SETTLEMENT ANn RELEASE AGREEMENT 

This Settlement and Release Agreement ("Agreement") is made by, between, and among 

the following undersigned pmtics: 

The Federal Deposit Insurance Corporation as Receiver f(>r Tennessee Commerce Bank 

("FDIC-R"), II. Lamar Cox, Thomas Crocker, Paul Dierksen, Irving Ginsberg, Dennis Grimaud, 

Arthur Ilclf, 'lbomas R. Mil1cr, Darrel Reifschneider, Charles Douglas Rogers, Michael Sapp, 

and Paul Thomas (collectively the "Settling Individuals"), and Continental Casualty Company 

("CNA') (individually, the FDIC-R, the Settling Individuals, and CNA may be referred to herein 

as a "Party" and collectively as the "Parties"). 

RIHTfALS 

WUEREAS: 

Prior to January 27, 2012, ·rcnncssce Commerce Bank ("Bank") was a depository 

institution organized and existing under the laws of Tennessee; 

On January 27,2012, the Tennessee Department of .Financial Institutions closed the Bank 

and pursuant to 12 U.S.C. § 1821(c), the Federal Deposit Insurance Corporation was appointed 

Receiver. In accordance with 12 U.S.C. § 1821 (d), the FDIC-R succeeded to all tights, titles, 

powers, and privileges of the Bank, including those with respect to its assets; 

Among the assets to which the FDIC-R succeeded were all of the Bank's claims, 

demands, and causes of action against its fonner directors, officers, and employees arising from 

the performance, nonperformance, and manner of performance oftheir respective functions, 

duties, and acts as directors, officers, and employees of the Bank; 

The FDIC-R has asserted claims against the Settling Individuals, each of whom served at 

various times as a director ~md/or officer of the Bank. The Settling Individuals deny liability for 

the claims; 

Insurer AXIS Jnsurance Company ("AXIS") issued a director and officer liability policy 

(b)(4) ... numberedJ'-_ ..._ .. _____ __,liorthe period February 15, 2011 to February 15, 2012 ("Axis 

Policy"), and Insurer CNA issued a director and officer liability policy numbcred'-l __ ....... ....... _ _ ...... _, .... )f{>r ........ (.l:>..)(§.l 

15128783.1 
the period February 15,2011 to February 15,2012 ("CNA Policy") (collectively, the "Policies"), 

which insured the directors and officers of the Bank according to the terms, provisions, and 

conditions of the Policies. The Settling Individuals asserted claims for coverage under the 

Policies. Collectively, AXIS and CNA arc referred to as the "Insurers." The Insurers have 

reserved their rights to deny coverage under the Policies for claims asserted by the FDIC-R 

against the Settling Individuals; and 

The undersigned Parties deem it in their best interests to enter into this Agreement to 

avoid the uncertainty and expense of litigation; 

NOW, THEREFORE, in consideration of the promises, undettakings, payments, and 

releases stated herein, the sufficiency of which consideration is hereby acknowledged, the 

undersigned Parties agree, each with the other, as follows: 

SECTION 1: Payment to the FDIC-.R 

A. As an essential covenant and condition to this Agreement, on or before thirty (30) 

calendar days following the date the Agreement is executed by the Parties, and the receipt by 

AXIS and CNA of adequate payment and/or wiring instntctions, the Settling Individuals agree to 

pay or cause the Insurers to pay to the FDlC-R the sum of $6.1 million ("the Settlement 

Payment"). In addition, $1.0 million of the CNA Policy will be held back for usc by Insured 

Persons (as defined in the CNA Policy) for Defense Costs (as defined in the CNA Policy) 

expended or to be expended associated with matters currently asserted against them, or which 

may be asserted against them and as to which CNA reasonably determines that Deitmse Costs 

arc properly payable under the CNA Policy (the "CNA Holdback"); to the extent the full $1.0 

million is not used f(>r the Defense Costs of the Insured Persons by January 28, 2018, the 

remainder will be paid to the FDIC-R within thirty (30) days of that date as additional payment 

H>r settlement of the FDJC-R's claims ("Additional Payment"). Should the CNA Holdback be 

fully expended prior to January 28, 2018, CNA shall promptly notify the FDIC-R of that fact. 

