating by plasma-enhanced chemical vapor deposition (PECVD) can improve the abrasion resistance of polycarbonate, qualifying it for glazing applications. However, the prior PECVD technology using silane and nitrous oxide as the precursors was slow and therefore uneconomical, having a typical deposition rates of only about 0.05 microns per minute. Organosilicon precursors were later used in PECVD for a plasma-generated abrasion-resistant polymer coating, but the deposition rate was not significantly improved. The apparatus of this invention provides coatings and layers which impart improved adhesion, thermal expansion compatibility, radiation protection, or abrasion resistance to articles or products made by the deposition apparatus of the invention. The deposition of such protective coatings by plasma on high and low temperature materials in the form of sheets, films, and shaped substrates can be achieved by the apparatus and methods disclosed herein. According to a first aspect of the invention, there is provided a unitary nozzle-injector for an arc plasma deposition apparatus comprising an arc plasma generator having a plasma gas inlet, at least one cathode, an anode having a divergent plasma channel, a nozzle-injector mounted on the anode, said nozzle-injector having a divergent channel extending from the anode in the direction of plasma gas flow through the apparatus, an oxygen injector for injecting oxygen into the plasma in the vicinity of the anode, at least one reagent injector for injecting reactive gases into the plasma as the plasma expands into the divergent channel, said plasma channel being divergent in the direction of plasma gas flow through the apparatus. According to a second aspect of the invention, there is provided an apparatus for surface treatment and deposition of an optically dear adherent coating on a substrate surface by reactants injected into a plasma which comprises a plasma generator having one or more cathodes and at least one anode, a treatment chamber operable at sub-atmospheric pressures, substrate support means located within the treatment chamber to support the substrate, vacuum pumping means communicating with the treatment chamber for evacuating the treatment chamber to sub-atmospheric pressure, a nozzle-injector device mounted on the anode end of the plasma generator for directing the plasma jet towards the substrate and delivery of reagents into the plasma within the nozzle-injector, the nozzle injector comprising a passage that diverges in the plasma flow direction and the anode having an aperture that diverges in the plasma flow direction. Thus, a nozzle-injector was designed and fabricated for plasma deposition of thin-film coatings using a wall-stabilized arc torch as the plasma generator. The design of the nozzle-injector controls the injection, ionization, and reaction of the reagents, and these functions, in turn, determine the coating deposition rate, coating area, coating composition, and coating quality. Using a nozzle-injector in accordance with this invention with oxygen and a siloxane as the reagents, clear coatings at a deposition rate of about 30 microns per minute, at the center, were demonstrated on polycarbonate and glass substrates. The siloxane derived coating greatly improved the abrasion resistance of a polycarbonate substrate. By substituting appropriate organometallic reagents for the siloxane, other oxide coatings, such as zinc oxide or titanium oxide, were also deposited on a plastic substrate. Such coatings are useful as infrared or ultraviolet protective coatings. The nozzle-injector of this invention combines in a single device the direction control function of a nozzle with the reactant introduction function of one or more injectors. Organosilicon compounds useful as monomers in the arc plasma deposition process using the nozzle-injector of this invention include silane and other silicon compounds in which at least one silicon atom is bonded to at least one carbon or one hydrogen atom such as siloxanes, silazanes and organosilicones. The disclosed nozzle-injector is suitable for use with a variety of plasma generating apparatus such a wall stabilized arc plasma torch having at least one water cooled electrically isolated plate located between the cathode and the anode. Multi plate well-stabilized arc devices are described in United States patents 4,948,485 and 4,957,062. The cascaded arc with multiple plates has been used as a plasma source for making diamond-like carbon and plasma-polymerized coating from hydrocarbon and organosilicon reagents, respectively. Deposition rates of a few micrometers