SETTLEMENT ANll RELEASI~ AGREEMENT 

This Settlement <1nd Release Agreement ("Agr~cmcnt") is made as of this 26th day of 

\1ay, 2016, by, hetwccn, nnd among the following undersigned parties (collectively, .. Parties:· 

and each a "Party"): the Federal Deposit Insurance Corporation (''FDIC') as Receiver for 

Colonial Bank ("'FDlC-R-Coloni<ll''); FDIC as Receiver for Franklin Bank, S.S.B. ("FDIC-RFranklin''); FDIC as Receiver for Guaranty Bank ("FDIC-R-Gunrnnty"); FDIC as R~c~iver for 

Security Savings Bank ("FDIC-R-Security Savings"): and FDIC as Receiver tor Strategic 

Capital Bank (''FDIC -R-Strat~:gic Capital") 1 on the one hand. and Credit Suisse Securities (USA) 

LLC ("Credit Suisse"). U1S S~curitics LLC c·LBS"), f.Jward D . .Iones & Co., LP. ("'Edward 

Jones''). Deutsche Bank Securities lm:. ("D;:utsdH: Bank"). Bardays Cupitallnc. (''Bardays"). 

RBS Securities Inc. (''RBS"'), B~P Paribas Securities Corporation ("BNP''). <md Goldman. Sachs 

& Co. ( .. Goldman") (each an .. Underwriter"' and collectively. th~ ··Underwriters"). on the other. 

WHEREAS: 

The Failed Banks were depository institutions orgnnized and ~xisting under the laws of 

the United Slates and certain states. When each fL:til~d Bank was closed. the FDIC was 

appointed Receiver pursuant to 12 U .S.C. s 1 S21 (c). 

In accordanc~ with 12 U .S.C. § 182 I (d). th~ FDIC as Receiver lor each of the Failed 

Banks ("FDIC-R") succccckd to all rights, titl~s. po,wrs and privileges of em.:h Failt:d Bank. 

including those with respect to its assets. 

Among the c.1sscts of each Faill:d Bank to which the FDIC-I{ succeeded were any and all 

of c<~ch Failed Bank's claims, demands, and causes or action arising from any action or inaction 

related to any loss inl:urred by tht• Faikd Bank. 

FDIC-R is th~ pl<tintiff in six residential mortgag\!-backed securities r-RMBS") lav.:suits 

in which the Underwriters are the sole remaining Jdendants ("RMRS Actions'').2 A list of· the 

Certificates in the RMBS Actions. by Underwriter c·RMBS Certificate~"), is s~t t<.wth in Exhibit 

t\. 

-------····-········--·------ 1 Co1onialllank, franklin Bank. S.S.B., Guaranty Bank, Security Savings Bank. and Strategic 

Capital Bank will each be rckrred to hen: in as a ·'Failed Hank'' and c:ollc-~tively as the ·Tailed l3anks." 

2 The RMAS Actions are: ( 1) FDIC us Rec<!ivel'.f(w Colonial Bank r. /Jarc/ays CafJital lite .. No. 

13-56 783 (lilcd Oct. 16, 2013 ). appeal trom 2: \2-cv-06911-\1RP-MAN (C. D. Cal.}; (2) FWC ,,s 

Receh·erjiJr Colonial Ba11k v. Credit Suisse Sec. rUSA) U.C, 12-;;:v-00784-WK W · WC (M.O. Ala.): (3) 

f DIC as Recein~r/iJI· Frankl in Rank t·. !IN f' Parihus Sec. Corp. No. 14-5 70 14 (9th Ci r.} ( ti Icc! Dec. 11, 

2014 ), appeal from 2: 12-~v-03279-MRP-MAN (C. D. Cal.); ( 4) FDIC as Receirer fin· Guwaii~V Hank t·. 

CW.-tl.7; INC.. ~o. 13-56675 (9th Cir.) (likd Sept. 25, 2013). appeal from 2: 12-cv-08558-\-1RP-MAJ'\ 

(C. D. Cal.); (5) FDIC as Rec:eit·erj(Jr Security Sari11gs Bank v. /Jane olAmerica St?curities LL( ·.No. 15-

55002 (9th Cir.) (tiled Jan. 2, 2015), appeal from 2: 12-cv-06690-MRP (C. D. Cal.); and (6) Ff){C as 

l?c!ceit·c-rfor ,)'tmtegic Capital Bank v. J.P. ,\.-lorgun SecuriLh:s U.C. No. I 3-56 781 (9th Cir.) (likd Oct. 