B. The Settlement Payment shall be delivered to the FDlC-R by chcck(s) drawn on 

the account(s) of the Insurers and/or attorney trust account(s) of one or more law firm(s) for the 

1517.&7&:u 2 
Settling Individuals, and/or by direct wire transfer into an account designated by the FDIC-R by 

notice to the attorneys fi.>r the Settling Individuals and CNA. 

In the event that the Settlement Payment or Additional Payment is not delivered to the 

FDIC-R (or its counsel) by the date determined in subsection A above, interest shall accrue on 

all unpaid amounts at the rate of 5% per annum from that date until the date of payment. 

llowcvcr, if said Settlement Payment is not delivered to the FDIC-R by that date as a result of 

the FDIC-R's failure to execute this Agreement, no interest shall accrue until five days afier the 

FDlC-R executes the Agreement. 

C. If the FDIC-R does not receive the Settlement Payment or Additional Payment in 

full on or before thirty (30) days following the date determined by subsection A. above, then the 

FDIC-R, in its sole discretion, shall have the right at any time prior to receipt of the Settlement 

Payment in full (including all accrued interest) to: 

I. Extend the period of time for the Settlement Payment or Additional 

Payment, including interest accruing from tht! date determined by subsection A. above, through 

the date of payment at a rate calculated in accordance with 26 U.S.C. § 662l(a)(2); or 

2. Enforce this Agreement, in which event the Settling Individuals and/or 

CNA agree to jurisdiction in United States District Court i{lr the Middle District of Tennessee 

and to pay all of the FDIC-R's reasonable attorney's fees and costs expended in enforcing the 

terms of this Agreement; or 

3. With respect to non-receipt of the Settlement Payment only, terminate the 

Agreement and institute an action on the 1-'DIC-R's claims. The Settling Individuals and CNA 

further agree to waive any defense accruing after this Agreement is tully executed based on any 

statute oflimitations that would bar any of the FDIC-R's claims and waive all objections, 

defenses, claims, or counterclaims, and covenant and agree not to assert any objections, defenses, 

claims, or counterclaims that did not exist or were otherwise Lmavailable as ofthe date this 

Agreement was fully executed; and/or 

4. Seek any other r~lief available to it in law or equity. 

1 Sl1.X711:i.l ,., 

-' 
Any extension of time under Section LC.l for. delivery of the Settlement Payment or 

acceptance of a p011ion of the Settlement Payment shall not prejudice the FDIC-R's rights to take 

any ofthe actions set forth in Section I.C.2 through I.C.4 at any time prior to receipt of 

Settlement Payment (including all accrued interest) in full. 

SI< CTION II: Releases 

A. The FDIC-R's Releases. 

Upon receipt of the Settlement Payment in full and except as provided in Section II.D., 

the FDIC-R, for itself and its successors and assigns, hereby releases and discharges: 

1. The Settling Individuals and their respective lawful spouses, domestic 

partners, estate-s, heirs, executors, trustees, admjnistrators, representatives, insurers, successors, 

and assigns, from any and all claims, demands, obligations, damages, actions, and causes of 

action, direct or indirect, in law or in equity, be.longing to the FDTC-R, that arise from or relate 

to, the performance, nonperformance, or manner of performance of the Settling lndi viduals' 

respective functions, duties, and actions as officers and/or directors of the Bank. 

2. CNA, their parents, subsidiaries, affiliates, and reinsurers, and their 

respective employees, officers, directors, agents .. representatives, successors, and a<;signs, from 

any and all claims, demands, obligations, damages, actions, and causes of action, direct or 

indirect, in law or in equity, that arise from or. relate to the CNA Policy, with the exception of the 

CNA Holdback referenced in Section J.A. As part ofthis release ofCNA, and with the 

exception ofthe CNJ\ Holdback, the FDIC-R agrees that any interest it may have under the CNA 

Policy is extinguished. The Release shall be extended to the CNA I foldbaek either upon receipt 

of the Additional Payment or notification that the CNA Holdback has been expended as provided 

in Section LA. 

3. All other former directors, officers, and employees of the Bank 

(collectively, the "Covered Persons") and their respc-<.:tivc lawfu l spouses, domestic partners, 

cs lates, heirs, executors, trustees, administrators, reprcscntati ves, successors, and assigns, irom 

any and all claims, demands, obligations, damages, actions, and causes of action, direct or 

15128i83.1 4 
indirect, in law or in equity, belonging to the fDI.C-R, that arise from or relate to, the 

perfom1anee, nonperformance, or malli1er of performance ofthe Covered .Persons' respective 

functions, duties, and actions as directors, officers, and/or employees ofthc Bank. This release 

shall be null and void as to any Covered Person if such Covered Person asserts any claim against 

the FDIC-R. 

