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Title: Sign Bits Are All You Need for Black-Box Attacks

Paper content:
We present a novel black-box adversarial attack algorithm with state-of-the-art model evasion rates for query efficiency under $\ell_\infty$ and $\ell_2$ metrics.
It exploits a \textit{sign-based}, rather than magnitude-based, gradient estimation approach that shifts the gradient estimation from continuous to binary black-box optimization.
It adaptively constructs queries to estimate the gradient, one query relying upon the previous, rather than re-estimating the gradient each step with random query construction.
Its reliance on sign bits yields  a smaller memory footprint and it requires neither hyperparameter tuning or dimensionality reduction.
Further, its theoretical performance is guaranteed and it can characterize  adversarial subspaces better than white-box gradient-aligned subspaces.
On two public black-box attack challenges and a model robustly trained against transfer attacks, the algorithm's evasion rates surpass all submitted attacks.
For a suite of published models,  the algorithm is $3.8\times$ less failure-prone while spending $2.5\times$  fewer queries versus the best combination of state of art algorithms.
For example, it evades a standard MNIST model using just $12$ queries on average.
Similar performance is observed on a standard IMAGENET model with an average of $579$ queries.
Problem.
Deep Neural Networks (DNNs) are vulnerable to adversarial examples, which are malicious inputs designed to fool the model's prediction-see (Biggio and Roli, 2018) for a comprehensive, recent overview of adversarial examples.
Research on generating these malicious inputs started in the white-box setting, where access to the gradients of the models is assumed.
Since the gradient points to the direction of steepest ascent, an input can be perturbed along the gradient's direction to maximize the network's loss, thereby potentially causing misclassification under class prediction, e.g. with images, or evasion under detection, e.g. with malware.
The assumption of access to the underlying gradient does not however reflect real world scenarios.
Attack algorithms under a more realistic, restrictive black-box threat model, which assumes access to predictions in lieu of gradients, are therefore studied.
Central to their approaches is estimating the gradient.
To estimate the magnitudes and signs of the gradient, the community at large has formulated a continuous optimization problem of O(n) complexity where n is the input dimensionality.
Most recently work has sought to reduce this complexity by means of data-/time-dependent priors Ilyas et al. (2019) .
In this paper, we take a different tact and reduce the central problem to just estimating the signs of the gradients.
Our intuition arises from observing that estimating the sign of the top 30% gradient coordinates by magnitude is enough to achieve a rough misclassification rate of 70%.
Figure 1 reproducing Ilyas et al. (2019) illustrates this observation for the MNIST dataset-see Appendix A for other datasets.
Therefore our goal is to recover the sign of the gradient with high query efficiency so we can use it to generate adversarial examples as effective as those generated by full gradient estimation approaches.
Related Work.
We organize the related work in two themes, namely Adversarial Example Generation and Sign-Based Optimization.
The literature of the first theme primarily divides into white-box and black-box settings.
The white-box setting, while not the focus of this work, follows from the works of Biggio et al. (2013) and Goodfellow et al. (2015) who introduced the Fast Gradient Sign Method (FGSM), including several methods to produce adversarial examples for various learning tasks and threat perturbation constraints (Carlini and Wagner, 2017; Moosavi-Dezfooli et al., 2016; Hayes and Danezis, 2017; Al-Dujaili et al., 2018; Kurakin et al., 2017; Shamir et al., 2019) .
Turning to the blackbox setting and iterative optimization schemes, Narodytska and Kasiviswanathan (2017) , without using any gradient information, use a naive policy of perturbing random segments of an image to generate adversarial examples.
Bhagoji et al. (2017) reduce the dimensions of the feature space using Principal Component Analysis (PCA) and random feature grouping, before estimating gradients.
Chen et al. (2017) introduce a principled approach by using gradient based optimization.
They employ finite differences, a zeroth-order optimization means, to estimate the gradient and then use it to design a gradient-based attack.
While this approach successfully generates adversarial examples, it is expensive in how many times the model is queried.
Ilyas et al. (2018) substitute traditional finite differences methods with Natural Evolutionary Strategies (NES) to obtain an estimate of the gradient.
Tu et al. (2018) provide an adaptive random gradient estimation algorithm that balances query counts and distortion, and introduces a trained auto-encoder to achieve attack acceleration.
Ilyas et al. (2019) extend this line of work by proposing the idea of gradient priors and bandits: Bandits T D .
Our work contrasts with the general approach of these works in two ways:
a) We focus on estimating the sign of the gradient and investigate whether this estimation suffices to efficiently generate adversarial examples.
b) The above methods employ random sampling in constructing queries to the model while our construction is adaptive.
1 Another approach involves learning adversarial examples for one model (with access to its gradient information) to transfer them against another (Liu et al., 2016; Papernot et al., 2017) .