15. 20 I}). appeal from 2: l2-cv-Q8:ll5-MRP (C. D. Cal.) 

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Each Underwriter denies all liability \\'ith respect to all claims that the fOIC-R has 

brought as Rccein:r lor t>ach failed Bank. 

The Parties deem it in their best interests to cn!cr into this Agrccm~nt to avoid the 

unc~::rtu int y, trouble. and expense of further litigation oi'the RM 13S Ac!ions. 

NOW, THEREFORE, in consideration ofth~ promise::;. untlcrtaking:>. payments. and 

rell.!a~es stated herein. the S\lfliciency of which consideration is hereby acknowledged. the Parties 

agree. each with the other. us follows: 

1. Payment of the Settlement Funds. The:: l.:ndcrvvriter::> have caused to be paid 

$190.000,000 (th<: ·'Settlement Funds'') for the bene tit of the FDIC-R into nn account 

maintained by Grais & Ellsworth LI .P (""Crais & Ellsworth"). This amount represents the 

J'u ll sc lc m~nt consideration. with each Party to hear its own costs und attorneys' t"t:es in 

conn<..'dion with the RMBS Actions. Wilhin 1wo business days of the Parti~s· exchange ol' 

all signatun:s to !his Agreement, Grais & l.::tlsworth shall cause !he Scttkment Funds to 

be disbursed to the FDJC~R. At no time prior to the exchange of all signatures shall this 

Agreement be enforceable against any Party. 

2. Dismissal. After payment of the Settlement Funds as set fot1h in par~ graph 1 above, 

within 10 hu n~ss days or the exchange ot' all signatures to the AgrccmenL I he FDIC -R 

and the Underwriters will file ~tipulati ons of dismissal with prejudice in tho;:; RMBS 

Actions in a form !:ittli~ tctory to the l.: ndenvriters and tht? FDlC-R. terminati ng the 

RMBS Actions ns to all remaini ng parties named in the litigation and resulting in 

dismissal with prejudice as to all defendants. 

3. FOIC-R Releases. Upon exchange of all signatures to this Agreement as set forth in 

paragraph 1 nbove, the FD!C·R hereby releases and dis<.: harges the Underwriters, and 

each of them. tlnd all of each Underwriter's current or form~r dinx t or indirect par~nts. 

subsidiaries. p;:trtners. unci affiliates. togeth\!r \\ith each of their rcspt:<.:tiv~:: su<.:ccssors and 

each of their respective current or former shar~ hokkrs. officas. ar n~:rs. directors. 

employees. attorneys and oth~r agents. but solely in their capacities as such. from any and 

nil clai m:-:~, de munds, a(.; ti ons, causes of action, and liabilities of any type, \vhethcr known 

or unknown, whether asserto::d or lmusserted, wht:the r disclosed or undisclosed, whether 

accrued or unaccrued, whether fixed or contingent, whether direct or indirect. nnd 

\.Vhcthcr atlavv or in equity. based upon or rebting to each Failed Bank's purchase, 

O\vnership. or sale of the RMBS Cenificatcs, including. hut not limited tCJ the facts, 

transactions, reprc:;entations, or omissions ulleged in the RlvlBS t\ ctions (colb :tivdy 

"Rekased Claims''). For the avoidunct.' of dnuht. nnd withoul limiting the getwrality of 

the foregoing in any '"'"'Y· it is understood und agreed that th~ rekasc ~c t forth in this 

paragraph 3 relt>a::;es and dischnrg.;s Gny and all Relc~tsed Claims that many time wen~ 

owned or controlled by CBG Investments. Inc. (''CRGJ"), f<.mncrly a subsidiary of 

Colonial Bank , to the rultest extent FDIC-R has legal ahili ty and authority to release such 

claims in it::; ~.:apnc it y as re-ceive r for Colonial Bank. 

