Distance-controlled tunneling transducer and direct access storage unit employing the transducer

Abstract: This distance-controlled tunneling transducer (1) comprises a plurality of sharply pointed tips (2) arranged in an array at tunneling distance from the electrically conductive surface (6) of a storage medium (7). Each tip (2) is attached to a cantilever beam (3) permitting the distance between each tip (2) and the surface (6) to be individually pre-adjusted by electrostatic means (8, 9). Arranged in juxtaposition with each cantilever beam (3) is a simple active control circuit (12, 13, 16) for adjusting the tip/surface distance during operation of a storage unit, thus preventing crashes of the associated tip (2) into possible asperities on the surface (6) of the recording medium (7). each control circuit (12, 13, 16) is designed such that its operating voltage, at the same time, serves to pre-adjust its associated cantilever beam (3) and to maintain the gap width essentially constant.

Description: This invention relates to a distance-controlled tunneling transducer for use in a direct access storage unit, having a plurality of tunnel tips arranged facing a recording medium. In particular, the invention teaches improved gap control means for implementation in micromechanical techniques. The invention is likewise applicable to low-voltage field-emission environments where the gap dimension is somewhat larger than in the tunneling regime. Therefore, where in the following description reference is made to tunneling phenomena, those skilled in the art will be able to easily apply what is said to field-emission phenomena as well. In the tunneling regime, the tip/surface distance typically is less than 2 nm, and in the field-emission environment, that distance is considered to be on the order of 20 nm. Small local deviations from planarity of the surface of the recording medium, say on the order of tenths of a nanometer, may result in relatively large changes of the tip current, in particular in the tunnel regime, where the dependence of the tunneling current on the tip/surface distance is exponential. Because of the fact that the operating distances in tunneling as well as in field-emission environments are that small, it may even happen that the tip crashes into a surface asperity and thus suffers damage, unless some measure is taken to maintain the tip/surface distance essentially constant. In conventional tunneling microscopes, this problem is solved by means of a feedback loop operating from the tip distance above the surface, with the aim of keeping the tip current constant. It will be obvious to those skilled in the art that in view of the relatively large velocity with which surface asperities may be encountered as the tip scans across the surface of the recording medium, and because of the possibly abrupt change in tip/surface distance, a very fast response of the feedback loop is required. Recently, direct access storage devices have been proposed which operate on the principle of the scanning tunneling microscope. The basic reference in this area is EP A-0 247 219; it teaches a storage unit comprising an array of tunnel tips arranged at tunnel distance from the surface of a recording medium which is capable of permitting digital information to be written or read through variations of the tunneling current. The tunnel distance is maintained by means of a feedback loop, and the idea of integrating the control circuitry of that feedback loop on the tunnel tip array is mentioned. No details of the circuitry nor of the way the integration can be achieved are, however, given. A scanning tunneling microscope realized in micromechanical techniques is disclosed in US A-4,520,570. A semiconductor chip has slots etched into it in a pattern resulting in a plurality of tunnel tips to be formed that are hinged by stripes of semiconductor material to the main body of the chip. Again in this reference, an area is provided on the semiconductor chip to contain control circuitry associated with the tunnel tip, in casu a transistor acting as an impedance transformer. US-A-3 413 573 describes a frequency selective electronic apparatus having a cantilever which is connected to an AC voltage source. By applying an appropriate AC voltage, the cantilever vibrates at one of its resonance frequencies and, thus, modulates the gate voltage of a field effect transistor. While it is acknowledged that the idea has occurred to integrate the tunnel tip feedback loop into the semiconductor chip on which the tunnel tip is formed, it has turned out that conventional control circuitry for scanning tunneling microscope and field-emission microscope applications is by far too complex and, hence, too bulky to be installed on the semiconductor chip if the chip is to carry a plurality of tips arranged in a small array. As a possible alternative, one may