EPOXY-FUNCTIONAL HYDROXY ESTERS USEFUL AS EMULSIFIERS OR REACTIVE DILUENTS IN EPOXY RESIN COMPOSITIONS

Abstract: A novel epoxy-functional hydroxy ester composition is produced by reacting (a) dimethylolpropionic acid and (b) an aliphatic or cycloaliphatic glycidyl ether, an epoxy novolac or a cycloaliphatic epoxy having a functionality of at least about 1.5 epoxide group per molecule. As an example, compound (1) is prepared. These compositions are very suitable for use as emulsifiers and/or reactive diluents in e.g. aqueous epoxy resin compositions which are suitable for coating purposes.

Description: EPOXY-FUNCTIONAL HYDROXY ESTERS USEFUL AS EMULSIFIERS OR REACTIVE DILUENTS IN EPOXY RESIN COMPOSITIONS The invention relates to epoxy-functional hydroxy esters. There are ever increasing demands for compounds useful in epoxy resin applications, for example as 5 emulsifiers or diluents, as epoxy resins are required to perform under ever more specific and demanding conditions. In this respect reference is especially made to aqueous based epoxy resin compositions which are more environment-friendly than the classic organic solvent 0 based systems. Such aqueous based systems require specific emulsifiers and/or diluents which have to be compatible with the aqueous phase as well as with the organic phase. It is desirable for such compounds to have epoxy functional groups to increase the compatibility 5 with the cured epoxy matrix. Further, it is desirable to be able to provide such compounds with predefined hydrophilic and hydrophobic segments depending on the desired applications. It is an object of the present invention to provide 0 compositions comprising novel epoxy-functional hydroxy esters. It is another object of the present invention to provide a process to prepare epoxy-functional hydroxy esters. Another object of the invention are the novel esters themselves. 5 It has been found that compositions comprising epoxy- functional hydroxy esters can be made which are very suitable for use as emulsifiers and/or reactive diluents in e.g. aqueous epoxy resin compositions which are suitable for coating purposes, by reaction of 0 dimethylpropionic acid and epoxy resins having more than one epoxy group. Thus, the present invention relates to compositions comprising a product produced by reacting dimethylol- propionic acid and an epoxy resin selected from the group consisting of aliphatic, cycloaliphatic or aromatic glycidyl ethers, epoxy novolacs and cyclic epoxies, said epoxy resin having a functionality of at least 1.5 epoxide group per molecule in a dimethylol propionic acid to epoxy resin mole ratio of from 1:1 to 1:500. The epoxy-functional hydroxy ester comprising compositions of the invention are produced by reacting dimethylolpropionic acid and a hydrophobic epoxy resin such as aliphatic or cycloaliphatic glycidyl ethers, aromatic glycidyl ethers, epoxy novolacs or cyclo¬ aliphatic epoxies having a functionality (1,2-epoxy equivalency) preferably, on the average, of at least 1.5 epoxide groups per molecule in a dimethylol propionic acid to epoxy resin mole ratio of from 1:1, preferably from 1:1.3, to 1:500, preferably to 1:200. The aliphatic or cycloaliphatic epoxy resin can be saturated or unsaturated, linear or branched and may bear substituents which do not materially interfere with the reaction with the dimethylolpropionic acid. Such sub¬ stituents can include bromine or fluorine. They may be monomeric or polymeric, liquid or solid, but are preferably liquid or a low melting solid at room temperature. Suitable epoxy resins include glycidyl ethers prepared by reacting epichlorohydrin with a compound containing a real positive number of at least 1.5 hydroxyl group carried out under alkaline reaction conditions. Examples of epoxy resins suitable for use in the invention include diglycidyl ethers of aliphatic or cycloaliphatic dihydric compounds. Aliphatic as used herein can be saturated or unsaturated, linear or branched alkylene groups. Cycloaliphatic as used herein can be any aliphatic group containing cyclic moiety. The term aliphatic or cycloaliphatic includes compounds having oxygen and/or sulphur atoms on the backbone. Generally epoxy resins contain a distribution of compounds with a varying number of 1,2-epoxy equivalency. Preferred epoxy resins include, but are not limited to, those represented by the formula: 0 0 :H,—CH-CH l 2,-O-R 1 -O-CH,-CH -CCFH, (VI) (VII) or (VIII) wherein R-* * is a divalent alkene, a divalent oxyalkylene, a divalent cycloalkylene or a divalent oxyarylene group, preferably R 1 contains about 2 to 20 carbon atoms, R2 IS independently a hydrogen or a C]_-Cι_o alkyl group, R 4 is a divalent aliphatic group optionally containing ether or ester group (s) or together with R 7 or R® form a spiro ring optionally containing heteroatoms, and, R 7 and R*- * are independently hydrogen or R 7 or R^ together