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4. lJnderwriter Releases. Upon dismissal or th~ claims asserted against them in the R~1BS 

Actions with prejudice. each Underwriter hereby releases and discharges tht! FDIC-R and 

the FDIC. and each of them. and each of their current or former employees, officers. 

directors. representatives. successors. and assigns. from any and all claims. Jcnwnds, 

actions, causes of action, and liabilitil!s of any type, whether known or unknown, whether 

asserted or unasscncd, whether disclosed or undisclosed, whether w.:crued or unaccrued, 

whether fixed or contingt.·nt. whether direct or inJircct. and whether at law or in equity. 

based upon or relating to each Faikd Bank's purchase. ownership. or sale of the RMBS 

Certificate~. including but not limitc.:d to the filets, tran:>al'lions. representations. or 

omissions alleged in the RMI3S 1\ctions. Th~ Lndcrwritcrs prt:>serve all rights with 

respect to any cbims reserved by the FI.)!C in Paragraph 7. 

5. Rdcnsc of Unknown Claims. Each of the FDTC-R and the Underwriters ackn<w,.ledgcs 

that it has been advised by its attorneys concerning. and is familinr with, Cali l'ornia Civi I 

Code s~ction 1542 and e!Xpressly waives any and all provisions. rights. and bl!nelits 

conferred by California Civil Code Section 1542 or any law or any slat~: or territory of th~: 

United States. or principle of common law, which is similar, comparable. or equivalent to 

the provisions of th~ California C i vi I Code Sect ion 154 2. inc I ud i ng that provision itsc I f. 

which reads as follows: 

"A GENERAL RELEASE DOES NOT EXTEND TO CLAL:VtS Wl·HCli THE 

CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN l liS OR IIER FAVOR 

AT THE TIME OF EXECUTING THL RELEASE, WHICH, IF KNOWl\ BY I liM OR 

HER MUST HAVE \1t\ TERI;\LL Y AFFECTED lllS OR IIER SETTLE:VIENT Willi 

TilE DEBTOR.'' 

The Parties acknowledge that inclusion or the pro\'isions of this Paragraph 5 of this 

Agre~;:ment was a material and separately bargained-for element of this Agreement. Tht! 

Partie~ further acknowl~dge that the releases granted herein arc specific releases. not 

general releases. 

6. Authol'it)•. The FDIC-R represents that under the Federal Deposit Insurance Act. the 

FDIC is authorized to be appointed as rcc~ivcr for failed depository institutions and that it 

suececd~d to all rights. titles. powers. ~md privileges of each Failed Bank, and any 

shareholder, member, accountholdcr. depositor, offict~r, ~md director of each Failed Bank 

with respect to the Faikd Bank and th~ a~s~ts of the failed Bank, including. but not 

limit.;:d to. the Fniled Bank's claims against the UndcmTiters. The FDIC-R further 

represents that it is cmpow\!n:d to sue and complain in any ~ourt of law to pursue. inter 

alia, the duims against the Underwriters asserted in the RMBS ,\ctions and that no oth~.·r 

person or entity has such right. The FDIC-R further reprcs~nts nnd \.\'Urrants that CHGI 

has been dissolved and no longer exists, that none of the Released Claims that at any time 

\-Vcrc owned or controlled by CBGJ, or any interest in su~.:h claims, has been assigned, 

lransf~rred, or otherwise gin~n (in whole or in part) to any third parties, and that the 

FD!C-R has not recci"cd any information suggesting that any third party intends to assert 

any such Rclcas~d Claims tlmt <.tt any time were ov·:nccl or controlled by C BGI. Each 

.., - _) -
Pa11y rcprt:scnts that it has full authority tn l'ntcr into this Agreement and that it has the 

ti.Jil power and authority to bind such Party to l!ach and every provision of the Agreement. 

7. Certain FDIC Claims ~ot Rdcnscd. Noh\'ithstanding the releases in Paragraph 3 

above, the FDIC, in any capac:ity. shall not release. and expressly preserves fully and to 

the same extent as if the Agreement had not been executed (provided. that this provision 

shall not bl! construed as an acknmvkdgmcnt that any such claims or causes of' action 

exist or arc valid): 

a. any claims or causes or action against (!llY Umkrwritcr or any other person or 

entity for liability. if any, incum~d as the maker. endorser or guarantor of any 

promissory note or indebt~?.dn~ss payable or O\\\~d by them to the FDIC. to any 

linancial institutions in reccin:r~hip, to oth~r 11nancial institutions. or to any other 

person or entity (including without limitation any cluims ucquin:d hy the FDIC as 

successor in intl.!r~st to ~my linancial institutions in n:ceivcrship or any person or 

entity, excluding tor avoidance of doubt any claims or caus~:s or action t!:-.:pn:ssly 

