A periodic array with a nearly ideal element pattern

Abstract: A waveguide array comprising a plurality of waveguides which are each outwardly tapered at the aperture of the my in accordance with a predetermined criteria chosen to increase waveguide efficiency. Thc tapering serves to gradually transform a fundamental Bloch mode, propagating through the waveguide array, into a plane wave in a predetermined direction, and then to launch the plane wave into free space in the predetermined direction. In another embodiment, the waveguides are positioned relative to one another in order to satisfy the predetermined criteria.

Description: Background of the Invention Field of the Invention This invention relates to waveguides, and more particularly, a technique for maximizing the efficiency of an array of waveguides. Description of the Prior Art Waveguide arrays are used in a wide variety of applications such as phased array antennas and optical star couplers. FIG. 1 shows one such waveguide array comprising three waveguides 101-103 directed into the x-z plane as shown. The waveguides are separated by a distance "a" between the central axis of adjacent waveguides, as shown. A figure of merit for such a waveguide array is the radiated power density P() as a function of , the angle from the z-axis. This is measured by exciting one of the waveguides in the array, i.e. waveguide 102, with the fundamental input mode of the waveguide, and then measuring the radiated pattern. Ideally, it is desired to produce a uniform power distribution as shown in ideal response 202 of FIG. 2, where (γ) is specified by the well-known equation [a]sin(γ)=λ/2, where λ is the wavelength of the radiated power in the medium occupying the positive z plane of FIG. 1. The angular distance from -γ to γ is known as the central Brillouin zone. In practice, it is impossible to produce ideal results. An exemplary response from an actual array would look more like typical actual response 201 of FIG. 2. The efficiency of the array, N(), when one waveguide is excited, is the ratio of the actual response divided by the ideal response, for all  such that -γ≤≤γ. Of course, this neglects waveguide attenuation and reflection losses. With this background, the operation of phased array antennas is discussed below. The operation of a prior art phased array antenna can be described as follows. The input to each waveguide of FIG. 1 is excited with the fundamental mode of the input waveguides. The signal supplied to each waveguide is initially uncoupled from the signals supplied to the other waveguides and at a separate phase, such that a constant phase difference  is produced between adjacent waveguides. For example, in FIG. 1, waveguide 101 could be excited with a signal at zero phase, waveguide 102 with the same signal, at 5° phase, waveguide 103 with the same signal at 10° phase, and so forth for the remaining waveguides in the array (not shown). This would imply a phase difference of 5° between any two adjacent waveguides. The input wave produced by this excitation is known as the fundamental Bloch mode, or linear phase progression excitation. When the input excitation is the fundamental Bloch mode, the output from the waveguide array, part of which is illustrated in FIG. 3, will be a series of plane waves, e.g., at directions  0 , 1 and  2 , each in a different direction, where the direction of the m th plane wave is specified by: and the wavefront radiated in the direction of  0 is the only wavefront in the central Brillouin zone and is specified by the relationship  = kasin( 0 ), m=± 1, ± 2...., and k = 2π/λ in the medium occupying the positive z plane. The direction of  0 , and consequently of all the other plane waves emanating from the waveguide array, can be adjusted by adjusting the phase difference  between the inputs to adjacent elements. It can be shown that the fraction of the power radiated at direction  0 when the inputs are excited in a linear phase progression is N(), defined previously herein for the case of excitation of only one of the waveguides with the fundamental mode. The relationship between the response of the array to excitation of a single waveguide with the fundamental mode, and the response of the array to the fundamental Bloch mode can be further understood by way of example. Suppose in a Bloch mode excitation  is adjusted according to =kasin  0 such that  0 is 5°. The power radiated at 5° divided by the total input power = N(5°). However, if only one waveguide is excited, and a response similar to response 201 of FIG. 2 is produced in the Brillouin zone, then at =5°, P() actual /P() ideal =N(5°). The fractional radiated power outside the central Brillouin zone of FIG. 2, or equivalently, the percentage of the power radiated in directions other than  0 in FIG. 3, should be minimized