form a spiro ring optionally containing heteroatoms such as oxygen, and r is a real number from about 0 to about 6. Preferably the epoxy resin is an aliphatic or cycloaliphatic glycidyl ether, epoxy novolac or a cycloaliphatic epoxy. Cycloaliphatic glycidyl ethers (or diglycidyl ethers of hydrogenated dihydric phenols) can be produced, for example, by hydrogenation of dihydric phenols followed by glycidation with epihalohydrin in the presence of a Lewis catalyst and subsequent formation of the glycidyl ether by reaction with sodium hydroxide. Examples of suitable dihydric phenols include: 2,2-bis(4-hydroxyphenyl) propane (bisphenol-A) ; 2,2-bis (4-hydroxy-3-tert- butylphenyl) propane; 1, 1-bis (4-hydroxyphenyl) ethane; 1, 1-bis (4-hydroxyphenyl) isobutane; bis (2-hydroxy -1-naphthyl) methane; 1, 5-dihydroxynaphthalene; 1, 1-bis (4-hydroxy-3-alkylphenyl) ethane and the like. Suitable dihydric phenols can also be obtained from the reaction of phenol with aldehydes such as formaldehyde (bisphenol-F) . Examples of preferred cycloaliphatic epoxy resin include those corresponding to the formulas: wherein independently R^ and R- * are an alkylene group. Preferably R^ is methylene and R^ is C \ - 2 alkylene group. Aliphatic glycidyl ethers can be produced, for example, by reacting an epihalohydrin with an aliphatic diol (optionally containing ether linkages or sulfone linkages) in the presence of a Lewis acid catalyst followed by conversion of the halohydrin intermediate to the glycidyl ether by reaction with sodium hydroxide. Examples of preferred aliphatic glycidyl ethers include those corresponding to the formulas: o : Xn -CH, (C H 2 ) i -CH- -CH, (XI) O O CH 2 — CH-CH 2 -O- ( CH 2 -CH-O ) q -CH2-CH CH 2 CH 3 (XII) wherein : p is an integer from 2 to 12, preferably from 2 to 6; and q is an integer from 4 to 24, preferably from 4 to 12. Examples of suitable aliphatic glycidyl ethers include for example, diglycidyl ethers of 1,4 butanediol, neopentyl glycol, cyclohexane dimethanol, hexanediol, polypropylene glycol, and polyglycol; and triglycidyl ethers of trimethylol ethane and trimethylol propane. Epoxy novolacs can be produced by condensation of formaldehyde and a phenol followed by glycidation by epihalohydrin in the presence of an alkali. The phenol can be for example, phenol, cresol, nonylphenol and t-butylphenol. Examples of the preferred epoxy novolacs include those corresponding to the formula: (VII) wherein alkyl group and r is a real number from about 0 to about 6. Epoxy novolacs generally contain a distribution of compounds with a varying number of glycidated phenoxymethylene units, r. Aromatic glycidyl ethers (or diglycidyl ethers of dihydric phenols) can be produced, for example, by glycidation of dihydric phenols with epihalohydrin and subsequent formation of the glycidyl ether by reaction with sodium hydroxide. Examples of suitable dihydric phenols include: 2, 2-bis (4-hydroxyphenyl) propane (bisphenol-A) ; 2,2-bis (4-hydroxy-3-tert-butylphenyl) propane; 1, 1-bis (4-hydroxyphenyl) ethane; 1, 1-bis (4-hydroxyphenyl) isobutane; bis (2-hydroxy- 1-naphthyl) methane; 1, 5-dihydroxynaphthalene; 1, 1-bis (4-hydroxy-3-alkylphenyl) ethane and the like. Suitable dihydric phenols can also be obtained from the reaction of phenol with aldehydes such as formaldehyde (bisphenol-F) . The aromatic glycidyl ethers may be substituted by one to four substituents chosen from bromine, chlorine and C^-^-alkyl groups, especially bromine and methyl. A preferred aromatic glycidyl ether is 2, 2-bis (4- hydroxyphenyl)propane (bisphenol-A) diglycidyl ether. Cycloaliphatic epoxies can be produced by epoxidizing a cycloalkene-containing compound with greater than one olefinic bond with peracetic acid. Examples of the preferred cycloaliphatic epoxies include those corresponding to the formula: (VIII) wherein R^ is a divalent aliphatic group optionally containing ether or ester group(s) or together with R 7 or R8 form a spiro ring optionally containing heteroatoms, and, R 7 and R^ are independently hydrogen or R 7 or R-^ together form a spiro ring optionally containing heteroatoms such as oxygen, preferably R 4 contains about 1 to 20 carbon atoms. Examples of cycloaliphatic epoxies include, for example, 3, 4-epoxycyclohexylmethyl- (3, -epoxy) cyclohexane carboxylate, dicycloaliphatic diether diepoxy [2- (3, 4-epoxy) cyclohexyl-5, 5- spiro (3, 4-epoxy) -cyclohexane-m-dioxane] , bis (3, 4-epoxy- cyclohexylmethyl) adipate, bis (3, -epoxycyclohexyl) adipate and vinylcyclohexene dioxide [4- (1, 2-epoxyethyl) -1, 2- epoxycyclohexane] . Commercial examples of preferred epoxy resins include, for example, EPONEX Resin 1510 (EPONEX is a trade mark), HELOXY Modifiers 107, 67, 68, and 32 (HELOXY is a trade mark) all available from Shell Chemical Company and Union Carbide Epoxy Resin ERL-4221, -4289, -4299, -4234 and -4206. The dimethylolpropionic acid is