Alternately, Xiao et al. (2018) use a Generative Adversarial Network (GAN) to generate adversarial examples which are based on small norm-bounded perturbations.
These methods involve learning on a different model, which is expensive, and not amenable to comparison with setups-including ours-that directly query the model of interest.
Figure 1: Misclassification rate of an MNIST model on the noisy FGSM's adversarial examples as a function of correctly estimated coordinates of sign(∇ x f (x, y)) on 1000 random MNIST images.
Estimating the sign of the top 30% gradient coordinates (in terms of their magnitudes) is enough to achieve a rough misclassification rate of 70%.
More details can be found in Appendix A.
Sign-Based Optimization.
In the context of generalpurpose continuous optimization methods, signbased stochastic gradient descent was studied in both zeroth-and first-order setups.
In the latter, Bernstein et al. (2018) analyzed signSGD, a sign-based Stochastic Gradient Descent, and showed that it enjoys a faster empirical convergence than SGD in addition to the cost reduction of communicating gradients across multiple workers.
Liu et al. (2019) extended signSGD to zeroth-order setup with the ZO-SignSGD algorithm.
ZO-SignSGD (Liu et al., 2019) was shown to outperform NES against a blackbox model on MNIST.
These approaches use the sign of the gradient (or its zero-order estimate) to achieve better convergence, whereas our approach both estimates and uses the sign of the gradient.
Contributions.
We present the following contributions at the intersection of adversarial machine learning and black-box (zeroth-order) optimization:
1) We exploit the separability property of the directional derivative of the loss function of the model under attack in the direction of {±1} n vectors, to propose a divide-and-conquer, adaptive, memory-efficient algorithm, we name SignHunter, to estimate the gradient sign bits.
2) We provide a worst-case theoretical guarantee on the number of queries required by SignHunter to perform at least as well as FGSM (Goodfellow et al., 2015) , which has access to the model's gradient.
To our knowledge, no black-box attack from the literature offers a similar performance guarantee.
3) We evaluate our approach on a rigorous set of experiments on both, standard and adversarially hardened models.
All other previous works on this topic have published their results on a subset of the datasets and threat models we experimentally validate in this work.
Through these experiments, we demonstrate that SignHunter's adaptive search for the gradient sign allows it to craft adversarial examples within a mere fraction of the theoretical number of queries thus outperforming FGSM and state-of-the-art black-box attacks.
4) We release a software framework to systematically benchmark adversarial black-box attacks, including SignHunter's, on MNIST, CIFAR10, and IMAGENET models in terms of success rate, query count, and other metrics.
5) We demonstrate how SignHunter can be used to characterize adversarial cones in a black-box setup and in doing so, highlight the gradient masking effect.
Notation.
Let n denote the dimension of datapoint x.
Denote a hidden n-dimensional binary code by q * .
That is, q * ∈ H ≡ {−1, +1} n .
Further, denote the directional derivative of some function f at a point x in the direction of a vector v by D v f (x) ≡ v T ∇ x f (x) which often can be approximated by the finite difference method.
That is, for δ > 0, we have
Let Π S (·) be the projection operator onto the set S, B p (x, ) be the p ball of radius around x.
Assuming a black-box threat model, we studied the problem of generating adversarial examples for neural nets and proposed the gradient sign estimation problem as the core challenge in crafting (Tramèr et al., 2017a , Figure 2 ), for 500 correctly classified points x and ∈ {4, 10, 16}, we plot the probability that we find at least k orthogonal vectors r i -computed based on (Tramèr et al., 2017a , Lemma 7)-such that ||r i || ∞ = and x + r i is misclassified.
For both models and for the same points x, SAAS finds more orthogonal adversarial vectors r i than GAAS, thereby providing a better characterization of the space of adversarial examples in the vicinity of a point, albeit without a white-box access to the models.
these examples.
We formulate the problem as a binary black-box optimization one: maximizing the directional derivative in the direction of {±1} n vectors, approximated by the finite difference of the queries' loss values.
The separability property of the directional derivative helped us devise SignHunter, a query-efficient, tuning-free divide-and-conquer algorithm with a small memory footprint that is guaranteed to perform at least as well as FGSM after O(n) queries.
No similar guarantee is found in the literature.
In practice, SignHunter needs a mere fraction of this number of queries to craft adversarial examples.
The algorithm is one of its kind to construct adaptive queries instead of queries that are based on i.i.d. random vectors.
Robust to gradient masking, SignHunter can also be used to estimate the dimensionality of adversarial cones.
Moreover, SignHunter achieves the highest evasion rate on two public black-box attack challenges and breaks a model that argues robustness against substitute-model attacks.

assistant: text: We present a sign-based, rather than magnitude-based, gradient estimation approach that shifts gradient estimation from continuous to binary black-box optimization.