in order to maximize performance. In a phased array radar antenna, for example, false detection could result from the power radiated in directions other than then that the  0 . It can be shown that the wavefront in the direction  1 of FIG. 3 comprises most of the unwanted power. Thus, it is a goal of many prior art waveguide arrays, and of this invention, to eliminate as much as possible of the power radiated in the  1 direction, and thus provide a high efficiency waveguide array. Prior art waveguide arrays have attempted to attain the goal stated above in several ways. One such prior art array is described in N. Amitay et al., Theory and Analysis of Phased Array Antennas , New York, Wiley Publisher, 1972, at pp. 10-14. The array achieves the goal by setting the spacing between the waveguide centers equal to λ/2 or less. This forces γ to be at least 90°, and thus the central order Brillouin zone occupies the entire real space in the positive z plane of FIG. 1. This method, however, makes it difficult to aim the beam in a narrow desired direction, even with a large number of waveguides. The problem that remains in the prior art is to provide a waveguide array which, when excited with a Bloch mode, can confine a large portion of its radiated power to the direction  0 without using a large number of waveguides. Equivalently, the problem is to provide a wave guide array such that when one waveguide is excited with the fundamental mode, a large portion of the radiated power will be uniformly distributed over the central Brillouin zone. N. Amitay and M.J. Gans, in 'Design of Rectangular Horn Arrays with Oversized Aperture Elements', IEEE Trans. on antennas & propagation , vol AP-29, no 6, (1981), pages 871-884, describe a waveguide array for use with satellite communications and consisting of tapered rectangular horns with oversized apertures. They present theoretical treatments of the array boundary value problem. Summary of the Invention The foregoing problem in the prior art has been solved in accordance with the present invention which relates to a highly efficient waveguide array formed by shaping each of the waveguides in an appropriate manner, or equivalently, aligning the waveguides in accordance with a predetermined pattern. The predetermined shape or alignment serves to gradually increase the coupling between each wave guide and the adjacent waveguides as the wave propagates through the waveguide array towards the radiating end of the array. The efficiency is maintained regardless of waveguide spacing. Brief Description of the Drawing FIG. 1 shows an exemplary waveguide array of the prior art; FIG. 2 shows the desired response and a typical actual response to the excitation of a single waveguide in the array of FIG. 1; FIG. 3 shows a typical response to the excitation of all the waveguides of FIG. 1 in a Bloch mode; FIG. 4 shows an exemplary waveguide array in accordance with the present invention; FIG. 5 shows the response to the waveguide array of FIG. 4 as compared to that of an ideal array; FIG. 6 shows, as a function of x, the refractive space profiles of the waveguide array in two separate planes orthogonal to the longitudinal axis; and FIG. 7 shows an alternative embodiment of the inventive waveguide array. Detailed Description FIG. 4 shows a waveguide array in accordance with the present invention comprising three waveguides 401-403. The significance of the points z=s,t,c, and c' will be explained later herein, as will the dashed portion of the waveguides to the right of the apertures of the waveguides at the x axis. In practical arrays, it is impossible to achieve perfect performance throughout the central Brillouin zone. Therefore, a γ 0 is chosen, and represents some field of view within the central Brillouin zone over which it is desired to maximize performance. As will be shown hereinafter, the choice of γ 0 will effect the level to which performance can be maximized. A procedure for choosing the "best" γ 0 is also discussed hereafter. FIG. 5 shows the response curve of FIG. 2, with an exemplary choice of γ 0 . Assuming γ 0 has been chosen, the design of the array is more fully described below. Returning to FIG. 3, as the fundamental Bloch mode propagates in the positive z direction through the waveguide array, the energy in each waveguide is gradually coupled with the energy in the other waveguides. This coupling produces a plane wave in a specified direction which is based on the phase difference of the input signals. However, the gradual transition from uncoupled signals to a plane wave also causes unwanted higher order Bloch modes to be generated in the waveguide array, and each unwanted mode produces a plane wave in an undesired direction. The directions of these unwanted modes are specified by Equation (2) above. These unwanted plane