Page 1 

SETTLEMENT AND RELEASE AGREEMENT 

This Settlement and Release Agreement ("Agreement") is made by, between, and among 

the fo11owing undersigned parties: 

The Plaintiff Federal Deposit Insurance Corporation as Receiver for Superior Bank 

("FDIC-R"), John Figlcwski, Rick Gardner, George Ilall, Rick Ilalloran, Shannon Maddox, 

Kenneth Pomeroy, C. Marvin Scott, James Kent, Jr., Peter Lowe, Dewey Mitchell, and Robert 

Paliish (collectively, the "Settling Defendants"), and Federal Insurance Company, Continental 

Casualty Company, and Catlin Insurance Company, Inc. (collectively, the "Insurers") 

(individually, the FDIC-R, the Settling Defendants, and the Insurers may be referred to herein as 

"Party" and collectively as the "Parties"). 

RECITALS 

WHEREAS: 

Prior to April 15, 2011, Superior Bank ("Bank") was a depository institution organized 

and existing under the laws of the United States. 

On April 15, 2011, the Office of Thrift Supervision closed the Bank and, pursuant lo 12 

U.S.C. § I 821 (c), the Federal Deposit Insurance Corporation was appointed Receiver. In 

accordance with 12 U.S.C. § 182l(d), the FDIC-R succeeded lo, among other things, all rights, 

titles, powers, and privileges of the Bank, including those with respect to its assets. 

Among the assets to which the FDIC-R succeeded were all of the Bank's claims, 

demands, and causes of action against the Bank's former directors, officers, and employees 

arising from the performance, nonperformance, and manner of performance of their respective 

functions, duties, and acts as directors, officers, and employees of the Bank. 

46104818.v6 
(b){6) 

Page 2 

On April 9, 2014, the FDTC-R filed a complaint for money damages against the Settling 

Defendants, each of whom served at various times as a director and/or officer of the Bank. 

Those claims for damages arc now pending in the United States District Court for the Middle 

District of Florida in FDIC as Receiver for Superior Bank. v. Hall, et al., Case No. 8: 14-cv00834-SCB-TGW (M.D. Fla.) ("D&O Action"). The Settling Defendants have denied liabmty 

in the D&O Action. 

During the pendency of the D&O Action, Settling Defendant Kenneth Pomeroy filed for 

bankruptcy protection. The FDIC-R continued its pursuit of its claims against Mr. Pomeroy 

solely for the purpose of attempting to liquidate the claims for the purpose of seeking recovery 

from the Insurers. The FDIC-R did not seek to hold Mr. Pomeroy personally liable. Mr. 

Pomeroy is included in the Parties released herein. 

----~----··-

Federal Insurance Company ("Federal") issued Financial Institution Portfolio Policy No. 

!("Federal Policy"), which insures the directors and officers of the Bank according to 

the terms, provisions and conditions of the Federal Policy; Continental Casualty Company 

(''C . 1"). d E I p I' N I l("r' . l D ,: '') h'-1 {bl(

5

l · ontmenta issue an xcess nsurance o icy o. --,·-·b0Bt-menta-·i.=Ottc-y-., .. w 1.{.;;!1---

provi<les excess insurance coverage to the directors and officers of the Bank according to the 

terms, provisions and conditions of the Continental Policy; and Catlin Insurance Company, Inc. 

("Catlin") issued an Excess Insurance Policy No. , ----·-]·~

4

'Cat:lin··-Pol-ie-y-'-),--wh-ieh~~~L ... _ 

provides excess insurance coverage to the directors and officers of the Bank according to the 

terms, provisions and conditions of the Catlin Policy (the Federal Policy, the Continental Policy 

and the Catlin Policy, collectively, the "Policies"). The Settling Defendants have made claims 

for coverage under the Federal Policy, the Continental Policy, and the Catlin Policy relating to 

the claims asserted in the D&O Action. Federal paid $1 million for the defense of the D&O 

2 

46104818.¥6 
Page 3 

Action and other claims by certain regulatory agencies, but denied coverage for additional 

amounts incurred in those claims. Continental and Catlin have denied coverage for the D&O 

Action. 

The undersigned Parties deem it in their best interests to enter into this Agreement to 

avoid the uncertainty and expense of fu1ther litigation. 

