Treatment and after-treatment of metal with carbohydrate-modified polyphenol compounds

Abstract: A metal treatment solution comprising an effective amount of a soluble or dispersible compound which is a derivative of a polyphenol. Novel derivatives of polyphenol compounds useful in the treatment of the surface of metal articles is provided. Novel surface treatment solutions or dispersions, and methods for using these solutions is provided. Carbohydrate-modified polyphenol compounds are utilized in the present invention. The molecular weight of the polyphenols used in the preparation of derivatives of the present invention are in the range of about 360 to about 30,000 or greater. The resulting derivatives will typically have a molecular weight of up to about 2,000,000 with molecular weights within the range of about 700 to about 70,000 being preferred.

Description: The present invention relates to the field of protective and/or decorative surface treatment of articles, particularly metals, plastics. The present invention comprises novel derivatives of polyphenol compounds useful in the treatment of the surface of metal articles. The present invention also encompasses novel surface treatment solutions or dispersions, and methods of using these solutions or dispersions. In accordance with the present invention, novel compositions, solutions and dispersions, and methods are provided for use in providing a protective or decorative metal surface treatment; these include the treatment of previously untreated bare metal surfaces, the post-treatment of phosphatized or conversion coated metal surface, the application of a paint or other decorative coating or film. The present invention additionally includes compositions and methods that are particularly useful for treating various metal surfaces including aluminum, steel and zinc metal surfaces. The compositions, solutions and dispersions, and methods of the present invention provide a coating on the metal surface which is effective in enhancing the corrosion resistance and paint adhesion characteristics of the metal surface whether previously conversion coated or not. A further and more detailed understanding of the invention can be obtained from the following disclosure. All parts and percentages are by weight unless otherwise indicated. The need for applying protective coatings to metal surfaces for improved corrosion resistance and paint adhesion characteristics is well known in the metal finishing art as well as in other metal arts. Traditionally, metal surfaces are treated with chemicals which form a metal phosphate and/or metal oxide conversion coating on the metal surface to improve the corrosion resistance and paint adhesion thereof. The conversion coated metal surfaces are also generally rinsed or post-treated with a solution containing a hexavalent chromium compound for even greater corrosion resistance and paint adhesion. Because of the toxic nature of hexavalent chromium, expensive wastewater treatment equipment must be employed to remove the residual chromates from plant effluent to comply with environmental regulations and to improve the quality of rivers, streams, and drinking water sources. Hence, although the corrosion resistance and paint adhesion characteristics of conversion coated metal surfaces can be enhanced by an after-treatment solution containing hexavalent chromium, these disadvantages in recent years have lead to much research and development in an effort to uncover effective alternatives to the use of post-treatment solutions containing hexavalent chromium. One alternative to the use of hexavalent chromium involves the use of derivatives of polyphenol compounds such as poly-vinyl phenol. Suitable derivatives and suitable treatment solutions are disclosed in the earlier U.S. Patents Nos. 4,517,028, May 14, 1985; 4,376,000, March 8, 1983 to Lindert; 4,433,015, February 21, 1984 to Lindert; and 4,457,790, July 3, 1984 to Lindert, et al. Also see the two commonly assigned applications filed the same date herewith entitled "Treatment And After-Treatment Of Metal With Polyphenol Compound", U.S. serial number 128,672 corresponding to EP-0 319 016 A2; and "Treatment And After-Treatment Of Metal With Amine Oxide-Containing Polyphenol Compounds", U.S. serial number 128,756 corresponding to EP-0 319 018 A2. Further, the art has also recognized that existing aluminum treatment systems suffer from many disadvantages. The present invention relates to the use of novel derivatives of polyphenol compounds for treatment of the surface of metal articles. In accordance with the present invention, a novel composition and method are provided for use in metal treatment. These compositions and methods may be employed for the treatment of previously untreated metal surfaces, particularly aluminium, or for the post-treatment of phosphatized or conversion coated metal surfaces. The present invention additionally includes compositions and methods for treating various metal surfaces including aluminum, steel and zinc metal surfaces. The compositions and methods of the present invention provide a coating on the metal surface which is effective in enhancing the corrosion resistance and paint adhesion characteristics of the metal surface whether previously conversion coated or not. A further and more detailed understanding of the invention can be obtained from the following disclosure. All parts and percentages are by weight unless otherwise indicated. In a typical metal treatment operation employing a solution of this invention, the metal to be treated is initially cleaned by chemical or physical process to remove grease and dirt from the surface and then water rinsed. The metal surface is then brought into contact with the treatment solution of this invention. Alternatively, instead of contacting the metal surface with the treatment solution of this invention immediately following the cleaning process, a conversion coating solution is applied to or otherwise to pre-treat the metal surface in a conventional manner to form a conversion coating thereon. Then the conversion coated surface is water rinsed and the metal surface is brought into contact with the treatment solutions of the present invention. Although solutions and/or dispersions of the invention can be effectively applied to treated or untreated metal surfaces, speaking generally the present invention is particularly useful if the metal surface has previously been conversion coated and the invention is accordingly used as a post-treatment; accordingly, as used herein, the term "post-treatment" means the treatment of a metal surface which is not bare metal, and preferably has been previously treated with a conventional conversion coating process. Such conversion coatings are well known and have been described, for example, in Metal Handbook , Volume II, 8th Edition, pp. 529-547 of the American Society for Metals and in Metal Finishing Guidebook and Directory , pp. 590-603 (1972). The compositions and processes of the present invention are useful in treating a broad range of metal surfaces, including metals having surfaces that have been conversion coated with suitable conversion coatings such as iron phosphate, manganese phosphate, zinc phosphate, zinc phosphate modified with calcium, nickel, or manganese ions. Examples of suitable metal surfaces include zinc, iron, aluminum and cold-rolled, polished, pickled, and hot-rolled steel and galvanized steel surfaces. As used herein, the term "metal surface" includes both untreated metal surfaces and conversion coated metal surfaces. With regard to aluminum surfaces, the compositions and methods of the present invention can be applied prior to or in place of, any additional corrosion-resistance/paint-base surface treatments. As used herein, the term "metal surface" includes both untreated metal surfaces and conversion coated metal surfaces. The treatment solution of the present invention comprises an effective amount of a soluble or dispersible treatment compound, frequently referred to below as a Polymer Material, in a liquid, preferably aqueous, medium. The soluble or dispersible