Optical scanning apparatus

Abstract: The invention relates to an optical scanning apparatus (18) having a scanning head (28), including means (48,56,60) for generating a scanning light beam pattern (40) in a focal plane, and detector means (72) for receiving light reflected from a coded record medium positioned in the vicinity of said focal plane. Data processing means (76) are provided to generate output data representative of the scanned data (140) in response to reflected light received by said detector means (72), and adjusting means (94,82) are arranged to adjust the position of the focal plane relative to said scanning head (28) in dependence on the distance of the scanned data (140) from the head.

Description: Background of the Invention The present invention relates to an optical scanning apparatus, and has application, for example, to an optical bar code scanning apparatus in which the bar code can be positioned at various distances from the scanner during a scanning operation. Such an apparatus is known from US-A-3 989 348, which forms the basis for the preamble of claim 1. In present-day merchandising point-of-sale operations, data pertaining to the purchase of a merchandise item is obtained by reading data encoded indicia such as a bar code printed on the merchandise item. In order to standardize the bar codes used in the various point-of-sale checkout systems, the grocery industry has adopted a uniform product code (UPC) which is in a form of a bar code. Various reading systems have been constructed to read the bar code, including hand-held wands which are moved across the bar code, stationary optical reading systems normally located within a check-up counter in which the bar code is read when a purchased merchandise item is moved across a window comprising the scanning area of the counter and portable stand-alone desk-top laser scanning work stations which include a laser scanning head mounted above a support base and facing the operator in which objects bearing bar code symbols which are to be scanned are passed underneath the head. In each of these prior scanning systems, the projected scanning light beams are all focused in a single plane which is located in the plane of movement of the object bearing the coded label or in the case of hand-held scanning systems in a plane in which the bar code label is positioned. Since many merchandise items support the coded label at various angles to the focal plane of the scanning unit, complex and expensive optical systems have been developed to transmit the scanning light beams at different angles to cover all possible orientations of the bar code label to ensure a valid scan operation. This requirement limits the operating efficiency of the scanning systems, while increasing their cost. In the case of overhead bar code scanning systems, the positioning of the bar code label with respect to the scanning head is very critical to the reading of the bar code label. It has been found that the operator has trouble locating the bar code label in the focal plane of the scanning system which requires the scanning operation to be repeated thereby increasing the time of processing the merchandise item. FR-A-2 266 401 discloses a system for regulating the focusing of light onto a video disk. This is performed by means of an additional detector separate from the photodetector detecting the video data. It is therefore an object of this invention to provide an optical bar code scanning apparatus which is constructed to vary the focal point of the scanning light beams, and which is simple in construction and low in cost. Thus, according to the invention, there is provided an optical scanning apparatus including a scanning head and data processing means, said scanning head including scan pattern generating means for generating a scanning light beam pattern in a focal plane and detector means for receiving light reflected from a coded record medium positioned in the vicinity of said focal plane, said data processing means being arranged to generate output data representative of the scanned data in response to reflected light received by said detector means, and adjusting means arranged to adjust the position of said focal plane relative to said scanning head in dependence on the distance of said scanned data from said scanning head, characterized in that said detector means includes a first detector portion and a second detector portion, said second detector portion being arranged to detect light reflected from said record medium when said record medium is moved from a first scanned position to a second scanned position closer to said scanning head, said adjusting means being arranged to adjust the position of said focal plane from a first focal position to a second focal position closer to said scanning head in response to said second detector portion detecting light reflected from said record medium. The invention will now be described, by way of example, with reference to the accompanying drawings wherein like reference numerals indicate like or corresponding parts throughout the several views and wherein: Fig. 1 is a perspective view of the portable overhead bar code scanning apparatus of the present invention positioned on a checkout counter showing the multi-line scanning pattern generated by the scanning apparatus together with the electronics box located