Method for preventing counterfeiting of articles of manufacture

Abstract: A method for verifying the source of an article of manufacture. A label having information relating to the article is prepared and digitally signed or otherwise encrypted to authenticate the information. The label and a tangible representation of the digital signature or other encrypted information are then securely associated with the article. The information relating to the article can include verifying information such as an expiration date, unique identification of the article, identification of an authorized provider of the article or a description of the article to protect against unauthorized use of duplicate labels. The label can also include an unreproduceable pattern such as a pattern of magnetic fibers embedded in the label and a digitally signed description of the pattern.

Description: The subject invention relates to labeling of articles. More particularly, it relates to a method for labeling articles of manufacture to identify their source and prevent counterfeiting. Counterfeiting and forgery of goods are well known problems. Manufacturers of luxury goods such as watches, luggage, perfume, etc. must constantly deal with counterfeiters who produce cheap imitations. And even inexpensive goods such as T-shirts can acquire considerable cachet, and associated high markup, by being marked with the image of a famous cartoon character, or other valuable, proprietary logo. While the counterfeiting of consumer goods or other articles of manufacture thus represents a problem which is probably comparable to problems associated with the counterfeiting of documents which represent value (e.g., currency), until recently no comparable efforts have been made to combat this problem. While there is a long history of techniques such as elaborate engraving and use of special paper stocks to prevent counterfeiting of currency, in general similar efforts have not been used even for the most expensive luxury goods. EP-A-0 632 398 discloses a checking method and apparatus in which an encrypted description of the unreproducible pattern is recorded on an object to be authenticated. Another approach which has been used to combat counterfeiting of documents is the use of encryption. U.S. Patent No. 4,853,961; to: Pastor; issued: Dec. 18, 1987 describes one method for encrypting information extracted from a document and imprinting the document with the encrypted information in order to verify the information contained in the document. Similarly, U.S. Patent No. 5,388,158, issued: February 7, 1995; to: William Berson teaches a method wherein a document is scanned to produce a digital signal which is compressed, encrypted, and coded as a two dimensional bar code, which is incorporated into a label which is affixed to the document. While these and other similar methods have been useful for their intended purpose, that purpose has been limited to the verification of the information content of a document. In general, those who use such techniques either are not concerned that the information be duplicated so long as it is not altered, or, as with currency, are willing to rely on other techniques to detect duplication. Since much of the value of the sort of articles of manufacture which are likely to be counterfeited inheres in the fact that each particular item is essentially indistinguishable from other items of the same type, there have been few previous attempts to use encryption techniques to verify the source of articles of manufacture. One example is provided by WO 91/19614, which describes an object or document provided with a pattern of fibres forming a scannable identifying mark. After scanning, the scanned data is encrypted and stored in a data memory for later checking. Another related use of encryption relates to the identification of individuals. Commonly assigned, co-pending European patent application No. 0599558; by: Marcus; filed: November 19, 1993 describes an identification card which includes an encrypted representation of a biometric characteristic of an individual to be identified (e.g., a fingerprint or facial image). This encrypted representation is decrypted and compared to the individual. An object of the subject invention is to provide a method whereby encryption techniques may be used to verify the source of articles of manufacture. As used herein, the term "label" includes not only conventional labels which are glued or otherwise affixed to an article but also includes the marking which is associated with the article and which is sufficiently likely to remain associated with the article through the period of interest. For example, the label for an expensive watch or piece of jewelry may be engraved on the article itself, while the label for a relatively inexpensive appliance may be printed on the shipping carton. Also, as used herein "securely associating" means that the Article, label, and the readable representation of the encrypted information are associated in a manner such that the likely expense and difficulty of trying to separate and reuse the label and intelligible representation will exceed any benefit which can be obtained thereby. According to a first aspect of the invention, there is provided a method for labelling an article of manufacture, said method comprising the steps of a) preparing a label, said label comprising an unreproducible pattern and information relating to said article; b) describing said unreproducible pattern and including said description, as part of said information relating to said article; c) encrypting at least a portion of said information relating to said article, said portion including said description; and d) securely associating together said article, said label, and an intelligible representation of said encrypted information. According to a second aspect of the invention, there is provided a method for verifying a label, said label having an unreproducible pattern, and a readable representation of a signal description of said unreproducible pattern and at least an encrypted portion there of being securely associated with said label, said method comprising the steps of: a) scanning said label to generate a second signal descriptive of said unreproducible pattern; b) reading said readable representation to recover said encrypted portion of said descriptive signal; c) decrypting said encrypted