Hafnium-catalyzed transesterification

Abstract: An ester of a carboxylic acid is prepared via a transesterification reaction which comprises reacting a lower alkyl ester of a carboxylic acid with a higher alkyl alcohol in the presence of a hafnium (IV) chelate catalyst.

Description: The present invention is concerned with an improved process for the production of esters, eg, unsaturated carboxylic esters, by a catalytic transesterification reaction. In one embodiment, the present invention is concerned with an improved process for production of acrylate and methacrylate esters using β-dicarbonyl chelates of hafnium as catalysts in the transesterification reaction. Esters of saturated and unsaturated carboxylic acids can be produced by ester exchange, or transesterification, reactions. Transesterification reactions normally are carried out in the presence of a catalyst to accelerate the reaction desired. In the past, typical catalysts included materials such as sulfuric acid, toluenesulfonic acid, alkali metal alkoxides, or metal alkoxides such as those of titanium or aluminum. However, these catalysts suffer from a variety of drawbacks, especially with the esters of unsaturated carboxylic acids. For example, if strong mineral acids such as sulfuric acid or methanesulfonic acid are used, the reaction rates are generally quite slow and the formation of the transester product is normally accompanied by the formation of high concentrations of by-products. These by-products not only include Michael-addition products (addition of alcohol to C=C double bond) but also substantial amounts of polymeric products. In addition, primary or secondary alcohols may be dehydrated by strong acids, thus contaminating the product monomer with olefins derived from the starting alcohols. On the other hand, alkali metal alkoxide catalysts (for example, sodium methoxide or potassium tert -butoxide), not only promote undesirable side reactions, but are also deactivated by the presence of water in the reaction solution. Therefore, it is necessary to continuously add catalyst to the reaction mixture. Furthermore, the catalyst must then be removed to avoid alkoxide-promoted polymerization or degradation during distillation or other thermal treatment of the products, especially if the products are unsaturated esters such as acrylic esters. Aluminum and titanium alkoxides also suffer from many of these same drawbacks. Titanate catalysts are especially sensitive to water (generally losing activity in mixtures containing greater than 500ppm water), thus necessitating the same need to add more catalyst to the reaction. In addition, applications that require the catalyst to remain in solution (for example, when a monomeric product is not distilled) are hampered by the subsequent precipitation of hydroxides and oxides from the resultant product upon exposure to traces of water. Because of these problems with conventional catalysts, a need exists for an improved transesterification catalyst of high activity and selectivity and reduced sensitivity to water. Some steps toward meeting this need have been taken in the art. For example, the utilization of titanium (Ti) and zirconium (Zr) transition metal complexes to catalyze transesterification reactions has been reported. Thus, as described in US-A-4,202,990, various alcohols are treated with (meth)acrylic esters in the presence of a zirconium acetylacetonate catalyst to produce transester products in high yields. Also, US-A-4,609,755 describes the activation of Ti/Zr alkoxides by Mg, Ca, and Ba alkoxides for ester interchange of (meth)acrylic esters. Some of the deficiencies mentioned above still exist, however. We have now found that it is possible to achieve very high yields of transesterified ester products by reaction of a (C₁-C₄) alkyl ester with an appropriate alcohol in the presence of a hafnium(IV) β-dicarbonyl complex, which complex shows unexpectedly high activity without the subsequent precipitation or insolubility problems associated with the prior art catalysts. According