compound employed in the present invention is selected from the group consisting of any one of the following Polymer Materials a, b, c, d (characterized below), their salts, and mixtures thereof. Salts include the acid and alkaline salts thereof. In general, the compositions and method of the present invention are similar to those disclosed in my co-pending U.S. patent application entitled TREATMENT AND AFTER-TREATMENT OF METAL WITH POLYPHENOL COMPOUNDS, Serial Number 128,672. However, unlike those compositions and methods, at least a portion of the final resin Polymer Material of the present invention must include a "Z" moiety and further, at least a portion of said "Z" moiety must be modified by the inclusion of a polyhydroxy alkyl-amine functionality resulting from the condensation of an amine or NH₃ with a ketose or aldose having from 3 to 8 carbon atoms. Such modifications may also be made to polyphenolics other than those disclosed in my co-pending application, such as those polyphenolic derivatives described in my U.S. Patents No. 4,376,000 issued March 8, 1983; 4,443,015 issued February 21, 1984; and 4,517,028 issued May 14, 1985; all expressly incorporated herein by reference. In particular, the preferred materials of the present invention are based on certain aminosaccharide derivatives of polyphenolics which have been found useful in treating metal, especially bare aluminum metal. A metal surface contacted with a treatment solution of the present invention has enhanced corrosion resistance and paint adhesion characteristics. Further understanding of this invention will be had from the following disclosure, wherein all parts and percentages are by weight unless otherwise indicated. The polyphenol compounds of the present inventions are Polymer Materials (a) - (d) below, their salts, and mixtures thereof. The treatment compositions of the present invention comprise an effective amount of a soluble or dispersible treatment compound (Polymer Material) in a carrier that is suitable for surface treatment, i.e., one that allows the selected Polymer Material to be deposited or otherwise placed on the surface of, for example, a metal. The soluble or dispersible compound employed in the present invention is selected from the group consisting of any one of the following Polymer Materials (a) - (d) (characterized below), solutions or dispersions of these Polymer Materials, their salts, and mixtures thereof. Salts include the acid and alkaline salts thereof. The methods of the present invention comprise contacting a metal surface with treatment compositions described herein. Polymer Material (a) In accordance with the present invention a polymer useful in metal treatment applications is selected from Polymer Materials (a) - (d). Polymer Material (a) comprises a polymer material having at least one unit having the formula: where: R₁ through R₃ are independently selected for each of said units from the group consisting of hydrogen, an alkyl group having from 1 to 5 carbon atoms, or an aryl group having 6 to 18 carbon atoms; Y₁ through Y₄ are independently selected for each of said units from the group consisting of hydrogen, -CR₁₁R₅OR₆, -CH₂Cl, or an alkyl or aryl group having from 1 to 18 carbon atoms, or Z; Z is however, at least a fraction of the Y₁, Y₂, Y₃ or Y₄ of the final compound or material must be Z and at least a fraction of said Z must contain a polyhydroxy alkyl-amine functionality resulting from the condensation of an amine or NH₃ and a ketose or aldose having from 3 to 8 carbon atoms followed by reduction to an amine (from the imine); R₅ through R₁₂ are independently selected for each of said units from the group consisting of hydrogen, an alkyl, aryl, hydroxy-alkyl, amino-alkyl, mercapto-alkyl, or phospho-alkyl moiety; R₁₂ can also be -O (-1) or -OH, in order to form an amine oxide or a hydroxyl amine; W₁ is independently selected for each of said units from the group consisting of hydrogen; an acyl moiety; an acetyl; a benzoyl moiety; 3-allyloxy-2-hydroxy-propyl-; 3-benzyloxy-2-hydroxy-propyl-; 3-alkylbenzyloxy-2-hydroxy-propyl-; 3-phenoxy-2-hydroxy-propyl-; 3-alkylphenoxy-2-hydroxy-propyl-; 3-butoxy-2-hydroxy-propyl; 3-alkyloxy-2-hydroxy-propyl; 2-hydroxyoctyl-; 2-hydroxy-alkyl-; 2-hydroxy-2-phenyl ethyl-; 2-hydroxy-2-alkyl phenyl ethyl-; benzyl-; methyl-; ethyl-; propyl-; alkyl; allyl; alkyl benzyl-; haloalkyl-; haloalkenyl; 2-chloro-propenyl-; sodium, potassium; tetra aryl ammonium; tetra alkyl ammonium; tetra alkyl phosphonium; tetra aryl phosphonium; or a condensation product of ethylene oxide, propylene oxide, a mixture, or copolymer thereof; Preferred final materials are based on a vinyl phenolic moiety or methyl vinyl phenolic moiety. For example, vinyl phenol isopropenyl phenol and derivatives thereof may be used. It will be appreciated that the depiction above represents a repeating unit that characterizes the compound or materials of the present invention; no terminating end units are depicted. The end group not depicted of the polymers of the present invention can be selected by the skilled artisan relying upon art-disclosed techniques. For example, the end groups of the polymer may either be those resulting from the specific polymerization process employed or those intentionally added to alter the polymer characteristics. For example, the end groups may be hydrogen, hydroxyl, initiation fragments, chain transfer agents, disproportionation groups, or other similar methods of terminating a growing polymer chain. Polymer Material (b) Polymer Material (b) comprises a polymer material having at least one unit having the formula: wherein: R₁ through R₂ are independently selected for each of said units from the group consisting of hydrogen, an alkyl group having from 1 to 5 carbon atoms, or an aryl group having from 6 to 18 carbon atoms; Y₁ through Y₃ are independently selected for each of said units for the group consisting of hydrogen, -CR₄R₅OR₆, -CH₂Cl, an alkyl or aryl group having from 1 to 18 carbon atoms, or Z, Z is but at least a fraction of the Y₁, Y₂, or Y₃ of the final compound must be Z, and at least a fraction of said Z must contain a polyhydroxy alkyl-amine functionality resulting from the condensation of an amine or NH₃ and a ketose or aldose having from 3 to 8 carbon atoms; R₄ through R₁₂ are independently selected for each of said units from the group consisting of hydrogen, or an alkyl, aryl, hydroxy-alkyl, amino-alkyl, mercapto-alkyl or phospho-alkyl moiety; R₁₂ may also be -O (-1) or -OH in order to form an amine oxide or a hydroxyl amine; W₂ is independently selected for each of said units from the group consisting of hydrogen; an acyl moiety; acetyl; benzoyl; 3-allyloxy-2-hydroxy-propyl-; 3-benzyloxy-2-hydroxy-propyl-; 3-alkylbenzyloxy-2-hydroxy-propyl-; 3-phenoxy-2-hydroxy-propyl-; 3-alkylphenoxy-2-hydroxy-propyl-; 3-butoxy-2-hydroxy-propyl-; 3-alkyloxy-2-hydroxy-propyl-; 2-hydroxyoctyl-; 2-hydroxy-alkyl-; 2-hydroxy-2-phenyl-ethyl-; 2-hydroxy-2-alkyl-phenylethyl-; benzyl-; methyl-; ethyl-; propyl-; alkyl; allyl-; alkylbenzyl-; haloalkyl-; haloalkenyl; 2-chloro-prophenyl-; or a condensation product of ethylene oxide, propylene oxide, a mixture, or copolymer thereof; Polymer Material (c) Polymer Material (c) comprises a co-polymer material wherein at least one portion of said co-polymer has the structure: and at least a fraction of said portion is polymerized with one or more monomers having a C=C moiety. Useful monomers include those independently selected for each of said units from the group consisting of acrylonitrile, methacrylonitrile, methyl acrylate, methyl methacrylate, vinyl acetate, vinyl methyl ketone, isopropenyl methyl ketone, acrylic acid, methacrylic acid, acrylamide, methacrylamide, n-amyl methacrylate, styrene, m-bromostyrene, p-bromostyrene, pyridine, diallyldimethylammonium salts, 1,3-butadiene, n-butyl acrylate, tert-butylamino-ethyl methacrylate, n-butyl methacrylate, tert-butyl methacrylate, n-butyl vinyl ether, tert-butyl vinyl ether, m-chlorostyrene, o-chlorostyrene, p-chlorostyrene, n-decyl methacrylate, N,N-diallylmelamine, N,N-di-n-butylacrylamide, di-n-butyl