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Title: FACE SUPER-RESOLUTION GUIDED BY 3D FACIAL PRIORS

Paper content:
State-of-the-art face super-resolution methods employ deep convolutional neural networks to learn a mapping between low- and high-resolution facial patterns by exploring local appearance knowledge.
However, most of these methods do not well exploit facial structures and identity information, and struggle to deal with facial images that exhibit large pose variation and misalignment.
In this paper, we propose a novel face super-resolution method that explicitly incorporates 3D facial priors which grasp the sharp facial structures.
Firstly, the 3D face rendering branch is set up to obtain 3D priors of salient facial structures and identity knowledge.
Secondly, the Spatial Attention Mechanism is used to better exploit this hierarchical information (i.e. intensity similarity, 3D facial structure, identity content) for the super-resolution problem.
Extensive experiments demonstrate that the proposed algorithm achieves superior face super-resolution results and outperforms the state-of-the-art.
Face images provide crucial clues for human observation as well as computer analysis (Fasel & Luettinb, 2003; Zhao et al., 2003) .
However, the performance of most face image tasks, such as face recognition and facial emotion detection (Han et al., 2018; Thies et al., 2016) , degrades dramatically when the resolution of a facial image is relatively low.
Consequently, face super-resolution, also known as face hallucination, was coined to restore a low-resolution face image to its high-resolution counterpart.
A multitude of deep learning methods (Zhou & Fan, 2015; Yu & Porikli, 2016; Zhu et al., 2016; Cao et al., 2017; Dahl et al., 2017a; Yu et al., 2018b) have been successfully applied in face Super-Resolution (SR) problems and achieve state-of-the-art results.
But super-resolving arbitrary facial images, especially at high magnification factors, is still an open and challenging problem due to the ill-posed nature of the SR problem and the difficulty in learning and integrating strong priors into a face hallucination model.
Some researches (Grm et al., 2018; Yu et al., 2018a; Ren et al., 2019) on exploiting the face priors to assist neural networks to capture more facial details have been proposed recently.
A face hallucination model incorporating identity priors is presented in Grm et al. (2018) .
But the identity prior is extracted only from the multi-scale up-sampling results in the training procedure and therefore cannot provide enough extra priors to guide the network to achieve a better result.
Yu et al. (2018a) employ facial component heatmaps to encourage the upsampling stream to generate super-resolved faces with higher-quality details, especially for large pose variations.
Although heatmaps can provide global component regions, it cannot learn the reconstruction of detailed edges, illumination or expression priors.
Besides, all of these aforementioned face SR approaches ignore facial structure and identity recovery.
In contrast to previous methods, we propose a novel face super-resolution method that embeds 3D face structures and identity priors.
Firstly, a deep 3D face reconstruction branch is set up to explicitly obtain 3D face render priors which facilitate the face super-resolution branch.
Specifically, the 3D face render prior is generated by the ResNet-50 network (He et al., 2016) .
It contains rich hierarchical information, such as low-level (e.g., sharp edge, illumination) and perception level (e.g., identity).
The Spatial Attention Mechanism is proposed here to adaptively integrate the 3D facial prior into the network.
Specifically, we employ the Spatial Feature Transform (SFT) (Wang et al., 2018) to generate affine transformation parameters for spatial feature modulation.
Afterwards, it encourages the network to learn the spatial interdepenencies of features between 3D facial priors and input images after adding the attention module into the network.
The main contributions of this paper are:
1. A novel face SR model is proposed by explicitly exploiting facial structure in the form of facial-prior estimation.
The estimated 3D facial prior provides not only spatial information of facial components but also their visibility information, which are ignored by the pixel-level content.
2. We propose a feature-fusion-based network to better extract and integrate the face rendered priors by employing the Spatial Attention Mechanism (SAM).
3. We qualitatively and quantitatively explore multi-scale face super-resolution, especially at very low input resolutions.
The proposed network achieves better SR criteria and superior visual quality compared to state-of-the-art face SR methods.
In this paper, we proposed a novel network that incorporates 3D facial priors of rendered faces and identity knowledge.
The 3D rendered branch utilizes the face rendering loss to encourage a highquality guided image providing clear spatial locations of facial components and other hierarchical information (i.e., expression, illumination, and face pose).
To well exploit 3D priors and consider the channel correlation between priors and inputs, the Spatial Attention Mechanism is presented by employing the Spatial Feature Transform and Attention block.
The comprehensive experimental results have demonstrated that the proposed method can deliver the better performance and largely decrease artifacts in comparison with the state-of-the-art methods by using significantly fewer parameters.

assistant: text: We propose a novel face super resolution method that explicitly incorporates 3D facial priors which grasp the sharp facial structures.