portion, or encrypting a corresponding portion of said second signal; and d) comparing said decrypted portion of said descriptive signal with said corresponding portion of said second signal, or comparing said encrypted portion of said descriptive signal with said corresponding encrypted portion of said second signal, to verify said label. According to a third aspect of the invention, there is provided an article of manufacture having a label securely associated therewith, said label comprising: an unreproducible pattern; information relating to the article, which information includes a description of the unreproducible pattern; and an intelligible representation of an encryption of at least a portion of said information, said pattern including said description. The information included on the label may include verifying information, such as expiration date, a particularly identification of the Article such as a serial number, an identification of an authorized provider of the article, or a description of the article, while protecting against unauthorized use of duplicate labels. The encrypted information may be encrypted with a private key of a public/private key pair and the corresponding public key is available to parties who wish to validate the source of the article. Those skilled in the art will recognize that the above object is achieved, and that the disadvantages of prior art are overcome by the subject invention. Other objects and advantages of the subject invention will be apparent to those skilled in the art from consideration of the attached drawing and the detailed description set forth below, in which: Fig. 1 is a semi-schematic plan view of a label used in practicing one example of the method of the subject invention. Fig. 1 shows a label 10 which can be used to verify the source of an article of manufacture. Label 10 can include conventional logo 12 and/or brand name 14, as well as any other information which might normally be found on a product label. Additionally, in one embodiment of the subject invention, verifying information is included in field 16, 20, 22, and 24. These fields might contain, for example, a serial number uniquely identifying a particular article, a description of such article in terms of size, color, model, etc., the identity of an authorized provider or reseller of such an article, or an expiration date beyond which a sale would not be authorized. As will be described further below, such verifying information provides a degree of protection against the unauthorized use of duplicate labels since a particular label will have only limited usefulness in terms of the time, place, or articles with which it may be used. (Though it has been noted above that serial numbers have had limited usefulness in preventing counterfeiting of articles of manufacture, a serial number can be useful where articles are sold in large lots since a counterfeiter would need to copy labels for each item in a lot.) A manufacturer or authorized provider of an article of manufacture prepares a label such as shown in Fig. 1 using an encryption key which the manufacturer or other authorized provider keeps in secret. Label 10 is then securely associated with the article; typically by affixing it to the article so that it cannot be removed without destroying it. It should be noted that other methods of securely associating label 10 with the article, such as printing it on a container for the article, are also within any contemplation of the subject invention. Further, label 10 need not comprise a single element. For example, the information in field 28 and/or the digital signature in field 30 may be printed on an invoice or manifest which accompanies the article. As noted above, secure association of label 10 with an article of manufacture requires only that it be made sufficiently difficult or expensive in some manner so that it is likely that the cost of unauthorized reuse of label 10 will exceed any benefit. While the use of verifying information as described above limits the ability of a counterfeiter to use duplicate labels, some articles of particularly great value may require more nearly total protection. This is achieved by incorporation of an unreproducible pattern in or on label 10. Such a pattern is shown as elements 32 in Fig. 1. Preferably, elements 32 are magnetic fibers as are described in U.S. Patent No. 5,003,291; to: Strom-Olsen; issued; March 26, 1991 which are incorporated in the stock on which label 10 is printed when the stock is manufactured. Since the fibers are randomly distributed through the stock as it is formed, the distribution pattern of such fibers in a particular label cannot be reproduced without extraordinary effort. When the label is produced, unreproduceable pattern 32 is scanned and an intelligible representation, which is preferably a barcode representation, is incorporated in field 34 and digitally signed together with the information in field 28. A very high degree of confidence of the authenticity of label 10 may then be achieved by scanning patterns 32 and comparing it to the description in field 34. Verification of the description in field 34 will then verify the authenticity of label 10. Methods for detecting the presence of magnetic fibers are known and are described in the above-referenced U.S. Patent No. 5,003,291 and a sufficiently precise description may be generated by scanning label 10 with a detector having a sufficiently small aperture. Other methods of producing an unreproduceable pattern are known; one of the simplest being simply to spatter a sheet of paper stock with drops of ink or paint. Any such method which can be described and scanned with sufficient precision is within contemplation of the subject invention; where the degree of precision needed is determined by the desired degree of protection, since clearly the more precisely the unreproduceable pattern is described, the more difficult it will be to approximate successfully. In another preferred embodiment of the subject invention, the information on label 10 is digitally signed using the private key of a public/private key pair. (Public/private key encryption is a known encryption technique where one key of a key pair is used to encrypt data and the other to decrypt the data and the private key cannot be determined from knowledge of the data and the public key.) Thus, the public key may be