Mono(indolylethylenyl)Phthalides

Abstract: Novel chromogenic mono(indolylethylenyl)phthalides are of the formula wherein A is a moiety of the type L is an indole moiety; and B is a moiety of the type The compounds are prepared by condensing indolylethylene with a keto acid or its derivative and an electron acceptor in an organic solvent, and are useful in pressure-sensitive and thermal recording systems, particularly those which can be read by a machine capable of reading in the wavelength range 400 to 900 nm.

Description: This invention relates to chromogenic mono(indolylethylenyl)phthalides and methods for their production. More particularly, this invention relates to chromogenic compounds that are colorless or light-colored initially but provide intense colors when reacted with an electron accepting coreactant material; and, therefore, are eligible for use in pressure sensitive recording systems and thermal recording systems that can be read by a machine capable of reading in the wavelength range of 400 to 900 nm. The chromogenic compounds of this kind also find use in photosensitive printing materials, typewriter ribbons, inks and the like. Imaging or printing in desired areas on support webs or sheets may be accomplished by effecting localized reactive contact between chromogenic material and an electron accepting material on or in such web or sheet, such material being brought thereto by transfer or originally there in situ. This selective reactive contact forms the colored prints or images in the intended areas. The colorable chromogenic compounds of the invention can be combined with other chromogenic materials covering other or wider spectral ranges and can be used in pressure sensitive and thermal recording systems to provide images or prints which absorb over wider ranges of the electromagnetic spectrum. The commercial significance is that a larger assortment of available optical or near infrared readers can thus be effectively useful with record systems incorporating the chromogenic compounds of the invention. From EP-A-0 386 992 di-[bis-(indolyl)ethylenyl]tetrahalophtalides and their use in record material for reaction with a colour developer are known. According to the invention, there is provided a mono(indolylethylenyl)phthalide of the formula: wherein A is independently selected from wherein Y³ is independently selected from dialkylamino including symmetrical and unsymmetrical alkyl (C₁-C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, diarylamino, dialkoxyalkylamino, wherein each of Y¹,Y²,Y⁴-Y¹⁵ is the same as Y³ or independently selected from alkyl (C₁-C₈), alkoxy (C₁-C₈) or halogen; wherein R is independently selected from alkyl (C₁-C₈), alkoxyalkyl, aryl (substituted or unsubstituted); wherein Z is independently selected from CH₂, O, S, SO₂ or NR. wherein each R a is independently selected from alkyl (C₁-C₈) and hydrogen; wherein each n is an integer selected from 0 to four; wherein B is independently selected from wherein each of X¹-X⁴ is independently selected from hydrogen, halogen, alkyl (C₁-C₈), alkoxy (C₁-C₈), dialkylamino including symmetrical and unsymmetrical alkyl (C₁-C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, diarylamino, wherein each L¹ and L² is the same or different and is each independently selected from indole moieties (J1) through (J4) (L¹ need not be the same as L²) wherein in (J1) through (J4) above each of R⁵, R⁶, R¹³, R¹⁴, R²¹, R²², R²⁹ and R³⁰ need not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl, alkoxyalkyl, aroxyalkyl, substituted or unsubstituted aryl such as phenyl, naphthyl or heterocyclyl; each of R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹, R²⁰, R²³, R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen, alkoxy (C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical alkyl (C₁-C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, diarylamino, Mono(indolylethylenyl)phthalides (I) were prepared by condensing indolylethylenes (II) with keto acids or their derivatives (III) using condensing agents (IV) [e.g. acid anhydrides, acid chlorides and Lewis acids] in an organic solvent. Preferred examples of acid anhydrides and acid chlorides are acetic anhydride, propionic anhydride and acetyl chloride. Preferred Lewis acids are zinc chloride, boron trifluoride etherate, zinc chloride/phosphoryl chloride and zinc chloride/thionyl chloride. Since keto acids or their derivatives (III) undergo ring-chain tautomerism, they contain at least two reactive centers in either open or ring structure. Ring isomers can form derivatives not only from cyclic but also from acyclic structure, depending on the nature of reagents, temperature, solvent and substitution on (III). On the other hand, open or cyclic isomers may yield cyclic derivatives. In the following