within the counter which is used to control the operation of the scanning apparatus; Fig. 2 is a partial top view of the scanning apparatus taken on lines 2-2 of Fig. 1 showing a portion of a laser diode located in the neck portion of the scanning apparatus together with optics located in the head portion of the scanning apparatus for generating a scanning pattern in a downward direction to an aperture in the floor of the head portion and a slide member which varies the location of the focal plane of the scanning light beams; Fig. 3 is an enlarged side sectional view taken on line 3-3 of Fig. 2 showing the direction of the scanning light beams as they are reflected off a spinner member and pattern mirrors; Fig. 4 is an enlarged detailed top view of the slide member when in a home position showing the location of the laser source and the beam axis of the scanning light beams when projected through the aperture in the slide member containing a glass member for increasing the depth of the focal point of the light beam; Fig. 5 is a view similar to that of Fig. 4 but with the slide member in an actuated position in which the light beam is projected through an open aperture in the slide member and a small aperture in the arm extension; Fig. 6 is a side sectional view of the slide member, taken on lines 6-6 of Fig. 5, showing a portion of two rail support members for slidably mounting the slide member in the beam axis of the laser source; Fig. 7 is a graph showing the strength of the output signal of a detector as the scanned bar code label is moved in a vertical direction with respect to the scanning head of the bar code scanning apparatus; Fig. 8 is a diagrammatic illustration of the bar code scanning apparatus showing the overfilling of the detector as the scanned bar code label is moved closer to a collection lens system; Fig. 9 is a diagrammatic illustration showing the shift of the focal point upon the insertion of the glass member in a slide member into the beam axis of the laser source; Fig. 10 is a block diagram of a checkout system in which the scanning apparatus of the present invention is used; and Fig. 11 is an enlarged front view of a multilevel detector showing the location of inner and outer detector portions of the detector. Referring now to Fig. 1, there is shown a perspective view of a bar code scanning apparatus according to the present invention. The scanning apparatus generally indicated by the numeral 18 which includes a portable base member 20 supporting a post member 22 from which extends a scanning head member generally indicated by the numeral 24. The head member 24 includes a neck portion 26 and a scanning head portion 28 within which is located the scanning optics for the scanning apparatus. The bar code scanning apparatus 18 may be positioned on any supporting surface such as the top surface of a checkout counter 30 and has an electrical cable member 32 extending from the bottom of the post member 22 to an electronics box member 34 containing the electronics associated with the scanning apparatus for use in processing information generated by the scanning apparatus. As shown in Fig. 1, projecting from the lower side of the scanning head portion 28 are a plurality of scanning light beams 38 which form a bar X scanning pattern represented by the numeral 40 which includes six intersecting scan lines 42 forming the pattern 40. Located in a side wall 43 of the head portion 28 and normally facing the checkout operator is an indicator light fixture 44 which may include two light members 45 (Fig. 10) (red) and 47 (green) indicating whether the scanning apparatus has successfully read (green) the bar code label or not (red). In addition to the indicator light 44, a loudspeaker 46 mounted in the side wall 43 will generate a tone indicating whether a good read has occurred. The electronics box member 34 may be mounted within the checkout counter 30 or positioned adjacent the base member 20 on top of the counter 30. Referring now to Fig. 2, there is shown a partial top view of the head portion 28 with a portion of the cover member 49 of the head portion removed showing a laser diode member 48 mounted in the neck portion 26 of the scanning head member 24. Mounted within the head portion 28 in line with the laser member 48 is a collimator lens member 52 which receives a diverging laser light beam 38 from the diode member 48 and focuses the light beam at a specific distance below the floor member 50 of the head portion 28. The collimated light beam outputted by the lens member 52, which would appear as a point in Fig. 3, is directed at a routing mirror 54 which reflects the received light beam along a horizontal axis to a six-sided polygon spinner member 56 rotatably secured to a motor member 58 (Fig. 3) mounted on the floor member 50 of the head portion 28. As shown in Fig. 2, the routing mirror 54 deflects the light beam 38 ninety degrees from its original light path toward the spinner member 56 which is tilted at an acute angle such as twenty degrees with respect to the axis of the path of the received light beam. The rotating spinner member 56 will deflect the received light beam to a pattern mirror assembly 60 (Fig. 3) which is secured to the cover member 49 of the head portion 28 by the support member 63. The mirror assembly 60 comprises three pattern mirrors 64a-64c inclusive (Fig. 