made widely available while the private key is kept in secret so that articles of manufacture may be readily verified in accordance with the subject invention but can only be so labeled by a manufacturer or authorized provider having knowledge of the private key. One disadvantage of such a system occurs where a large a number of parties are providing articles to a single party for verification. The verifying party is then faced with the problem of maintaining a database of public keys for each of the providing parties. This problem can be overcome in accordance with another embodiment of the subject invention by means of a "nested key" system, wherein a trusted third party delivers distinct private, encryption keys to each of the providing parties together with a corresponding decryption key which has been encrypted with the third party's private, encryption key. The providing parties then digitally sign label 10 as described above and incorporate the encrypted decryption key on label 10. Any party wishing to verify label 10 need only have knowledge of the trusted third party's public, decryption key to recover the decryption key needed to verify digitally signed label 10. The method of the subject invention may also be used to control the production of articles by licensees of trademarks or other intellectual property. The trademark licenser may control the supply of labels to the trademark licensee to control or monitor the number of articles produced. Alternatively, the licensee may label the articles as described above while the licenser controls the process of digitally signing the labels. It should also be noted that stock having an unreproduceable pattern in combination with an encrypted or digitally signed description of that pattern can be used to produce valuable documents such as currency, or security tapes used to provide evidence of tampering. Digital signing is a well known technique for showing that information has not been changed, wherein a portion of the information selected by a "hash function" is encrypted to provide a "digital signature". By again applying the "hash function" to the information and comparing the result to the decrypted signature the information may be verified. However, other protocols wherein all or part of the particular information is encrypted in order to assure its authenticity are known and such techniques are within the contemplation of the invention. The embodiments described above have been provided by way of illustration only and other embodiments of the invention will be apparent to those skilled in the art from consideration of the above detailed description and the attached drawings. Accordingly, limitations on the subject invention are to be found only in the claims set forth below.

Claims: A method for labelling an article of manufacture, said method comprising the steps of a) preparing a label (10), said label comprising an unreproducible pattern (32) and information relating to said article; b) producing a description of said unreproducible pattern and including said description (34) as part of said information relating to said article; c) encrypting at least a portion of said information relating to said article, said portion including said description; and d) securely associating together said article, said label, and a readable representation (30) of said encrypted information. A method described in Claim 1 wherein said information included on said label includes verifying information for protecting against unauthorized use of duplicate labels. A method as described in Claim 2 wherein said information includes: an expiration date (24), a unique identification (16) of said article of manufacture, an identification (22) of a provider of said article of manufacture, or information (20) describing said article of manufacture. A method as described in any one of the preceding claims wherein said unreproducible pattern is formed from magnetic fibers (32) embedded in said label. A method as described in any one of the preceding claims wherein said encrypted information is encrypted with a first private key of a first public/private key pair and a corresponding first public key is available to parties who wish to validate the source of said article. A method as described in Claim 5 wherein a trusted third party provides a party producing said label with said first private key and with an encryption of said first public key by a second private key kept secret by said trusted third party, said producing party including said encryption of said first public key with said label and said trusted third party providing a corresponding second public key to parties who wish to verify the source of said article; whereby said parties can recover said first public key from said label so that articles from a large number of different sources can be verified without the need to maintain a corresponding database of public keys. A method for verifying a label, said label having an unreproducible pattern, and a readable representation of a signal description of said unreproducible pattern and at least an encrypted portion thereof being securely associated with said label, said method comprising the steps of: a) scanning said label to generate a second signal descriptive of said unreproducible pattern; b) reading said readable representation to recover said encrypted portion of said descriptive signal; c) decrypting said encrypted portion, or encrypting a corresponding portion of said second signal; and d) comparing said decrypted portion of said descriptive signal with said corresponding portion of said second signal, or comparing said encrypted portion of said descriptive signal with said corresponding encrypted portion of said second signal, to verify said label. An article of manufacture having a label (10) securely associated therewith, said label comprising: an unreproducible pattern (32); information (16, 20, 22, 24, 28, 34) relating to the article, which information includes a description (34) of the unreproducible pattern (32); and a readable representation (30) of an encryption of at least a portion of said information, said portion including said description (34).

Inventors: BERSON WILLIAM, ZELLER CLAUDE, BERSON, WILLIAM, ZELLER, CLAUDE
Applicants: PITNEY BOWES INC, PITNEY BOWES INC.
Application year: 1998
Main classification: G07F7
IPC codes: G07F7, G07D7, G07C1, G06K19