itaconate, di-n-butyl maleate, diethylaminoethyl methacrylate, diethyleneglycol monovinyl ether, diethyl fumarate, diethyl itaconate, diethyl vinylphosphonate, vinylphosphonic acid, diisobutyl maleate, diisopropyl itaconate, diisopropyl maleate, dimethyl fumarate, dimethyl itaconate, dimethyl maleate, di-n-nonyl fumarate, di-n-nonyl maleate, dioctyl fumarate, di-n-octyl itaconate, di-n-propyl itaconate, n-dodecyl vinyl ether, ethyl acid fumarate, ethyl acid maleate, ethyl acrylate, ethyl cinnamate, N-ethylmethacrylamide, ethyl methacrylate, ethyl vinyl ether, 5-ethyl-2-vinylpyridine, 5-ethyl-2-vinylpyridine 1-oxide, glycidyl acrylate, glycidyl methacrylate, n-hexyl methacrylate, 2-hydroxyethyl methacrylate, 2-hydroxypropyl methacrylate, isobutyl methacrylate, isobutyl vinyl ether, isoprene, isopropyl methacrylate, isopropyl vinyl ether, itaconic acid, lauryl methacrylate, methacrylamide, methacrylic acid, methacrylonitrile, N-methylolacrylamide, N-methylolmethacrylamide, N-isobutoxymethylacrylamide, N-isobutoxymethylmethacrylamide, N-alkyloxymethylacrylamide, N-alkyloxymethylmethacrylamide, N-vinyl-caprolactam, methyl acrylate, N-methylmethacrylamide, α-methylstyrene, m-methylstyrene, o-methylstyrene, p-methylstyrene, 2-methyl-5-vinylpyridine, n-propyl methacrylate, sodium p-styrenesulfonate, stearyl methacrylate, styrene, p-styrenesulfonic acid, p-styrenesulfonamide, vinyl bromide, 9-vinylcarbazole, vinyl chloride, vinylidene chloride, 1-vinylnaphthalene, 2-vinylnaphthalene, 2-vinylpyridine, 4-vinylpyridine, 2-vinylpyridine N-oxide, 4-vinylpyrimidine, N-vinylpyrrolidone; and W₁, Y₁ - Y₄ and R₁ - R₁₂ are as in (a), above. Within such materials, the ratio of any single monomer to any other monomer can be 1:99 to 99:1, preferably about 5:1 to 1:5, and more preferably 1.5:1 to 1:1.5. Polymer Material (d) - Condensate Polymers By the term "condensation polymers" is meant the following: A condensation polymer of polymer materials (a), (b), or (c), wherein condensable forms (i.e., modified as noted below) of (a), (b), or (c), or mixtures thereof, is condensed with a second compound selected from the group consisting of phenols (preferably phenol, alkylphenol, arylphenol, cresol, resorcinol catechol, pyrogallol), tannins, (both hydrolyzable and condensed) novolak resins, lignin compounds, together with aldehydes, ketones or mixtures thereof, to produce a condensation resin product, that is a prepolymer of Polymer Material (d). This condensation resin prepolymer product is then further reacted by the addition of "Z" to at least a portion of it by reacting said resin prepolymer product with an aldehyde or ketone and a secondary amine producing a final adduct which can react with an acid and/or can be reacted with hydrogen peroxide to generate an amine oxide. The amine oxide can then be acid neutralized to form the hydroxyl amine if desired. While this condensation product is described for convenience as being prepared by a sequential reaction, it will be appreciated that these materials can be prepared by carrying out the necessary steps in any order, or simultaneously. However, the sequence described is preferred. It is appreciated by those skilled in the art, that the alkenylphenolic moieties of the present invention can be either randomly distributed within the copolymer and terpolymer or can be synthesized to constitute a block orientated polymer, depending upon the methods and conditions used for polymerization. Preferred aldoses, ketoses, and derivatives for use in the above materials include glucose, fructose, alditols such as mannitol, aribanose, mannose, ribose and ribitol. Acids such as aldonic and aldaric acids may also be employed. Disaccharides and polysaccharides that can be easily hydrolyzed under reaction conditions to one or more of the useful aldrose and ketoses may also be employed. The present invention further relates to the polymer metal treatment solutions comprising an effective amount of Polymer Material (a), (b), (c), (d) or mixtures thereof and to the process of treating a metal surface by contacting the metal surface with metal treatment solution. The present invention is especially useful with respect to aluminum metal surfaces. In a typical treatment operation employing a solution and process of this invention, the metal surface to be treated is initially cleaned by a chemical or physical process, and water rinsed to remove grease and dirt from the surface. The metal surface is then brought into contact with the treatment solution of this invention, for example, by means of a squeegee roller coater. The treated metal is then dried, for example, by flash drying in a 93° C (200° F) oven for 30 seconds. The surface treatment solutions of this invention comprise Polymer Materials (a), (b), (c), (d), or mixtures thereof (with or without the requirement that the Z moeity be present), we preferably dissolved or dispersed in a carrier suitable for depositing or otherwise placing the Polymer Material on the surface of a metal, i.e., as a metal surface treatment, metal surface post treatment, a paint, protective film, or as a component of any of the foregoing. These Polymer Materials of the present invention may be made soluble or dispersible in water or organic solvent-type carriers. They may therefore be employed as a treatment solution when dissolved in water or in an organic solvent such as, for example, ethanol. Preferably, however, the Polymer Material selected is used in aqueous solution as a carrier. Accordingly, it is highly desirable to provide or improve the water solubility or water dispersibility of the selected Polymer Material. In addition to employing the polyhydroxyalkyl-amine functionality, this is preferably done with an acid used for neutralization and/or complexation of a "Z" moiety thereof. Such acids may be organic or inorganic. Useful and preferred acids for this purpose include carbonic acid, acetic acid, citric acid, oxalic acid, ascorbic acid, phenylphosphonic acid, chloromethylphosphonic acid; mono, di and trichloroacetic acid, trifluoroacetic acid, nitric aid, phosphoric acid, hydrofluoric acid, sulfuric acid, boric acid, hydrochloric acid, hexafluorosilicic acid, hexafluorotitanic acid and hexafluorozirconic acid; these may be employed alone or in combination with each other and may be neutralized by conventional acid-base reactions or by complexing. In a highly preferred embodiment, the addition of water to the neutralized, overneutralized or partially neutralized treatment compounds mentioned above results in a water soluble or dispersible solution or emulsion of the polymer useful for metal treatment. Alternately, the final Polymer Material/polyphenol compounds of the present invention can be made water soluble or dispersible by neutralization of the phenolic group with an organic or inorganic base. Suitable bases for this purpose include tetra-alkylammonium hydroxides such as tetra-butylammonium hydroxide, tetra arylammonium hydroxide, sodium hydroxide and potassium hydroxide. In a highly preferred embodiment, the final Polymer Material can be prepared such that the "Z" moiety does not require neutralization, i.e., an amine oxide. The molecular weight of the polyphenols used in the preparation of derivatives claimed in the present invention can be a dimer, but may preferably be low molecular weight oligomers or resinous polymers having molecular weights in the range of 360 to 30,000 or greater. The upper limit of molecular weight of materials useful in surface treatment compositions is generally determined by the functional limitation that the derivative therefrom must be soluble or dispersible in the selected carrier. The resulting derivatives of the formulae set forth hereinabove will typically have a molecular weight of up to 2,000,000 with molecular weights within the range of 700 to 70,000 being preferred. Typically, the pH of the aqueous solution will vary from 0.5 to 14. Generally the aqueous solution will have a pH of from 2.0 to 12 both for the stability of the solution and for best results on the treated metal surfaces. It is contemplated that the compositions and