(b)(4) 

(b)(4) 

SETTLEMENT AND RELEASE AGREEMENT 

This Settlement and Release Agreement ("Agreement") is made as of this 13th day of 

December 2013, by, between, and among the following undersigned parties: 

Federal-Deposit Insurance Corporation as Receiver of First Federal Bank of California 

("FDIC-R"), and Babette Heimbuch, James Giraldin, Shannon Millard, David Anderson, Brian 

Argrett, Christopher M. Harding, Steven L. Soboroff, William G. Ouchi, William P. Rutledge, 

Jesse Casso, Jr., John R. Woodhull, and Charles F. Smith (collectively the "Settling Directors 

and Officers"), and National Union Fire Insurance Company ("National Union"), an affiliate of 

American International Group, Inc. ("AIG"), and Columbia Casualty Company ("Columbia") 

(collectively the "Insurers") (individually, the FDIC-R, the Settling Directors and Otlicers, and 

the Insurers may be referred to herein as "Party" and collectively as the "Parties"). 

RECITALS 

WHEREAS: 

Prior to December 18, 2009, First Federal Bank of California ("Bank") was a depository 

institution organized and existing under the laws of the United States; 

On December 18, 2009, the Bank was closed by the Office ofThrift Supervision (''OTS'') 

and, pursuant to 12 U.S.C. § 182l(c), the FDIC was appointed Receiver. In accordance with 12 

U.S.C. § 182l(d), the FDIC-R succeeded to all rights, titles, powers and privileges ofthe Bank, 

including those with respect to its assets. 

Among the assets to which the FDIC-R succeeded were any and all of the Bank's claims, 

demands, and causes of actions against its former directors, officers and employees arising from 

the performance, nonperformance and manner of performance of their respective functions, 

duties, and acts as directors and/or officers of the Bank; 

The FDIC-R has asserted claims against certain persons, including the Settling Directors 

and Officers, who had each served at various times as directors and/or officers of the Bank. The 

Settling Directors and Officers have denied liability for the FDIC-R's claims. 

National.Union/AIQ{policynumbed·H I and Columbia (policy number 

HJ. H ~ issued directors' and officers' liability insurance policies (the "Policies"), which 

insured the directors and officers of the Bank according to the terms, provisions and conditions 
of the Policies. The Settling Directors and Officers have made claims under the Policies. The 

Insurers have reserved their rights to deny coverage under the Policies for claims asserted by the 

FDIC-R against the Settling Directors and Officers. 

The undersigned Parties deem it in their best interests to enter into this Agreement to 

avoid the uncertainty, trouble, and expense of litigation. 

NOW, THEREFORE, in consideration ofthe promises, undertakings, payments, and 

releases stated herein, the sufficiency of which consideration is hereby acknowledged, the 

undersigned Parties agree, each with the other, as follows: 

SECTION I: Payment to FDIC-R 

A. As an essential covenant and condition to this Agreement, the Settling Directors 

and Officers and the Insurers collecti vcly agree to pay the FDIC-R the aggregate sum of $1 0 

million, comprised of$6,637,833 cash and $3,362,167 in assigned receivership certificates (the 

"Settlement }'unds"). 

B. Within thirty (30) calendar days after the later of (i) full execution of an original, 

or originals in counterpart, of this Agreement by each of the undersigned Parties; (ii) issuance 

from the Court presiding over In re Firstfed Financial Corp., 2:10 bk 12927 (Bankr. C.D. Cal.), 

of a final order approving payment of the payment of proceeds of the Policies in connection with 

this settlement (the "Insurer Payment Date"); the Insurers shall, subject to the limits of liability 

of the Policies deliver a total of $5,500,000 of the cash portion of the Settlement Funds ("lnsurer 

Payment") to the FDTC-R by checks made out to "FDIC-R First Federal Bank of California 

(b)(5)~" and delivered to Barbara Arnold, Federal Deposit Insurance Corporation, 3501 Fairfax 

Drive, VS-Building il Room 70003, Arlington, VA 22226. In the event that the Insurer Payment 

is not delivered to the FDIC-R, in full, on or before the Insurer Payment Date, interest shall 

accrue on all unpaid amounts at the rate of 10 percent compounded per annum until the date of 

full and final payment of the Insurer Payment. The Parties acknowledge that a cash portion of 

the Settlement Funds is to be paid by certain Settling Directors and Officers (the "Settling 

