Waveguide type optical device

Abstract: In a waveguide type optical device (10) which has an optical waveguide (12) and modulation electrodes (13, 14) for varying its refractive index, both formed in the top of a substrate (11) of a ferroelectric crystal having a pyroelectric effect, the top of the crystal substrate being parallel to the direction of its spontaneous polarization (P), conductive films (21, 22) are formed in two surfaces of the crystal substrate which cross the direction of the spontaneous polarization. The conductive films are electrically interconnected to thereby prevent a change in the operating temperature characteristic of the optical device which is caused by the pyroelectric effect of the crystal substrate.

Description: BACKGROUND OF THE INVENTION The present invention relates to a waveguide type optical device which has an optical waveguide and electrodes formed in a substrate of a ferroelectric crystal which has a pyroelectric effect. Waveguide type optical devices utilizing an electrooptic effect are a phase modulator, an intensity modulator, an optical switch and so forth. In the case of using, for an optical device, a crystal as of lithium niobate (LiNbO₃) which has a pyroelectric effect, i.e. an effect that spontaneous polarization varies with temperature change, however, the operation of the optical device becomes unstable owing to unnecessary electric fields resulting from the generation of electric charges in the crystal surfaces which cross the direction of spontaneous polarization. Fig. 1 is a diagrammatic showing of a conventional waveguide type optical device 10 having its substrate 11 formed of the lithium niobate crystal, for explaining its unstable operation owing to a temperature change. The crystal substrate 11 has X-surfaces X1, X2, Y-surfaces Y1, Y2 and Z-surfaces Z1, Z2 perpendicular to the X, Y and Z axes, respectively, and the direction of spontaneous polarization P of the crystal is assumed to be the Z-axis direction. The X-surfaces X1 and X2 in the drawings will be referred to also as the top and bottom, respectively. An optical waveguide 12 and modulation electrodes 13 and 14 are formed in a surface parallel to the direction P of spontaneous polarization, i.e. in the X-surface X1 in this example. Light which propagates in the optical waveguide 12 is phase modulated by an electrooptic effect (i.e. by the Pockels effect) in accordance with a voltage which is applied to the electrodes 13 and 14. In a steady state in which the optical device 10 is held at a fixed temperature, polarization charges in the Z-surfaces Z1 and Z2 are neutralized by stray charges in the air which stick to the polarization charges. A temperature change of the crystal substrate 11 causes a change in the amount of polarization, and as a result, positive and negative surface charges develop in the Z-surfaces Z1 and Z2 (which generally, are surfaces crossing the direction of polarization P at an arbitrary angle and which are called polarization planes), respectively, generating electric fields as indicated by their electric lines of force Ef. The resultant electric fields are applied to the optical waveguide 12 directly or indirectly through the electrodes 13 and 14. This changes the phase of the light propagating through the waveguide 12, as is the case with the modulation drive voltage which is applied to the modulation electrodes 13 and 14, and hence is a cause of the unstable operation of the optical device accompanying the temperature change. With such a structure as shown in Fig. 2, in particular, in which the ferroelectric crystal substrate 11 in Fig. 1 is mounted on a mount 30 substantially equal thereto in the coefficient of thermal expansion and terminal electrodes 33 and 34 are provided on the marginal portions of the mount 30 along the planes of polarization (i.e. the Y-surfaces Y1 and Y2) and connected by bonding wires 31 and 32 to the modulation electrodes 13 and 14, respectively, so that the terminal electrodes 33 and 34 are each supplied with the modulation drive voltage, the electric lines of force Ef of electric charges resulting from polarization are readily caught by the bonding wires 31 and 32, and consequently, the modulation electrodes 13 and 14 are supplied with a voltage produced by the pyroelectric effect. In Japanese Application Laid Open No. 73207/87 entitled "Waveguide Type Optical Device" there is proposed the prevention of deterioration of the temperature characteristic of the optical device which is caused by its pyroelectric effect. According to this prior art literature, a slightly conductive film is formed between the electrodes to thereby prevent that electric charges generated by the pyroelectric effect stay in the electrode portions. With such a structure, however, there is a possibility that if the resistance value of the film is too low, the device is destroyed by a large current which flows between the electrodes when the electric fields are applied. On the other hand, when the resistance value of the film is too high, the charges caused by the pyroelectric effect cannot completely be driven out of the electrode portions, and hence the intended object cannot be attained. Moreover, if the insulation between the electrodes is lowered by the film, then no effective electric fields are applied to the optical waveguide, resulting in the reduction of the modulation efficiency. Besides, variations in the resistance value of the film lead to variations in the modulation characteristic. The document OPTICS SOURCE BOOK, Sybil P. Parker, Editor in Chief, McGraw-Hill Book Company, 1988, p.256, discloses a waveguide type optical device comprising a substrate of a ferroelectric crystal having a pyroelectric effect, said substrate having a spontaneous polarization, a first surface parallel to the direction of said spontaneous polarization, second and third surfaces