rclc"s~:d in the Agreement); 

b. any claims or c:mses of action against any Underwriter or any other person or 

entity relating in any way to the London lntt:rbank Ofkrcd Rat~!: 

c. any claims or causes of action by the FDIC against any Underwriter or any other 

person or ~ntity relating in any way to the Underwriter's performance of duties or 

obligations as trustee for structured linancc sc.::uritics. including. but not limih:d 

to RMBS, pmchascd by any !ailed linan..:ial institlllion; 

d. any claims or C<~Ust!s of action hy the FDIC in any capacity other than as Receiver 

for a Failed llank; 

c. any cbims or causes of act ion rei at ing to R M 0 S l:crti lie a tcs not listed in Lx hi bit 

A: and 

r. any claims or causes of action against any person or entity. including. hut not 

limited to. the Underwriters. not expressly released in this Agreemt:nt. 

8. Enforct.>mcnt. Except as otht.>Jwise expressly slatr.!d herein, nothing in this Agrccrnent 

shall be construed or interpreted as limiting, waiving, releasing or compromising th~;: 

jurisdiction and authority of the FDIC in the cx.::rcisc ofits supervisory or regulatory 

authority or to diminish its clbility t(J institutt- administrative cnl'orccmenl proceedings 

S~'eking removal, prohibition. or any other administr~:~tivc enf'orcem1.~nt action .. vhich ma; 

arise hy operation of law. rule. or regulation. 

~,. Actions of the united Stntcs. :.J'otwithstanding any other provision of this 1\grc~mcnt. 

this Agr~·cmcnt shall not be construed or interpreted as wai\'ing. or in!cnding to waive. 

any daims th~tt could b~ brought hy thr: United States or any department. agency. or 

- 4 -
instrumentality thereof (othl.!r than the FDlC-R). including, but not limited to. through th~ 

l.!nitcd States Dcpal1Incnt of Justice or any l!nited States Attorney's Office. 

10. No Confidenfiulitv. . Underwriters und th~ FDIC-R ucknowledl.!c und ai.HCC that this ~ ~ 

1\grecmcnt shall not bt~ contidential nnd will be disclosed pursuant to the FDJC's 

applicable policies. pnH:edures. and other Je~al requirements. 

11. No Admission of Liability. The Parties ca<..:h acknowledge and agree that the malters set 

lot1h in this Agreement constitute the settlement and compromise of disputed claims and 

that the Agreement is not an admission or cvidenc~ of liability or the insufticiency of ony 

ddcnsc by any of them regarding any claim, all of which are expressly disputed. The 

Parties fUJ1her acknowledge that they may not base any claim of waiver or estoppel in 

any other matter upon the ~xccution of the Agreement or payment of considcrat ion 

cksc:·ibed hen:in. 

12. Rcprcsrntations nnd Aclmowl~dgl'tnents. 

a. .~xcC.!,!lion in Counterparts. This Agr~cmcntmay be cx~cutcd ir. counterparts by 

one or more uf th~ Parties and ull such counterpart::; when so executed shall 

together constitute the tinal Agreement. as il'onc documL'nt hud been sign~d by all 

PartiL's hereto: and C(ICb such counterpart. upon ~Xel~ution and delivery. shall h~ 

deemed a complete original. binding the Party or Parties subscribell thl!rcto upon 

the execution by all Parties to the Agrcl.!mcnt. 

b. Bindinu Effe~J. Each of the Pa11ies r~pr~s~nts and wmrants that it is a Pm1y 

hereto or is authorized to sign this Agreement on behalf of the respective Party, 

and that it has the full power and authority to bind such Party to each and I!VCry 

provision of the Agre~ment. The Agreement shall be binding upon and inure to 

the bendit of the Pnrtics and their respective heirs, executors. administrutors. 

r~prcscntativcs. successors and assigns. 

c. ~boice of l.aw. This Agrc~mcnt shall be interpn:ted, construed and enforced 

according to applicable fedewllaw. or in its absence. the laws of the state of Ne'v 

York. without regard to cuntlicts of la"·· principles. 

d. jurisdictiun. All Parties herdu submit to the personaljurisdidion of the Unill:d 

States District Court tor the District of· Columbia f()r pmposes of implementing 

and ~·ntorcing the settlement embodied in this Agreement. 

c. Entin;! Agrccrncnl and Amendments. Exc~pt as otherwise provid::d h~rein, this 

Agreement constitutes the entire agrl.!emcnt am\ understanding bdwccn and 

among the Parties concerning the matters sd forth herein and replaces all prior 

negotiations ond terms proposed or discussed, whether in \.vriting or orally. :1bout 

such matters. The Agr~ement may not be amended or moditi~d except by ::moth~r 

\.\'l'ittcn instrument signed by the Purtics . 