B. The Settling lndividuals: .. R~l easc . 

Eilective simultaneously with the release granted in Section Il.A. above, the Settling 

Individuals, on behalf of themselves individually, and their respective lawful spouses, domestic 

partners, estates, heirs, executors, trustees, administrators, agents, representatives, successors, 

and assigns, hereby release and discharge the FDIC-R, and its employees, officers, directors, 

representatives, successors, and assigns, from any and all claims, demands, obligations, damages, 

actions, and causes of action, direct or indirect, in law or in equity, that arise from or relate to the 

Bank, or to the performance, nonperformance, or manner ofperfom1ance ofthc Settling 

Individuals' respective functions, duties, and actions as oHicers and/or directors of the Bank. 

C. CNA's Rclca')e. 

Efleetive simultaneously with the releases granted in Section II.A. above, CNA, for itself 

and its successors and assigns, and on behalf of its parents, subsidiaries, affiliates, and reinsurers, 

and their successors and assigns, hereby releases and discharges the FDIC-R, and its employees, 

olliccrs, directors, agents, representatives, successors, and assigns, from any and all claims, 

demands, obligations, damages, actions, and causes of action, direct or indirect, in law or in 

equity, that arise n·om or relate to the CNA Policy. 

D. Exceptions from Releases by tb.~ FDI.C-R. 

1. Notwithstanding any other provision of this Agreement, the FDIC-R does 

not release, and expressly preserves fully and to the same extent as if this Agreement had not 

been executed, any claims or causes of action: 

a. Against the Settling Individuals or any other person or entity for 

liability, if any, incurred as the maker, endorser, or guarantor of any promissory note or 

15128783.1 5 
indebtedness payable or owed by them to the FDIC-R, the Bank, other financial institutions, or 

any other person or entity, including without limitation any such claims acquired by the FDIC-R 

as successor in interest to the Bank or any person or entity other than the Hank; and 

b. Against any person or entity not expressly released by the FDIC-R 

in this Agreement. 

2. Notwithstanding any other provision of this Agreement, nothing in this 

Agreement shall be construed or interpreted as limiting, waiving, releasing, or compromising the 

jurisdiction and authority of the Federal Deposit Instrrance Corporation in the exercise of its 

supervisory or regulatory authority or to diminish its ability to institute administrative 

enfiJrcement or other proceedings seeking removal, prohibition, or any other relief it is 

authorized to seek pursuant to its supervisory or regulatory authority against any person. 

3. Notwithstanding any other provision of this Agreement, this Agreement 

does not purport to waive, or intend to waive, any claims that could be brought by the United 

States through the Department of Justice, the United States Attorney's Office for any federal 

judicial district, or any other department or agency of the United States as defined by 18 U.S.C. § 

6. In addition, the FDIC-R specifically reserves the right to seek court-ordered restitution 

pursuant to the relevant provisions of the Mandatory Victims Restitution Act, 18 U.S.C. §§ 3322 

and 3663 ~~ ~eq .. , if appropriate. 

F. Express Reservation of Rights of Bond Carrier. 

1. Notwithstanding any other provision of this Agreement, nothing in this 

Agreement shall release or prejudice the rights of Bandnsure, Inc. or any other underwriter of 

any financial institution bond, fidelity bond, or banker's blanket bond on which the Bank is an 

insured, to bring any claims by way of subrogation to the claims of the FDIC-R, against (a) any 

directors, officers, or employees of the Hank, including but not limited to the Settling 

Defendants, in their capacities as directors, officers, or employees of the Bank or in any other 

capacily, or (b) any other individual or entity. 

Nothing herein shall be construed to admit the existence of, or to establish, 

1512878.\.1 6 
any claim or cause of action on the part of Banclnsurc, Inc. or any other bond underwriter by 

way of subrogation to claims oflhe FDIC-R, that would not exist had this Agreement not been 

executed. 