per minute were reported. However, the coating area was small, a few centimeters in diameter, and the degree of material utilization was low, less then about 20%. Depending on the conditions, powder or powdery coatings could also be formed outside of the central deposition zone. To make the coating technique practical and economical, it is critical to enlarge the coating area, to increase the deposition rate, and to minimize powder formation. The nozzle injector of this invention seeks to accomplish those improvements. In a specific embodiment of the invention, a nozzle-injector was designed to improve coating performance of wall stabilized arc plasma generators for use in low temperature plasma deposition and polymerization methods. Shower-ring or slit-ring injectors were built into the nozzle for the delivery of gas or vapor reagents. The locations of the injectors affect the degree of gas ionization, which affects the extent of reaction, and hence the chemical stoichiometry and structure of the coating, and ultimately its performance. The shape and the size of the nozzle-injector also affect the extent of reaction, the coating area, and the thermal load on the substrate. With this nozzle-injector, optically clear coatings 30 cm x 30 cm in area were deposited at a rate of about 30 microns per minute at the center. Without such a nozzle-injector powdery coatings formed. The nozzle-injector configuration and structure included both cylindrical and conical plasma channels and a 2-stage conical channel with a cylindrical section in between. The divergent angle of the conical channel of the nozzle-injector ranged from about 0° to 60°. The opening of the plasma channel at the base of the nozzle ranged from about 4 to 7 mm in diameter. Smaller diameter channels can be used for coating small objects. The length of the nozzle-injector ranged from 1.5 to 25 cm thereby controlling the volume of the zone in which reaction can take place. The nozzle-injector can be a single integral construction or can be assembled from parts such as a stainless steel main body with injectors for introducing reagents into the plasma, a copper adapter for mounting the nozzle-injector to the plasma generator, and an extension attached to the downstream end of the main body to provide a suitable volume for the reaction zone which exists within the nozzle-injector. An injector can be built into the copper adapter for oxygen injection, and the copper adapter was gold-plated to resist oxidation. The modular design of the nozzle-injector allows to select nozzle size and gas injection position and eliminates the need for separate direction control and reagent injection units. The invention will now be described in greater detail, by way of example, with reference to the drawings in which: Figure 1 is schematic cross-section of a plasma arc deposition system which includes a vacuum chamber, a plasma generator, and the nozzle-injector of the invention. Figure 2 is a cross-section view of a plasma generator and a nozzle-injector according to the invention. Referring now to Fig. 1, the arc plasma coating system illustrated schematically comprises a vacuum chamber reactor 1, which includes a plasma generator 2a, plasma treatment chamber 4a, plasma inlet 6a, and nozzle-injector 8a. The plasma generator is supplied with the plasma gas such as argon via gas supply line 3. Nozzle-injector 8a is provided with oxygen supply line 12a and a pair of reagent supply lines 14a and 16a which can be operated individually or in combination. A vacuum pumping system, not shown, maintains low pressure within the plasma treatment chamber 4a via outlet 23. The substrate to be coated 20a is supported in the plasma treatment chamber on a temperature controlled support 22a. A retractable shutter 24a is adapted for manual positioning by handle 25 or automatic positioning between the substrate and the nozzle in the path of the plasma jet. Referring to Fig. 2, the plasma is generated by a current of electrons flowing from the cathode 2 to water cooled anode 4 through an electrically isolated plate 6 which has a central gas plasma channel of divergent configuration. The device is provided with a plurality of equally spaced apart cathodes, only one shown as 2. The cathodes are water cooled. The cathodes are mounted in cathode housing 8 which is mounted on a water cooled copper plate 6. Plate 6 is electrically isolated. Cooling water channel 9 is supplied via water line, not shown. Cooling water for anode 4 is supplied by water line 12 and flows through conduit 5 within the body of the anode. The vacuum within the treatment