2), which are mounted above and between the spinner member 56 and the routing mirror 54. The mirrors in the pattern mirror assembly 60 are offset with respect to each other and to the floor member 50 to generate the individual scan lines 42 (Fig. 1) which comprise the scanning pattern 40 (Fig. 1) in a manner that is well known in the art. The mirror assembly 60 is also mounted at an angle such as twenty-five degrees with respect to the path of the received light beams to deflect the received scanning light beams in a downward direction as viewed in Fig. 3 through an aperture 66 (Figs. 2 and 3) in the floor member 50 containing a window member 67 to form the scanning pattern 40 (Fig. 1) at a predetermined distance below the floor member 50 of the head portion 28. The path of the light beams deflected from the pattern mirror assembly 60 is generally perpendicular to the path of travel of the light beam deflected from the routing mirror 54. The optical scanning apparatus of the present invention generates the scanning pattern 40 which increases the reading capability of the scanning apparatus because the size of the scanning pattern 40 changes as a coded record medium represented by a bar code label (not shown) is positioned by the checkout operator at different distances from the head portion 28 enabling the scanning apparatus to read large size bar code labels and small size bar code labels. The light reflected from the scanned bar code label (not shown) is re-directed back to the pattern mirror assembly 60 which deflects the light beams to the spinner member 56 which in turn deflects the received light beams to the routing mirror 54. The light reflected from the scanned bar code label is in a scattered condition which is collected by a collection lens 70 mounted between the cover member 49 and the floor member 50 of the head portion 28. The collection lens 70, which supports the routing mirror 54, will focus the received scattered light beams at a multi-level detector 72 (Figs. 2 and 11) which is mounted adjacent the floor member 50 of the head portion 28. As is well known in the art, the detector member 72 to which the cable 32 (Fig. 1) is connected will generate electric signals in accordance with the intensity of the received light beams. The electrical signals are transmitted to a microprocessor 76 (Fig. 10) located in the electronics box 34 (Fig. 1) for processing in a manner that will be described more fully hereinafter. As shown in Fig. 2, slidably mounted on a pair of rail members 78 and 80 which are secured to the floor member 50 of the head portion 24 is a slide member 82 (Figs. 2, and 4-6 inclusive) which includes a pair of apertures 84 and 86 extending through the slide member 82. Mounted at one end of the aperture 86 is a glass member 88 which covers one end of the aperture. Extending outwardly from one side of the slide member 82 is an arm portion 90 to which is rigidly secured one end of an armature 92. The armature is slidably mounted within a solenoid 94 mounted on a support member 96 (Fig. 6) secured to the floor member 50. Secured to the arm portion 90 is a spring member 98 having one end secured to an abutment member 100. The spring member 98 will normally bias the arm member in a direction towards the solenoid 94 which moves the end portion 102 of the slide member 82 into a stop portion 104 of the rail member 78. Energizing of the solenoid 94 will move the slide member 82 from the position shown in Fig. 4 to the position shown in Fig. 5 through the movement of the armature 92 where the end portion 106 of the slide member will engage a stop portion 108 of the rail member 80. The arm portion 90 has a right angle extension portion 110 which includes a small aperture 112 which is moved to a position adjacent the collimator lens member 52 upon the energizing of the solenoid 94. As will be described more fully hereinafter, movement of the slide member 82 from the position shown in Fig. 4, where the glass member 88 is positioned to intercept the laser beam 38 to the position shown in Fig. 5, where the apertures 84 and 112 are positioned adjacent the lens member 52, will move the focus of the lens member 52 closer to the scanning head portion 28. The aperture 112 is used in focusing the scanning light beam when the focus of the lens member 52 is moved closer to the scanning head portion 28. Referring now to Fig. 10, there is shown a block diagram of the data processing system employed in the present invention. Included in the data processing system is a scanning assembly and detection logic unit 114 which includes the bar code scanning device 18 (Fig. 1) for converting scanned bar codes into electrical signals. Further included in the processing system is the microprocessor 76 for checking and decoding the signals read by the detecting logic unit 114 and for generating control signals to the bad read indicator 45, the good read indicator 47 and the loudspeaker 46, to indicate the validity of a scanning operation by the scanning apparatus 18 in the manner previously described. The microprocessor 76 also receives signals from the detector 72 (Fig. 11) for controlling the operation of the solenoid 94. The detector 72 includes an outer detector portion 120 and an inner detector portion 122. The inner detector portion 122 generates electrical signals representing the data read by the scanning