treatment solutions of the present invention can be used to treat the surface of a variety of materials, particularly metal and plastic or "plastic-like" surfaces. Preferred metal surfaces include iron-, zinc- and aluminum-based metals. Preferred "plastic-like" material surfaces include resin or polymeric materials, including thermoplastic and thermosetting materials, as well as natural rubbers and mixtures of these materials. The coating applied may be for protection or decorative in nature, or may be a preparation of the surface for another treatment; it may also serve several functions at once. The thickness of the final dry or cured coating will depend on its purposes or functions, and may typically range from 0.0025µm (0.0001) mil to 6.35µm (25 mils) or greater. The typical and preferred metal surface treatment (such as a conversion-type protective/paint base coating) is in the range of 0.127 µm (0.05 mil) and below, and more preferably 0.0025µm (0.0001mil) to 0.127µm (0.05 mil). When acting as a paint or decorative and protective surface treatment, the result coating thickness is 0.127µm (0.05 mil) and above, preferably 0.127 to 635 µm (0.05 to 25 mils), and more preferably 0.127 to 254 µm (0.05 to 10 mils). It is further contemplated that the treatment compounds of the present invention will generally be used in surface treatment compositions over a wide range of concentrations. It will be appreciated that the levels of use or useful ranges will vary with many factors well-known to the skilled artisan. Useful levels of the compositions of the present invention dissolved or dispersed in a carrier may be in the range of 0.001% to 80 percent, depending upon the ultimate use. For example, when used as a pre- or post-treatment of a metal surface, useful levels typically include a dilute to moderate concentration of from 0.001% to 20%, by weight, preferably 0.001% to about 10 percent, by weight, and still more preferably 0.001% to 5% by weight. Practically speaking, a concentration of .0025 to 1% is preferred in metal surface treatment (compositions especially for iron-, zinc-, or aluminum-based metal surfaces). However, under some circumstances (for example when transporting or storing the solution or when using it in a "dry-in-place" system), a concentrate of the solution may be preferred. Higher levels (for example, as high as 80% by weight) may also be employed when the treatment composition is part of a paint system. Of course, the treatment solutions of the present invention can also comprise ingredients typically found in other similar treatment compositions, (e.g., conversion coating compositions) in addition to the polymer compound. For example, the treatment solution may optionally comprise in effective amount of a treatment compound according to the present invention, and from 0.001% to 3.0% of a metal ion. Metal ions useful for metal treatment in combination with polyphenols of this invention include first row transition metals generally, Group IV-B-metals generally, iron, nickel, cobalt, vanadium, chromium, titanium, zirconium, hafnium, scandium, yttrium, lanthanum and their respective Lanthanoid and Actinoid metals, as well as molybdenum and tungsten. In addition, tin, silicon, and aluminum compounds, and in particular their oxides, in combination with the materials of the present invention can be used to improve both the effectiveness or performance of the treatment solution in use. Such materials may also reduce the time of application of treatment solution to the metal surface to as short a time as 2 to 5 seconds as might be required on a coil coating line. Complex fluoride materials may also be employed. For example, suitable complex fluoride materials include: BF₄ (-1) , NH₄HF₂. It must be appreciated that the addition of metal ions may result in the formation of polymer-metal ion chelating compounds. The Polymer Materials of the present invention may also be employed in surface treatment composition and surface treatment methods other than those described above. For example, the Polymer Material of the present invention may be employed as a component of a dry-in-place system, a paint system, or as an additive in a system needing a crosslinking agent. For example, the Polymer Materials of the present invention may be used in a film forming composition that includes a pigment, i.e. may be used as a paint. They may also be employed as an additional component in conjunction with other polymeric materials in a paint system. Such protective, functional and/or decorative surface treatment solutions preferably employ typical electrocoat/electrodeposition additives at their art - established levels. The Polymer Materials of the present invention are particularly useful in cathodic electrocoat surface treatment compositions. The polymer materials of the present invention may be employed as a solubilizing polymer and/or binder in an electrocoat paint. They may be so employed alone or in conjunction with other binder resins. For example, such paint compositions may optionally include pigments (both organic and inorganic); film forming resins; binders such as epoxys, oils, alkyds, acrylics, vinyls, urethanes, phenolics; and solvents including hydrocarbons, chlorinated aliphatics and aromatics, alcohols, ethers, ketones, esters; nitrated materials; and particulate zinc. Further, the Mannich derivatives of the present invention when employed with other binders will also act as a crosslinking agent to produce a highly-crosslinking coating upon curving or drying of the film. Accordingly, it may be part of or all of the needed crosslinking system. Accordingly, the compositions and materials of this invention can used alone or in conjunction with other resins as polymeric coatings on surfaces. These coatings will crosslink or self-crosslink and can be used in conjunction with other crosslinking agents such as melamine-formaldehyde or urea-formaldehyde resins as well as phenolic resins, epoxy resins, isocyanates and blocked isocyanates. The Mannich adducts can also be used to crosslink with vinyl functionality as is present in resins such as diallylmelamine, butadiene, multifunctional acrylic oligomers, unsaturated fatty acids in alkyd resins and fatty acid modified epoxy resins. Application of the treatment compositions of the present invention in the treatment step to a metal or other desired surface can be carried out by any conventional method. (While it is contemplated that the metal surface will preferably be a conversion coated metal surface, the treatment step can alternatively be carried out on an otherwise untreated metal surface to improve the corrosion resistance and paint adhesion thereof.) For example, the treatment composition can be applied by spray coating, roller coating, or dipping. The temperature of the solution applied can vary over a wide range, but is preferably from 21° C (70° F) to 71° C (160° F). After application of the treatment solution to the metal surface, the surface can optionally be rinsed, although good results can be obtained without rinsing after treatment. Rinsing may be preferred for some end uses, for example, in electrocoat paint application. Optionally, the treated metal surface is dried. Drying can be carried out by, for example, circulating air or oven drying. While room temperature drying can be employed, the use of elevated temperatures is preferred to decrease the amount of drying time required. After drying (if desired) the treated metal surface is then ready for painting (with or without the Polymer Materials of the present invention). Suitable standard paint or other coating application techniques such as brush painting, spray painting, electro-static coating, dipping, roller coating, as well as electrocoating, may be employed. As a result of the treatment step of the present invention, the conversion coated surface has improved paint adhesion and corrosion resistance characteristics. Further understanding of the present invention can be had from the following illustrative examples. As used herein "salt spray" refers to salt spray corrosion resistance measured in accordance