contacted with the epoxy resin under conditions effective to react the acid group and the epoxide group and to produce epoxy- functional hydroxy esters represented by the formulas: (ID wherein R is an alkylene, oxyalkylene, an oxyarylene or a cycloalkylene group preferably having from 2 to 20 carbon atoms, R is independently a hydrogen or a C]_-Cιo alkyl group, R^ is a divalent aliphatic group optionally containing ether or ester group(s) or together with R 7 or R 8 form a spiro ring optionally containing heteroatoms, and, R 7 and R 8 are independently hydrogen or R 7 or R 8 together form a spiro ring optionally containing heteroatoms such as oxygen, and r is a real number from about 0 to about 6. The location of the OH and A bonding to the cycloaliphatic ring represents the different isomers formed by the cycloaliphatic ring opening reaction. It can be appreciated that the acid A moiety can be attached to either para- or metal-position from R 4 or epoxy moiety. Typically, the mole ratio of the dimethylolpropionic acid to epoxy resin is within the range of 1:1 to 1:500, more preferably from 1:1.3 to 1:200. The reaction is typically carried out at a temperature from ambient temperature to an elevated temperature sufficient to react the acid group and the epoxide group which is typically within the range of from 25 °C, preferably from 90 °C, to 150 °C, preferably to 120 °C for a time effective to produce the reaction products. The progress of the reaction can be monitored and targeted to produce the desired product by measuring the acid equivalent weight and the epoxy equivalent weight of the reactant mixture. Generally, the reaction mixture is heated until an acid equivalent weight of the mixture indicates that greater or equal than 99% of the original number of equivalents of acid is consumed, and at least an equivalent amount of epoxies is consumed which is generally one hour or greater. For cycloaliphatic epoxies, the monitoring of the course of reaction by following consumption of epoxy alone can be misleading, due to competing homopolymerization of this type of epoxy group. Preferably, this reaction is carried out in the presence of a catalyst. The reaction typically produces a product which contains at least one epoxide monoester and molecules which result from the condensation of two or more molecules of acid with one molecule of polyepoxide as well as unreacted epoxide depending on the mole or equivalent ratios of the epoxy resin to the carboxylic acid groups and the amount of time the reaction is allowed to proceed. Preferably, excess of the epoxy resin (mole ratio of the epoxy resin to carboxylic acid being greater than 1:1) is used to minimize the formation of the polyesterified species. If desired the epoxide monoester product of a mixture containing predominantly epoxide monoester product (monoester being the largest component in the mixture) can be recovered from the reaction mixture by conventional techniques. The catalysts are bases or metal chelates such as, for example, ammonium compounds, phosphonium compounds, tertiary amines, and phosphines. Examples of more preferred catalysts include, for example, triphenyl- phosphonium acid acetate, ethyltriphenyl phosphonium iodide, benzyldimethylamine, triphenylphosphine, tributylamine, aluminum salicylates, tetramethylammonium hydroxide and the like. The amount of catalyst present is preferably from 0.05, more preferably from 0.01, to 2.0, more preferably to 0.5 weight percent based on the total weight of the epoxy resin and the carboxylic acid. Example 1 demonstrates the preparation of the epoxy- functional hydroxy esters of the invention. HELOXY Modifier 67 (a diglycidyl ether of butanediol having an epoxy equivalent weight of 333) was obtained from Shell Chemical Company. 25% active aluminum salicylate was obtained from Rhone Poulenc Marichem Inc. EXAMPLE 1 An epoxy-functional hydroxy ester having the following formula was prepared. Batch Procedure: 2,768.5 grams of HELOXY 67 and 254.0 grams of 2,2 hydroxymethyl propanoic acid (DMPA) were added to an appropriate three neck, round bottom flask fitted with a mechanical agitator. To this batch was added 2.73 grams of ethyl triphenyl phosphonium acid acetate and 7.71 grams of a 25% aluminum salicylate solution (catalysts) . This batch was heated to 195 °F (90.5 °C) with mixing and held at this temperature for 142 minutes. A second addition, equal to the first amounts of DMPA and catalysts, was then added and the batch was held at 194 °F (90 °C) for an additional 165 minutes. Then a third addition, equal to the first amounts of DMPA and catalysts, was added and the batch was held at 194 °F (90 °C) for 255 minutes. Then the fourth addition, equal to the first amounts of DMPA and catalysts, was made and the batch was held at 195 °F (90.5 °C) for an additional 5 hours. The batch was allowed to cool to room temperature.