Directors and Officers Payment"). "lbc Parties acknowledge and agree that any interest that 

accrues as a result of any Insurer's failure to time! y pay its portion of the In sur<.'! Payment shall 

2 
not be the responsibility of the Settling Directors and Officers or of the other Insurer that has 

paid its portion of the Insurer Payment. Each Insurer shall only be responsible for interest that 

may accrue on its portion of the Insurer Payment. Within thirty (30) calendar days after full 

execution of an original, or originals in counterpart, of this Agreement by each of the 

undersigned Parties (the "Settling Directors and Officers Payment Date"), the Settling Directors 

and Officers Payment shall be delivered to the FDIC-R by checks made out to "FDIC-R First 

(b)( 4) .......................... !:~9~r.~.B.'.llkof.California ......... I," and delivered to Barbara Arnold, Federal Deposit 

Insurance Corporation, 3501 Fairfax Drive, VS-Building BRoom 70003, Arlington, VA 22226. 

In the event that the Settling Directors and Officers Payment is not delivered to the FDIC-R, in 

full, on or before the Settling Directors and Officers Payment Date, interest shall accrue on all 

unpaid amounts at the rate of 10 percent compounded per annum until the date of full and final 

payment of the Settling Directors and Officers Payment (provided that any amounts based on 

assignment of retirement-related claims allowed by the FDIC-R shall not accrue interest). The 

Parties further acknowledge and agree that any interest that accrues as a result of any failure to 

timely pay the Settling Directors and Officers Payment shall not be the responsibility of the 

Insurers. 

C. Jn addition, and without waiving any other rights that the FDIC-R may have, in 

the event that all Settlement Funds arc not received by the FDIC-R, in full, on or before the 

Payment Date, then, with respect to the Party, or Parties, that fail to deliver their share of the 

Settlement Funds only, the FDIC-R, in its sole discretion, shall have the right at any time prior to 

receipt of all Settlement F\.Ulds (including all accrued interest) to ( 1) declare this agreement null 

and void and prosecute its claims to the fullest and the Settling Directors and Officers expressly 

waive any defenses based on statutes oflimitations or the passage of time that would otherwise 

bar any of the FDIC-R's claims against the Settling Directors and Officers, (2) agree to extend 

the Payment Date, and/or (3) enforce this Agreement, in which event the non-delivering Party, or 

Parties, agree to jurisdiction in Federal District Court in the Central District of California. The 

prevailing party in any such action or proceeding to enforce this Agreement shall be entitled to 

recover reasonable costs and attorneys' fees incurred in such action or proceeding. Any decision 

by the FDIC~R to extend the terms of this Agreement or to accept a portion of the Settlement 

Funds shall not prejudice its rights to declare this Agreement null and void with respect to the 

3 
non-delivering Party, or Parties, at any time prior to receipt of all Settlement Funds (including all 

accrued interest) or to enforce the terms of this Settlement Agreement; provided however, that in 

the event the FDIC-R declares this Agreement null and void, the FDIC-R will return all amounts 

paid to it under this Agreement by the non-delivering Party, or Parties. In no event shall the 

FDIC-R declare this Agreement null and void with respect to any Party that has delivered its 

share of the Settlement Fund (including any accrued interest) on or before the Payment Date. 

The failure of one Party to deliver its share of the Settlement Funds shall not affect the validity of 

this Agreement with respect to a Party that has delivered its share of the Settlement Funds. 

SECTION II: Releases 

A. Release of Settling Directors and Qfficers by FDIC-R. 

Effective upon receipt in full of the Settlement Funds Described in SECTON I. above, 

and except as provided in PARAGRAPH II. G. below? the FDIC-R, for itself and its successors 

and assigns, hereby releases and discharges each of the Settling Directors and Officers, and their 

respective heirs, executors, administrators, representatives, successors and assigns, from any and 

all claims, demands, obligations, damages, actions, and causes of action, direct or indirect, in law 

or in equity, belonging to the FDIC-R, that arise from or relate to, the performance, 

nonperformance, or manner of performance of the Settling Directors' and Officers' respective 

functions, duties and actions as officers and/or directors of the Bank. 