examples, general procedures for preparing certain mono(indolylethylenyl)phthalides of structure (I) are described; and the examples are not intended to be exhaustive and the moieties, as previously defined, are all eligible for use in any combination in preparing the compounds. Unless otherwise noted, all measurements, percentages and parts are by weight and in the metric system. In Table 1, "sh" refers to a shoulder in the absorption spectra. As an illustration, in Figure 1 there is a shoulder at 570 nm. Spectroscopic data was used to confirm structures of compounds synthesized. EXAMPLE 1 Preparation of 3-[1,1-bis(1-ethyl-5-methoxy-2-methylindole-3-yl)-ethylene-2-yl]-3-(4-diethylaminophenyl)phthalide [TABLE 1, ENTRY 1] 2-(4-Diethylaminobenzoyl)benzoic acid (3.0g, 0.01 mole) and 1-1-bis(1-ethyl-5-methoxy-2-methylindole-3-yl)ethylene (4.0g, 0.01 mole) in 1,2-dichloroethane (20 ml) and acetic anhydride (20 ml) were heated at 100°C (oil bath temperature) for 4 hours. The reaction mixture was cooled to room temperature; treated with ice, toluene and aqueous sodium hydroxide(10%); stirred at 60°C for 30 minutes; toluene layer separated and the aqueous layer extracted twice with toluene. The toluene extracts were combined, washed twice with hot water, dried and concentrated. The residue was chromatographed on silica gel using toluene and toluene:acetone:: 4:1 as eluants. Fractions containing the blue band were collected, combined and concentrated. The residue was recrystallized from 1-2-dichloroethane/methanol. The product was obtained as a white solid, m.p.: 217-219°C; Yield: 5.5g (81%). A solution of this product gives a blue color to paper coated with a phenolic resin color developer, with reflectance minima at 570 (shoulder) and 703 nm; and a royal blue color to paper coated with "silton" acid-washed montmorillonite clay color developer, with reflectance minima as a broad band from 550 to 750 nm. Figures I and II are the resulting reflectance graphs on the resin and clay papers respectively. The calculated analysis for C₄₄H₄₇N₃O₄, the title compound, is C, 77.50%; H, 6.95%; N, 6.16%; and O, 9.39%. Found on analysis: C, 77.04%; H, 7.12%; and N, 5.97%. EXAMPLE 2 Preparation of 3-[1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene-2-yl]-3-(4-diethylaminophenyl)phthalide [TABLE 1, ENTRY 2] 2-(4-Diethylaminobenzoyl)benzoic acid (3.0g, 0.01 mole) and 1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene (3.4g, 0.01 mole) in 1,2-dichloroethane (20 ml) and boron trifluoride etherate (2 ml, 2.3g, 0.016 mole) were heated (oil bath temperature 100°C) with exclusion of moisture. After 10 hours, the reaction mixture was cooled to room temperature, stirred with dilute ammonium hydroxide and toluene for 10 minutes at 60°C and the organic layer separated. The organic layer was washed with hot water, dried and concentrated and the resulting residue chromatographed on silica gel using toluene and toluene:acetone::4:1 as eluants. Fractions containing the blue band were collected, combined and concentrated and the residue was further purified by medium pressure liquid chromatography on silica gel. After recrystallization from toluene/hexane, the product was obtained as a pale yellow solid, m.p.: 124-126°C. Yield: 4.5g (72%). A solution of the product gives a blue color to paper coated with a phenolic resin, with reflectance minima at 570(shoulder) and 710 nm; and a royal blue color to paper coated with silton clay, with reflectance minima as a broad band from 550 to 750 nm. The calculated analysis for C₄₂H₄₃N₃O₂, the title compound, is C, 81.13%; H, 6.97%; N, 6.76%; and O, 5.15%. Found on analysis: C, 80.81%; H, 7.27%; and N, 6.80%. EXAMPLE 3 Preparation of 3-[1-(5-chloro-2,7-dimethyl-1-ethylindole-3-yl)-1-(1-ethyl-2,5,7-trimethylindole-3-yl)ethylene-2-yl]-3-(4-diethylaminophenyl)-6-dimethylaminophthalide [TABLE 1, ENTRY 3] 2-(4-Diethylaminobenzoyl)-5-dimethylaminobenzoic acid (1.9g,5.5 mmole) and 1-(5-chloro-2,7-dimethyl-1-ethylindole-3-yl)-1-(1-ethyl-2,5,7-trimethylindole-3 yl)ethylene (2.3g,5.5 mmole) were mixed with glacial acetic acid (25 ml) and concentrated sulfuric acid (0.6g,5.9 mmole) and the reaction mixture was stirred at 40°C for 24 hours with exclusion of moisture. Then, the reaction mixture was cooled to room temperature and poured into excess aqueous sodium hydroxide (10%) and toluene (200 ml). After stirring at 40°C for 30 minutes, the toluene layer was separated, washed with hot water, dried and concentrated. The residue was purified by column chromatography (silica gel), followed by medium pressure liquid chromatography on silica gel. After recrystallization from toluene/methanol the product was obtained as a bluish white solid, m.p.: 190 - 193°C. Yield: 1.3g (32%). A solution of this product gives a blue color to paper coated with a phenolic