FREQUENCY TRANSFORMATION APPARATUS AND METHOD IN NARROW-BAND FILTER DESIGNS

Abstract: The present invention provides for a super-narrow band filter using frequency dependent L-C components. The invention utilizes a frequency dependent L-C circuit with a positive slope k for the inductor values as a function of frequency. The positive k value allows the realization of a very narrow-band filter.

Description: FREQUENCY TRANSFORMATION APPARATUS AND METHOD IN NARROW-BAND FILTER DESIGNS Field of the Invention The present invention relates generally to filters for electrical signals, more particularly to a narrow band filter using frequency-dependent L-C components, and still more particularly to a super-narrow- band filter on the order of .05% which utilizes frequency- dependent L-C components and which is constructed of superconducting materials. Background Art Narrow-band filters are particularly useful in the communications industry and particularly for cellular communications systems which utilize microwave signals. At times, cellular communications have two or more service providers operating on separate bands within the same geographical area. In such instances, it is essential that the signals from one provider do not interfere with the signals of the other provider(s). At the same time, the signal throughput within the allocated frequency range should have a very small loss. Additionally, within a single provider's allocated frequency, it is desirable for the communication system to be able to handle multiple signals. Several such systems are available, including frequency division multiple access (FDMA) , time division multiple access (TDMA) , code division multiple access (CDMA) , and broad¬ band CDMA (b-CDMA) . Providers using the first two methods of multiple access need filters to divide their allocated frequencies in the multiple bands. Alternatively, CDMA operators might also gain an advantage from dividing the frequency range into bands. In such cases, the narrower the bandwidth of the filter, the closer together one may place the channels. Thus, efforts have been previously made to construct very narrow bandpass filters, preferably with a fractional-band width of less than 0.05%. An additional consideration for electrical signal filters is overall size. For example, with the development of cellular communication technology the cell size (e.g., the area within which a single base station operates) will get much smaller -- perhaps covering only a block or even a building. As a result, base station providers will need to buy or lease space for the stations. Each station requires many separate filters. The size of the filter becomes increasingly important in such an environment. It is, therefore, desirable to minimize filter size while realizing a filter with very narrow fractional-bandwidth and high quality factor Q. In the past, however, several factors have limited attempts to reduce the filter size. For example, in narrow-band filter designs, achieving weak coupling is a challenge. Filter designs in a microstrip configuration are easily fabricated. However, very-narrow-bandwidth microstrip filters have not been realized because coupling between the resonators decays only slowly as a function of element separation. Attempts to reduce fractional-bandwidth in a microstrip configuration using selective coupling techniques have met with only limited success. The narrowest fractional-bandwidth reported to date in a microstrip configuration was 0.6%. Realization of weak coupling by element separation is ultimately limited by the feedthrough level of the microstrip circuit. Two other approaches have been considered for very-narrow-bandwidth filters. First, cavity type filters may be used. However, such filters are usually quite large. Second, filters in stripline configurations may be used, but such devices are usually hard to package. Therefore, by utilizing either of these two types of devices there is an inevitable increase in the final system size, complexity and the engineering cost. Accordingly, there exists a need for a super-narrow-bandwidth filter having the convenient fabrication advantage of microstrip filters while achieving, in a small filter, the equivalent of the very weak coupling necessary for a super-narrow fractional bandwidth. This objective may be achieved by utilizing a frequency-dependent inductor-based design to achieve the equivalent of very weak coupling. Summary of the Invention The present invention provides for a super- narrow band filter using frequency dependent L-C components. The invention utilizes a frequency dependent L-C circuit with a positive slope k for the inductor values as a function of frequency. The positive k value allows the realization of a very narrow-band filters. Although the example of communications