chamber is maintained in part by sealing O-rings 15 and 15a. The plasma gas, e.g., argon, is supplied to the plasma generator through gas line 14. Oxygen is supplied to the nozzle through line 16 which communicates with circular conduit 18 and a slit injector 20. The reactive reagent is supplied via line 22 which feeds conduit 24 and evenly spaced injection holes 26. As illustrated the nozzle has a secondary reagent supply line 30 connecting with conduit 32 and injection holes 34. The secondary supply system can be used to feed another reactive gas or diluent gas to the activation or reaction zone within the nozzle-injector. The nozzle-injector includes a divergent portion 40 for directing the plasma and reactive species towards the substrate surface to be coated. Portion 40 can be an integral part of the nozzle unit or it can be designed as a removable extension. As shown, the extension has the same degree of divergence as the part of the nozzle immediately adjacent the anode. The extension can vary from the shape and geometry of the anode plasma channel and the adjacent portion of the nozzle-injector, for example by having a flared or bell shaped mouth. Securing screw 7 is one of several used to mount the cathode housing to plate 6 and anode 4. The invention provides apparatus for surface treatment and deposition of an optically clear adherent coating on a substrate surface by reactants injected into a plasma which comprises a plasma generator having one or more cathodes and at least one anode, a treatment chamber operable at sub-atmospheric pressures, substrate support means located within the treatment chamber to support the substrate, vacuum pumping means communicating with the treatment chamber for evacuating the treatment chamber to sub-atmospheric pressure, a nozzle-injector device mounted on the anode end of the plasma generator for directing the plasma jet towards the substrate and delivery of the reagents into the plasma within the nozzle-injector. The nozzle-injector comprises reagent delivery means for injecting reagents into the plasma as the plasma emerges from the plasma generator. The nozzle-injector is generally conical with the wide end directed towards the substrate. The degree of divergence and the length of the nozzle determine the volume enclosed within the device. This in tum determines the time available for reaction and formation of the active species which treat or coat the surface of the substrate. Reagent delivery means for injecting reagents into the plasma are located at the narrow end of the nozzle-injector and include at least two separate annular injection conduits and distribution means for uniform introduction of reagents into the plasma. Usually the nozzle- injector extends from the anode end of the plasma generator into the treatment chamber. However the nozzle-injector device could be mounted on the anode end of the plasma generator outside the vacuum chamber communicating with the interior of the vacuum via a suitable vacuum tight seal. EXPERIMENTAL A water-cooled cascaded arc was used as the plasma generator. The arc generator includes a copper anode separated from three needle-cathodes of thoriated tungsten by at least one or a series of electrically isolated copper disks. With argon flowing through the bore of the arc torch, a DC voltage is applied to the electrodes to generate a plasma. The plasma expands through the nozzle-injector into a chamber at a reduced pressure maintained by a vacuum pump, thus forming a plasma jet. The nozzle-injector is heated to about 200°C to avoid condensation of the high boiling point organosilicon reagents. The substrate to be coated is supported on the jet axis by means of a metal stage at a suitable working distance, e.g., about 15 to 70 cm from the anode. A retractable shutter is used to regulate the exposure of the substrate to the plasma. In a typical deposition procedure the argon plasma is established with the shutter in place between the substrate and the nozzle-injector. Oxygen is introduced to the nozzle-injector to produce an oxygen/argon plasma. The shutter was retracted and the substrate was exposed to the oxygen/argon plasma for a short time before the silicon-containing reagent is introduced downstream from the oxygen injection site to initiate deposition. In Table 1 the effects of the nozzle-injector on coating area, deposition rate, and the Taber abrasion resistance of the coating are compared. Coatings were about 2 microns thick. It was found that a conical nozzle-injector (G273, G241) is most effective for large-area coatings. Without such a nozzle-injector, powders or