to the present invention there is provided a transesterification process, which comprises treating, in the presence of a catalyst composed of a hafnium(IV) β-dicarbonyl complex, a (C₁-C₄) alkyl ester of a carboxylic acid with an alcohol having a carbon content higher than the alkyl group of the (C₁-C₄) alkyl ester. The invention is directed to the use of a catalyst of high activity and selectivity for the production of a variety of esters, particularly acrylate and methacrylate-based esters, by the transesterification reaction. This is achieved by reacting, in the presence of a catalyst composed of chelate compounds of hafnium(IV) and β-dicarbonyl compounds, and by an ester exchange reaction, a (C₁-C₄) alkyl ester of a carboxylic acid, especially a (C₁-C₄) alkyl ester of a saturated, unsaturated, or aromatic, typically a 3 to 4 carbon atom, carboxylic acid, with a higher alcohol than the alcohol fragment of the (C₁-C₄) alkyl ester. The hafnium chelates may be prepared and isolated from readily available starting materials such as hafnium tetrachloride or may be prepared from similar starting materials within the reaction medium without the need for isolation (in-situ preparation). The reaction, with which the process of the present invention is concerned, may be described as follows, using unsaturated esters of formula H₂C = C(R)-C(O)OR¹, and alcohols of formula R''OH, as illustrative starting materials: Suitable starting esters, for use in the process of the present invention, include the acrylate and methacrylate esters (ie, esters of the above formula where R is H or CH₃, and R' is lower alkyl of from 1 to 4 carbon atoms, and preferably 1 or 2 carbon atoms). For example, the starting ester may be methyl acrylate, ethyl acrylate, methyl methacrylate or ethyl methacrylate. Suitable starting alcohols, for use in the process of the present invention, include alcohols represented by the formula R''OH, where R'' is alkyl, cycloalkyl, alkoxyalkyl, alkylpolyalkoxyalkyl, alkylphenoxyalkyl, alkylpolyphenoxyalkyl, phenylalkyl, alkylphenylalkyl, alkylmorpholinoalkyl, alkylpiperidinoalkyl, haloalkyl, cyanoalkyl, alkylthioalkyl, imidazolidinylalkyl, oxazolidinylalkyl, or hydroxy alkyl such as hydroxyethyl, hydroxybutyl and the like, for example those derived from ethylene glycol, butanediol, polyoxyethyleneols, and the like. Preferred are those alcohols wherein the alkyl portions described in the above compounds are lower alkyl having from 2 to 20 carbon atoms. In one embodiment of the invention, R'' is alkyl or cycloalkyl containing from 3 to 20 carbon atoms. Examples of suitable alcohols include butanol, pentanol, isodecyl, lauryl, cetyl, stearyl, alkyl ether of polyoxyethylene, 2(N-oxazolidinyl)ethyl, 2(N-morpholino)ethyl, dicyclopentenyloxyethyl, and the like. The general requirements for the suitability of the alcohol for the transesterification reaction are that it is of higher normal boiling point than the (C₁-C₄) alkyl alcohol fragment being replaced (eg, R'OH when the ester has the formula H₂C = C(R)-C(O)OR') and that it is stable to the relatively mild conditions of the reaction. Alcohols containing relatively high water contents (>1000 ppm) are dehydrated by conventional methods before use, e.g. as by azeotropic dehydration, although the hafnium catalysts used in this invention are found to readily tolerate alcohol water levels of 200 to 500 ppm with no significant decrease in activity, in contrast to many other catalysts in the art. The catalyst used in the present invention is composed of chelated compounds of hafnium and/or mixed chelated alkoxide complexes of hafnium and includes chelated compounds of hafnium represented by the following general formula (I): where R¹ is C₁-C₄ alkyl or phenyl, R² is hydrogen, C₁-C₄ alkyl, phenyl or substituted, phenyl such as p -methylphenyl, p -hydroxyphenyl, and the like, and each R''' is the same or different radical selected from the radicals listed above for R' and R''. That is, each R''' is the same or different radical selected from