require that both the array of tips and the surface of the recording medium be sufficiently flat, for instance within 0,1 nm over the area to be scanned, to allow for global gap width control averaging over the currents of all tips. Such a requirement would, however, impose undesirable constraints with regard to precision of manufacturing and alignment, as well as to the choice of materials for the recording medium. The present invention solves this problem by giving up the idea of perfect feedback regulation, i.e. with zero error. It rather favors an open loop circuit which compensates distance variations though less completely, but which is sufficiently simple to be easily integrated into a multiple-tip scanner head. The achievable reduction in distance variation upon variation of the tip/surface distance typically is a factor of 30 to >100. This relaxes the tolerance requirements with regard to flatness of the recording medium to values that can easily be maintained. Details of an embodiment of the invention will hereafter be described by way of example having reference to the attached drawings, in which: Fig. 1 is a top plan view onto a section of an array of tunnel tips; Fig. 2 is an enlarged cross-section of the tunnel region along line A-A of Fig.1; Fig. 3 is a schematic representation of the tunnel tip, showing the different positions of the cantilever beam during operation; Fig. 4 is a circuit diagram of the circuitry associated with the tunnel tip; Fig. 5 is a graph used in the determination of the operating point of the circuitry of Fig. 4; Fig. 6 is a section of Fig. 5 at larger scale; Figs. 7 - 8 show the characteristics of the control circuitry in accordance with the parameters chosen. While the invention will be described in connection with the electrostatic deflection of a cantilever beam as conventionally used in micromechanical arrays, it will be obvious to those skilled in the art that the invention is also applicable to piezoceramic scanners. Figures 1 and 2 show the contemplated arrangement of the elements of the transducer in accordance with the invention in a semi-schematical way. Referring to Fig. 1, there is shown a section of the transducer 1 with three out of a plurality of tunnel tips 2 (or field-emission tips) arranged in an array. Tunnel tips 2 are attached to cantilever beams 3 which are formed, e.g. by etching, from body 4, Fig. 2, of transducer 1 as an integral part thereof. Transducer 1 is mounted to a conventional xyz-drive 5 which provides lateral deflection as well as coarse approach and adjustment of the average distance between tunnel tip 2 and the surface 6 it is facing, by keeping the the total tunneling current essentially constant. Surface 6 may actually be the surface of a sample to be inspected by means of a scanning tunneling microscope. However, since the present invention is intended particularly for use in connection with information storage devices, for the purposes of this description surface 6 will be assumed to be the surface of a recording medium 7. This may consist, for example, of a magnetizable material. Since the tunnel effect requires the surface faced by the tunnel tip to be electrically conductive, any non-conductive material used as the recording medium may be provided with a very thin conductive coating. Each of the cantilever beams 3 can be deflected electrostatically by application of voltages U₁ and U₂, respectively, between an electrode 8 on cantilever beam 3 and a counter-electrode 9 at the bottom of the recession 10 etched into body 4 underneath each cantilever beam 3, and between said electrode 8 and the surface 6 of the recording medium 7. This deflection is used to control the width of the tip/surface gap, in particular during operation in the tunneling mode. Arranged on body 4 of transducer 1 are electric circuit elements 11 through 17 which serve to control the deflection of all of the cantilever beams 3 in the array and to create the tunneling currents across the gaps between tips 2 and the surface 6 of the common recording medium 7. Fig. 3 is an enlarged portion of Fig. 2 to better show the relevant z-coordinates, distances and voltages. In its home position, i.e, in a voltageless state, cantilever beam 3 assumes a position designated in Fig. 3 as z CB with a distance Z₁ from counter-electrode 9 the surface of which is at z BOT , and a distance Z₂ from the surface 6 of recording medium 7 which is at z S . In the home position of tunnel tip 2, and considering that the tip has a height Z P , its apex is at z TIP , i.e. a gap width Z G away from surface 6. Application of voltages U₁, U₂ between electrode 8 on cantilever beam 3 and surface 6 causes the cantilever beam 3 to deflect by ΔZ to the new position z CB0 . The voltages required for deflecting cantilever beam 3 are provided by circuitry comprising a field-effect transistor 11 connected between a