waves, called space harmonics, reduce the power in the desired direction. The efficiency of the waveguide my is substantially maximized by recognizing that most of the energy radiated in the unwanted directions is radiated in the direction of  1 . As described previously, energy radiated in the direction of  1 is a direct result of energy converted to the first higher order Bloch mode as the fundamental Bloch mode propagates through the waveguide array. Thus, the design philosophy is to minimize the energy transferred from the fundamental Bloch mode to the first higher order Bloch mode, denoted the first unwanted mode, as the energy propagates through the waveguide my. This is accomplished by taking advantage of the difference in propagation constants of the fundamental mode and the first unwanted mode. The gradual taper in each waveguide, shown in FIG. 4, can be viewed as an infinite series of infinitely small discontinuities, each of which causes some energy to be transferred from the fundamental mode to the first unwanted mode. However, because of the difference in propagation constants between the two modes, the energy transferred from the fundamental mode to the first unwanted mode by each discontinuity will reach the aperture end of the waveguide array at a different phase. The waveguide taper should be designed such that the phase of the energy shifted into the first unwanted mode by the different discontinuities is essentially uniformly distributed between zero and 2π. If the foregoing condition is satisfied, all the energy in the first unwanted mode will destructively interfere. The design procedure for the taper is more fully described below. FIG.6 shows a plot of the function as a function of x at the points z=c and z=c' of FIG. 4, where n is the index of refraction at the particular point in question along an axis parallel to the x axis at points c and c' of FIG. 4, and z is the distance from the radiating end of the array. For purposes of explanation, each of the graphs of FIG. 6 is defined herein as a refractive-space profile of the waveguide array. The designations n1 and n2 in FIG. 6 represent the index of refraction between waveguides and within waveguides respectively. Everything in the above expression is constant except for n, which will oscillate up and down as the waveguides are entered and exited, respectively. Thus, each plot is a periodic square wave with amplitude proportional to the square of the index of refraction at the particular point in question along the x axis. Note the wider duty cycle of the plot at z=c', where the waveguides are wider. Specifying the shape of these plots at various closely spaced points along the z-axis, uniquely determines the shape of the waveguides to be used. Thus, the problem reduces to one of specifying the plots of FIG. 6 at small intervals along the length of the waveguide. The closer the spacing of the intervals, the more accurate the design. In practical applications, fifty or more such plots, equally spaced, will suffice. Referring to FIG. 6, note that each plot can be expanded into a Fourier series Of interest is the coefficient of the lowest order Fourier term V 1 from the above sum. The magnitude of V 1 is denoted herein as V(z). V(z) is of interest for the following reasons: The phase difference v between the first unwanted mode produced by the aperture of the waveguide array and the first unwanted mode produced by a section dz located at some arbitrary point along the waveguide array is ∫ (B 0 - B 1 )dz. where the integral is taken over the distance from the arbitrary point to the array aperture, and B 0 and B 1 are the propagation constants of the fundamental and first unwanted mode respectively. The total amplitude of the first unwanted mode at the array aperture is where v L is given by Equation (4) evaluated for the case where dz is located at the input end of the waveguide array, i.e., the point z=s in FIG. 4, and t is given as t = a 2 B 0 (sinγ) 2 4π 4 (sinγ-sin) 2 dV(z) dz 1 (1+u 2 ) 3/2 where and  is an arbitrary angle in the central Brillouin zone, discussed more fully hereinafter. Thus, from equations 5-7, it can be seen that the total power radiated in the  direction, is highly dependent on V(z). Further, the efficiency N() previously discussed can be represented as N()= 1 1+ τ 2 This is the reason V(z) is of interest to the designer, as stated above. In order to maximize the efficiency of the array, the width of the waveguides, and thus the duty cycle in the corresponding plot, V(z) should be chosen such that at any point z along the length of the waveguide array, V(z) substantially satisfies the relationship where p(y) = 3 2 y(1- 1 3 y 2 ) y = F r ( |z| / L + F t , L is the length of the waveguide after truncating, i.e., excluding the dashed portion in FIG. 4, F r and F t are the fractions