alkyl, cycloalkyl, alkoxyalkyl, alkylpolyalkoxyalkyl, alkylphenoxyalkyl, alkylpolyphenoxyalkyl, phenylalkyl, alkylphenylalkyl, alkylmorpholinoalkyl, alkylpiperidinoalkyl, haloalkyl, cyanoalkyl, alkylthioalkyl, imidazolidinylalkyl, oxazolidinylalkyl or hydroxyalkyl, and preferably each R''' is the same or different radical selected from (C₁-C₂₀) alkyl, cyclo (C₂-C₂₀) alkyl, (C₂-C₂₀) alkoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkyl polyalkoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylphenoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylpolyphenoxy (C₂-C₂₀) alkyl, phenyl (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylphenyl (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylmorpholino (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylpiperidino (C₂-C₂₀) alkyl, halo (C₂-C₂₀) alkyl, cyano (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylthio (C₂-C₂₀) alkyl, imidazolidinyl (C₂-C₂₀) alkyl, oxazolidinyl (C₂-C₂₀) alkyl, or hydroxy (C₂-C₂₀) alkyl. In one embodiment, R¹ is C₁ to C₄ alkyl, and R² is hydrogen, C₁ to C₄ alkyl, or phenyl, for example, hydrogen or C₁ to C₄ alkyl. The OR''' substituent may be a combination of alkoxide groups, or "ligands" in chelate terminology, composed of one or more of the following: a precursor (C₂-C₂₀) alkoxide used in a prior generation of a chelate; the alkoxide formed from the alcohol having a carbon content higher than the alkyl group of the (C₁-C₄) alkyl ester, that is, the transesterifying alcohol (eg, R''OH); or the alkoxide formed from the (C₁-C₄) alcohol of the (C₁-C₄) alkyl ester (eg, R'OH when the ester has the formula H₂C = C(R)-C(O)OR'). (Structure (I) is presented as a likely and reasonably hypothesized structure of the hafnium chelate alkoxide complex.) Suitable chelate compounds of hafnium include, for example, the acetylacetonate, 2,4-hexanedionate, 3,5-heptanedionate, 3-phenylacetoacetonate, 2,2,6,6 tetramethyl-3,5-heptanedionate, or 1,3-diphenylacetonate. The formula of a preferred hafnium chelate alkoxide catalyst is represented by formula II, in which the bis-acetylacetonate chelate is complexed with two alkoxide ligands, OR''', as defined above: Hafnium(IV) acetylacetonate, formula III, is also highly effective in catalyzing the transesterification process of this invention. The catalysts, used in the present invention, may be prepared from hafnium tetrachloride, bis(alkoxide)hafnium dichlorides, or hafnium tetraalkoxides in the presence of 1,3-dicarbonyl compounds. The catalysts may be prepared by conventional methods well known in the art. For example, hafnium(IV) acetylacetonate may be prepared by the reaction of hafnium tetrachloride with 2,4-pentanedione and triethylamine in toluene solvent. The solid catalyst is purified and isolated by recrystallization from a 50:50 by weight toluene:hexane solvent mixture, dried, and characterized by its melting point and proton nuclear magnetic resonance spectrum as the tetra acetylacetonate of hafnium. Alternatively, hafnium chelates may be generated in-situ in transesterification mixtures or solutions by mixing hafnium tetrachloride with trialkylamines and the appropriate dione, or bis(alkoxide)hafnium dichloride with trialkylamines and the appropriate dione. The catalyst may also be generated by mixing hafnium alkoxide complexes in the presence of free dione in the reaction mixture. It is a key aspect of this invention that, in the absence of one or more diones, compounds well known to form chelate complexes with metal ions, the hafnium alkoxide complexes were not effective in transesterification catalysis. In the in-situ preparation of the hafnium catalyst from the bis or tetrachloride, one molar equivalent of trialkylamine per mole of chloride was found most effective. Preferred trialkylamines included those with alkyl groups containing from one to four carbon atoms, although higher alkyl groups also can be used. In the in-situ preparation of the hafnium catalyst from the bis or tetrachloride, or from the tetraalkoxide directly, the most effective ranges of the added free