NOW, THEREFORE, in consideration of the promises, undertakings, payments, and 

relcases stated herein, the sufficiency of which consideration is hereby acknowledged, the 

undersigned Parties agree, each with the other, as follows: 

SECTION I: Payment to FDIC-R 

A. As an essential covenant and condition to this Agreement, on or before March 9. 

2017, the Settling Defendants and the Insurers, collectively, agree to pay to the FDIC-R the sum 

of $7,500,000.00 (the "Settlement Payment"). Federal agrees to pay to the FDIC-R 

$2,830,000.00 from its insurance policy. Continental agrees to pay to the FDIC-R Sl,000,000.00 

from its insurance policy. Catlin agrees to pay to the FDIC-R $1,000,000.00 from its insurance 

policy. The Settling Defendants, jointly and severally, shall pay to the FDIC-R S2,670,000.00. 

Each Insurer is obligated to pay only the amount designated for each Insurer above and is not 

obligated lo pay any other portion of the Settlement Payment. 

B. The Settlement Payment to the FDIC-R shall be made by direct wire transfer into 

an account designated by the FDIC-R by written notice to the attorneys for the Settling 

Defendants and the Insurers, such notice to be provided not less than IO business days before 

payment is due. In the event that the FDIC-R does not receive the Settlement Payment by the 

date determined in Section I.A. above, the Party who failed to make its/their respective payment 

shall pay interest to the FDIC-R on all unpaid amounts at the rate of 5 percent per annum 

accruing from the date determined in Section I.A. above until the date of payment. 

3 

46104818.vB 
Page 4 

C. Subject to and without waiving the requirements set forth in Section I.A above, if 

the FDIC-R does not receive the Settlement Payment in full on or before the date determined by 

Section I.A above, then the FDIC-R, in its sole discretion, shall have the right at any time prior to 

receipt of the Settlement Payment in full (including all accrued interest) to: 

l. Extend the period of time for the Settlement Payment, including interest 

accruing from the date determined by Section I.A. above, through the date of payment at a rate 

calculated in accordance with 26 U.S.C. § 6621 (a)(3); or 

2. Enforce this Agreement, in which event the Party or Parties against which 

such enforcement action is brought agree to jurisdiction in the United States District Court for 

the Middle District of Florida and to pay all of the FDIC-R's reasonable attorneys' fees and costs 

expended in enforcing the terms of this Agreement; or 

3. Terminate the Agreement, return all funds tendered pursuant to the 

Agreement, and request to reinstate the D&O Action to the court's trial calendar, to which the 

Settling Defendants and the Insurers agree. The Settling Defendants and the Insurers further 

agree to waive any defense based on any statute of limitations that would bar any of the FDICR's claims that did not exist or was otherwise unavailable as of the date this Agreement was fully 

executed, and waive all objections, defenses, claims or counterclaims that did not exist or were 

otherwise unavailable as of the date this Agreement was fully executed, and covenant and agree 

not to assert any objections, defenses, claims or counterclaims that did not exist or were 

otherwise unavailable as of the date this Agreement was fu1ly executed; and/or 

4. Seek any other relief available to it in law or equity. 

Any extension of time under Section J.C. I for delivery of the Settlement Payment or 

acceptance of a portion of the Settlement Payment shall not prejudice the FDIC-R's rights to take 

4 

46104818.v6 
Page 5 

any of the actions set forth in Section I.C.2 through I.C.4 at any time prior to receipt of the 

Settlement Payment in full (including all accrued interest). 

SECTION II: Stipulation and Dismissal 

Within ten (10) business days after receipt of the Settlement Payment in fu11 (including 

all accrued interest) by the FDIC-R, the FDIC-R shall file a stipulation of dismissal with 

prejudice, executed by the attorneys for the Settling Defendants and the FDIC-R with each Party 

to bear his own attorneys' fees and costs, in the fom1 attached hereto as Exhibit A, in the D&O 

Action. 

SECTION III: Releases 

A. The FDIC-R's Releases. 

l. Upon receipt of the Settlement Payment in full as provided in Section I, 

and except as provided in Section III.D, the FDIC-R, for itself and its successors and assigns, 

hereby releases and discharges the Settling Defendants, and their respective heirs, executors, 

trustees, administrators, representatives, successors and assigns, from any and all claims, 

demands, obligations, damages, actions, and causes of action, direct or indirect, in law or in 

equity, belonging to the FDIC-R, that arise from or relate to the Bank or to the performance, 

nonperfonnance, or manner of performance of the Settling Defendants' respective functions, 

duties, and actions as officers and/or directors of the Bank, including without limitation the 

causes of action alleged in the D&O Action. 