of the waveguide remaining and truncated, respectively. More particularly, the length of the waveguide before truncation would include the dashed portion of each waveguide, shown in FIG. 4. This can be calculated easily since, at the point when the waveguides are tangent, (z=t in FIG. 4), V(z) will equal 0 as the plot is a constant. Thus, by finding the leftmost point z=t along the z axis such that V=0, one can determine the length before truncation. The length after truncation will be discussed later herein, however, for purposes of the present discussion, F t can be assumed zero, corresponding to an untruncated waveguide. It can be verified that V(z)= (n 1 +n 2 )(n 1 -n 2 ) 4π k 2 a 2 sin( ℓ(z)π a ) where n 1 =index of refraction in the waveguides, n 2 =index of refraction in the medium between the waveguides, and ℓ is the distance between the outer walls of two adjacent waveguides as shown in FIG. 4. Thus, from equations (9) and (11), Thus, after specifying  B and γ 0 , and, assuming that F t =0, Equation 12 can be utilized to specify ℓ(z) at various points along the z axis and thereby define the shape of the waveguides. Throughout the previous discussion, three assumptions have been made. First, it has been assumed that γ 0 was chosen prior to the design and the efficiency was maximized over the chosen field of view. Next,  B was assumed to be an arbitrary angle in the central Brillouin zone. Finally, F t was assumed to be zero, corresponding to an untruncated waveguide. In actuality, all of these three parameters interact in a complex manner to influence the performance of the array. Further, the performance may even be defined in a manner different from that above. Therefore, an example is provided below of the design of a star coupler. It is to be understood that the example given below is for illustrative purposes of demonstrating the design procedure may be utilized in a wide variety of other applications. One figure of merit, M, for an optical star coupler is defined as M=N 2 (γ 0 ) sinγ 0 sinγ To maximize M, the procedure is as follows: Assume F t =0, choose an arbitrary  B , and calculate N() using equations 5-8, for all angles a within the Brillouin zone. Having obtained these values of N(), vary γ 0 between zero and γ to maximize M. This gives the maximum M for a given F t and a given  B . Next, keeping F t equal to zero, the same process is iterated using various  B 's until every  B within the Brillouin zone has been tried. This gives the maximum M for a given F t over all  B s. Finally, iterate the entire process with various F t 's until the maximum M is achieved over all  B s and F t s. This can be carried out using a computer program. It should be noted that the example given herein is for illustrative purposes only, and that other variations are possible without violating the scope or spirit of the invention. For example, note from equation 12 that the required property of V(z) can be satisfied by varying "a" as the waveguide is traversed, rather than varying ℓ as is suggested herein. Such an embodiment is shown in FIG. 7, and can be designed using the same methodology and the equations given above. Further, the value of the refractive index, n, could vary at different points in the waveguide cross-section such that equation (12) is satisfied. Applications to radar, optics, microwave, etc. are easily implemented by one of ordinary in the art. The invention can also be implemented using a two-dimensional array of waveguides, rather than the one-dimensional array described herein. For the two-dimensional case, equation (3) becomes where a x is the spacing between waveguide centers in the x direction, and a y is the spacing between waveguide centers in the y direction. The above equation can then be used to calculate V 1,0 , the first order Fourier coefficient in the x direction. Note from equation (14) that this coefficient is calculated by using a two-dimensional Fourier transform. Once this is calculated, the method set forth previously can be utilized to maximize the efficiency in the x direction. Next, a x in the left side of equation (14) can be replaced by a y , the spacing between waveguide centers in the second dimension, and the same methods applied to the second dimension. The waveguides need not be aligned in perpendicular rows and columns of the x,y plane. Rather, they may be aligned in several rows which are offset from one another or in any planar pattern. However, in that case, the exponent of the two-dimensional Fourier series of equation (14) would be calculated in a slightly different manner in order to account for the angle between the x and y axes. Techniques for calculating a two-dimensional Fourier series when the basis is not two perpendicular vectors are well-known in the art and can be used to practice this invention.