with ASTM-B117-61. As used herein, "Scotch Tape Adhesion" refers to the 180° T-bend adhesion test as described in ASTM-D3794-79. In summary, panels are scribed in the center and subjected to the ASTM tests. The rating tests for corrosion are measurements of the amount of "creeping" the paint does from the scribe in units of 1.6mm (1/16 of an inch). The superscripts represent the number of spots that are present. EXAMPLE I A polymer of the present invention is made as follows. A resin flask is charged with 400 ml Propasol® P (a propoxylated propane solvent and 160g Resin M (obtained from Maruzen Oil MW = 5000). A slurry of 263.3g N-methyglucamine in 400 ml deionized water is added, and the mixture is warmed to 60-65°C while stirring. Next, 100.2 ml of 37% formaldehyde is added over one and one-half hours. The mixture is then warmed to 90°C and held for six hours. After cooling, the mixture is diluted to 9.6% solids with deionized water. The pH of the final solution is 9.1 and the solution comprises an N-methyl-glucamine derivative. Dilute solutions of the above formulation containing (HF) and/or H₂TiF₆ and sometimes Aerosil® 200 are applied to bare aluminum metal as follows. In a typical aluminum treatment operation, aluminum panels are cleaned using Parco® Cleaner 339 for 10 seconds at 68°C (155°F), rinsed for 10 seconds with hot water, squeegee dried, run through a roller-coater squeegee containing the treatment solution, then flash dried in a 93°C (200°F) oven for 30 seconds. Treated panels are then painted with various paints and subjected to 504 hours acetic acid accelerated testing and compared to B 722/Parcolene® 10 controls. Test results are set forth in Tables I-III. All percentages refer to percent solids in the respective treatment solution. Example II In a typical steel treatment operation, the steel is initially cleaned by a mineral spirits wipe, followed by Parco® Cleaner 338 for 60 seconds at 71°C (160°F), hot water rinsed 30 seconds, 60 seconds B-1000 treatment at 68°C (155°F), 30 seconds cold water rinse, and then post-treated with the N-methyl-glucamine derivative of Example I. Some of the panels were rinsed after post-treatment, others were not rinsed. All panels were then baked in a 176°C (350°F) oven for 5 minutes. The treated panels were painted with Duracron® 200 paint. The paint was scribed, and the panels subjected to salt spray accelerated testing for 504 hours, and compared to Parcolene® 95 and Parcolene® 60 controls. Test results for two variations are in Table IV. Post-Treatment Conc./pH 504 Hrs. Salt Spray Parcolene® 60 Controls -/4.3 N 2-(methylamino)ethanol Derivative 0.1%/6.3 0 - 2 s Diethanolamine Derivative 0.1%/6.3 0 - 1 Deionized Water -1- 4 - 5 N-methyl-glucamine Derivative 0.1%/7.9 0 - 1 s N-methyl-glucamine Derivative 0.1%/6.3 0 - 1 2s Methylbutylamine Derivative 0.1%/6.3 1 - 1 2s EXAMPLE III Into a one (1) liter reactor equipped with a reflux condensor, nitrogen sparge, thermocouple and additional funnel was added 450 ml of butyl cellosolve (Union Carbide). To the solvent over a 90 minute period was slowly added 180 g of poly-4-vinylphenol powder (MW = 5,000) with good agitation. The temperature was then increased to 100°C to dissolve any resin from the walls of the flask and then 89.25 g of Araldite® DY 025, a mono-functional epoxide was added followed by the addition of one (1) gram of N,N-Dimethylbenzylamine. The temperature was gradually increased and the reaction mildly exothermed to 167°C. The reaction was post-heated at 175-185°C for an additional 3 hours and then cooled. The final solids of the reaction was 40.3% (baked at 350°C for 15 minutes) indicating a 99% completion of the reaction. The epoxide modified poly-4-vinylphenol derivative from above was used in the preparation of a Mannich derivative as outlined below. To the above reaction was added 90.13 g of 2-(N-methylamino)-ethanol and the reaction heated to 50°C. Over a 45 minute period 97.4 g of a 37% formaldehyde solution was then added and then the reaction was post-heated for the first 2 hours at 50°C and then 3 hours at 80°C. The reaction was found to be complete by titration for residual formaldehyde. A portion of the above solution was adjusted to a pH of 6.5 with phosphoric acid and diluted to 17% solids with deionized water. Zinc phosphated cold rolled steel panels (Bonderite® EP-1) were dipped into the diluted solution of the above polymer and a DC current applied to the panel where the panel was made the cathode and a 316 stainless steel panel was made the anode. The panels were withdrawn from the treatment bath, rinsed with deionized water and oven baked at 204°C (400°F) for 20 minutes. A coating weight of approximately 1.27µm (.5 mils) was attained. When tested by treatment with Methyl ethyl ketone and simultaneously rubbed with a cloth, solvent resistance of over 100 rubs was demonstrated. The above polymer solution in water was also cast on a zinc phosphated cold rolled steel panel by the use of a draw-down bar and then baked at 400°C for 20 minutes. Again over 100 MEK rubs resulted after the oven bake, while without an oven curing step only 1 to 3 MEK rubs were obtained. These results indicate that the Mannich derivative of the polymer above is self-crosslinking and can be used to form a coating on a metal surface by either casting a film or by cathodic electrodeposition. Good solvent resistance can be attained without the addition of external crosslinking agents although added external crosslinking agents are not expressly excluded. EXAMPLE IV A Mannich adduct of poly-4-vinylphenol with N,N-diallylamine was prepared as above by reacting the following ingredients. 1. 131.2 g 30.5% poly-4-vinylphenol in Proposal® P 2. 27.5 g of Propasol P 3. 33.4 g of N,N-diallylamine (Aldrich Chemical CO) 4. 26.4 g of 37.9% formaldehyde solution. The ingredients were mixed and reacted first for five hours at 50°C and then 2 hours at 80°C. The reaction was followed by the disappearance of formaldehyde and the reaction stopped when 99% complete. EVALUATION OF SELF-CROSSLINKING REACTION The reaction mixture of poly-4-vinylphenol, diallylamine and formaldehyde from above was diluted to 17.5% solids and cast on a cleaned aluminum panel (#3003 alloy). A wet film weight of 3 mils and a dry film weight of approx. 1 mil was attained. The bake conditions were 350°C for ten minutes. MEK (methyl ethyl ketone) solvent resistance of 500+ double rubs using automated test equipment was obtained. The above diallylamine Mannich adduct of poly-4-vinylphenol was mixed in approximately 10 parts Mannich to 12 parts Monsanto RJ-101 resin (a styrene-allyl alcohol copolymer). This polymeric coating formulation was cast on an aluminum panel using a draw down bar and baked in a convection oven at 350°F for 10 minutes. The cured coating did not fail even after 500+ MEK double rubs. A coating cast from only the Monsanto RJ-101 Polymer failed in approximately 8-10 MEK rubs. The above results indicate that the Mannich derivatives of polyvinylphenols are excellent crosslinking agents for polymeric systems or can be used as polymeric coatings possessing self-crosslinking properties. EXAMPLE V 80 g of a poly-4-vinylphenol-methyl methacrylate copolymer from Maruzen Oil Co. of U.S.A. Inc., New York, N.Y. (Mw = 14,090 and Mn = 6,800 PVP/MMA ratio=57/43 by weight) is dissolved in 160 ml of Propasol® P in 160 ml of deionized water. 29.2 ml (0.36 equivs) of 99% methylethanolamine is added, followed by 160 ml deionized water. The mixture is brought to 40-50°C, then 29.3 g of a 37% solution of formaldehyde are added (0.36 equivalents) dropwise over a one hour period while maintaining the reaction at 40-50°C. The mixture is then warmed to 80°C and maintained at this temperature for four (4) hours. After cooling to ambient temperature, 56.7 g of a 30% hydrogen peroxide solution is added and allowed to stir overnight at 35°C. The above solution is then neutralized to a pH of 6 and diluted to 15% solids by the addition of 517 ml of deionized water. By the synthesis of the amine oxide of the Mannich adduct, much less acid is needed to produce a water soluble polymer.