2. Upon receipt of the Settlement Payment in full as provided in Section I, 

and except as provided in Section 111.D, the FDIC-R, for itself and its successors and assigns, 

hereby releases and discharges the Insurers, their respective parents, subsidiaries, affiliates, 

reinsurers, and their respective employees, officers, directors, agents, representatives, successors 

and assigns, from any and all claims, demands, obligations, damages, actions, and causes of 

5 

46104818.v6 
Page 6 

action, direct or indirect, in 1aw or in equity, that arise from or relate to the Federal Policy, 

Continental Policy and/or Catlin Policy, including but not limited to any extra-contractual daims 

for bad faith or failure to settle and any other claims arising from or relating to the Insurers' 

handling of matters under those insurance policies. As part of this release of the Insurers, the 

FDIC-R agrees that any interest it may have under the Federal Policy, Continental Policy and 

Catlin Policy is extinguished, including but not limited to any rights or interests under the 

Policies assigned to the FDJC-R by C. Stanley Bailey or by any other person or entity. 

3. Upon receipt of the Settlement Payment in full as provided in Section I, 

and except as provided in Section III.D., the FDIC-R, for itself and its successors and assigns, 

hereby releases and discharges all other former directors, officers, and employees of the Bank 

( collectively, the "Covered Persons") and their respective heirs, executors, trustees, 

administrators, representatives, successors and assigns, from any and all claims, demands, 

obligations, damages, actions, and causes of action, direct or indirect, in law or in equity, 

belonging to the FDIC-R, that arise from or relate to, the performance, nonperformance, or 

manner of perfom1ance of the Covered Persons' respective fi.mctions, duties and actions as 

directors, officers and/or employees of the Bank, including without limitation the causes of 

action alleged in the D&O Action. This release shall be null and void as to any Covered Person 

if such Covered Person asse1ts any daim against the FDIC-R. 

B. The Settling Defendants' Release. 

Effective simultaneously with the release granted in Section III.A above, the Settling 

Defendants, on behalf of thernselves individually, and their respective heirs, executors, trustees, 

administrators, agents, representatives, attorneys, successors and assigns, hereby release and 

discharge the FDIC-R, and its employees, officers, directors, representatives, attorneys, 

6 

46104818.v6 
Page 7 

successors and assigns, from any and all claims, demands, obligations, damages, actions, and 

causes of action, direct or indirect, in law or in equity, that arise from or relate to, the Bank or to 

the pcrfom1ancc, nonperfonnancc, or manner of performance of the Settling Defendants' 

respective functions, duties, and actions as officers and/or directors of the Bank, including 

without limitation the causes of action alleged in the D&O Action. 

C. The Insurers' Release. 

Effective simultaneously with the release granted in Section IJI.A above, the Insurers, for 

themselves and their respective successors and assigns, and on behalf of each of their respective 

parents, subsidiaries, affiliates and reinsurers, and their respective successors and assigns, hereby 

release and discharge the FDIC-R, and its employees, officers, directors, agents, representatives, 

attorneys, successors and assigns, from any and all claims, demands, obligations, damages, 

actions, and causes of action, direct or indirect, in law or in equity, that arise from or relate to the 

Federal Policy, Continental Policy and Catlin Policy. 

D. Exceptions from Releases by FDIC-R. 

l. Notwithstanding any other provision of this Agreement, the FDIC-R does 

not release, and expressly preserves fully and to the same extent as if this Agreement had not 

been executed, any claims or causes of action: 

a. Against the Settling Defendants or any other person or entity for 

liability, if any, incun-ed as the maker, endorser, or guarantor of any promissory note or 

indebtedness payable or owed by them to the FDIC-R, the Bank, other financial institutions, or 

any other person or entity, including without limitation any such claims acquired by FDIC-Ras 

successor in interest to the Bank or any person or entity other than Bank; and 

7 

46104818.v6 
Page 8 

b. Against any person or entity not expressly released by the FDJC-R 

in this Agreement. 