B. Release of Covered Persons by FDIC-R. 

Effective upon receipt in full of the Settlement Funds Described in SECTION I above, 

and except as provided in PARAGRAPH Il.G. below, the FDIC-R, for itself and its successors 

and assigns, hereby releases and discharges all former directors, officers, and employees of the 

Bank ("Covered Persons") and their respective heirs, executors, administrators, representatives, 

successors and assigns, from any and all claims, demands, obligations, damages, actions, and 

causes of action, direct or indirect, in law or in equity, based on neg! igence, gross negligence, or 

breach of fiduciary duty belonging to the FDIC-R, that arise from or relate to, the performance, 

nonperformance, or manner of performance of the Covered Persons respective functions, duties 

and actions as officers and/or directors of the Bank. This release shall be null and void as to any 

Covered Person if such Covered Person asserts any claim against the FDIC-R and/or the FDIC. 

4 
C. Releas~ of .FDIC-R by the Settling Directo~!? and Officers. 

Effective simultaneously with the release granted in PARAGRAPH II.A. above, the 

Settling Directors and Officers, on behalf ofthemselvcs individually, and their respective heirs, 

executors, administrators, agents, representatives, successors and assigns, hereby release and 

discharge FDIC-R, and its employees, officers, directors, representatives, successors and assigns, 

from any and all claims, demands, obligations, damages, actions, and causes of action, direct or 

indirect, in law or in equity, that arise from or relate to, the Bank or to the performance, 

nonperformance, or manner of performance of the Settling Directors' and Officers' respective 

functions, duties and actions as officers and/or directors of the Bank or that arise from or relate to 

the Policies. 

D. Re!_easc by Settling Directgrs and Officers of Each Other. 

Effective simultaneously with the releases granted in PARAGRAPH IJ.C. above, the 

Settling Directors and Officers, and their respective heirs, executors, administrators, 

representatives, successors and assigns, hereby release and discharge each other from any and all 

claims, demands, obligations, damages, actions, and causes of action, direct or indirect, in law or 

in equity, that arise from or relate to the performance, nonperformance, or manner of 

performance of their respective functions, duties and actions a'! officers and/or directors of the 

Bank. 

E. Release oflnsurcrs by FDIC-R. 

Effective simultaneously with the releases granted in PARAGRAPHS II.A. and IJ.C. 

above, except for the reservations provided in PARAGRAPH II.G., below, the FDIC-R, for itself 

and its successors and assigns, hereby releases National Union, AIG, and Columbia, their 

parents, subsidiaries, affiliates and reinsurers, and their respective employees, officers, directors, 

agents, representatives, successors and assigns, from any and all claims, demands, obligations, 

damages, actions and causes of action, direct or indirect, in law or in equity, that arise from or 

relate to the Policies. The .FDIC-R agrees that any interest it may have under the Policies is 

extinguished. 

5 
F. Release of FDIC-R by the Insurers. 

Effective simultaneously with the release granted in PARAGRAPH II.E. above, the 

Insurers, for themselves and their successors and assigns, and on behalf of their parents, 

subsidiaries, affiliates and reinsurers, and their successors and assigns, hereby releases and 

discharges the FDIC~R, and its employees, officers, directors, agents, representatives, successors 

and assigns, from any and all claims, demands, obligations, damages, actions, and causes of 

action, direct or indirect, in law or in equity, that arise from or relate to the Policies. 

G. Express Reservations From Releases By FDIC~R. 

l. Notwithstanding any other provision, by this Agreement, the FDIC-R does not 

release, and shall expressly preserve fully and to the same extent as if this Agreement had not 

been executed, any claims or causes of action: 

a. against the Settling Directors and Officers or any other person or entity for 

liability, if any, incurred as the maker, endorser or guarantor of any promissory note or 

indebtedness payable or owed by them to FDIC, the Bank, other financial institutions, or any 

other person or entity, including without limitation any claims acquired by FDIC~R as successor 

in interest to the Bank or any person or entity other than Bank; and 

b. against any person or entity not expressly released in this Agreement; and 

c. which are not expressly released in PARAGRAPHS II.A., U.B, or II.F. 

above. 