powdery coatings were generally obtained. Effect of Nozzle-Injector on Coating Performance G273 G241 G187 G204 G147 G123 Nozzle-injector type conical conical conical conical con-cyl-con con-cyl Divergent angle (degree) 40 40 25 25 33 50 Cylindrical section dia (cm) - - - - 1.1 3.0 Total nozzle length (cm) 16 16 21 13.5 13.5 9.5 Oxygen feed position (cm) 0.5 0.5 4 4 4 4.5 Siloxane feed position (cm) 5 5 5 5 5 6 Working distance (cm) 25.5 25.5 33 23 38 38 Substrate MR7 Glass MR7 MR7 PC MR5 Si reagent D4 TMDSO TMDSO TMDSO HMDSO HMDSO Argon flow rate (l/min) 1.0 1.0 1.5 1.5 2.0 2.0 Oxygen flow rate (l/min) 0.8 0.8 0.8 0.8 0.06-0.6 0-0.93 Siloxane flow rate (l/min) 0.27 0.18 0.18 0.18 0.11 0.18 Chamber pressure (torr) 0.15 0.15 0.15 0.15 0.18 0.22 Deposition rate (µm/min) 29 9 10 10 4 10 Area of clear coating (cmdia) 43 43 15 7.5 10 7.5 Δ Haze at 1,000 cycle (%) 3 - 7 3 6 10 In particular experiments described above, the nozzle-injector comprises a main body with two showerhead injection rings, an adapter for mounting the nozzle-injector to the anode and injecting oxygen into the plasma, and an extended portion that expands toward the substrate. The 25° 2-stage is a nozzle-injector with an anode adapter injector expanding from 4 to 11 mm, followed by a cylindrical section at 11 mm diameter, and a main body expanding at 25°. The 25°-10,2 cm (4 inch) conic is a nozzle-injector expanding at an angle of 25° throughout, with an oxygen injection adapter, and a conic extension 10,2 cm (4") long. The 40° - 10,2 cm (4 inch) conic is a nozzle-injector expanding at 40° throughout, with an anode adapter with oxygen injection and a conic extension 10,2 cm (4 inches) long. The 40°-10,2 cm (4 inch) trombone is a nozzle-injector similar to the 40°-10,2 cm (4") conic except that the extension flares out more by using a 10.2 cm (4 inch) section cut out from the bell of a trombone.

Claims: A unitary nozzle-injector for an arc plasma deposition apparatus comprising an arc plasma generator (2a) having a plasma gas inlet (3, 14), at least one cathode (2, 5a) an anode (4) having a divergent plasma channel, a nozzle-injector (8a) mounted on the anode (4), said nozzle-injector (8a) having a divergent channel extending from the anode (4) in the direction of plasma gas flow through the apparatus, an oxygen injector (12a, 16) for injecting oxygen into the plasma in the vicinity of the anode (4), at least one reagent injector (14a, 16a; 26, 34) for injecting reactive gases into the plasma as the plasma expands into the divergent channel, characterised by said plasma channel being divergent in the direction of plasma gas flow through the apparatus. An apparatus for surface treatment and deposition of an optically clear adherent coating on a substrate surface by reactants injected into a plasma which comprises a plasma generator (2a) having one or more cathodes (2, 5a) and at least one anode (4), a treatment chamber (4a) operable at sub-atmospheric pressures, substrate support means (22a) located within the treatment chamber (4a) to support the substrate (20a), vacuum pumping means communicating with the treatment chamber (4a) for evacuating the treatment chamber (4a) to sub-atmospheric pressure, a nozzle-injector device (8a) mounted on the anode end of the plasma generator (2a) for directing the plasma jet towards the substrate (20a) and delivery of reagents into the plasma within the nozzle-injector (8a), the nozzle-injector (8a) comprising a passage that diverges in the plasma flow direction, characterised by the anode (4) having an aperture that diverges in the plasma flow direction. The apparatus according to claim 2 in which the nozzle-injector (8a), comprises reagent delivery means (14a, 16a; 26, 34) for injecting reagents into the plasma as the plasma emerges from the plasma generator (2a). The apparatus of claim 2 wherein the nozzle-injector (8a) is conical with the wide end directed towards the substrate (20a). The apparatus of claim 2 in which the reagent delivery means (14a, 16a; 26, 34) for injecting reagents into the plasma are located at the narrow end of the nozzle-injector (8a) and include at least two separate injection conduits (22, 30) and annular distribution means (18, 32) for uniform introduction of reagents into the plasma. The apparatus of claim 2 in which the nozzle injector (8a) extends from the anode end of the plasma generator (2a) into the treatment chamber (4a).

Inventors: YANG BARRY LEE-MEAN, YANG, BARRY LEE-MEAN
Applicants: GEN ELECTRIC, GENERAL ELECTRIC COMPANY
Application year: 1998
Main classification: B05B7
IPC codes: H05H1, B05B12, C23C16, B05B7, H01L21, C23C4