2. Notwithstanding any other provision of this Agreement, nothing in this 

Agreement shall be construed or interpreted as limiting, waiving, releasing, or compromising the 

jurisdiction and authority of the Federal Deposit Insurance Corporation in the exercise of its 

supervisory or regulatory authority or diminishing its ability to institute administrative 

enforcement or other proceedings seeking removal, prohibition, or any other relief it is 

authorized to seek pursuant to its supervisory or regulatory authority against any person. 

3. Notwithstanding any other provision of this Agreement, this Agreement 

does not purport to waive, or intend to waive, any claims that could be brought by the United 

States through the Department of Justice, the United States Attorney's Office for any federal 

judicial district, or any other department or agency of the United States as defined by 18 U.S.C. 

§ 6. In addition, the FDIC-R specifically reserves the right to seek court-ordered restitution 

pursuant to the relevant provisions of the Mandatory Victims Restitution Act, 18 U.S.C. §§ 3322 

and 3663 et seq., if appropriate. 

SECTION IV: Waiver of Dividends and Proceeds from Litigation 

To the extent, if any, that the Settling Defendants are or were shareholders of the Bank or 

its holding company and by virtue thereof are or may he entitled to a dividend. payment, or other 

distribution upon resolution of the receivership of the Bank or proceeds in any litigation that has 

been or could be brought again.st the Federal Deposit Insurance Corporation in any capacity or 

against the United States based on or arising out of, in whole or in part, the closing of the Bank, 

or any alleged acts or omissions by the Federal Deposit Insurance Corporation in any capacity, 

the United States govemment, or any agency or department of the United States government in 

connection with the Bank, its conscrvatorship, or receivership, the Settling Defendants hereby 

8 

46104818.v6 
Page 9 

knowingly assign to the FDJC-R any and al1 rights, titles, and interest in and to any and alJ such 

dividends, payments, other distributions, or proceeds. 

SECTION V: Representations and Acknowledgements 

A. Authorized Si1matories. All of the undersigned persons represent and warrant that 

they are Parties hereto or are authorized to sign this Agreement on behalf of the respective Party, 

and that they have the full power and authority to bind such Party to each and every provision of 

this Agreement. This Agreement shall be binding upon and inure to the benefit of the 

undersigned Parties and their respective heirs, executors, trustees, administrators, representatives, 

successors, and assigns. 

B. Advice of Counse1. Each Party hereby acknowledges that he or it has consulted 

with and obtained Lhe advice of counsel prior to executing this Agreement, and that this 

Agreement has been explained to that Party by his or its counsel. 

C. Financial Disclosure Information. Each Settling Defendant expressly 

acknowledges that, in determining to settle the claims released herein, the FDIC-R asserts that it 

has reasonably and justifiably relied upon the accuracy of financial information, including, but 

not limited to, personal financial statements and re1ated materials, submitted by each Settling 

Defendant to the FDIC-R ("Financial Information"). A settling Defendant may elect to submit 

updated Financial Information within two weeks of the date of this Agreement. Each Settling 

Defendant herein affirms that his Financial Information was true and accurate on the date such 

information was de1ivered to the FDIC-R. If a Settling Defendant does not elect to submit 

updated Financial Information, then that Settling Defendant herein affirms that there have been 

no material changes to his net worth as stated in the Financial Information since that date up until 

the date of this Agreement. The FDIC-R has no obligation to independently verify the 

completeness or accuracy of the Financial Information. In addition to the above, if the FDIC-R 

9 

46104818.vB 
Page 10 

establishes via a final adjudication in an appropriate judicial forum that a Settling Defendant 

failed to disclose any material interest, legal, equitable, or beneficial, in any asset, that Settling 

Defendant agrees to cooperate fully with the FDIC-R to provide updated financial information 

and to pay to the FDIC-R the lesser of (i) the value of the Settling Defendant's undisclosed 

material interest in such asset(s); or (ii) the amount of unpaid damages alleged against the 

Settling Defendant. 

SECTION VI: Reasonable Cooperation 

The Parties agree to cooperate in good faith to effectuate a11 the terms and conditions of 

this Agreement, including doing, or causing their agents and attorneys to do, whatever is 

reasonably necessary to effectuate the signing, delivery, execution, filing, recording, and entry of 

any documents necessary to conclude the D&O Action, and to otherwise perform the terms of 

this Agreement. 