2. Notwithstanding any other provision, nothing in this Agreement shall be 

construed or interpreted as limiting, waiving, releasing or compromising the jurisdiction and 

authority of the FDIC in the exercise of its supervisory or regulatory authority or to diminish its 

ability to institute administrative enforcement proceedings seeking removal, prohibition or any 

other administrative enforcement action which may arise by operation of law, rule or regulation. 

3. Notwithstanding any other provision, this Agreement docs not purport to 

waive, or intend to waive, any claims which could be brought by the United States through either 

the Department of Justice, the United States Attorney's Office for the Central District of 

California or any other federal judicial district. In addition, the FDJC-R specifically reserves the 

6 
right to seek court ordered restitution pursuant to the relevant provisions of the Victim and 

Witness Protection Act, 18 U .S.C. § 3663, et. seq., if appropriate. 

SECTION III: Waiver of nividends 

Notwithstanding any aspect of this provision or the Agreement, and effective on the 

Payment Date: (1) .Babette Heimbuch hereby assigns $2,568,000 of her receivership certificate; 

she will retain her rights in the remaining balance of her receivership certificate, and within 30 

days of the Payment Date, the FDIC-R shall issue to Ms. Heimbuch an amended receivership 

certificate in the amount of$5,994,982. (2) James Giraldin hereby assigns $660,000 of his 

receivership certificate; he will retain his rights in the remaining balance of his receivership 

certificate, and within 30 days of the Payment Date, the FDIC-R shall issue to Mr. Giraldin an 

amended receivership certificate in the amount of$ 2,864,244. (3) Christopher M. J larding 

hereby assigns $134,167 of his receivership certificate; he will retain his rights in the remaining 

balance of his receivership certificate, and within 30 days of the Payment Date, the FDIC-R shall 

issue to Mr. Harding an amended receivership certificate in the amount of$3,765,833. To the 

extent, if any, that Settling Directors and Officers other than Heimbuch, Giraldin or !larding are 

or were shareholders of the Bank and by virtue thereof are or may have been entitled to a 

dividend, payment, or other prorata distribution upon resolution of the receivership of the Bank, 

they hereby knovvingly assign to the FDlC-R any and aU rights, titles and interest in and to any 

and all such dividends, payments or other pro rata distributions. 

SECTION IV: Representations and Acknowledgements 

A. Civil Code Section 15~1_Wai ver. There is a risk that, subsequent to the execution 

of this Agreement, the Parties hereto will discover, incur or suffer loss, damages or injuries 

which arc in some way reJatcd to the matters released, but which arc unknown or unanticipated 

at the time that this 1\.greerocnt is executed. The Parties hereto hereby assume this risk and 

understand that this Agreement shall apply to all unknown or unanticipated results ot: or related 

to, the matters released above, as well as those .known and anticipated. The Par6cs hereby 

expressly acknowledge that they arc familiar with Section 1542 of the California Civil Code 

which provides: 

7 
A general release does not extend to claims which the creditor does 

not know or suspect to exist . in his or her favor at the time of 

executing the release, which if known by him or her must have 

materially affected his or her settlement with the debtor. 

"I be Parties understand and acknowledge the significance and consequence of this 

specific waiver of Section 1542. Having been advised and encouraged to consult with an 

attorney of their choice concerning their rights and this Agreement and having either thoroughly 

discussed all aspects of their rights and this Agreement with an attorney to the full extent that they 

wanted prior to signing this Agreement or voluntarily chosen not to do so, the Parties hereto 

expressly waive and relinquish any and all rights and benefits which they may have under 

Section 1542 of the Civil Code (to the extent it is otherwise applicable) to the full extent that 

such rights and benefits may be lawfully waived and relinquished pertaining to the subject matter 

of this Agreement. 

B. No Admission of Liability. The undersigned Parties each acknowledge and agree 

that the matters set forth in this Agreement constitute the settlement and compromise of disputed 

claims, and that this Agreement is not an admission or evidence of liability by any of them 

regarding any claim. 

C. Execution in Counterpart~. This Agreement may be executed in counterparts by 

one or more of the Parties named herein and all such counterparts when so executed shall 

together constitute the final Agreement, as if one document had been signed by all Parties hereto; 

and each such counterpart, upon execution and delivery, shall be deemed a complete original, 

binding the Party or Parties subscribed thereto upon the execution by all parties to this 

Agreement. 