Claims: Claims for the following Contracting States : AT, BE, CH, LI, DE, FR, GB, GR, IT, LU, NL, SE A homo- or co-polymer compound comprising at least one polymer selected from the group consisting of (a), (b), (c), or (d), wherein: (a) comprises a polymer material having at least one unit having the formula: wherein: R₁ through R₃ are independently selected for each of said units from the group consisting of hydrogen, an alkyl group having from 1 to about 5 carbon atoms, or an aryl group having 6 to 18 carbon atoms; Y₁ through Y₄ are independently selected for each of said units from the group consisting of hydrogen, -CR₁₁R₅OR₆, -CH₂Cl, or an alkyl or aryl group having from 1 to 18 carbon atoms or Z; Z is however, at least a fraction of the Y₁, Y₂, Y₃ or Y₄ of the homo- or copolymer compound or material must be Z and at least a fraction of said Z must contain a polyhydroxy alkyl-amine functionality, resulting from the condensation of an amine or NH₃ and a ketose or aldose having from 3 to 8 carbon atoms; R₅ through R₁₂ are independently selected for each of said units from the group consisting of hydrogen, an alkyl, aryl, hydroxy-alkyl, amino-alkyl, mercapto-alkyl, or phospho-alkyl moiety; R₁₂ may also be -O (-1) or -OH; W₁ is independently selected for each of said units from the group consisting of hydrogen; an acyl moiety; an acetyl; a benzoyl moiety; 3-allyoxy-2-hydroxy-propyl-; 3-benzyloxy-2-hydroxy-propyl-; 3-alkylbenzyloxy-2-hydroxy-propyl-; 3-phenoxy-2-hydroxy-propyl-; 3-alkylphenoxy-2-hydroxy-propyl-; 3-butoxy-2-hydroxy-propyl; 3-alkyloxy-2-hydroxy-propyl; 2-hydroxyoctyl-; 2-hydroxy-alkyl-; 2-hydroxy-2-phenyl ethyl-; 2-hydroxy-2-alkyl phenyl ethyl-; benzyl-; methyl-; ethyl-; propyl-; alkyl; allyl; alkyl benzyl-; haloalkyl-; haloalkenyl; 2-chloro-propenyl-; sodium, potassium; tetra aryl ammonium; tetra alkyl ammonium; tetra alkyl phosphonium; tetra aryl phosphonium; or a condensation product of ethylene oxide, propylene oxide, or a mixture or copolymer thereof; (b) comprises: a polymer material having at least one unit having the formula: wherein: R₁ through R₂ are independently selected for each of said units from the group consisting of hydrogen, an alkyl group having from 1 to 5 carbon atoms, or an aryl group having from 6 to 18 carbon atoms; Y₁ through Y₃ are independently selected for each of said units from the group consisting of hydrogen, -CR₄R₅OR₆, -CH₂Cl, an alkyl or aryl group having from 1 to 18 carbon atoms, or Z, Z is but at least a fraction of the Y₁, Y₂, or Y₃ of the final compound must be Z, and at least a fraction of said Z must contain a polyhydroxy alkyl-amine functionality resulting from the condensation of an amine or NH₃ and a ketose or aldose having from 3 to 8 carbon atoms then reduced to the amine; R₄ through R₁₂ are independently selected for each of said units from the group consisting of hydrogen, or an alkyl, aryl, hydroxy-alkyl, amino-alkyl, mercapto-alkyl or phospho-alkyl moiety; R₁₂ may also be -O (-1) or -OH; W₂ is independently selected for each of said units from the group consisting of hydrogen; an acyl moiety; acetyl; benzoyl; 3-allyloxy-2-hydroxy-propyl-, 3-benzyloxy-2-hydroxy-propyl-; 3-alkylbenzyloxy-2-hydroxy-propyl-; 3-phenoxy-2-hydroxy-propyl-, 3-alkylphenoxy-2-hydroxy-propyl-; 3-butoxy-2-hydroxy-propyl-; 3-alkyloxy-2-hydroxy-propyl-; 2-hydroxyoctyl-; 2-hydroxy-alkyl-; 2-hydroxy-2-phenyl-ethyl-; 2-hydroxy-2-alkyl-phenylethyl-; benzyl-; methyl-; ethyl-; propyl-; alkyl; allyl-; alkylbenzyl-; haloalkyl-; haloalkenyl; 2-chloro-propenyl-; or a condensation product of ethylene oxide, propylene oxide, or a mixture thereof; (c) comprises: a co-polymer material wherein at least one portion of said co-polymer has the structure: and at least a fraction of said portion is polymerized with one or more monomers independently selected for each of said units from the group consisting of acrylonitrile, methacrylonitrile, methyl acrylate, methyl methacrylate, vinyl acetate, vinyl methyl ketone, isopropenyl methyl ketone, acrylic acid, methacrylic acid, acrylamide, methacrylamide, n-amyl methacrylate, styrene, m-bromostyrene, p-bromostyrene, pyridine, diallyldimethylammonium salts, 1,3-butadiene, n-butyl acrylate, tert-butylamino-ethyl methacrylate, n-butyl methacrylate, tert-butyl methacrylate, n-butyl vinyl ether, tert-butyl vinyl ether, m-chlorostyrene, o-chlorostyrene, p-chlorostyrene, n-decyl methacrylate, N,N-diallylmelamine, N,N-di-n-butylacrylamide, di-n-butyl itaconate, di-n-butyl maleate, diethylaminoethyl methacrylate, diethyleneglycol monovinyl ether, diethyl fumarate, diethyl itaconate, diethyl vinylphosphonate, vinylphosphonic acid, diisobutyl maleate, diisopropyl itaconate, diisopropyl maleate, dimethyl fumarate, dimethyl itaconate, dimethyl maleate, di-n-nonyl fumarate, di-n-nonyl maleate, dioctyl fumarate, di-n-octyl itaconate, di-n-propyl itaconate, n-dodecyl vinyl ether, ethyl acid fumarate, ethyl acid maleate, ethyl acrylate, ethyl cinnamate, N-ethylmethacrylamide, ethyl methacrylate, ethyl vinyl ether, 5-ethyl-2-vinylpyridine, 5-ethyl-2-vinylpyridine 1-oxide, glycidyl acrylate, glycidyl methacrylate, n-hexyl methacrylate, 2-hydroxyethyl methacrylate, 2-hydroxypropyl methacrylate, isobutyl methacrylate, isobutyl vinyl ether, isoprene, isopropyl methacrylate, isopropyl vinyl ether, itaconic acid, lauryl methacrylate, methacrylamide, methacrylic acid, methacrylonitrile, N-methylolacrylamide, N-methylolmethacrylamide, N-isobutoxymethylacrylamide, N-isobutoxymethylmethacrylamide, N-alkyloxymethylacrylamide, N-alkyloxymethylmethacrylamide, N-vinyl-caprolactam, methyl acrylate, N-methylmethacrylamide, αmethylstyrene, m-methylstyrene, o-methylstyrene, p-methylstyrene, 2-methyl-5-vinylpyridine, n-propyl methacrylate, sodium p-styrenesulfonate, stearyl methacrylate, styrene, p-styrenesulfonic acid, p-styrenesulforamide, vinyl bromide, 9-vinylcarbazole, vinyl chloride, vinylidene chloride, 1-vinylnaphthalene, 2-vinylnaphthalene, 2-vinylpyridine, 4-vinylpyridine, 2-vinylpyridine N-oxide, 4-vinylpyrimidine, N-vinylpyrrolidine; and W₁, Y₁ - Y₄ and R₁ - R₃ are as in (a), above; (d) comprises: a condensation polymer of polymer materials (a), (b), or (c), wherein a condensable form of (a), (b), (c), or a mixture thereof, is condensed with a second compound selected from the group consisting of phenols, tannins, novolak resins, lignin compounds, together with aldehydes, ketones or mixtures thereof, to produce a condensation resin product, said condensation resin product then being further reacted by the addition of "Z" to at least a portion of it by reacting said resin product with (1) an aldehyde or ketone and (2) a secondary amine producing a final adduct which can react with an acid. The compound of claim 1 wherein said homo- or co-polymer compound is water soluble or dispersible. The compound of claim 1 which has been neutralized with an acid. The compound of claim 3 wherein the neutralizing acid is carbonic acid. A composition comprising (a) a homo- or co-polymer compound according to claim 1 and (b) a surface treatment carrier having (a) dissolved or dispersed therein. A composition according to claim 5 wherein the carrier comprises water. A composition according to claim 5 wherein the carrier is aqueous and the polymer has been neutralized with an acid. A composition according to claim 7 wherein the acid is carbonic acid. A composition according to claim 7 having a pH of from 0.5 to 14. A composition according to claim 9 having a pH of from 2.0 to 12. A composition according to claim 5 wherein said homo- or co-polymer compound comprises 0.001 to 80% by weight of the final composition. A composition according to claim 11 wherein said homo- or co-polymer compound comprises from 0.001% to 10% of said composition. A composition according to claim 12 wherein said homo- or co-polymer compound comprises from 0.001 to 5% of said composition. A composition according to claim 13 wherein said homo- or