and cellular technology is used herein, such application is only one of many in which the principles of the present invention may be employed. Accordingly, the present invention should not be construed as limited by such examples. In a preferred embodiment filter, the filter is designed to meet a predetermined transmission response of S 21 which can be expressed in terms of ABCD matrix parameters: s 21 = 2 y^ Z 2 a + b+ Z X Z 2 c+ Z d where Z x and Z 2 are input and output impedances; a and d are pure real numbers; and Jb and c are pure imaginary numbers. A frequency transformation may then be introduced which keeps Lω 2 invariant (discussed in further detail below) . Thus, a and d, which contribute to the real part of the denominator in S 21 , will remain unchanged. Furthermore, if changes caused by the frequency transformation due to the jω part in Jb and c are small enough (which is exactly equal to zero at the filter passband center, ω 0 ) , then the imaginary part of the denominator in _5 21 will remain invariant also. Accordingly, the whole transmission response S 21 will remain unchanged after the frequency transformation. With the availability of high temperature superconductors, filters with circuit Qs of 40,000 are now possible. The present invention, when realized in a high Q embodiment enables super-narrow-band filters not previously possible. The various features of the present invention include several advantages over prior lumped-element approaches. By way of example, the methodology of the present invention offers very large equivalent values of planar lumped-element inductors without requiring the cross-over of thin films. It also shrinks the filter bandwidth without further reduction of the weak coupling. Third, it saves more wafer area than conventional lumped- element circuits for the same circuit performance. It will also be appreciated by those skilled in the art that this invention has wide application in narrow-band circuits. For example, the invention may be used to realize very narrow-band filters; realize large effective values of inductance for narrow-band applications such as DC-bias inductors that block high frequency signals; realize lumped-element circuits with even smaller areas; introduce additional poles for bandpass and low-pass filters; and be used in applications in other high-Q circuits such as superconductor applications. Therefore, according to one aspect of the present invention, there is provided a narrow-band filter apparatus using frequency transformation, comprising: (a) a capacitive element and (b) an inductive element having an effective inductance and operatively connected to said capacitive element, wherein said effective inductance increases as a function of frequency. According to another aspect of the invention, there is provided a bandpass filter, comprising: a plurality of L-C filter elements, each of said L-C filter elements comprising an inductor, said inductor having an initial and an effective inductance, and a capacitor in parallel with said inductor, wherein said effective inductance of each of said L-C filter elements is larger than said initial inductance of said inductor and increases with increases in frequency; and a plurality of 7r-capacitive elements interposed between said L-C filter elements, whereby a lumped-element filter is formed. These and other advantages and features which characterize the present invention are pointed out with particularity in the claims annexed hereto and forming a further part hereof. However, for a better understanding of the invention, the advantages and objects attained by its use, reference should be made to the drawing which forms a further part hereof, and to the accompanying descriptive matter, in which there is illustrated and described preferred embodiments of the present invention. Brief Description of the Drawing In the Drawing, wherein like reference numerals and letters indicate corresponding elements throughout the several views: Figure 1 is a circuit model of an nth-order lumped-element bandpass filter showing the tubular structure with all the inductors transformed to the same inductance value. Figure 2a is a graphical illustration of the transmission response of a 5th-order embodiment of the filter of Figure 1, wherein curve a is the response of the original filter and curve Jb is the response of the filter after all the inductors in Figure 1 are replaced with frequency-dependent values, as L ' =L+k (f-f 0 ) . Figure 2b is a graphical illustration of the reflection of the filter response of Figure 1. Figure 3 is an example of a layout of the frequency-dependent inductor realization. Figure 4 illustrates a bandpass filter layout designed using a preferred construction which embodies the principles of the present invention. Figure 5a