. 5 -
(b)(6) 

(b)(6) ... 

(b)(6) .......... 

f. ~easqnable Coor~:rath.!.H· The Parties agree to cooperate in good faith to 

effectuate all the terms and conditions of this Agreement, including doing or 

causing their agents and attorneys to do whatever is reasonably nccc~sary to 

~ncctuatc the signing, delivery, and execution of any documents n~cessary to 

perform the terms of this Agreement. 

g. Advice of Counsel. Each Party hereby acknowlcdgc::s that it has consulted with 

and obtained the advice or counsd prior to cxccuring this ,-\grecmcm, and that th~ 

1\gre~mentlms been explained to that Party by his or her counsel. 

h. Noti<:es. Notices required by this 1\greement shall be communi<.:ated by email and 

any form of overnight mail or in person to: 

Federal Deposit Insurance Corporation 

Allt.l:. Putrici.a )3utlc.r .q. HH •• 

H. •• • Mm·k Black <I . ~ 

Prot~ssional Liability & Financial Crimes Section 

3501 Fairt~1x Drive 

Arlington, VA 22226 

and 

J)nY.id .. J .... Gra.is {l'-_·····-----------~l Grais & Ellsworth LLP 

121 I Avenue of the A mcric<Js, 3 2nd Floor 

New York, N~w York I 0036 

Altorneysfor FDIC-R 

and 

l )nderwritcrs 

................ J2.~.~m .. J ..... Ki.tchc.ns(l':-,.... ~;==------=-· -..., . ...... .J\I<!~lJIJQ<;.r .... K .. Jv1.i.rcllciT{I I) Gib~on, Dunn & Crutcher U .P 

333 South Grand Avenue 

Los Angdcs. CA 90071-3197 

Auomeys.fin· Underwriten· 

IN WITNI::SS WIIEREOF, the Parties hereto h<tn: caused this 1\grccrm:nt tu b~· e:xo:cuccd hy 

t•:.u:h ol' them or their duly authoriF.ed reprcscntati \'CS on the dates hereinafter ::>ubscribcJ. 

- 6 -
FEDERAL DEPOSIT INSURANCE 

CORPORATION AS RECEIVER FOR 

COLONIAL BANK 

(b)(6) Date:;::t?.~f~:!z mBY·:tL:_· _____ __J-~-

PRINTNAME: ~ ._:f.)-t.c4. .. 

TITLE: Counsel 

FEDERAL DEPOSIT INSURANCE 

CORPORATION AS RECEIVER FOR 

FRANKLIN BANK, S.S.B. 

(b)(

6

) Date:J>_;;.;;;~;)z;:;~ BY!~...······_··---------............. 

-. ) ... 

PRINT NAME: .J....Ii.i () 1 (. i ,:t (.. . .L; v, • ,~ ~ ( 

TITLE: Counsel 

FEDERAL DEPOSIT INSURANCE 

CORPORATION AS RECEIVER FOR 

GUARANTY BANK 

(b)(6) oaie:J/.;.!1}~;;~ ·········································· sv: l_·· ... ___________ ...... 

PRINT NAME: (}; I ;(I c I /f (. • !5 .(.. it ' I(' 

TITLE: Counsel 

FEDERAL DEPOSIT INSURANCE 

CORPORATION AS RECEIVER FOR 

SECURITY SAVINGS BANK 

(b)(6) ··································· oaie::i.ju;::u;~ ········································································································av:l······································································ L. 

PRINT NAME:-~ H :~ ~-t< J ,.b L>clr 

TITLE: Counsel 

- 7-
FEDERAL DEPOSIT INSURANCE 

CORPORATION AS RECEIVER FOR 

STRATEGIC CAPITAL BANK 

(b)(6) ································ ·······················oafe::x;t:~;z;;;:;~_ ·············································································· av: I .... ······_·· __________ ..... 