operation, while the outer detector portion 120 is used to sense the position of the bar code label with respect to the scanning head portion 28 in a manner to be described more fully hereinafter. In response to a signal received from the detector portion 120, the microprocessor will send an energizing signal to the solenoid 94 over line 124. Also included in the data processing system are a conventional storage unit 126 and an output buffer 51 for transmitting the data signals read by the detecting logic 114 over line 128 to a remote processor for obtaining the price of the item associated with the coded label read in a manner that is well known in the art. In the operation of the system, positioning of a bar code label adjacent the scanning head portion 28 (Fig. 1) results in the scanning light beams 38 scanning the label. The reflected light beams from the label will be redirected back through the mirror assembly 60 (Fig. 2) and the spinner member 56 to the collection lens 70 from where the reflected light is focused on the detector 72. The intensity of the light that is focused on the detector 72 is a function of the distance between the bar code label and the scanning head portion 28 (Fig. 1). As shown in Fig. 7, the electrical response (R) of the detector 72 to the positioning of the bar code label 140 (Fig. 8) is shown by curve 130 in which the portion 132 of the curve decreases as the bar code label is moved closer to the scanning head portion 28 because of the overfilling of the inner detector portion 122 (Fig. 11) of the detector 72 by the reflected light collected by the collection lens 70 (Fig. 1). This overfilling condition is detected by the outer detector portion 120 of the detector 72 (Fig. 11) and is illustrated by the numeral 142 in Fig. 8 in which the focal point F of the collection lens 70 at which position the detector 72 is normally located moves to point F¹. The portion 134 (Fig. 7) of the curve 130 illustrates the response of the detector where no overfilling occurs. As the label 140 moves away from the scanning head portion 28, the response of the detector 72 as represented by the portion 136 of the curve 130 decreases as the maximum depth of read is approached, which action underfills the inner detector portion 122. The depth of read is a function of the system focal point which is optimized in the present embodiment to scan 0.2 millimetre bar widths, resulting in a 127 millimetres depth of read. To adjust the focal point of the focusing lens 52 (Figs. 2, 4, 5 and 9) in response to a change in the location of the bar code label 140, the outer detector portion 120 (Fig. 11) of the detector 72 will generate a signal when it detects light reflected from the bar code label (140) when an overfill condition exists. As illustrated in Fig. 9, the focal point of the focusing lens 52 is dependent on the distance between the light source 48 and the lens 52, and is normally at point F when a glass member 88 is positioned between the light source 48 and the lens 52. As a bar code label 140 (Fig. 8) is moved closer to the scanning head portion 28 (Fig. 2), the received light will start to overfill the detector 72 so that the outer detector portion 120 outputs an electrical signal to the microprocessor 76 (Fig. 10) resulting in the energizing of the solenoid 94 (Figs. 2, and 4-6 inclusive). Energizing of the solenoid 94 enables the armature 92 to move the slide member 82 to the position shown in Fig. 5 where the glass member 88 is removed from the path of the scanning light beam 38 and the aperture 112 is positioned adjacent the focusing lens 52 enabling the lens 52 to focus the light beams 38 at a focal point F¹ (Fig. 9). The system number is an arbitrary number which is the ratio of the depth of focus of the lens 52 to the aperture of the lens which must remain constant when the focus of the lens is shifted between F¹ and F. In order to achieve this condition , the aperture 112 is used when the lens 52 focuses the light beams at F¹. As the bar code label 140 is moved away from the scanning head portion 28, the electrical signal outputted by the outer detector portion 120 will cease, thereby enabling the microprocessor 116 to deenergize the solenoid 94 resulting in the spring member 98 returning the slide member 82 to the position shown in Fig. 4 where the glass member 88 is positioned in the path of the light beam 38. The glass member 88 will shift the focal point of the lens 52 to the furthest focal point F (Fig. 9). The insertion of the glass member 88 into the path of the light beam 38 between the laser diode 48 and the focusing lens 52 will cause an effective shift (D) of the focal point in accordance with the following equation (Fig. 9): D = (N - 1)t / N where N is the index of refraction of the glass member 88 and t is the thickness of the glass member. If N = 1.48 and t = 0.62 millimetre, then D = 0.2millimetre. This will give an effective shift of 127 millimetres of the focal point. If the collection system had been optimized originally to have a depth of read of 127 millimetres, utilizing the present invention would increase the depth of read to 254 millimetres. This arrangement is particularly advantageous to overhead and handheld optical scanners where the positioning of the merchandise item on which the bar code is located is controlled by the hand of the checkout operator.