Claims: C L A I M S 1. A composition comprising a product produced by reacting dimethylolpropionic acid and an epoxy resin selected from the group consisting of aliphatic, cyclo¬ aliphatic or aromatic glycidyl ethers, epoxy novolacs and cyclic epoxies, said epoxy resin having a functionality of at least 1.5 epoxide group per molecule in a dimethylol propionic acid to epoxy resin mole ratio of from 1:1 to 1:1.500. 2. The composition of claim 1 wherein the epoxy resin has the formula: (VII) or wherein R 1 is a divalent alkene, a divalent oxyalkylene, a divalent cycloalkylene or a divalent oxyarylene group, R2 is independently a hydrogen or a CI-C^ Q alkyl group, R 4 is a divalent aliphatic group optionally containing ether or ester group(s) or together with R 7 or R 8 form a spiro ring optionally containing heteroatoms, and R 7 and R 8 are independently hydrogen or R 7 or R 8 together form a spiro ring optionally containing heteroatoms such as oxygen, and r is a real number from about 0 to about 6. 3. The composition of claim 1 wherein the product is produced by reacting dimethylol propionic acid and a cycloaliphatic glycidyl ether, an aliphatic glycidyl ether, an epoxy novolac or a cycloaliphatic epoxy. 4. The composition of claim 3 wherein the aliphatic glycidyl ether has the formula: / \ / \ CH 2 CH-CH 2 -O- ( CH 2 ) — 0-CH 2 -CH CH 2 (XI ) or wherein: p is an integer from 2 to 12, preferably from 2 to 6; and q is an integer from 4 to 24, preferably from 4 to 12. 5. A compound having the formula: (I) (IV) ; or wherein R is an alkylene, an oxyalkylene, an oxyarylene 2 or a cycloalkylene group, R is independently a hydrogen or a C--Cιo alkyl group, R 4 is a divalent aliphatic group, optionally containing ether or ester group(s) or together with R 7 or R 8 form a spiro ring optionally containing heteroatoms, and, R 7 and R 8 are independently hydrogen or R 7 or R 8 together form a spiro ring optionally containing heteroatoms such as oxygen, and r is a real number from about 0 to about 6. 6 . A compound having the formula : or wherein : p is an integer from 2 to 12, preferably from 2 to 6; and q is an integer from 4 to 24, preferably from 4 to 12. 7. A composition comprising a compound according to claim 5 or 6. 8. A method for producing an epoxyether hydroxyester comprising reacting dimethylolpropionic acid and an epoxy resin selected from the group consisting of aliphatic or cycloaliphatic glycidyl ethers, aromatic glycidyl ethers, epoxy novolacs, and cycloaliphatic epoxies, said epoxy resin having a functionality of at least 1.5 epoxide group per molecule in a dimethylolpropionic acid to epoxy resin mole ratio of from 1:1 to 1:500 under conditions effective to react the acid group and the epoxy group. 9. The method of claim 8 wherein the dimethylolpropionic acid and the epoxy resin are reacted in the presence of a base or a metal chelate at a temperature within the range of 25 °C to 150 °C. 10. The method of claim 9 wherein the dimethylolpropionic acid and the epoxy resin are reacted in the presence of a catalyst selected from the group consisting of ammonium compounds, phosphonium compounds, tertiary amines, and phosphines.

Inventors: ELMORE JIMMY D, FRIED HERBERT ELLIOTT, STARK CHARLES JOHN, ELMORE, JIMMY, D., FRIED, HERBERT, ELLIOTT, STARK, CHARLES, JOHN
Applicants: SHELL INT RESEARCH, SHELL INTERNATIONALE RESEARCH MAATSCHAPPIJ B.V.
Application year: 1995
Main classification: C07D303
IPC codes: B01F17, C07D303, C08F4, C08G59