dione were from one to four molar equivalents of dione per mole of hafnium. The alkoxides found to be effective were those composed of from one to four carbon atoms, with ethyl and tertiary-butyl groups most effective. In the process of the invention, the starting ester, eg, the (meth)acrylic ester, may be used as an azeotroping solvent to facilitate removal of the product alcohol and to drive the reaction to completion. Other suitable solvents such as hexane, cyclohexane and heptane also may be used for these purposes. The hafnium catalysts of this invention may be used in amounts of from 0.01 to 10, eg, 0.01 to 5.0, and preferably 0.02 to 5.0, mol% based on the initial charge of alcohol. Larger amounts of catalyst may be used but are not usually necessary. In the specific use of hafnium (IV) acetylacetonate, amounts of from 0.05 to 0.50 mol% are effective and preferred. Catalyst typically is present at the beginning of reactant combination and remains present throughout the reaction period, whether added neat or as prepared in-situ. The initial mole ratio of saturated, unsaturated (for example, (meth)acrylic) or aromatic ester to alcohol generally is 2:1 to 10:1, and is preferably 2:1 to 5:1. The reaction may be carried out under atmospheric or reduced pressure conditions. Suitable reaction temperatures range from 50°C to 140°C, more typically from 80°C to 120°C. The starting materials normally are brought to reflux in the presence of the catalyst while the product alcohol is azeotroped from the system, facilitated by excess of the starting ester. On completion of the reaction the catalyst may be removed, if desired, from the product by treating the product mixture with activated carbon, neutral alumina, silica, silica/ alumina, and the like. A particular advantage in using hafnium acetylacetonate and other related chelate catalysts is that it is usually not necessary to remove them when the reaction is completed, since their presence does not cause detrimental effects on subsequent polymerization of unsaturated products or in many other applications of saturated, unsaturated, or aromatic products. When polymerizable materials are used or produced in the present invention, polymerization inhibitors are beneficial in the reaction mixtures. Examples of such materials include hydroquinone, hydroquinone monomethylether, phenothiazine, diethylhydroxylamine, and di- tert -butylcatechol. In addition, oxygen also may be found beneficial in inhibiting polymerization in the presence of inhibitors and is introduced into the reaction system, often in the form of air, in amounts such that the gas phase above the reaction mixture remains below the explosion limit. The following Examples are presented to illustrate preferred embodiments of the present invention. EXAMPLE 1 - ISODECYL METHACRYLATE (IDMA) 474 grams (3.0 moles) of isodecyl alcohol, 750 g (7.5 moles) of methyl methacrylate (MMA), 1.75 g (3.0 millimol) of hafnium acetylacetonate, and 50 mg diethylhydroxylamine and 25 mg phenothiazine free radical polymerization inhibitors, were added to a 3 liter flask equipped with an agitator, thermometer, and a 10-plate Oldershaw fractional distillation column. The mixture was heated to reflux at atmospheric pressure while an azeotropic mixture of MMA and methanol was removed from the upper part of the fractionating column. The reaction was continued in this manner for approximately 90 minutes while the temperature at the top of the column was 65° to 67°C and the temperature in the pot was 106° to 124°C. Excess MMA was removed under vacuum and the resulting IDMA was isolated (660 grams, 99.0% yield) and analyzed. Gas-liquid chromatographic (GLC) analysis showed >99.9% conversion of isodecanol to IDMA of 99.8% purity. EXAMPLE 2 - CETYL METHACRYLATE (CEMA) An example utilizing a mixture of higher alcohols was performed by adding 600 g (ca. 2.3 moles) of a mixture of C₁₆ - C₂₀ alcohols (primarily cetyl alcohol), 920 g (9.2 moles) of MMA, 1.32 g (2.3 mmol) of hafnium acetylacetonate, and 60 mg diethylhydroxylamine