D. Binding Effect. Each of the undersigned persons represents and warrants that 

they are a Party hereto or are authorized to sign this Agreement on behalf of the respective Party, 

and that they have the full power and authority to bind such Party to each and every provision of 

this Agreement. This Agreement shall be binding upon and inure to the benefit of the 

undersigned Parties and their respective heirs, executors, administrators, representatives, 

8 
successors and assigns. 

E. Choice of Law. This Agreement shall be interpreted, construed and enforced 

according to applicable federal law, or in its absence, the laws of the State of California. 

F. Entire Agreement and Amendments. This Agreement constitutes the entire 

agreement and understanding between and among the undersigned Parties concerning the matters 

set forth herein. This Agreement may not be amended or modified except by another written 

instrument signed by the Party or Parties to be bound thereby, or by their respective authorized 

attorney(s) or other representative(s). 

G. Reasonable Coo~ation. The undersigned Parties agree to cooperate in good 

faith to effectuate all the terms and conditions of this Agreement, including doing or causing 

their agents and attorneys to do, whatever is reasonably necessary to effectuate the signing, 

delivery, execution, filing, recording, and entry, of any documents necessary to perform the 

terms of this Agreement. 

H. Advi~e.o[CounseJ:. Each Party hereby acknowledges that it has consulted with 

and obtained the advice of counsel prior to executing this Agreement, and that this Agreement 

has been explained to that Party by his or her counsel. 

IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be executed 

by each of them or their duly authorized representatives on the dates hereinafter subscribed. 

FEDERAL DEPOSIT INSURANCE CORPORATION AS 

RECEIVER J:<'OR FIRST FEDERAL J.3ANK OF CALIFORNIA 

PRINT NAME: Lori L, Pinkley, Esq. 

9 
(b)(6) .................................. . 

Date:! ;..fl ~ //3 

- - ~~:!._ ... _ ....... _ ....... ........ _ _ ....... _ ....... _ ....... ...... _ _.__________ ____. 

Date: 

Date: 

Date: 

Date: 

Date: 

J(J 

TITLE: Fonner Chief Executive Officer 

PRINT 1:\AME: Babette Heimbuch 

BY: 

TITLE: Former President and Chief Operating Officer 

PRINT NAME: __ -".!Jam=e"-"s~G""ri""'ra~ld~i~n 

BY:_ 

TITLE: Fonner Executive VP and Chief Credit Officer 

PRINT NAME: -"'D"'"av"""i,.,d-'-'An""""'de~r,...,so""'n 

BY: 

TITLE: Former 'Executive VP and Chief Credit Officer 

PRINTN~E: --~Sh~a~nn~on~M~i~HM~d 

BY: 

'l1TJE: Former l1ireclor 

PRINT NAME: --~.!..!. ria,.· n....,Au.r:..:.e....., re=lt 

BY: 

TITLE: t•ormcr Director 

PRJNT NAME: __ =.,:Je">ls:>!.lse::..,;C~ .. a~s!:..!:so~·..:~J~r. 
12/131 2013 10:00 FAX . 153977188 KEKER & VAl\ NEST 

---- -. -~----··-- · ----- · ~---7"- ~011 . ; 

Date: 

BY: ------------~-------------- TITLE: Former Chief Executive Officer 

PRlNT NAME: Babette Heimbuch 

(b )(6) - \:..2 ,-;~\ ~ •••••••••• . .DateAm m•' '''''''''''''''''''''''''''''''' 

TITLE"; Former President and Chief Operating Qfficer 

PRJNT NAME: James Giraldin 

Date: 

BY: ----------------------------- TITLE: Fonner Executive VP and Chief Credit Offieer 

PRINT NAME: _· --'D~av~id~An~de:::!.r~so!tJn!-.-----

Date: 

BY: ---------------------------

11TLE: Fonner Executive VP and Chief Credit Offi~er 

. PRJNT NAME: Shannon Millard 

Date; 

BY: --------------------------- TITLE: Fonner Director 

PRINT NAME: __ :!::!Bnan~·~Ax~gr;!.:e~ttL- --

Date: 

BY: ---------------------------- TITLE: Former Director 

PRINT NAME: Jesse Casso. Jr. 