Date: 

Dale: __ _ 

Dale: 

Date: __ _ 

PRINTNAME: t}..,/#1·-td (:;·: LS~<-:' 

TITLE: Counsel 

CREDIT SUISSE (USA) LLC 

BY: ------------------ PRINT NAME:----------

TITLE: 

UBS SECURITIES LLC 

BY: _____________ _ 

PRINT NAME:--------------

TITLE: 

EDWARD D. JONES & CO., L.P. 

BY: ------------

PRINT NAME:-----------

TITLE: 

DEUTSCHE BANK SECURITIES INC. 

BY: __________________ ___ 

PRINT NAME:--------------

TITLE: 

. 8 -
Date: 

Dare: {{J4. / (l.-

Date: 

Date: 

Date: 

FEDERAL DEPOSIT rNSURANCE 

CORPORATION AS RECEIVER FOR 

STRATEGIC CAPITAL Bt\NK 

BY: 

PRIKTNAME: 

TITLE: Counsel 

CRF.DIT SUISSE l USA) I.LC 

BY: 

PRINT NAME: Pher J.Yozlowski 

TITLE: Managing Director and Counsel 

UBS SECURITIES LLC 

BY: 

PRINT Nt\ME: William Chandler 

TITLE: Managing Director 

BY : 

PRINT NAME: John Lantz 

TITLF.: Executive Director 

EDWARD D. JONES & CO., I..P. 

BY : 

PR.l~ T NAME: Paul Yarns 

TITLE: Associate General Counsel 

. s-

............... J~ K~) 
Date: _ _ _ 

Date: ---

FEDERAL DEPOSIT rNSURANCE 

CORPORA TrON AS RECE.IVER FOR 

STRATEGIC CAPITAL BANK 

BY: 

PRINT NAME:----- ---

TITLE: Counsel 

CRRDIT SUISSE (USA) LLC 

BY: 

PRINTNA..\1E: Peter J. Kozlowski 

TITLE: Managing Director and Counsel 

UBS siCWRlTIES LLC ....._ 

(b)(6) .................... _ _ natel/F"?~ ........................................................................... _ 

(b)(6) .. ....... .............................. IJiflJ~'l"""""""""""'"" 

Date: ~/.)o/{p 

Date: _ _ _ 

PRINT NAME: William Chandler 

TITLE: Executive Director 

EDWARD D. JONRS & CO., L.P. 

BY: 

PRrNT NAME: Paul Yams 

TITLE: Associate General Counsel 

- 8 ~ 
Date: ---

Dat~: 

Datt:: 

Dale: __ _ 

Date: 

FEDERAL DEPOSIT INSURA~C£ 

CORPORATION AS RECEI VER FOR 

STRATEGIC CAPITAL BAN K 

BY: 

PRINT t'A:VIE: 

TITLE: Counsel 

CREDIT SUISSE (USA} U .C 

BY: 

PRINT ~AME: Peter J. Kozlowski 

TITLL: Managing Director and Counsel 

U3S SECURITIES ILC' 

BY: _ _ _____ _____ __ 

PRINT NA \t1 E: William Chand ler 

TITLE: Managing Director 

BY: 

PRINT NAME: John Lantz 

TITLE: Executive Director 

ED\V ARD D . .I 

RY : ___ (Q)J§J 

PRlN'l NAME: P: ul Yarns 

TITLE: Assn4;iat.: Gcnt.:ral Cnuns.z l 

- 8 -
DEUTSC IES INC. 

BY: ......... J9.J(~J 

TITLE: Managing Director, Assoc. Gen. Counsel 

Date: ) /;;. 1.: /I~ RY I =-=-====-~ ___ (2)_(_6J 

Managing Director & 

PRINT NAME: Associate General Counsel 

TlTLE: 

BARCLA YS CAPITAL INC. 

Da te: _ _ _ BY: - ----- ----- -

PRINT ~AME: Timothy E. 't\.·1agee 

T1TLE: Director 

RBS SECURITIES INC. 

Date: __ _ BY: _______________________ __ 

PRINT NAME: Kay Lackey 

TITLE: Managing DirectoriScnior Counsel 

BNP PARlBAS SECURITIES CORPORA TJON 

Dare: -- BY: - -------------------------- PRINT NAME:----------

TITLE: 

Date: BY: 

PRI:'-lT NAME: --- - ---------

TITLE: 

- 9 -
!)ate: 

(b)(6) __ _ )rrre· . _,_. ---:-:-~---

Df:UTSCHL B:\NK ~~ Cl iJ<Illi-:"1 1'\J( . 