Claims: A waveguide array comprising: a plurality of waveguide array elements positioned adjacent to each other, wherein as a fundamental Bloch mode propagates through said waveguide array, energy in one of said plurality of waveguide array elements is gradually coupled with energy in a remaining plurality of waveguide array elements, wherein said gradual coupling of energy produces a plane wave in a specified direction, CHARACTERISED IN THAT an efficiency of said waveguide array is maximized by minimizing an amount of energy transferred from said fundamental Bloch mode to a first higher order Bloch mode, wherein said amount of energy transferred from said fundamental Bloch mode to said first higher order Bloch mode is minimized by providing waveguide array elements such that a phase of said energy transferred from said fundamental Bloch mode to said first higher order Bloch mode is uniformly distributed between O and 2π. The waveguide array of claim 1, wherein a plot of said phase of said energy transferred from said fundamental Bloch mode to said first higher order Bloch mode forms a refractive-space profile of said waveguide array. The waveguide array of claim 2, wherein said waveguide array is configured to have a predetermined series of refractive-space profiles arranged at locations across said waveguide array, wherein each of said refractive-space profiles is representable as a Fourier series expansion that includes V(z), a lowest order Fourier term that is defined such that said waveguides satisfy predetermined criteria that maximize an efficiency of said waveguide array as said electromagnetic energy propagates through said waveguide array toward a radiating end of said waveguide array by allowing said gradual increase of coupling of energy between i) a particular waveguide, and ii) waveguides adjacent to said particular waveguide. The waveguide array of claim 3, wherein said energy transfer from said fundamental Bloch mode to said first higher order Bloch mode is minimized and said efficiency of said waveguide array is maximized when V(z) satisfies the following: V ( z )= ( n 1 + n 2 )( n 1 - n 2 ) 4π k 2 a 2 sin ( ℓ( z )π a ) wherein n 1 equals an index of refraction in each of said plurality of waveguide array elements, n 2 equals an index of refraction in a medium between said waveguide array elements, ℓ is a distance between outer walls of two adjacent waveguide array elements, k is a ratio of propagation constants for said fundamental Bloch mode and said first higher order Bloch mode, respectively, and "a" is a distance between central axes of two adjacent waveguide array elements. The waveguide array of claim 4, wherein ℓ is varied as said waveguide array is traversed and a gradual outward tapering at an aperture in each of said plurality of waveguide array elements is formed in accordance with predetermined criteria to increase said waveguide array efficiency. The waveguide array of claim 4, wherein "a" is varied as said waveguide array is traversed and said plurality of waveguide array elements are positioned relative to one another in accordance with predetermined criteria to increase said waveguide array efficiency. A waveguide array according to claim 3, wherein said predetermined criteria are where  B is an arbitrary angle within a predetermined range of angles defined by a minimum and a maximum angle, γ is the maximum angle, L is a predetermined length of each of said plurality of waveguide array elements, |z| is a perpendicular distance between said refractive-space profile and a second end of each of said plurality of waveguide array elements, F r is equal to L/(L + b), b is a perpendicular distance in which an outer surface of each of said plurality of waveguide array elements would have to be extended in order to become tangent to an outer surface of an adjustable waveguide array element, and F t = 1-F r . A waveguide array according to claim 3, wherein each of said plurality of waveguide array elements is aligned substantially parallel to a remaining plurality of waveguide array elements in a predetermined direction, and wherein input ports of each of said plurality of waveguide array elements substantially define a first plane substantially normal to said predetermined direction, and output ports of each of said plurality of waveguide array elements substantially define a second plane substantially normal to said predetermined direction, and each of said waveguide array elements comprises a diameter that varies along said predetermined direction such that said predetermined criteria are substantially satisfied. A waveguide array according to claim 3 wherein each of said plurality of waveguide array elements is aligned substantially radially with a remaining plurality of said waveguide array elements, and wherein input ports of each of said plurality of waveguide array elements substantially define a first arc and output ports of each of said plurality of waveguide array elements substantially define a second arc that is substantially concentric to and larger than said first arc, such that said predetermined criteria are substantially satisfied. A waveguide array according to claim 3 wherein each of said plurality of waveguide array elements includes a predetermined index of refraction that varies along said predetermined direction such that said predetermined criteria are substantially satisfied. A waveguide array according to claims 7, 9 and 10 wherein a length of each of said plurality of waveguide array elements is chosen such that said efficiency of said waveguide array is substantially maximized. A waveguide array according to claims 3, 7, 8 and 9 wherein said plurality of waveguide array elements are arranged in an A x B two-dimensional array where A and B are separate arbitrary integers. A waveguide array according to claim 10 wherein said plurality of waveguide array elements are arranged in an A x B two-dimensional array where A and B are separate arbitrary integers. A waveguide array according to claim 13, wherein said gradual taper of each of said plurality of waveguide array elements is representable by an infinite series of infinitesimal small discontinuities and wherein said waveguide array is further CHARACTERIZED BY means for substantially distributing uniformly between zero and 2π phases of components of said electromagnetic energy that are transferred into said higher order Bloch mode by said infinitesimal discontinuities, as said electromagnetic energy is propagated across said waveguide array.

Inventors: DRAGONE CORRADO, DRAGONE, CORRADO
Applicants: AT & T CORP, AT&T CORP.
Application year: 1990
Main classification: H01Q21
IPC codes: H04B10, G02B6, H01Q21, H01Q25, H04Q3