supply line 12 and electrode 8 on cantilever beam 3. Field-effect transistor 11 acts as a constant current source which is set by means of a gate line 13. Counter-electrode 9 is part of supply line 12 and lies at constant potential U₀. The deflection voltages hence are U₁ = U₀ - U t , U₂ = U t . When tunnel tip 2 is far from surface 6, i.e. gap Z G is large, then the resistance across the tunnel gap R t → ∞, U₁ → 0, U₂ → U₀. Cantilever beam 3 gets deflected maximally towards surface 6 of recording medium 7: where Z G « Z P is assumed. The factor will be explained below. When tip 2 gets closer to surface 6 so that tunneling current l t becomes finite, i.e. larger than the unavoidable leakage current of field-effect transistor 11, which is typically < 100 pA, then the voltage ratio U₁/U₂ increases resulting in a retraction of cantilever beam 3. Thus, any increment in z S , that is, for example, some surface roughness, produces a much smaller decrease of Z G . Fig. 4 is a circuit diagram for the unit cell, viz. for the electronic circuitry associated with one cantilever beam 3. The tunneling current l t flowing across the tip/surface gap, i.e. through the tunnel resistance R t , is monitored by means of a load resistance 14 (R L ) which is chosen such that R L « R t under operating conditions. The signal U SIG occurring across load resistance 14 is extracted via lines 15 and 16. A load capacitance 17 (C L ) introduces some inertia into the compensation process characterized by a time constant τ L = R t C L . Hence, information-carrying variations passing tip 2 within a time shorter than the time constant τ L are not compensated, giving rise to a large variation in U SIG . The performance of the scheme is described by the Z G (z S ) characteristics under quasi-static conditions (with reference to τ L ). Therefore, R L and C L are ignored in this part of the discussion. Further ignored are the stray capacitance C₁ between cantilever beam 3 and supply line 12, and the stray capacitance C₂ between cantilever beam 3 and counter electrode 9, because they are negligible compared to load capacitance C L . Without loss of generality, it can be put z CB0 ≡ 0, hence, z S < 0. Under these conditions, Z G (z S ) can be derived from the following set of relations: Z G = -Z P - z S + ΔZ [1] Z₁ = z BOT - ΔZ [3] Z₂ = -z S + ΔZ [4] U₁ = U₀ - U₂ [5] U₂ = U t = I t R t [6] with εε₀ = dielectric constant (≃0,8 pF/m), E = elastic modulus, l = length and = thickness of the cantilever beam 3, respectively, and R t0 ≃ 40kΩ, κ ≃ 10¹⁰m⁻¹. Equations [1] through [7] cannot be solved analytically for Z G but the derivative can be determined easily: hence With the parameters chosen below, and at realistic operating conditions in the tunneling mode, Z G « ΔZ « Z 1,2 such that Z₁ ≃ z BOT and Z₂ ≃ Z P ; further U₁ ≃ U₀ « U₂ = U t , the quantity A becomes: For a numerical calculation, the following values have proven appropriate: ε = 1; ε₀= 8 x 10⁻¹²F/m; l = 200 µm; t = 2 µm; E = 10¹¹N/m² (silicon, quartz); z BOT = Z P = 3 µm. With these values and a projected width w = 200 µm of the cantilever beam, a spring constant of C* = 4,5 N/m results which is sufficient to prevent mechanical instabilities due to interfacial forces. The first elastic resonance of the cantilever beam occurs at >100 kHz which is much better than in present-day scanning tunneling microscopes. The deflection parameter becomes: Assuming operation at U t = 0,5V, one finds A ≃ 100. Since A » 1, one may ignore the 1 in the denominator of equation [10], hence This result means that a 10 nm variation in surface height results in no more than a 0,1 nm change in tunnel gap width. For very small and very large tunnel gap widths, the above-given set of equations is easily solved for z S (Z G ). There is no reduction effect to be expected: Fig. 5 depicts the linear and almost linear relations calculated in accordance with Equation [14]. The dashed lines designated a, b, and c, with a slope of -1, and mutually parallel-displaced by the amounts ΔZ max , and 2 ΔZ max , respectively, are the calculated asymptotes to the curve z S (Z G ) represented in a semi-quantitative way by the solid curve. The operating point is to be chosen on the horizontal plateau (of the width 2 ΔZ max ) between dashed lines a and b. Since the voltage U t is generally kept small, the operating point will preferably be chosen near the right-hand end of the plateau. For this purpose, the tunneling current from a few selected cells can be fed into a regular feedback control circuit. This measure assures that the overall system settles approximately at the operating points of the individual elements. The quantitative behavior of the response curve may be obtained by numerical integration of Equation [13]. The initial setting of the parameters may be chosen as follows: The resulting characteristics are shown in Figs. 6 through 8. Fig. 