SECTION VII: Other Matters 

A. No Admission of Liability. The undersigned Parties each acknowledge and agree 

that the matters set forth in this Agreement constitute the settlement and compromise of disputed 

claims and defenses, that this Agreement is not an admission or evidence of liability or infirmity 

by any of them regarding any claim or defense, and that the Agreement shall not be offered or 

received in evidence by or against any Party except to enforce its te1ms. 

B. Execution in Counterparts. This Agreement may be executed in counterparts by 

one or more of the Parties and all such counterparts when so executed shall together constitute 

the final Agreement, as if one document had been signed by all Parties; and each such 

counterpart, upon execution and delivery, shall be deemed a complete original, binding the 

Parties subscribed thereto upon the execution by all Parties to this Agreement. 

10 

46104818.vB 
(b)(6) 

(b)(6) 

(b)(6) 

(b)(6) 

Page 11 

C. Choice of Law. This Agreement sha11 be interpreted, construed, and enforced 

according to applicable federal law, or in its absence, the laws of the State of Florida. 

D. Notices. Any notices required hereunder shaJJ be sent by registered mail, first 

class, return receipt requested, and by email, to the following: 

If to the FDIC-R: 

Gregory K. Conway 

Counsel, Federal Deposit Insurance Corporation 

3501 Fairfax Drive, VS-B-7046 

Arlington, Virginia 22226 

··--------··---------1-·-·--·---- I 

and 

Patrick J. Richard 

N ossaman LLP 

50 California Street, 34th Floor 

San Francisco, Califomia 94111 

--------··--·---·-----+---- I 

If to the Settling Defendants: 

Messrs. Figlewski, Gardner, Hall, Halloran, Maddox, Pomeroy, and Scott 

William C. Athanas, Esquire 

Waller Lansden Dortch & Davis, LLP 

1901 Sixth Avenue North, Suite 1400 

Birmingham, AL 35203 

(205) 226-5703 

--·-·----·-------+----·-----

Messrs. Kent. Lowe, and Mitchell 

John F. Lauro and Michael G. Califano 

Lauro Law Finn 

101 East Kennedy Boulevard, Suite 3100 

Tampa, Florida 33602 

-·-·----·------1--·- ·----~·-------

11 

46104818.v6 
{b)(6) 

Page 12 

Mr. Parrish 

Daniel E. Manausa, Esquire 

Manausa Law Firm, P.A. 

l 701 Hermitage BJvd, Suite 100 

Ta11ahassee, FL 32308 

If to the Insurers: 

If to Federal Insurance Company: 

Claims Department 

150 Allen Road, Suite 101 

Basking Ridge, NJ 070920 

and 

Deanna M. Beacham, Esq. 

Vice President, North American 

Financial Lines Claims 

150 Allen Road, Suite 101 

Basking Ridge, NJ 070920 

If to Catlin Insurance Company, Inc.: 

Matthew Abreu, Esq. 

Senior Claims Specialist 

Professional Lines Claims 

XL Catlin 

Brookfield Place 

200 Liberty Street, 22nd Floor 

New York, NY 10281 

.... -----·---1--··----·--- --

If to Continental Casualty Company: 

Jennifer B. Groszek 

Claims Consultant 

CNA Specialty Claim 

333 S Wabash, 38th Floor 

Chicago, Illinois 60604 

46104818.v6 

12 

with copies (that shall not constitute notice) 

to: 

David Newmann, Esq. 

Hogan Lovells LLP 

1835 Market Street, 29th Floor 

Philadelphia, PA 19103 

Fax:(267)675-4601 

Email: I -- -------------- ~~---· 

with copies (that shall not constitute 

notice) to: 

Ivan J. Dolowich, Esq. 

Kaufman Dolowich & Voluck, LLP 

135 Crossways Park Drive, Suite 201 

Woodbury, NY 11797 I ·-·-----------+--·----·--·---- (b)(~--

with copies (that sha11 not constitute notice) 

to: 

John E. Howell and Wfl1iam E. Smith 

Wiley Rein LLP 

1776 K Street NW 

Washington, D.C. 20006 
Page 13 

E. Entire Agreement and Amendments. This Agreement constitutes the entire 

agreement and un<lerstanding between and among the undersigned Parties concerning the matters 

set forth herein and supersedes any prior agreements or understandings. This Agreement may 

not be amended or modified, nor may any of its provisions be waived, except in writing signed 

by the Parties bound thereby, or by their respective authorized attorney(s) or other 

representative( s). 