illustrates a graph of the electromagnetic modular simulation of the 0.05% bandwidth filter shown in Figure 4. Figure 5b illustrates a graph of the deviation of an example Chebyshev response between a 0.28% filter in the ω' domain and that of a 1% filter in the ω domain. Figure 6 illustrates a graph of a two-pole filter constructed in accordance with the principles of the present invention. Detailed Description of the Preferred Embodiment The principles of this invention apply to the filtering of electrical signals. The preferred apparatus and method which may be utilized to practice the invention include the utilization of frequency-dependent L-C components and a positive slope of inductance relative to frequency. That is, the effective inductance increases with increasing frequency. It will be appreciated by those skilled in the art that in the usual transmission line realization of inductors, the inductor slope "k" has a negative value due to the capacitance to ground. As noted above, a preferred use of the present invention is in communication systems and more specifically in cellular communications systems. However, such use is only illustrative of the manners in which filters constructed in accordance with the principles of the present invention may be employed. A detailed description of the present invention will now be deferred pending a brief discussion of the theory of operation. Theory In order to more clearly describe the present invention, reference should first be made to Fig. 1 in which there is shown a tubular lumped-element bandpass filter circuit 10. In this lumped-element circuit 10, all inductors 11 are transformed to the same inductance value L. Between adjacent inductors 11, a 7r-capacitor network 12 is inserted. Similar π-capacitor networks 13 are also used at the input and output to match the appropriate circuit input and output impedances. For an n-pole bandpass filter, there are n identical inductors 11 and n+1 different π-capacitor networks 12, 13. The total transmission response of the circuit, S 21 , can be calculated from multiplication of the ABCD- matrix of each individual element followed by the conversion of the total ABCD-matrix to the scattering S- matrix. First, assuming the ABCD-matrix of each inductor element is A L , and those of the π-capacitor networks are Am i t where i=l,2,3, , n+1 , then: 1 j( L *L = 0 1 (1) (2) where i is the ith number of the τr-capacitor networks, i=l,2,3, , ,n+l, C Cιi is the coupling capacitor, C gl i and C g2>i are the grounding capacitors for the same ith ιτ- capacitor network. The total ABCD-matrix of the filter circuit is then: It is clear that the ABCD-matrix of a one-pole filter is: **1 - **»l L***-2 ~ jωc. (3a) Ss l s (1 + ^ <c _.____ ' *- • _*>.2 >_>.2 * ?, ;*- • _)__, z I [l-{C CΛ *C gι2 )Lu> 2 ] Cc.lCa.1 (H gi,2 ) l-l+C c + C g ) LU 2 } 2>. =. c ' 2 (H *-i) Ce.ι , 2i The ABCD-matrix of a two-pole filter is A 2 =A 1 A L A π3 =A 1 A LC , which is the product of the one-pole ABCD-matrix and the ABCD-matrix of an inductor and a pi -capacitors, A LC . The latter can be expressed as : Noting that a 1 ,b 1 ,c 1 ,d 1 and a LC ,J^, c LC ,d^- are only functions of Lω 2 , it may be concluded that the final two-pole ABCD- T 3.3 + C , e . 3 a r „=l + -? 92.3 _ <C_ 91 .Cc. 3 + C ffi 3C t ' β 9 2 2,. 3 2)' ω ϊ Λ LC 'c, 3 'C,3 . [-l*( git3 C e>3 ) ω'] (3b) ^IC* -C,3 C,„ = ( Cgl , 3 C c, 3 + C gl,3 C g2, 3 + C c,3 C g2, 3 •* -iC 'C,3 C,3 matrix, A 2 , will also have the form of (3a) . Furthermore, any i-pole filter ABCD-matrix can be expressed as the product of that of the (i-1)-pole and that of an inductor and a pi-capacitors, A LC . Cascading all the argument above, it can be shown that the matrix elements, a,b,c,d, of the total ABCD-matrix in (3) , will have the following symmetry: a= a Q + a^( ω 2 ) +a 2 ( ω 2 ) 2 +, ,+a n ( ω 2 ) n d=d 0 + d 1 (Lω 2 )+d 2 (Lmi i ) 2 + d n (Lmi 2 ) n Where all coefficients, a ,b, c if d i7 i=0,1,2,3, ,n, are real numbers and functions of capacitance only, while the expression Lω 2 is a common variable. The S-matrix can be calculated from the above ABCD-matrix. Assuming the input and output impedance is Z x and Z 2 , the frequency response of the filter, S 21 , is then: Y 1^2 ■ ^21 ~ 2 (5) Z 2 a+ _b+ Z 1 Z 2 c+ Z 1 d where a and d are pure real numbers, while b and c are pure imaginary. From Equations (4) and (5) , it will be appreciated that if a frequency transformation can be employed, which keeps Lω 2 invariant, then a and d, which contribute to the real part of the denominator in S 21 , will be unchanged. Furthermore, if changes caused by the frequency transformation due to the j'ω part in Jb and c are small enough, then the imaginary part of the denominator in S 21 will be invariant too. It should be noted that at the filter passband center, ω 0 , the