SECTION Ill: Waiver of Dividends and Proceeds from Litigation 

To the extent, if any, that Settling Individuals arc or were shareholders of the llank or its 

holding company and by virtue thereof are or may be entitled to a dividend, payment, or other 

distribution upon resolution of the receivership of the Bank or proceeds in any litigation that has 

been or could be brought against the Federal Deposit Insurance Corporation in any capacity or 

against the United States based on or arising out of, in whole or in part, the closing of the Bank, 

or any alleged acts or omissions by the Federal Deposit Insurance Corporation in any capacity, 

the United States government, or any agency or department of the United States government in 

connection with the Bank, its conservatorship, or receivership, the Settling Individuals hereby 

knowingly assign to the FDIC-R any and all rights, titles, and interest in and to any and all such 

dividends, payments, other distributions, or proceeds. 

SECTION IV: Representations and Acknowledgements 

/\.. Authorized SignaJQJl~§.. All of the undersigned persons represent and warrant that 

they are Parties hereto or are authorized to sign this Agreement on behalf of the respective Party, 

and that they have the full power and authority to bind such Party to each and every provision of 

this Agreement. This Agreement shall be binding upon and inure to the benefit of the 

undersigned Parties and their respective heirs, executors, trustees, administrators, representatives, 

successors, and assigns. 

B. Advice of Counsel. Each Party hereby acknowledges that he, she, or it has 

consulted with and obtained the advice of counsel prior to executing this Agreement, and that 

this Agreement has been explained to that Party by his, her, or its counsel. 

C Fin~,nci;ll Disclosure Representation. Each Settling Individual has submitted 

financial information to the fDlC-R including a signed Financial Disclosure Fom1 and herein 

a11inns that his/her Jinancial information is true and accurate as of the date of this agreement. 

15128783.1 7 
Each Settling Individual expressly acknowledges that, in detennining to settle the claims 

released herein, the FDIC-R has reasonably and justifiably relied upon the accuracy of the 

financial information submitted by the Settling Individuals. The FDIC-R has no obligation to 

independently verify the completeness or accuracy of that financial information. lfthe FDJC-R 

establishes via a final adjudication in an appropriate judicial forum that a Settling Individual 

failed to disclose any material interest, legal, equitable, or beneficial, in any asset, that Settling 

Individual agrees to cooperate fully with the FD[C-R to provide updated financial infonnation 

and to pay to the FDIC-R the lesser of(l) the value ofthe Settling Individual's undisclosed 

material interest in such ao;set(s); or (2) the amount of unpaid damages alleged against that 

Settling Individual. 

SECTION V: .Reasonable Cooperation 

A The Parties agree to cooperate in good faith to effectuate all the terms and 

conditions of this Agreement, including doing, or causing their agents and attorneys to do, 

whatever is reasonably necessary to effectuate the signing, delivery, execution, filing, recording, 

and entry, of any documents necessary to perform the terms ofthis Agreement. 

B. The Settling Individuals agree to cooperate fully with the FDIC-R in coruiection 

with any action required under this Agreement. 

Such cooperation shall consist of: 

1. Producing all documents requested by the FDIC-R, without the necessity 

of subpoena, a'i determined by the FDIC-R, in its sole discretion, to be relevant to the Bank; 

2. Appearing as requested by the FDfC-R at reasonable times and places for 

interviews regarding facts, as detennined by the l·'DIC-R in its sole discretion, to be relevant to 

the Bank; 

3. Testifying as requested by the FDIC-R, without the necessity of a 

subpoena, in any matter relevant to the Bank, as determined by the FDIC-R; 

4. Signing truthful affidavits, regarding any matler, as detem1ined by the 

FDIC-R in its sole discretion, to be relevant to the Bank. 

15128i83.1 8 
C. Nothing contained herein shall be construed or interpreted as waiving, modifying, 

restricting or limiting in any way any Settling Individual's rights under the Fifth Amendment to 

the United States Constitution, including the privilege of refusing to testify or provide specific 

responses to inquiries in any interview, examination, or affidavit that may be requested pursuant 

to Section V.B. ofthis Agreement, above. 

SECTION VI: Other Matters 

A. No Admissi<;>_.I)_QCLil:lbUity. The Settling Individuals expressly deny the claims 

asserted by the FDlC-R. The undersigned Parties each acknowledge and agree that the matters 

set forth in this Agreement constitute the settlement and compromise of disputed claims and 

defenses, that this Agreement is not an admission or evidence of liability or infirmity by any of 

them regarding any claim or defense, and that the Agreement shall not be offered or received in 

evidence by or against any Party except to enforce its terms. 