6 depicts the relevant section of curve d in Fig. 5, namely the relation of gap width versus sample position, for three values of the tunneling current, viz. 0,1 nA, 1 nA, and 10 nA, at a larger scale. Fig. 7 shows the corresponding relation between dZ G /dz S versus U t which is independent of I t . It can be seen that dZ G /dz S ≃ 0,01 in the operating range around U t = 0,5 V. Fig. 8 relates the gap width to the tunneling voltage for the three values 0,1 nA, 1 nA and 10 nA of the tunneling current I t . As will have become clear from the foregoing description, variations in tunneling current occurring fast as compared to the time constant τ L of the R L /C L circuit are not compensated by the current stabilizer comprising field-effect transistor 11. Small asperities on the surface 6 of the recording medium 7 (topography) as well as local changes in workfunction of the recording material, therefore, will show up in full strength in the tunneling current l t . They create a voltage signal U SIG across load resistance R L 14 which can be used for further processing of the stored information. While the present invention is not directed to the storage medium per se, it seems in order to briefly introduce a storage medium capable of recording variations of the tunneling current. A suitable storage medium may, for example, comprise a thin layer of silicon dioxide on top of a silicon substrate. The oxide is prepared to have a plurality of trapping sites of about 2.4 eV depth. Electrons emitted from a tunnel tip can be stably trapped at such sites at room temperature (cf. D.J. Dimaria in Pantelides (Ed.) "The Physics of SiO2 and its Interfaces", Pergamon 1978, p. 160 et seq.). This mechanism qualifies for write/read applications. On conventional storage disks, the storage locations are arranged in concentric circles or tracks about a single common center. By contrast, on the storage medium proposed for use in connection with the present invention, the storage locations are arranged in a plurality of identical groups, with all storage positions in any one group being arranged in concentric circles or tracks about the group's own center, and with all centers being arranged in an ordered array on the recording surface of the storage medium. The concentric circles or tracks of storage locations of each group form a "microdisk" with a diameter of less than 0.1 mm. Even with several hundred "microdisks" per recording surface, the area required for a given storage capacity is much smaller than required in any other known storage devices. The storage medium just described may be attached to the free end of an elongated piezoceramic bendable tube, such as the one known from EP-A-0 247 219, the other end of which is rigidly anchored. Closely adjacent the recording surface at the free end of the tube is mounted the transducer of the present invention with each tunnel tip of its array of tunnel tips being aligned with one of the microdisks. Each tunnel tip faces, and is spaced closely adjacent to, the recording surface on the storage medium. The distance (in the nanometer range) between each tunnel tip and the recording surface is at the beginning individually adjusted so that each tip normally is disposed at the same preselected tunneling distance from the recording surface 6. By successively energizing electrode pairs attached to the tube, the free end of the tube and, hence, the recording surface is forced to move in a circular orbit. The diameter of this orbit will vary according to the potential differential that is selected. Thus, the recording surface at the free end of the piezoceramic tube can be caused to move in any one of a plurality of concentric orbits relative to the tunnel tips of the transducer array. As a result, each tip will scan that one of the plurality of concentric circles or tracks of its microdisk corresponding to the selected orbit diameter of the tube. Digital information is written into and/or read out of the storage medium by varying the tunneling current flowing across the gap between the tunnel tip and recording surface. Recording, therefore, involves addressing and moving a selectable one of the tips 2 in the array of transducer 1 and concurrently energizing the electrode pairs surrounding the tube to a potential corresponding to an orbit diameter that permits access to a desired one of the concentric tracks on the associated microdisk. It will be clear to those skilled in the art that several other recording media, as well as other known schemes for the mutual displacement of transducer and/or tunnel tips and recording medium may be employed to achieve the desired result. The important point is that with all those schemes the control circuitry necessary to compensate the variations in the distance between each individual the tunnel tip and the surface of the recording medium is integrated on the transducer.