frequency transformation factor is one (1) . Therefore, the transmission response of the filter, S 21 , will be unchanged after the frequency transformation is applied. The invariance of the imaginary part of the denominator in S 21 will be discussed below in this section. The frequency transformation introduces a frequency-dependent inductance L' (ω) to replace the untransformed inductance L. L' (ω) is selected to be equal to L at the filter passband center; that is, L'(ω 0 )=L. Because S 21 is unchanged by the frequency transformation, L' (ω) scales the frequency ω such that the bandwidth of the filter narrows when the slope is positive and expands when the slope is negative. This type of bandwidth transformation is very useful, especially for very narrow-band-filters in circuits having high circuit Qs where previously the difficulty of achieving weak coupling prevented the realization of super-narrow-bandpass filters. To conduct such a transformation, another frequency domain, ω' , is defined as follows: (ω)ω 2 = ω 2 (6) or ω /= '(ω> N ω (7) The transformation equation (7) insures the invariance of the filter response function, S 21 , in ω' scale, compared to the original response function in ω scale before the transformation is carried out. To calculate the filter real bandwidth after transformation, the derivative of (7) is taken, which yields: Using L ' (ω 0 ) =L, the bandwidth relationship is: Δω'= 1+ ω 0 dL' ( ω ) dω ω Δω oj where Δω' is the bandwidth in ω' domain (which is also the original filter bandwidth, Δω„, before the transformation due to the invariance of the response function) , while Δω is the new real bandwidth after the transformation. Thus, the new bandwidth after the transformation is calculated as: Δω Δω, ω n ω 0 dL'(ω) ω r (8) 1 + dω ω f Equation (8) shows that the filter bandwidth is transformed by a factor of: To prove that the change in the jω term in Jb and c due to the frequency transformation is small enough to be neglected, the following terms are defined: B= lb 0 +b x (Lω 2 ) +b 2 (Lω 2 ) 2 + +Jb n (Lω 2 ) Λ ] (9) C= [c C oQ ++C,i(Lω 2 ) +c 2 (Lω 2 ) + ■ c n (Lω 2 )"] Resulting in: c= ωC(ω) =_ jω'Ciω') L'(ω) In the narrow-band approximation, L' Cω > > takes the form L' (ω)=L[l+k(ω-ω 0 )] , where ic is the slope coefficient which is very small, \k(ω-ω 0 ) Therefore, the following may be approximated: _ « l + - (ω-ω 0 ) .B (< ■ >') (ύ- (11) c* l-- (ω-ω Q ) jω'c(ω') Then the imaginary part in the denominator of equation (5) is: _b(ω) +Z 1 Z 2 c(ω) r i+* = -^- / B(ω / ) +Z 1 Z 2 ω / C(ω) +- (ω-ω 0 ) _-L;s<ω / ) -Z 1 Zj'ωC(ω) ω jω' = (<_>') +ZZ 2 c(v>') +- (ω-ω 0 ) - -B(ω') -Z 1 Zj'ω / C(ω / ) jω' =jb(ω / ) +Z 1 Z 2 c(ω) , wΛere |fc(ω-ω 0 )|<<l It can be seen .from the expression L' =L[1+k(ω- ω 0 ) ] that where the value of k is positive the inductance L' is larger than L when ω>ω 0 and smaller than L when ω<ω 0 . This transformation moves both the upper and lower 3-dB points toward the center of the passband, thus reducing the bandwidth of the filter. This is a general design rule applicable to any type of filter design, such as lumped element and cavity filters. Working Example An example circuit which demonstrates the frequency transformation concept of the present invention is next described. The specifications of the desired filteii are as follows: a microstrip filter centered at f o =900 MHz with 5 poles, fractional bandwidth w=0.28%, and passband ripple L r =0.05 dB. If Chebyshev response is considered, this filter will require a weakest coupling of -51.1 dB. This coupling level is hard to reach in a microstrip configuration due to the normally poor isolation between resonators. Filter resonator elements will then have to be placed very far apart to achieve this weak coupling level. For even narrower bandwidth filters such as 0.05%, the weakest coupling must be only -66.1 dB. It is virtually impossible to build a 0.05% filter in microstrip form using the conventional coupling scheme since the feedthrough of a typical 2" filter is nearly -60 dB. However, if a similar filter is considered with the same specifications except that the fractional bandwidth is now 1% instead of 0.28%, then this 1% filter will require a weakest coupling of -40 dB, which is achievable in microstrip form. Starting with this 1% filter design and using the tubular topology as illustrated in Fig. 1, followed by a replacement of a frequency dependent inductor L ' (ω) in the designed circuit, a new filter which has an appropriate bandwidth of 0.28% is achieved. The transmission and return loss response of this 1% filter is shown in curves a in Figures 2a and 2b. Also shown in Figures 2a and 2b are curves Jb which are the responses of the filter after the frequency transformation, whose inductance value is L' (ω)=L [l+k (ω- ω„)] , with k=9 .085xlO _4 /MHz and L=17.52 nH. From those response curves, it is illustrated that the Chebyshev approximation is conserved, while the bandwidth of the filter is reduced through the frequency transformation from 1% to 0.28%, which is exactly the value calculated from Equation 8 using the k and L values provided. The deviation of the transmission responses between this 0.28% transformed filter in ω' domain and that of the original 1% filter in ω domain is calculated and plotted in Figure 5b. Within the passband, the maximum deviation from the original Chebyshev function form is less than 0.02 dB, while that of the passband is less than 0.2 dB at 40 dB rejection. This demonstrates that the Chebyshev function is well conserved even after a 4 times reduction in bandwidth. Realization of the Freguencv-Dependent L-C Values An important concept in the present invention is the control of the slope of the inductor values as a function of the frequency. In the usual transmission line realization of inductors, the inductor slope parameter k has a negative value because of the capacitance to ground. In order to achieve positive k values, which gives bandwidth transformation to the narrower side, other L(f) mechanisms have to be introduced in the circuit. One simple realization of L(f) with a positive k could be a single capacitor C in parallel with an inductor L 0 . From the resultant impedance Z eq : + jωC Zeq j(ύL 0 Zeq=jωL' The equivalent inductance at the low- side can be calculated : ω I - ( 12 ) / L 0 C L' = l - ω 2 L 0 C ( 13 ) * L 0 ( l + ω 2 L 0 C) « L 0 ( 1 + G> O L 0 C) + 2ω 0 L 0 2 C( ω -ω 0 ) where L 0 is the inductance of the inductor itself and C is the series capacitance of the capacitor in parallel with the inductor. The slope parameter _.=4πω 0 L 2 0 C, has a positive value. This parallel L-C component can easily be realized using a half loop of an inductor in parallel with an interdigital capacitor as in Figure 3. A 5th order lumped-element filter design layouts using this approach, with a bandwidth of 0.28% is shown in Figure 4. As may be seen from Equation (13), the effective inductance of L' is much larger than the inductance of the original parallel inductor L. It is this larger effective inductance and the frequency dependence of this value that makes it possible to realize very narrow-band filters. Figure 6 illustrates actual test data from a experimentally measured 2-pole filter constructed in accordance with the principles of the present invention. The fingers of the inductive element form the capacitive element. Figure 3 illustrates an interdigitized inductor 20 which is utilized in a preferred embodiment of the present invention. The test data illustrated in Fig. 6 utilized inductors constructed in this manner. Additionally, Fig. 4 illustrates a five pole device 25 which includes n (e.g., five) inductor 20 elements and n+1 (e.g., six) capacitor 21 elements. The test data illustrated in Fig. 6 utilized a 2-pole layout which was similar to the five-pole layout illustrated in Fig. 4. The filter devices of the invention are preferably constructed of materials capable of yielding a high circuit Q filter, preferably a circuit Q of at least 10,000 and more preferably a circuit Q of at least 40,000. Superconducting materials are suitable for high Q circuits. Superconductors include certain metals and metal alloys, such a niobium as well as certain perovskite oxides, such as YBa 2 Cu 3 0 7 , a (YBCO) . Methods of deposition of superconductors on substrates and of fabricating devices are well known in the art, and are similar to the methods used in the semiconductor industry. In the case of high temperature oxide superconductors of the perovskite-type, deposition may be by any known method, including sputtering, laser ablation, chemical deposition or co-evaporation. The substrate is preferably a single crystal material that is lattice-matched to the superconductor. Intermediate buffer layers between the oxide superconductor and the substrate may be used to improve the quality of the film. Such buffer layers are known in the art, and are described, for example, in U.S. Patent No. 5,132,282 issued to Newman et al. , which is hereby incorporated herein by reference. Suitable dielectric substrates for oxide superconductors include sapphire (single crystal Al 2 0 3 ) and lanthanum aluminate (LaAl0 3 ) . It is to be understood that even though numerous characteristics and advantages of the present invention have been set forth in the foregoing description, together with details of the structure and function of the invention, the disclosure is illustrative only and changes may be made in detail. Other modifications and alterations are well within the knowledge of those skilled in the art and are to be included within the broad scope of the appended claims.