B. Executi~:n if! __ Counte:rparts. This Agreement may be executed in counterparts by 

one or more of the Parties and all such cowlterparts when so executed shall together constitute 

the final Agreement, as if one document had been signed by all Parties; and each such 

counterpart, upon execution and delivery, shall be deemed a complete original, binding the 

Parties subscribed thereto upon the execution by all .Parties to this Agreement. 

C. ChQi~~_Qf.Law. This Agreement shall be interpreted, construed, and enforced 

according to applicable federal law, or in its absence, the laws of the State of Tennessee. 

D. Notices. Any notices required hereunder shall be sent by registered mail, first 

class, return receipt requested, and by email, to the following: 

If to the FDIC-R: Robert J. Gibson, Esq. 

Federal Deposit Insurance Corporation 

1601 Bryan Street, ENG-35002 

Dallas, Texas 75201 

9 
If to Lamar Cox: 

If to Tommy Crocker: 

Ifto Paul Dierksen, 

Dennis Grimaud, Tom Miller, or 

Danel Reifschneider: 

If to Irving Ginsberg, 

Charles Douglas Rogers, or 

Michael Sapp 

If to Arthur I I elf: 

Ifto CNA: 

Charles W. McElroy 

White & Reasor, PLC 

31 00 West End A venue 

Suite 1100 

Nashville, Tennessee 37203 

Robert R. Long 

Alston & Bird LLP 

One Atlantic Center 

1201 West Peachtree Street 

Atlanta, GA 30309-3424 

Cliston V. "Doc" Bodine, III 

Gerrish McCreary Smith, PC 

700 Colonial Road, Suite 200 

Memphis, TN 38117 

Joseph L. Barloon 

Skaddcn, Arps, Slate, Meagher & Flom LLP 

1440 New York Avenue, N.W. 

Washin!:,rton, D.C. 20005 

Overton Thompson 

Bass, Berry & Sims PLC 

150 Third A venue South, Suite 2800 

Nashville, TN 37201 

Jennifer I,awson, Esq. 

CNA Specialty Claim 

Management Liability, Financial Institutions & 

Teclmology 

333 S. Wabash Ave. 

Chicago, IL 60604 

E. Entire Agrecmen(.;t_n.9 .(\.m!;"!.n.illnents. This Agreement constitutes the entire 

agreement and understanding between and among the undersigned Parties concerning the matters 

set forth herein and supersedes any prior agreements or understandings. This Agreement may 

not be amended or modified, nor may any of its provisions be waived, except in writing signed 

by the Parties hound thereby, or by their respective authorized attomcy(s), or other 

rcprcscntati vc( s ). 

F. Titles <;md Captions. All section titles and captions contained in this Agreement 

1511.8783.1 10 
(b)(6) 

are for convenience only and shall not affect the interpretation of this Agreement. 

G. No ConJ_jrJ~D~iill_liy. The undersigned Parties acknowledge that this Agreement 

shall not he confidential and will be disclosed pursuant to the Federal Deposit Insurance 

Corporation's applicable policies, procedures, and other legal requirements. 

IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to he executed 

by each of them or their duly authorized representatives on the dates hereinafter subscribed. 

Date: -----

Date: 

1~1287~11 

FEDERAL DEPOS[T INSURANCE CORPORATION AS 

RECEIVER FOR TENNESSEE COMMERCJ·: BANK 

BY ! ..... ······_· ---------------' 

'I'I"I'l L' ~ A H ,r,: .~.:>~:~' ,..::7-t/' ~D-y",.u ~-~ 

PRINT NA.:vtE: .K c, \a~_,( t 7f: G; .JoSNt.J 

II. LAMAR COX 

BY: 

TITI,E: ········--·--·------------

PRINT NAME: 

THOMAS CROCKER 

BY: 

TITLE: 

PRINT NAME: 

11 
are for convcnit::nce only and shall not affect the interpretation ofthis Agreement. 

G. No Confi.dentiali!Y. The undersigned Parries acknowledge that this Agreement 

shall not be confide-ntial and will be disclosed pursuant to the Federal Deposit Insurance 

Corporation's applicah\e policies, procedures, and other legal requirements. 

ll\ WfNESS \\!'HEREOF, the Partjes hereto have caused this Agreement to be executed 

by each of them or their duly authorized representatives on the dates hereinafter subscribed. 