co-polymer compound comprises from 0.025% to 1% of said composition. A composition according to claim 11 wherein said homo- or co-polymer compound comprises from 1% to 80% of said composition. A composition according to claim 9 which additionally comprises a complex fluoride material. A composition according to claim 5 which additionally comprises a dissolved or dispersed compound that includes compounds of titanium, zirconium, hafnium, silicon, or mixtures thereof. A composition according to claim 5 which additionally comprises an oxide of silicon, titanium, tin, aluminum, cobalt, nickel, or mixtures thereof. A composition according to claim 1 wherein the second compound for Polymer (d) is a phenol and is selected from the group consisting of phenol, alkylphenol, arylphenol, cresol, resorcinol, catechol, pyrogallol, and mixtures thereof. A method of forming a coating on a surface comprising contacting said surface with a composition according to claim 5. A method of forming a coating on a surface comprising contacting said surface with a composition according to claim 6. A method of forming a coating on a surface comprising contacting said surface with a composition according to claims 7 through 19. A method according to claim 21 wherein the method further comprises the additional step of rinsing the surface. A method according to claim 23 wherein the method further comprises the additional step of drying the surface. A method according to claim 21 wherein the coating is dried-in-place. A method according to claim 21 wherein said composition is applied to said surface by electrolytic deposition. A method according to claim 21 wherein said coating is applied by spraying said composition onto said surface. A method according to claim 21 wherein said coating is applied by rollercoating said composition onto said surface. A method according to claim 21 wherein said coating is applied by dipping said surface into said composition. A method according to claim 21 wherein said coating is applied to achieve a dry coating thickness of 0.00025 to 0,127 µm (0.00001 to 0.05 mils). A method according to claim 21 wherein said coating is applied to achieve a dry coating thickness of 0.127 to 635 µm (0.05 to 25 mils). A method according to claim 21 wherein said coating is applied to achieve a dry coating thickness of 0.0025 to 635 µm (0.0001 to 25 mils). A method according to claim 21 wherein the treated surface includes a metal. A method according to claim 33 wherein at least a portion of the metal surface is aluminum-based metal. A method according to claim 33 wherein at least a portion of the metal surface is a ferrous-based metal. A method according to claim 33 wherein at least a portion of the metal surface is a zinc-based metal. A method according to claim 21 wherein the treated surface includes a plastic-like material. A method according to claim 20 wherein said composition additionally comprises a cross-linking agent. A method according to claim 38 wherein said composition additionally comprises a paint system additive selected from the group consisting of a film forming resin, a pigment, a binder, particulate zinc, or mixtures thereof. A method according to claim 39 wherein the homo- or co-polymer compound is employed as at least part of a crosslinking system. A method according to claim 21 wherein the composition additionally comprises a phosphate. A method according to claim 31 wherein the coating is cathodically applied. An article coated according to the method of claim 20. A composition according to claim 5 which additionally comprises a paint system additive selected from the group consisting of a film forming resin, a pigment, a binder, particulate zinc, or mixtures thereof. Claims for the following Contracting State : ES A process for the preparation of a homo- or co-polymer compound comprising at least one polymer selected from the group consisting of (a), (b), (c), or (d), wherein: (a) comprises a polymer material having at least one unit having the formula: wherein: R₁ through R₃ are independently selected for each of said units from the group consisting of hydrogen, an alkyl group having from 1 to about 5 carbon atoms, or an aryl group having 6 to 18 carbon atoms; Y₁ through Y₄ are independently selected for each of said units from the group consisting of hydrogen, -CR₁₁R₅OR₆, -CH₂Cl, or an alkyl or aryl group having from 1 to 18 carbon atoms or Z; Z is however, at least a fraction of the Y₁, Y₂, Y₃ or Y₄ of the homo- or copolymer compound or material must be Z and at least a fraction of said Z must contain a polyhydroxy alkyl-amine functionality resulting from the condensation of an amine or NH₃ and a ketose or aldose having from 3 to 8 carbon atoms; R₅ through R₁₂ are independently selected for each of said units from the group consisting of hydrogen, an alkyl, aryl, hydroxy-alkyl, amino-alkyl, mercapto-alkyl, or phospho-alkyl moiety; R₁₂ may also be -O (-1) or -OH; W₁ is independently selected for each of said units from the group consisting of hydrogen; an acyl moiety; an acetyl; a benzoyl moiety; 3-allyloxy-2-hydroxy-propyl-; 3-benzyloxy-2-hydroxy-propyl-; 3-alkylbenzyloxy-2-hydroxy-propyl-; 3-phenoxy-2-hydroxy-propyl-; 3-alkylphenoxy-2-hydroxy-propyl-; 3-butoxy-2-hydroxy-propyl; 3-alkyloxy-2-hydroxy-propyl; 2-hydroxyoctyl-; 2-hydroxy-alkyl-; 2-hydroxy-2-phenyl ethyl-; 2-hydroxy-2-alkyl phenyl ethyl-; benzyl-; methyl-; ethyl-; propyl-; alkyl; allyl; alkyl benzyl-; haloalkyl-; haloalkenyl; 2-chloro-propenyl-; sodium, potassium; tetra aryl ammonium; tetra alkyl ammonium; tetra alkyl phosphonium; tetra aryl phosponium; or a condensation product of ethylene oxide, propylene oxide, or a mixture or copolymer thereof; (b) comprises: a polymer material having at least one unit having the formula: wherein: R₁ through R₂ are independently selected for each of said units from the group consisting of hydrogen, an alkyl group having from 1 to 5 carbon atoms, or an aryl group having from 6 to 18 carbon atoms; Y₁ through Y₃ are independently selected for each of said units from the group consisting of hydrogen, -CR₄R₅OR₆, -CH₂Cl, an alkyl or aryl group having from 1 to 18 carbon atoms, or Z, Z is but at least a fraction of the Y₁, Y₂, or Y₃ of the final compound must be Z, and at least a fraction of said Z must contain a polyhydroxy alkyl-amine functionality resulting from the condensation of an amine or NH₃ and a ketose or aldose having from 3 to 8 carbon atoms then reduced to the amine; R₄ through R₁₂ are independently selected for each of said units from the group consisting of hydrogen, or an alkyl, aryl, hydroxy-alkyl, amino-alky, mercapto-alkyl or phospho-alkyl moiety; R₁₂ may also be -O (-1) or -OH; W₂ is independently selected for each of said units from the group consisting of hydrogen; an acyl moiety; acetyl; benzoyl; 3-allyloxy-2-hydroxy-propyl-; 3-benzyloxy-2-hydroxy-propyl-; 3-alkylbenzyloxy-2-hydroxy-propyl-; 3-phenoxy-2-hydroxy-propyl-; 3-alkylphenoxy-2-hydroxy-propyl-; 3-butoxy-2-hydroxy-propyl-; 3-alkyloxy-2-hydroxy-propyl-; 2-hydroxyoctyl-; 2-hydroxy-alkyl-; 2-hydroxy-2-phenyl-ethyl-; 2-hydroxy-2-alkyl-phenylethyl-; benzyl-; methyl-; ethyl-; propyl-; alkyl; allyl-; alkylbenzyl-; haloalkyl-; haloalkenyl; 2-chloro-propenyl-; or a condensation product of ethylene oxide, propylene oxide, or a mixture thereof; (c) comprises: a co-polymer material wherein at least one portion of said co-polymer has the structure: and at least a fraction of said portion is polymerized with one or more monomers independently selected for each of said units from the group consisting of acrylonitrile, methacrylonitrile, methyl acrylate, methyl methacrylate, vinyl acetate, vinyl methyl ketone, isopropenyl methyl ketone, acrylic acid, methacrylic acid, acrylamide, methacrylamide, n-amyl methacrylate, styrene, m-bromostyrene, p-bromostyrene, pyridine, diallyldimethylammonium salts, 1,3-butadiene, n-butyl acrylate, tert-butylamino-ethyl methacrylate, n-butyl