10 
Date: 

~Y: --~~~ ------------~~--

TITLE: Former Chief&.ecutlve Officer 

PRINT NAME: ,· .Bab~AAe Heimbuch . 

BY::-...----.......... -~"-------

TITL.Et F.onncrPresident'!lnd Cbief·Qperating Offl.Cer 

·pR.INt NAME:. Jmnes tlircdd.in 

(b)(6) __ -:=- Dil :~~\-ts;-----S:--..J~. __ ·'

1 i IV 

TII'LHr Fottnw ExeClltiV.e VP ana Chi'efCredit 'Officer 

Datec -...... 

BY: ---------------------------- ''f:iTLE: Former E~~cut:lve V..P ·.a:nQ. GbiefCredit Offitet 

P.RINT NAME: Sb1t11Mn,J>',Ullatg 

Date: ...___._ 

SY; ---------------------------- TlttE: 

PRINT NAME: . Btia'h: Atgpett 

.Date: __ 

BY: --------------------------- -. 

'riTL:E: Former Dlreotor 

PRINT NAME·: . Jesse Cassa, Jr. .. . 

to 
Date: 

BY: 

TITLE: Former ChiefExecutive Officer 

PRINTNA1{E: --~B~a~b~ct~te~l~{e~i~,n~b~u~~hL------

Date: __ __ 

BY: ------------------------------

TULE: Fo1mer President and Chief Opc:rnting Officer 

PRINT NAME: James Girnldin 

Date: 

BY: ________________________ _ 

TffLE: Fonner Executive VP aod ChiefCr¢it Officer 

PRINT NAME: ___ .b:,D~ao!.vt~·duA:!.!n~di!i<e<~..>rs~oun ___ _ 

(b)(6)_ __ _ 

Date;72 -73 :;:;-jj"-

.. 

BY: j-------- . /• CJ . . 

T.ITLE: F.Qnner Executive VP and ChiefCr:edit Officer 

PRINT NAME.: ---~S.:.!;ha!:!n.;!!;n~o!.!:n~M~i~JI~ar~d~ ---

Date: 

BY: ---------------------------

TITI..E: Former Director 

RINTN~E: ---~Bur~m~Ar~gr~e~tt~-----

Date: 

BY: - ---------------------------

TITLE: Fonner Director 

PRINTNAwffi: ----~Je~s~sc~C~ns~s~o~,J~r ---

10 
Date: 

Date: 

Date: 

Date: 

BY: ----------------------------

TITLE: Former Chief Ex.ecutivc Officer 

PRINT NAME: -~B~a:::.!:b~c.:!;tt~c ~H~c~im~b~u~c:!!_h _ __ _ 

BY: - ----------------------------

TITLE: Former President and Chief Operating Officer 

PRINT NAME: James Giraldin 

BY: --------------------------

TITLE: Former Executive VP and Chief Credit Officer 

PRINT NAME: _ _ =:D.!:!.av.!...!i~d...!...An~d~cr ~s~on~ --

BY: ----------------------------

TITLE: Former Executive VP and Chief Credit Officer 

PRINT NAME: - ---=Sl;lannon Millard 

(b )(

6

)_. .. ......... -..... J)ate~~t s;)~ ........ ....... ____ ...... - ..... ;~; -Lj -==-~_ ... _ ..... ...,.---__J..---

TITLE: Former Director 

PRINT NAME: _ _ .,:!::B~ri~an~A!;!.r~gr~c~tt _ _ _ _ __ 

Date: 

BY: ------------------------·--··-

TITLE: Former Director 

PRlNT NAME: Jesse Casso, Jr. 

10 
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PR.~"T NAMf.: ___ j~lui~}A!t~----·-·-·-·---

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Date:\'--\\(\\") 

(b)(6) ________ . ---------,.,.--,-,---1----

BY: -~------------------~~---- 4 J 

TITLE: Fonner Director 

PRINT NAME: Christopher M. Harding 

Date: 

BY: -----------------------------

TITLE: Former Director 

PRINT NAME: William G. Quchi 

Date: 

BY: ---------------------------

TITLE: Fonner Director 

PRINT NAME: William P. Rutledge 

Date; 

BY: ----------------------------

TITLE: Former Director 

PRINT NAME: Charles F. Smith 

Date: 