Claims: An optical scanning apparatus including a scanning head (28) and data processing means (76), said scanning head including scan pattern generating means (48,56,60) for generating a scanning light beam pattern (40) in a focal plane and detector means (72) for receiving light reflected from a coded record medium positioned in the vicinity of said focal plane, said data processing means (76) being arranged to generate output data representative of the scanned data in response to reflected light received by said detector means (72), and adjusting means (94,82) arranged to adjust the position of said focal plane relative to said scanning head (28) in dependence on the distance of said scanned data from said scanning head, characterized in that said detector means (72) includes a first detector portion (122) and a second detector portion (120), said second detector portion being arranged to detect light reflected from said record medium when said record medium is moved from a first scanned position to a second scanned position closer to said scanning head (28), said adjusting means (94,82) being arranged to adjust the position of said focal plane from a first focal position to a second focal position closer to said scanning head (28) in response to said second detector portion (120) detecting light reflected from said record medium. An apparatus according to claim 1, characterized in that said second detector portion (120) is formed as an outer portion positioned around said first detector portion (122). An apparatus according to either claim 1 or claim 2, characterized in that said adjusting means (82,94) include a support member (82) movable between home and actuated positions by actuating means (92,94), and focus changing means (88,112) mounted on said support member (82) for enabling said scan pattern generating means (48,56,60) to focus said scan pattern in said first focal position when said support member is in said home position, and for enabling said scan pattern generating means to focus said scan pattern in said second focal position when said support member is in said actuated position. An apparatus according to claim 3, characterized in that said actuating means (94,92) include a solenoid (94) which is arranged to be energized when said second detector portion (120) detects light reflected from said record medium, and which is arranged to be de-energized when said second detector portion ceases to detect light reflected from said record medium. An apparatus according to either claim 3, or claim 5, characterized in that said support member (82) carries a glass member (88) which is arranged to intercept, or to be positioned out of the path of, a light beam from a light source (48) forming part of said scan pattern generating means (48,56,60), depending on the position of said support member. An apparatus according to claim 5, characterized in that said support member (82) includes an arm portion (90,110) having an aperture, (112) therein, said aperture (112) being positioned in said path when said support member (82) is in said actuated position. An apparatus according to any one of claims 3 to 6, characterized in that said adjusting means (82,94) includes resilient means (98) arranged to urge said support member (82) into said home position. An apparatus according to any one of claims 3 to 7, characterized in that said support member (82) is slidable mounted on a pair of rail members (72,80). An apparatus according to any one of the preceding claims, characterized in that said scan pattern generating means (48,56,60) includes a laser source (48).

Inventors: WIKE CHARLES KENNETH JR, WIKE, CHARLES KENNETH, JR.
Applicants: NCR INT INC, NCR INTERNATIONAL INC.
Application year: 1991
Main classification: G06K7
IPC codes: G06K7, G02B26