methacrylate, tert-butyl methacrylate, n-butyl vinyl ether, tert-butyl vinyl ether, m-chlorostyrene, o-chlorostyrene, p-chlorostyrene, n-decyl methacrylate, N,N-diallylmelamine, N,N-di-n-butylacrylamide, di-n-butyl itaconate, di-n-butyl maleate, diethylaminoethyl methacrylate, diethyleneglycol monovinyl ether, diethyl fumarate, diethyl itaconate, diethyl vinylphosphonate, vinylphosphonic acid, diisobutyl maleate, diisopropyl itaconate, diisopropyl maleate, dimethyl fumarate, dimethyl itaconate, dimethyl maleate, di-n-nonyl fumarate, di-n-nonyl maleate, dioctyl fumarate, di-n-octyl itaconate, di-n-propyl itaconate, n-dodecyl vinyl ether, ethyl acid fumarate, ethyl acid maleate, ethyl acrylate, ethyl cinnamate, N-ethylmethacrylamide, ethyl methacrylate, ethyl vinyl ether, 5-ethyl-2-vinylpyridine, 5-ethyl-2-vinylpyridine 1-oxide, glycidyl acrylate, glycidyl methacrylate, n-hexyl methacrylate, 2-hydroxyethyl methacrylate, 2-hydroxypropyl methacrylate, isobutyl methacrylate, isobutyl vinyl ether, isoprene, isopropyl methacrylate, isopropyl vinyl ether, itaconic acid, lauryl methacrylate, methacrylamide, methacrylic acid, methacrylonitrile, N-methylolacrylamide, N-methylolmethacrylamide, N-isobutoxymethylacrylamide, N-isobutoxymethylmethacrylamide, N-alkyloxymethacrylamide, N-alkyloxymethylmethacrylamide, N-vinyl-caprolactam, methyl acrylate, N-methylmethacrylamide, αmethylstyrene, m-methylstyrene, o-methylstyrene, p-methylstyrene, 2-methyl-5-vinylpyridine, n-propyl methacrylate, sodium p-styrenesulfonate, stearyl methacrylate, styrene, p-styrenesulfonic acid, p-styrenesulforamide, vinyl bromide, 9-vinylcarbazole, vinyl chloride, vinylidene chloride, 1-vinylnaphthalene, 2-vinylnaphthalene, 2-vinylpyridine, 4-vinylpyridine, 2-vinylpyridine N-oxide, 4-vinylpyrimidine, N-vinylpyrrolidone; and W₁, Y₁ - Y₄ and R₁ - R₃ are as in (a), above; (d) comprises: a condensation polymer of polymer materials (a), (b), or (c), wherein a condensable form of (a), (b), (c), or a mixture thereof, is condensed with a second compound selected from the group consisting of phenols, tannins, novolak resins, lignin compounds, together with aldehydes, ketones or mixtures thereof, to produce a condensation resin product, said condensation resin product then being further reacted by the addition of "Z" to at least a portion of it by reacting said resin product with (1) an aldehyde or ketone and (2) a secondary amine producing a final adduct which can react with an acid, the process being characterized by polymerizing monomeric units to provide at least one polymer selected from the group consisting of (a), (b), (c) or (d). The process of claim 1 wherein said homo- or co-polymer compound is water soluble or dispersible. The process of claim 1 which has been neutralized with an acid. The process of claim 3 wherein the neutralizing acid is carbonic acid. A composition comprising (a) a homo- or co-polymer compound according to claim 1 and (b) a surface treatment carrier having (a) dissolved or dispersed therein. A composition according to claim 5 wherein the carrier comprises water. A composition according to claim 5 wherein the carrier is aqueous and the polymer has been neutralized with an acid. A composition according to claim 7 wherein the acid is carbonic acid. A composition according to claim 7 having a pH of from 0.5 to 14. A composition according to claim 9 having a pH of from 2.0 to 12. A composition according to claim 5 wherein said homo- or co-polymer compound comprises 0.001 to 80% by weight of the final composition. A composition according to claim 11 wherein said homo- or co-polymer compound comprises from 0.001% to 10% of said composition. A composition according to claim 12 wherein said homo- or co-polymer compound comprises from 0.001 to 5 % of said composition. A composition according to claim 13 wherein said homo- or co-polymer compound comprises from 0.025% to 1% of said composition. A composition according to claim 11 wherein said homo- or co-polymer compound comprises from 1% to 80% of said composition. A composition according to claim 9 which additionally comprises a complex fluoride material. A composition according to claim 5 which additionally comprises a dissolved or dispersed compound that includes compounds of titanium, zirconium, hafnium, silicon, or mixtures thereof. A composition according to claim 5 which additionally comprises an oxide of silicon, titanium, tin, aluminum, cobalt, nickel, or mixtures thereof. A composition according to claim 1 wherein the second compound for Polymer (d) is a phenol and is selected from the group consisting of phenol, alkylphenol, arylphenol, cresol, resorcinol, catechol, pyrogallol, and mixtures thereof. A method of forming a coating on a surface comprising contacting said surface with a composition according to claim 5. A method of forming a coating on a surface comprising contacting said surface with a composition according to claim 6. A method of forming a coating on a surface comprising contacting said surface with a composition according to claims 7 through 19. A method according to claim 21 wherein the method further comprises the additional step of rinsing the surface. A method according to claim 23 wherein the method further comprises the additional step of drying the surface. A method according to claim 21 wherein the coating is dried-in-place. A method according to claim 21 wherein said composition is applied to said surface by electrolytic deposition. A method according to claim 21 wherein said coating is applied by spraying said composition onto said surface. A method according to claim 21 wherein said coating is applied by rollercoating said composition onto said surface. A method according to claim 21 wherein said coating is applied by dipping said surface into said composition. A method according to claim 21 wherein said coating is applied to achieve a dry coating thickness of 0.00025 to 0,127 µm (0.00001 to 0.05 mils). A method according to claim 21 wherein said coating is applied to achieve a dry coating thickness of 0.127 to 635 µm (0.05 to 25 mils). A method according to claim 21 wherein said coating is applied to achieve a dry coating thickness of 0.0025 to 635 µm (0.0001 to 25 mils). A method according to claim 21 wherein the treated surface includes a metal. A method according to claim 33 wherein at least a portion of the metal surface is an aluminum-based metal. A method according to claim 33 wherein at least a portion of the metal surface is a ferrous-based metal. A method according to claim 33 wherein at least a portion of the metal surface is a zinc-based metal. A method according to claim 21 wherein the treated surface includes a plastic-like material. A method according to claim 20 wherein said composition additionally comprises a cross-linking agent. A method according to claim 38 wherein said composition additionally comprises a paint system additive selected from the group consisting of a film forming resin, a pigment, a binder, particulate zinc, or mixtures thereof. A method according to claim 39 wherein the homo- or co-polymer compound is employed as at least part of a crosslinking system. A method according to claim 21 wherein the composition additionally comprises a phosphate. A method according to claim 31 wherein the coating is cathodically applied. An article coated according to the method of claim 20. A composition according to claim 5 which additionally comprises a paint system additive selected from the group consisting of a film forming resin, a pigment, a binder, particulate zinc, or mixtures thereof.

Inventors: LINDERT ANDREAS, MCCORMICK DAVID R, PIERCE JOHN R, ZIMMERMANN WILLIAM D, LINDERT, ANDREAS, MCCORMICK, DAVID R., PIERCE, JOHN R., ZIMMERMANN, WILLIAM D.
Applicants: HENKEL CORP, HENKEL CORPORATION (A DELAWARE CORP.)
Application year: 1988
Main classification: C08F8
IPC codes: C09D5, C09D161, B32B15, C08G2, C08L61, C23C22, C08G8, C08F8, C08K3, C08L25, C09D125