Claims: WHAT IS CLAIMED IS: 1. A narrow-band filter apparatus using frequency transformation, comprising: a. a capacitive element; b. an inductive element having an initial and an effective inductance, wherein said inductive element is operatively connected to said capacitive element, and wherein said effective inductance is larger than said initial inductance and increases with increases in frequency. 2. The filter apparatus of claim 1, wherein said capacitive element and said inductive element form a lumped element device. 3. The filter apparatus of claim 1, wherein said capacitive element and said inductive element are formed from a conductive material on a dielectric substrate. 4. The filter apparatus of claim 3, further comprising a second conductive material on an opposite side of said substrate. 5. The filter apparatus of claim 3, wherein said substrate is lanthanum aluminate or sapphire. 6. The filter apparatus of claim 1, wherein said inductive element and said capacitive element are superconductors. 7. The filter of claim 6, wherein said superconductor is niobium. 8. The filter apparatus of claim 6, wherein said superconductor is an oxide superconductor. 9. The filter apparatus of claim 8, wherein said oxide superconductor is YBCO. 10. The filter apparatus of claim 1, wherein the filter is characterized as having a circuit Q of at least 10,000. 11. The filter apparatus of claim 10, wherein the filter is characterized as having a circuit Q of at least 40,000. 12. The filter apparatus of claim 2, wherein said capacitive element is formed from interdigitized fingers of said inductive element. 13. The filter apparatus of claim 1, wherein said effective inductance, L' , equals: L' = (L /(l-ω 2 L.C) wherein L. is said initial inductance, ω is the frequency, and C is the capacitance. 14. A bandpass filter, comprising: a. a plurality of L-C filter elements, each of said L-C filter elements comprising an inductor, said inductor having an initial and an effective inductance, and a capacitor in parallel with said inductor, wherein said effective inductance of each of said L-C filter elements is larger than said initial inductance of said inductor and increases with increases in frequency; and b. a plurality of 7r-capacitive elements interposed between said L-C filter elements, whereby a lumped-element filter is formed. 15. The bandpass filter of claim 14, wherein said L- C filter elements and said ir-capacitive elements are formed from a conductive material on one side of a dielectric substrate, and wherein a second conductive material is located on an opposite side of said substrate. 16. The bandpass filter of claim 15, wherein said substrate is lanthanum aluminate or sapphire, wherein said L-C filter elements and said ττ-capacitive elements are superconductors made of niobium or oxide, and wherein the filter is characterized as having a circuit Q of at least 40,000. 17. The bandpass filter of claim 14, wherein said capacitive elements of said L-C filter elements are formed from interdigitized fingers of said inductive element, and wherein said effective inductance, L' , equals: L' = (L /(l-ω 2 L.C) wherein L„ is said initial inductance, ω is the frequency, and C is the capacitance. 18. A device for increasing the effective inductance of a resonator, comprising: an L-C element having an inductive element and a capacitive element in parallel, wherein said inductive element has an initial and an effective inductance, and wherein said effective inductance is larger than said initial inductance of said inductive element and increases with increases in frequency. 19. The device of claim 18, wherein said effective inductance, L' , equals: L' = (L„)/(l-ω 2 L.C) wherein L. is the initial inductance, ω is the frequency, and C is the capacitance. 20. A method of filtering electrical signals, comprising the steps of: a) connecting a plurality of L-C filter elements to one another, each of said L-C filter elements comprising an inductor, said inductor having an initial and an effective inductance, and a capacitor in parallel with said inductor; b) transforming the inductance of said inductor wherein said effective inductance of each of said L-C filter elements is larger than said initial inductance of said inductor and increases with increases in frequency; and c) interposing a plurality of τr-capacitive elements between said L-C filter elements.

Inventors: LIANG GUO-CHUN, SHIH CHIEN-FU, ZHANG DAWEI, LIANG, GUO-CHUN, SHIH, CHIEN-FU, ZHANG, DAWEI
Applicants: CONDUCTUS INC, CONDUCTUS, INC.
Application year: 1995
Main classification: H01P1
IPC codes: H01P1, H01P9, H03H5, H03H7