and 30 mg of phenothiazine inhibitors, to a 3 liter flask as described above. The solution was heated at reflux (atmospheric pressure) for approximately 2 hours while removing the MMA/MeOH (methanol) azeotrope. The temperature at the top of the column was 65° to 66°C and the temperature in the pot was 108° to 117°C. The MMA was removed in vacuo and the resuiting CEMA was isolated (750 g, 98.8% yield based on alcohol) and analyzed. GLC analysis showed 99.9% conversion of alcohol to CEMA of approximately 97.5% purity. EXAMPLE 3 - BUTYL METHACRYLATE VIA IN-SITU CATALYST GENERATION An example, utilizing a hafnium catalyst prepared in-situ, was performed by adding 20.0 g (274 mmol) n -butanol, 135 g (1.35 mole) MMA, and 20 mg phenothiazine to a 300 ml round bottom flask equipped with an agitator, thermometer, and Vigreux fractional distillation column. The solution was dehydrated by refluxing the mixture at atmospheric pressure and removing water via a MMA/water azeotrope. The mixture was then cooled to 0°C (ice bath) where 1.63 g (16.1 mmol) triethylamine, 1.0 g (10.0 mmol) 2,4-pentanedione, and 870 mg (2.72 mmol) hafnium tetrachloride were added to the solution. The catalyzed mixture was heated to reflux at 1 atm. pressure while an azeotropic mixture of MMA and MeOH was removed from the upper part of the fractionating column. The reaction was continued in this manner for approximately 2 hours while the temperature at the top of the column was 65° to 67°C and the temperature in the pot was 97° to 112°C. Analysis of the reaction mixture by gas-liquid chromatographic analysis showed greater than 99% conversion of the n -butanol to n -butyl methacrylate. EXAMPLE 4 - BUTYL ACRYLATE 148 grams (2.0 moles) of n -butanol, 516 g (6.0 moles) methyl acrylate, 1.15 g hafnium acetylacetonate, 0.10 g of hydroquinone monomethylether (MEHQ) inhibitor, 0.1 g phenothiazine, and 0.10 g diethylhydroxylamine were added to a 2 liter flask equipped as described in Example 3. The solution was heated at reflux (atmospheric pressure) while an azeotropic mixture of methyl acrylate and methanol was removed from the top of the column. The reaction was continued in this manner for 2 hours while the temperature at the top of the column was 62° to 64°C and the temperature in the reaction vessel was 82° to 97°C. GLC analysis of the reaction mixture showed >99 % conversion of the n-butanol to butyl acrylate. EXAMPLE 5 - POLYETHOXYALKYL METHACRYLATE A catalyzed transesterification employing a polyethoxylated ether alcohol was run. Thus, 208 g (0.173 mole) of the lauryl ether of polyoxyethylene of polymerization degree 23 (polyoxyethylene 23, lauryl ether), 87 g (0.87 mole) MMA, 2.00 g (3.50 mmol) hafnium acetylacetonate, and 210 mg of MEHQ were added to a 500 ml flask equipped with an agitator, thermometer, and fractional distillation column. The mixture was heated at reflux under reduced pressure [0.533 bar (400 mm Hg)] while the MMA/methanol azeotrope was removed at the top of the column. The reaction was essentially complete after two hours. The temperature at the top of the column during the reaction was 48° to 50°C while the temperature in the reaction vessel was 105° to 115°C. Analysis showed that 99% of the starting ether alcohol had been converted to the transesterified product. EXAMPLE 6 - BUTYL BENZOATE The preparation of butyl benzoate was performed by adding 272 g (2.0 moles) of methyl benzoate, 167 g (2.25 moles) n -butanol, 1.0 g (2.0 millimole) of hafnium acetylacetonate, and 90 g of hexane solvent to a 1 liter flask equipped with an agitator, thermometer, 5-plate Oldershaw fractional distillation column, and a Dean and Stark trap. The solution was heated to atmospheric reflux while an azeotropic mixture of hexane and methanol was removed at the top of the column. The reaction was continued in this manner for approximately 8 hrs while the temperature in the pot was 84° to 97°C. The mixture was vacuum distilled to yield 339 g (1.90 mole, 95.2% isolated yield) of butyl benzoate. The product was characterized by proton NMR.