UY : 

BY: ---

PRII'\T \A vii·.: 

l ! l 1.1 :: 

HARCL:\ Y() CAPri .'\ I. :NC. 

-·uY:-IL...-- - -____.1----· 

PRINT .- \M~: '!'im1)t'1~ L. i\l ilg~:.: 

IT! IX : Dirt'i:h>r 

IWI'.) Sl :Cl'R!Til:S 1!\t . 

BY: 

Hl\P r .\RJB/\S SLCl; l<lllLS C'OR!'U!{A I lUI\ 

BY : 

PR~N I :'\:\ Ml-: : 

Till : 

BY: 

- l) -
D!lte; __ _ 

Date: __ _ 

Date: __ _ 

DEUTSCHE BANK SECURITIES INC. 

BY: _ _ ________________ __ 

PRTNT NAME: Joe Salama 

TITLE: Managing Director, Assoc. Gen. Counsel 

BY: _________________ _ 

PRJNT NAME:------ - --

TITLE: 

BARCLA YS CAPITAL INC. 

BY: ___________________ _ 

PRINT NAME: Timothy E. Magee 

TITLE: Director 

RBS SECURITIES INC. 

(b)( ---Ha~H' ,--- -- --;-- ----

Date: ---

Date: ---

TITLE: Managing Dir 

BNP PARIBAS SECURITIES CORPORATION 

BY: ___________________ _ 

PRINT NAME:---------

TITLE: 

BY: ---

PRINT NAME: __ 

TITLE: 

. 9 . 
Date: __ _ 

Date: 

- --

Dnh:: 

- --

Da ~: : 

D"t·" .::; h r Lt ( "'~·~..:.. '-' 

DFCTSCHE RA~K SFCCRiliES INC. 

13 Y:. __ _ 

PRI~T :\A:'v1E: Joe Salama 

TJTU::: Managing Director. Asso~. Gen. Counsel 

BY : ----- ·--- - ___ .. , .. __ _ PRI\T :\!\\tE: _________ _ 

TITLE: 

BARCLA YS CAPIT:\ 1.. 1:'\'C. 

BY: ---- ----

PRINT :'\AME: Timothy E. \-1agcc 

TITLE: Oir~c tor 

RBS SECL:Rri'IES 1:--JC. 

HY: 

----- - - ----------

PRI:'-JT '\AME: Kay l. a~k ~y 

TITI.F: [\k1naging Director/Senior Counsel 

1:3:\P f-1-u.=.:..:.:...~~~.....:.:.:~~~~ 

------ --------- ~liD BY: "-------~-J

PRI'\ I' ?\AME: 

TITLE: ;::-; . 

~ \ \.. 

RY j.._ _________ ~__,~- ~l@J 

PI<I'\T :\.'\\IE: /\'. _, : 

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Date: r,O ~~lb 

GOLDMAN, SACHS & CO. 

By: I --- - l _ __ill@] 

PRINT NAME: Jonathan Schorr 

TITLE: Managing Director 

- I 0 -
Bardays Capital Inc. 

CWALT 2006-29T13A7 

CWALT 2006-29Tl Bl 

BNP Paribas Securities Corporation 

CWHL 2007-3 Al 

Credit Suisse Securities {USA) LLC 

CWALT 2007-18CB 2A20 

CWHL 2006-13 1A19 

CWALT 2007-lSCB A12 

Deutsche Bank Securities Inc. 

CWALT 2005-52CB 1A4 

CWALT 2005-65CB 2A4 

CWALT 2006-25CB Al 

CWAL T 2005-38 A2 

CWAL T 2005-62 1A2 

CWALT 2005-76 1A2 

CWALT 2007-16CB 5A4 

Edward D. Jones & Co., l.P. 

CWAL T 2005-13(8 A8 

CWALT 2005-52CB 1A4 

Goldman, Sachs & Co. 

CWAL T 2005-81 A4 

EXHIBIT A 

Page 1 of 2 
RBS Securities Inc. 

CWALT 2006-30Tl1AS 

CWALT 2006-30Tl 2A6 

CWHL 2007-7 A9 

UBS Securities LLC 

CWALT 2005-74Tl Al 

CWALT 2005·7411 AS 

CWALT 2006-12CB A8 

EXHIBIT A 

Page 2 of 2