intersecting the direction of said spontaneous polarization and a fourth surface parallel to said first surface, an optical waveguide formed in said first surface of said substrate, and first and second modulation electrodes formed in said first surface of said substrate to extend along said optical waveguide on both sides thereof, respectively. The document C.H. Bulmer, W.K. Burns and S.C. Hiser "Pyroelectric effects in LiNbO₃ channel-waveguide devices", Appl. Phys. Lett. 48 (1986), pp. 1036-1038, is concerned with thermal stability of Ti-indiffused LiNbO₃ channel-waveguide devices and suggests that in X-cut interferometers any possible instabilities should be completely eliminated by electrically connecting the substrate Z faces so that any field created is immediately neutralized. The document JP-A-60-014222 also discloses short circuiting of the Z-surfaces of the substrate to reduce the influence of a pyroelectric effect. SUMMARY OF THE INVENTION It is an object of the present invention to provide a waveguide type optical device the temperature characteristic of which is less affected by the pyroelectric effect of the optical device. This object is achieved with a waveguide type optical device as claimed in claim 1. Specific embodiments of the invention are subject-matter of the dependent claims. According to the present invention, a ferroelectric crystal substrate having an optical waveguide and modulation electrodes formed on both side thereof is mounted on a mount which has a planar surface larger than that of the substrate. Terminal electrodes are provided on the marginal portion of the mount along one or both of the side surfaces of the ferroelectric crystal substrate crossing the planes of polarization and the planar surface of the mount. The modulation electrodes and the terminal electrodes are interconnected by bonding wires extended over the above-mentioned side surface or surfaces of the ferroelectric crystal substrate. BRIEF DESCRIPTION OF THE DRAWINGS Fig. 1 is a perspective view showing an example of a conventional waveguide type optical device; Fig. 2 is a perspective view showing a waveguide type optical device which is formed by mounting the ferroelectric crystal substrate of Fig. 1 on a mount; Fig. 3 is a perspective view illustrating an embodiment according to the invention; Fig. 4 is a sectional view illustrating another embodiment of the present invention; Fig. 5 is a sectional view illustrating a modification of the embodiment of Fig. 4; and Fig. 6 is a sectional view illustrating still another modification of the embodiment of Fig. 4. DESCRIPTION OF THE PREFERRED EMBODIMENTS Fig. 3 illustrates an embodiment of the waveguide type optical device according to the present invention. The ferroelectric crystal substrate 11, which has the optical waveguide 12 and the modulation electrodes 13 and 14 formed on the both sides thereof, as is the case with the prior art example of Fig. 2, is mounted on a mount 30 which has a planar surface 30S larger than that of the substrate 11. The mount 30 is a square plate or block of a material which is the same as that of the substrate 11 or different therefrom but substantially equal thereto in the coefficient of thermal expansion. Terminal electrodes 33 and 34 are formed in the marginal portion or portions of the planar surface 30S of the mount 30 along one or both of Y-surfaces Y1 and Y2 of the ferroelectric crystal substrate 11 perpendicular to the polarization planes Z1 and Z2 thereof, in this embodiment along the Y-surface Y2. Bonding wires 31 and 32 are extended from the terminal electrodes 33 and 34 over the Y-surface Y2 and are connected to the modulation electrodes 13 and 14, respectively. Thus, the bonding wires 31 and 32 do not extend over the polarization planes Z1 and Z2, and hence hardly catch the electric lines of force caused by the pyroelectric effect. This structure permits realization of a waveguide type optical device which is far less affected by the temperature change than the optical device depicted in Fig. 2. It is also possible to form one of the terminal electrodes 33 and 34 in the marginal portion of the planar surface 30S of the mount 30 along the Y-surface Y1 of the crystal substrate 11 and connect it to the corresponding one of the modulation electrodes 13 and 14 by a bonding wire extended over the Y-surface Y1. Figs. 4 through 6 show modifications to the Fig. 3 embodiment. Since the waveguide type optical device 10 according to the present invention can be made to have an outward form of a flat parallelepiped as is the case with the prior art example depicted in Fig. 1, embodiments of the invention described hereinbelow are shown only in section in parallel to the Y-surface of the crystal substrate. Fig. 4 is a schematic representation of another embodiment of the invention, in which the parts corresponding to those in Fig. 1 are identified by the same reference numerals. Also in this embodiment, there are formed, in the top surface X1 of the crystal substrate 11 of a ferroelectric substance (lithium niobate, for example) parallel to the direction of spontaneous polarization P, the straight optical waveguide 12 and the modulation electrodes 13 and 14 disposed at its both sides adjacent thereto for varying its refractive index. One of features of the present embodiment resides in that the entire areas of the Z-surfaces Z1 and Z2 of the crystal substrate 11 (in general, a plurality of surfaces crossing the direction of spontaneous polarization P) are covered with conductive films 21 and 22, respectively. Furthermore, the Fig. 4 embodiment includes, as means for shorting the conductive films 21 and 22, a shorting conductor 23 formed in the bottom X2 of the crystal substrate 11 and electrically connected at both ends to the conductive films 21 and 22, respectively. With such a structure, even if positive and negative charges