(b)(6) 0000000000 moo ••••••••••••••••••••••• oooooooooooooOOOOOOOOOOOOOOO••••••• 

Date: Qc. t 7 . ZntL{ ) 

Date: A) /.;o I J'f r r r · 

Date: --- --

15l28'iR:U 

fEDERAL DEPOSIT I~SCRANCE CORPOR.td'ION AS 

RECEIVER FOR TENNESSEE COMMERCE BANK 

;>'( 

TITLE: ~e-.v te:rv' tfe:x& *--· 

PRINT NAME: o \, CO<...v" t --~-- ~ .•. ~sol'\_' 

H. LAMAR COX 

BY: -~~-----·••••••••••---.-- •••••••••••••••••••••m•m ____, · l 

TITLE: ----···· .. ---------

PRTNTNAME: 

THOMAS CROCKER 

BY: 

TITLE: 

PRINT NAiVfE: 

11 

............................ .tt.?.J(~) 
10117/2~14 15:12 2~5921:245 :ROCI<ER PAGE 01/01 

(b)(6) 

arc for convenience only anci. incli not affect the i.nt.crprctatioo.. of thi!l Agreement. 

o-. Nt1 CC"lnfidertti:tii,!y. The nnde:r.si.pJ\f".d P~rties a<:',knQwl~ilg~ th::~.t. this Agteement 

!lball not be coniidcnti.al and ""ill be disclosed pursuant to the Federal Deposit Insurance 

CorporotiO!l's appli<:~blc policies~ proccdL'Il'CS~ and other legal requirements. 

IN VllTh"ESS Wl.-JEREOF, th~ Parties here.to have caused this Agreement to be executed 

by eac.h of them or their du.ly authorized representatives on the dates hereinafter subscribed. 

···················································· ···················································· 

Date: .D~:t =0U; Lt.{ 

Date: ------

l!i ~S7fi.O.I 

FEDERAJ.., DEPOSIT INSURANCE CORPORATION AS 

RECEIVER FOR TENNESSEE COMMERCE BAN'K 

BY: l 

TITLE: ~~-~~·~-~-u--~-,~----~a~f-1.~-~;;--N--~-~----------~ 

PRINTNAME: ~o~~t ~ ~.b.soav 

H. LA:YIAR COX 

3Y: 

TITLE: 

PRI~T XA1\.1E: 

THOMAS CROCKER 

TlV. 

p.._. 

TITLE: 

PRINT N.4...'AE: 

11 

u 
PAUL DIERKSEN 

(b)(6) ........................... .. ..... ................................................................................................................ .. 

··································! ,.---------------, 

BY: ........................................... . .. .... .. . .. 

TITLE: D,·rbe h.c 

PRlNT NAME: f?su/ teL D··e.,-k.se,J 

IRVING GINSBERG 

Date: ___ _ BY: 

TITLE: 

PRINT NA.'viE: 

DENNIS ORfMAUD 

Date: ___ _ BY: 

TITLE: 

PRINT NAME: 

ARTHURHELF 

Date: ___ _ BY: 

TITLE: 

PRINT NAME: 

IS12!783.1 12 
PAUl .. DIERKSEN 

Date: --~- BY: 

TITLE: 

PRINT NAME: 

IRVING GINSBERG 

~~:e\5 :To :rq: ;;y ~L~····_· __________ ___, 

TITLE: 

PRINT NAME: -::JR":·j (3. <:;;; . .v .S be() 

DENNlS GRIMAUD 

Date: __ BY: 

TITLE: --·----------- PRJNTNAME: 

ARTHURHELF 

Date: ___ _ BY: 

TITLE: 

PRTNTNAME: ---·-- -----···--····-···· 

IH7.t!7R~.l 

12 
PAUL DIERKSEN 

Date: ___ _ BY: 

TITLE: 

PRINT NAME: 

IRVING GINSBERG 

Date: ___ _ BY: 

TITLE: 

PRINT NAME: 

DENNIS GRJMAUD 

Date: BY: 

J ..... _______ .... _ .......... _ .......... ............ _ _ ........ .....J, _- (~)(§) 

TITLE: j;_"' I t'!.U/Io&. 