Claims: A transesterification process, which comprises treating, in the presence of a catalyst composed of a hafnium(IV) β-dicarbonyl complex, a (C₁-C₄) alkyl ester of a carboxylic acid with an alcohol having a carbon content higher than the alkyl group of the (C₁-C₄) alkyl ester. A process as claimed in claim 1, wherein the (C₁-C₄) alkyl ester of a carboxylic acid has the formula: wherein R is hydrogen or methyl, and R' is C₁ to C₄ alkyl. A process as claimed in claim 2, wherein the (C₁-C₄) alkyl ester of a carboxylic acid is methyl acrylate, ethyl acrylate, methyl methacrylate, or ethyl methacrylate. A process as claimed in any of claims 1 to 3, wherein the alcohol, having a carbon content higher than the alkyl group of the (C₁-C₄) alkyl ester, has the formula R''OH wherein R'' is alkyl, cycloalkyl, alkoxyalkyl, alkylpolyalkoxyalkyl, alkylphenoxy alkyl, alkylpolyphenoxy alkyl, phenylalkyl, alkylphenylalkyl, alkylmorpholinoalkyl, alkylpiperidinoalkyl, haloalkyl, cyanoalkyl, alkylthioalkyl, imidazolidinylalkyl, oxazolidinylalkyl or hydroxyalkyl. A process as claimed in claim 4, wherein R'' is (C₂-C₂₀) alkyl, cyclo (C₂-C₂₀) alkyl, (C₂-C₂₀) alkoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkyl polyalkoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylphenoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylpolyphenoxy (C₂-C₂₀) alkyl, phenyl (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylphenyl (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylmorpholino (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylpiperidino (C₂-C₂₀) alkyl, halo (C₂-C₂₀) alkyl, cyano (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylthio (C₂-C₂₀) alkyl, imidazolidinyl (C₂-C₂₀) alkyl, oxazolidinyl (C₂-C₂₀) alkyl, or hydroxy (C₂-C₂₀) alkyl. A process as claimed in any preceding claim, wherein the hafnium(IV) catalyst: i) is hafnium acetylacetonate; or ii) has the formula: wherein R¹ is C₁-C₄ alkyl or phenyl, R² is hydrogen, C₁-C₄ alkyl, phenyl or substituted phenyl, and each R''' is the same or different radical selected from alkyl, cycloalkyl, alkoxyalkyl, alkylpolyalkoxyalkyl, alkylphenoxyalkyl, alkylpolyphenoxyalkyl, phenylalkyl, alkylphenyalkyl, alkylmorpholinoalkyl, alkylpiperidinoalkyl, haloalkyl, cyanoalkyl, alkylthioalkyl, imidazolidinylalkyl, oxazolidinylalkyl or hydroxyalkyl. A process as claimed in claim 6 wherein the hafnium catalyst has the formula I and R''' is (C₁-C₂₀) alkyl, cyclo (C₂-C₂₀) alkyl, (C₂-C₂₀) alkoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkyl polyalkoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylphenoxy (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylpolyphenoxy (C₂-C₂₀) alkyl, phenyl (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylphenyl (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylmorpholino (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylpiperidino (C₂-C₂₀) alkyl, halo (C₂-C₂₀) alkyl, cyano (C₂-C₂₀) alkyl, (C₂-C₂₀) alkylthio (C₂-C₂₀) alkyl, imidazolidinyl (C₂-C₂₀) alkyl, oxazolidinyl (C₂-C₂₀) alkyl, or hydroxy (C₂-C₂₀) alkyl. A process as claimed in claim 7, wherein R¹ is C₁ to C₄ alkyl, and R² is hydrogen, C₁ to C₄ alkyl, or phenyl. A process as claimed in any preceding claim, wherein the mole ratio of the hafnium catalyst to the alcohol, having a carbon content higher than the alkyl group of the (C₁-C₄) alkyl ester, is in the range of from 0.0001 to 0.10:1. A process as claimed in claim 9, wherein the mole ratio of hafnium catalyst to the alcohol is in the range of from 0.0002 to 0.05:1.

Inventors: MIRABELLI MARIO GIUSEPPE LUCIA, MIRABELLI, MARIO GIUSEPPE LUCIANO
Applicants: ROHM & HAAS, ROHM AND HAAS COMPANY
Application year: 1991
Main classification: C07C67
IPC codes: B01J31, C07C67, C07B61, C07C69