BY: ------------------------------ TITLE: Fonner Director 

PRINT NAME: Steven L. Soboroff 

Date: 

BY: ------------------------------ TITLE: Fonner Director 

PRINT NAME: John R. Woodhull 

II 
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c..~ 

Date· __ _ 

Date: 

TJ'fl..E: 

PRll'rJ'l'/\ME: ---~illiam G. Oucbi 

UY· 

TITLE: 

PRfNT l'AME: William P. Rutledge 

ln': 

'lTILE: Fonner Di ~ector· 

PRINT 1\ AME ____ ~harlcs Y Smith 

SY: 

'!TILE: F<.'llllCr Di:-cclcor 

BY. ___ ---····--·---- ... 

TIH.E: 

l'l~INT NAME John 1<.. W ,)<)dh ull 

II 

............. (!:>)(§) 
(b}(-6)ec 141303:23p 

····················································•······· 

p.1 

......... 

Date: 

BY: 

TITLE: Former Director 

PRINTNA.\-fE: Christopher M_ 1-Iard=in:c-g __ 

Date: __ 

BY: ----------------------- TITLE: Fonner Director 

PRINT NAME: __ W=illiam G. Ouchi 

(b)(6) !>at••= J 

BY: ~ TITLE~:-----F-onn--~--D-rr-ecr--OT--------~,----~<:1~----~ 

PRINT NAME: __ Willjam_P. Rutledge 

Date: 

BY: ------------------------

TITLE: f'o.nner Directoc 

PRINT NAME: --"""C~har=le,.,_s~F~. S,..m...,i=th..,__ __ _ 

Date: 

BY: --------------------------- TITLE: Fonner Director 

PRlNT NAME: Steven L. Soboroff 

Date; __ 

BY: -------------------------

TJTLE: Former Director 

PRINT NAME: __ J=o .... h=n-""R=. ,.!.W,__,oco;:dh=u=ll~--

J1 

.. ·. 
Doc 16 13 09:4 1 a Charles Smith I ···················· ~· ···········································PA ······························ (p)('?.) 

(t )_(~) 

···········································-···········-····· 

PRIJI.'T NA~ __ _lames Gimldin 

Ilak: 

BY: 

TITLE: Former Exe<:utive VP and Cbief Credil Officer 

PRIN'r NAME: David Andcrl!on 

Date: 

BY: 

TITLE: Fonner ~utivc VP aud Chief Cm:lil OJnoer 

PRINT NAME: SIIMoon Millard 

Date: 

BY: 

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PRINT NAME: BriM Ars~ 

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PRINT NAME: les!<e O..so. Jr. 

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PRINT NAME; Olris!opbcr M. !Jao:dim; 

Date: 

BY: 

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PRlNT NAME: WilliomJl~lli. 

Date: 

BY: 

TCTJ.F.: former Dln:c:tot 

J>R.lNT NAME: William P. Rude4gr 

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Date: 

BY: 

TITLE: · Former Director 

PRlNr NAME: Srev~a L Soboroff 

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TITLE: ['OO!ler Director 

PRJNT NAME: John R Wooclhul! 

NATIONAL lJNJON NRE INSURANCE COMPANY 

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Date: 

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TITLE: Former Director 

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Date: 

BY: ----------------------------

TITLE: Fonner Director 

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Date: __ 

BY: ---------------------------

TITLE: Fonner Director 

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TITLE: Fonner Director 

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Date: 

BY: ____ . 

TITLE: Fonner Director 

PRINT NAME: __ john R. Woodhull 

11 

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Date: 

BY: ----------------------------- TITLE: Former Director 

PRINT NAME: Christopher M. Harding 

Date: 

BY: ----------------------------- TlTLE: Fonner Director 

PRINT NAME: Wtlliam G. Ouchi 

Date: 

BY: ______ ~~------~~------

TITLE: Former Director 

PRINT NAME: William P. Rutledge 

Date: 

BY: --------------------~----~ TITLE: Former Director 

PRINT NAME: ------'C=~h=ar=l=es'-'F,_,_. _,S~m=ith~------

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BY: _.....,....____ _ ____, 

TITL . Former Director 

PRINT NAME: John R. Woodhull 

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COLUMBIA CASUAL TV COMPANY 

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. ·· 

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