PRINTNAME: .Vc11t6(i'::;. L. te.u'YIJ4.(.~ 

ARTHURHELF 

Date: BY: ---- TITLE: 

PRINT NAME: 

151 28783,1 12 
. . . . I 

·: ... . ,; .... · 1·: · ........ _ ••... •.· •. . I J • .••. ,.,, •. : •• '."' ...•.... ' . ! . -·· .. : ,.: ..• : : ··... ..... L 

~--------------------- '·-----

Date: __ _ 

Date: ___ _ 

·Date.: ----

(b)(6) """"""•••••••••••••••••••••••••••••••••••••m••••••••:j••••••••:j•••••••••••••••••••• 

Da.t~: .{ 0 j/ ~/J:f 

PAULDIERKSEN 

BY: 

TITLE:. 

PRINT NAME: 

IRVING GlNSBERU 

BY: 

TITLE: 

PRINT NAME: 

DENNISGRIMAUD 

.BY: 

TITLE: 

PRINT NAME: 

--- -----

------------

ARTilURiillLF 

12 

'"~·,;. ... · . ·.·.· 

r·, 

I 
Date: IO/ 17/1( 

Date: ----

Date: ___ _ 

Date: ___ _ 

15!28783.1 

TIIOMAS R. MILLER f 

BY: 

TITLE: D, v-ufl.?V' 

(~}(§} ······-····· .... --------- ·-····················· .. -· ....... ·-··· 

PRINTNAME: Jii:2wa2 K._ Ut;/(R-/ 

DARREL REJFSCHNEIDER 

BY: 

mLE: 

PRJNTNAME: 

CHARLES DOUGLAS ROGERS 

BY: 

TITLE: 

PRINT NAME: 

MICHAEL SAPP 

BY: 

TITLE: 

PRINT NAME: 

13 
THOMAS R. MILLER 

Date: ___ _ BY: 

TITLE: 

PRINT NAME: 

DARREL REIFSCHNEIDER 

(b )(6 ) __ -,.,-----j I 

Date : /o:::J<j -19·----B-Y-: --I-----

TITLE: L-,,,....---?":::o""""r?J-IJ-r~-4-e;.,....--lh--..(.-~-b...J-~ 

PRINTNAME:<U A"' l-ei_ fl€"l E?Lh~t J_g~.--

CHARLES DOUGLAS ROGERS 

Date: ___ _ BY: 

TITLE: 

PRJNTNAME: 

MICHAEL SAPP 

Date: ___ _ BY: 

TITLE: 

PRJNTNAME: 

·. 

ISI287R3.1 13 
J J J0\1.\S R. ~III.l.I.J< 

Date: 

•tt 111.: 

PJ~J:\T ~.\\11-: 

l> \RHIJ. I~LII SCi I~Ul WR 

Date IIY: 

II I 1.1 : 

I'Rl:\T :\:\\11.: 

Dah:: 1 '· ;;~.1 .... ·_· ____________ __. 

(b)(6) 

Jill. I.: 

PRI:\l :\:\\11 : . 

\IICII_;\Ll. S.\I'P 

In: 

lTII.l : 

Pl<l\.1 \.\\IL 

·.'I ·~·' I ~ 
THOMAS R. MILl.ER 

Date: BY: ·-- -·-·--

TITLE: 

PRJNT N.A.~\.1 : - ·· ·---- ···- · ·· ·- -· 

DARREL REIFSCHNEIDER 

Date: --- BY: 

TJTLE: 

PRTNTNAME: 

CHARLES DOUGLAS ROGERS 

Date: _____ _ BY: 

TITLE: ---- --- ----- --

PRINT NAME: --- --- ----

MICHAEL SAPP 

(b)(6)___ I te: ~- '1);;; ---- B~Y-;-: -- ===== ·· ~~-=___,..,,..,....--____J~ TITLE: vv · .---·-··-···--·-

PRINTKAME: .}/LatiJ£L R Sllff ___ _ 

!51287:13 l 13 
PAUL THOMAS 

Date: 10/14/2014 BY: 

TITLE: Former Director TCB 

PRINT NAME: Paul Thomas 

CONTINENTAL CASUALTY COMPANY 

Date: ___ _ BY: 

TITLE: 

PRINT NAME: 

1512R7lG.l 14 
PAUL THOMAS 

Date: ___ _ BY: ------ - ·---·-

TITLE: 

PRTNTNAME: 

CO~TfNEN AL CASUALTY COMPANY 

(b)(6) __ -... 

)ate r------~, -- ------

TITLE: '? cJ. 0.\C(\'"::::. ( a:f\).\\tr\:d 

PRfNT NAME: -=i.nffi\<-r Lo.W\o(L_ 

14