resin, with reflectance minima at 540 (shoulder) and 719 nm; and a blue color to paper coated with silton clay, with reflectance minima at 647 and 700 (shoulder) nm. The calculated analysis for C₄₇H₅₃N₄O₂Cl, the title compound, is C, 76.14%; H, 7.21%; N, 7.56%; O, 4.32%; and Cl, 4.78%. Found on analysis: C, 75.77%; H, 7.16%; N, 7.63%; and Cl, 4.93%. EXAMPLE 4 Preparation of 3-[1,1-bis(1-ethyl-2-methylindole-3-yl)-ethylene-2-yl]-3-(4-dimethylaminophenyl)-4,5,6,7-tetrachlorophthalide [TABLE 1, ENTRY 6] 3-Acetoxy-3-(4-dimethylaminophenyl-4,5,6,7-tetrachlorophthalide (4.5g, 0.01 mole), 1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene (3.4g, 0.01 mole) and zinc chloride (1.4g, 0.01 mole) in 1,2-dichloroethane (40 ml) were refluxed with stirring in a moisture free atmosphere. After 10 hours, the reaction mixture was worked up as described in EXAMPLE 1. The crude product was heated in hexane and filtered. Yield: 3.2g (44%), pale yellow solid, m.p.: 211-213°C. A solution of the product gives a bluish green color to paper coated with a phenolic resin, with reflectance minima at 600 (shoulder) and 719 nm; and a royal blue color to paper coated with silton clay, with reflectance minima at 600 and 720(shoulder) nm. The calculated analysis for C₄₀H₃₅N₃O₂Cl₄, the title compound, is C, 65.67%; H, 4.82%; N, 5.74%; O, 4.37%; and Cl, 19.39%. Found on analysis: C, 65.60%; H, 5.10%; N, 5.58%; and Cl, 19.66%.

Claims: A mono(indolylethylenyl)phthalide of the formula: wherein A is independently selected from wherein Y³ is independently selected from dialkylamino comprising symmetrical and unsymmetrical alkyl (C₁-C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, diarylamino, dialkoxyalkylamino, wherein each of Y¹, Y², Y⁴-Y¹⁵ is the same as Y³ or independently selected from hydrogen, alkyl (C₁-C₈), alkoxy (C₁-C₈) and halogen; wherein R is independently selected from alkyl (C₁-C₈), alkoxyalkyl, and aryl (substituted or unsubstituted); wherein Z is independently selected from CH₂, O, S, SO₂ or NR; wherein each R a is independently selected from alkyl (C₁-C₈) and hydrogen; wherein each n is an integer selected from O to four; wherein B is independently selected from wherein each of X¹-X⁴ is independently selected from hydrogen, halogen, alkyl (C₁-C₈), alkoxy (C₁-C₈), dialkylamino including symmetrical and unsymmetrical alkyl (C₁-C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, diarylamino, wherein each L¹ and L² is the same or different and is each independently selected from indole moieties (J1) through (J4) wherein in (J1) through (J4) above each of R⁵, R⁶, R¹³, R¹⁴, R²¹, R²², R²⁹ and R³⁰ need not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl, alkoxyalkyl, aroxyalkyl, substituted or unsubstituted aryl such as phenyl, naphthyl or heterocyclyl; each of R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹, R²⁰, R²³, R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen, alkoxy (C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical alkyl (C₁-C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, diarylamino, The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: The compound according to Claim 1 wherein the mono(indolylethylenyl)phthalide is: A process for the manufacture of mono(indolylethylenyl)phthalide comprising condensing an indolylethylene with a keto acid and an electron acceptor selected from the group consisting of acid anhydride, acid chloride and Lewis Acid in the presence of an organic solvent. A process for the manufacture of mono(indolylethylenyl)phthalide of the formula: wherein A, B, L¹ and L² are as defined in Claim 1, said process comprising condensing an indolylethylene with a keto acid or its derivative of formula (III i) or (III ii) and an electron acceptor selected from the group consisting of acid anhydride, acid chloride, and Lewis Acid in the presence of an organic solvent, said indolylethylene being of the formula said keto acid or its derivative being of the formula selected from wherein A is as previously defined; wherein B is as previously defined; wherein M is selected from -OH, -Cl, -Br, -OR and wherein R is alkyl (C₁-C₈). The process according to Claim 12 or Claim 13, wherein the electron acceptor is selected from the group consisting of acetic anhydride, propionic anhydride, acetylchloride, zinc chloride, boron trifluoride etherate, phosphoryl chloride and thionyl chloride. Use of a mono(indolylethylenyl)phthalide as claimed in any of Claims 1 to 11 or as produced by a process as claimed in any of Claims 12 to 14 in pressure- or thermally-sensitive recording systems.

Inventors: MATHIAPARANAM PONNAMPALAM, MATHIAPARANAM, PONNAMPALAM
Applicants: APPLETON PAPER INC, APPLETON PAPERS INC.
Application year: 1992
Main classification: B41M5
IPC codes: C07D471, C07D405, C07D455, C09B23, B41M5, C07D487