are generated in the Z-surfaces Z1 and Z2 of the substrate 11 by a temperature change, they are neutralized by each other via the shorting conductor 23 and no electric field is formed, so that no influence is exerted on the refractive index of the optical waveguide 12. Fig. 5 illustrates a modification of the embodiment of Fig. 4, which is common to the Fig. 4 embodiment in that the Z-surfaces Z1 and Z2 of the substrate 11 are covered with the conductive films 21 and 22 but different in that the conductive films 21 and 22 are electrically interconnected by connecting them to a common ground G, i.e. a common potential point, by lead wires 24 and 25, instead of forming the shorting conductive films 23 in the bottom X2 of the substrate 11 therefor. Incidentally, it is evident that the conductive films 21 and 22 and the shorting conductor 23 in Fig. 4 may be grounded at arbitrary points as required. This is exemplified in Fig. 6, in which the conductive film 21 is grounded at one point. The material for the conductive films 21 and 22 needs only to permit migration of electric charges and may also be semiconductive, and its conductivity is not critical. The conductive films 21 and 22 can easily be formed, for example, by coating a conductive point or evaporating metallic films. The shorting conductor 23 can similarly be formed but may also be replaced with a conductive wire. According to the present invention, the modulation electrodes are connected to the terminal electrodes formed on the marginal portion of the mount, by bonding wires extended from the former over the side surface or surfaces of the ferroelectric crystal substrate which cross the planes of polarization. This structure affords substantial reduction of electric lines of force due to electric charges caused by the pyroelectric effect which are caught by the bonding wires. As described above, according to a modification, in the optical device which has the optical waveguide and the electrodes for the modulation thereof formed in one surface of the ferroelectric crystal substrate parallel to the direction of spontaneous polarization, conductive films may be formed on a plurality of surfaces of the substrate which are charged by spontaneous polarization and the conductive films are electrically interconnected. With such a structure, since charges generated in the plurality of surfaces of the substrate can be neutralized by each other, no electric field develops -- this precludes the possibility of the refractive index of the optical waveguide being affected by such charging and hence prevents the deterioration of the temperature characteristic of the optical device which is caused by the pyroelectric effect. Moreover, according to this modificaton there is no possibility of reducing the insulation resistance between the modulation electrodes which leads to the degradation of the modulation characteristic. It will be apparent that many modifications and variations may be effected without departing from the scope of the novel concepts of the present invention as claimed in the appended claims.

Claims: A waveguide type optical device comprising: a substrate (11) of a ferroelectric crystal having a pyroelectric effect, said substrate (11) having a spontaneous polarization, a first surface (X1) parallel to the direction of said spontaneous polarization, second and third surfaces (Z1, Z2) intersecting the direction of said spontaneous polarization and a fourth surface (X2) parallel to said first surface (X1); an optical waveguide (12) formed in said first surface (X1) of said substrate (11); first and second modulation electrodes (13, 14) formed in or on said first surface (X1) of said substrate (11) to extend along said optical waveguide (12) on both sides thereof, respectively; a mount (30) which has a planar surface (30S) larger than said fourth surface (X2) of said substrate (11) and on which said substrate (11) is mounted, said mount (30) having a thermal expansion coefficient substantially equal to that of said substrate (11); first and second terminal electrodes (33, 34) formed in a marginal portion or portions of said planar surface (30S) of said mount (30) along one or both of first and second side surfaces (Y1, Y2) of said substrate (11) which intersect said first, second and third surfaces (X1, Z1, Z2) thereof; and first and second bonding wires (31, 32) extended over one or both of said first and second side surfaces (Y1, Y2) of said substrate (11), for interconnecting said first and second terminal electrodes (33, 34) and said first and second modulation electrodes (13, 14), respectively. The device of claim 1 which further comprises first and second conductive films (21, 22) formed almost all over said second and third surfaces (Z1, Z2) of said substrate (11), and short-circuit means (23; 24, 25) so as to electrically interconnect said first and second conductive films. The device of claim 2, therein said short-circuit means (23) is a shorting conductor formed on said fourth surface (X2) of said substrate (11) and connected at both ends to said first and second conductive films (21, 22), respectively. The device of claim 2, wherein said short-circuit means includes first and second lead wires (24, 25) connected at one end to said first and second conductive films (21, 22), respectively, and connected at the other ends to a common potential point (G). The device of claim 2,3 or 4, wherein at least one of said first and second conductive films (21, 22) is grounded.

Inventors: ASAMI EIICHI, KAKU RYOJI, TAKAHASHI HIROYUKI, ASAMI, EIICHI, KAKU, RYOJI, TAKAHASHI, HIROYUKI, Asami, Eiichi, c/o Japan Aviation Elec., Kaku, Ryoji, c/o Japan Aviation Elec., Takahashi, Hiroyuki, c/o Japan Aviation Elec.
Applicants: JAPAN AVIATION ELECTRON, JAPAN AVIATION ELECTRONICS INDUSTRY, LIMITED
Application year: 1991
Main classification: G02F1
IPC codes: G02F1