Claims: Distance-controlled tunneling transducer (1) including a plurality of pointed tips (2) arranged in an array at tunneling distance from an electrically conductive surface (6), said tips (2) being each attached to a cantilever beam (3) permitting the mutual distance between said tips (2) and said surface (6) to be adjusted by electrostatic means (9, 12) in dependence on the variation of the tunneling currents flowing across the gaps between said tips (2) and said surface (6), and an active control circuit (11 - 17) is provided for cooperation with each of said cantilever beams (3), characterized in that each control circuit (11 - 17) comprises a transistor (11), a load resistance (14) and a capacitor (17), and that the operating voltage (U₀) for said control circuit (11 - 17) is at the same time used to control the electrostatic means (9, 12) provided for adjusting the distance (Z G ) between said tip (2) and said surface (6). Transducer in accordance with claim 1, characterized in that in said control circuit (11 - 17) a field-effect transistor (11), and a load resistance (14) are series-connected with the resistance (R t ) across the gap (Z G ) between said tip (2) and said surface (6), and that said capacitor (17) is connected in parallel with the source-drain channel of said field-effect transistor (11), such that under the control of the gate voltage (V G ) a division of the applied potential (U₀) into a first part (U₁) applied to the electrodes (8, 9) respectively arranged on the bottom of the cavity (10) underneath each cantilever beam (3) and on each cantilever beam (3) itself and controlling the deflection of the latter, and a second part (U₂ = U t ) being respective the tunneling voltage. Transducer in accordance with claim 1, characterized in that said load resistance (R L , ) is chosen to be very small with respect to the resistance (R t ) of the gap between the tip (2) and the surface (6) of the recording medium (7), and that a signal voltage (U SIG ) is extracted from across said load resistance (R L , ), said signal voltage (U SIG ) having a time constant (τ L ) determined by said gap resistance (R t ) and said capacitor (C L ). Direct access storage unit comprising a recording medium (7) and a plurality of pointed tips (2) arranged on a transducer (1) in juxtaposition with said recording medium (7), and means for generating a mutual periodic displacement between said recording medium (7) and said transducer (1), wherein each tip (2) is operated as a detector for the current (I t ) flowing across the gap (Z G ) between said tip (2) and the surface (6) of said recording medium (7), and wherein each tip (2) is attached to a cantilever beam (3) with the mutual distance between said tip (2) and the surface (6) of the recording medium (7) being adjustable by electrostatic means (9, 12), and each tip (2) is associated with an active control circuit (11 - 17) integrated on said transducer (1) in juxtaposition with the cantilever beam (3) of the particular tip (2), characterized in that each control circuit (11 -17) comprises a transistor (11), a load resistance (14), and a capacitor (17), and that the circuit is connected such that the supply voltage (U₀) creating the current across the gap between said tip (2) and the surface (6) of said recording medium (7) also serves to adjust, during operation, the distance (Z G ) between said tip (2) and the surface (6) of said recording medium (7).

Inventors: POHL WOLFGANG DIETER DR, SCHNEIKER CONRAD W DEPARTMENT, POHL, WOLFGANG DIETER, DR., SCHNEIKER, CONRAD W. DEPARTMENT OF ANESTHESIOLOGY
Applicants: IBM, INTERNATIONAL BUSINESS MACHINES CORPORATION
Application year: 1988
Main classification: G11B9
IPC codes: G11B5, G02B21, H01L27, G11B21, G11B9, G01Q70, G01Q10