F. Tit1cs and Captions. A11 section titles and captions contained in this Agreement 

are for convenience only and shall not affect the interpretation of this Agreement. 

G. No Confidentiality. The undersigned Parties acknowledge that this Agreement 

shall not be confidential and will be disclosed pursuant to the Federal Deposit Insurance 

Corporation's applicable policies, procedures, and other legal requirements. 

13 

46104818.v6 
{b)(6) 

Page 14 

IN WITNESS WHEREOF, the Parties hereto have cause4 this Agreement to be executed 

by each of them or their duly authorized representatives on the dates hereinafter subscn'bed. 

FEDERAL DEPOSIT INSURANCE CORPORATION AS 

RECEIVER FOR SUPERIOR BANK 

... __ Date: o~:r:rr:-J·orc-----BY'."""~ -----------·--

TITLE: uounseJ 

PRINT NAME: On!gocy K. Conway 

Date:..,... ______ _ JOHN FIGLEWSKI 

Date: _______ _ RICK GARDNER 

Date::·------~- GEORGE HALL 

Date:'. _______ _ RICK HALLORAN 

14 

4610481B.v5 
(b)(6) 

Page 15 

IN WITNESS WHEREOF, the Parties hc:teto ~ve caused this Agreement to be executed 

by each of them or their duly authorized representatives on the dates hereinafter subscribed. 

Date: 

FEDERAL DEPOSIT INSURANCE CORPORATION AS 

RF.CEIVER FOR SUPERIOR BANK 

BY: ____ _ 

TirLE: Cotm.W 

PRINT NAME: Gregory K. Conway 

··-·-·----·----·---------·--- ..•. ,_., _____________ ~-···-.......... -,.. -·----·-------...~ 

Date: 

Date: ______________ . GEOROEHALL 

Date: ··--·-··---·-· ... RICK HALLORAN 

!4 

461040Hl.v5 
(b)(6) 

Page 16 

IN WI1NESS WHEREOF, the Parties hereto have c11used this Agreement ta be executed 

by each of them. or their duly authOrlzed representatives ol\ the dates hereinafter subscribed. 

Date: ______ _ 

Date: ______ _ 

Date: 2. l:t /11 

FEDERAL DEPOSIT INSURANCE CORPORATION AS 

RECEIVER FOR. SUPERIOR BANK 

BY:' ----------------

TlTLE: Counsel 

PRINT NAME: Gregory K. Conwny 

JOHN FIOLRWSK.J 

RICK GARDNER 

--··---·-----···---··-·---------1-----

D1Ite: ---~--- OEOROEHALL 

Date~------- RICK HALLORAN 

14 

46104818.VS 
Page 17 

IN Wl'INESS WHEREOF, the Parties hereto have causcq. this Agreement to be executed 

by each of them or their duly authorized representatives on the dates hereinafter subscribed. 

Date: ... ·-···--·-. ···-~-- ··--·-

Date: ______ _ 

Date: _____ ~_ 

FEDERAL DEPOSIT INSURANCE CORPORATION AS 

RECEIVER FOR SUPERIOR BANK 

BY:. --------····- .. ··------

TITLE: Counsel 

PRINT NAME: Gre~oiy K. Conway 

JOHN FIOLEWSKI 

RICK GARDNER 

---------------·. . . .. 

{b){6) 

Date: February 9, 2017 OEOROEHALL ....... -------·--..... .---- __ ,...-__ _.. .. , .. .--······ 

_____ ........... --.-------

Date:---~-~- RICK HALLORAN 

·- ·-·---·~~-------

14 

46104818.v5 
(b)(6) 

Page 18 

1N WITNESS WHEREOF, the Parties hereto have ca.used this Agreement to be executed 

by ea.ch of them or their duly authorized representatives an the dates hereinafter subscribed. 

Date: __ ~~---

Date: ______ _ 

Dare: ______ _ 

Date: --------

Date: "Z Iott/,? 

46104818,1/5 

FEDERAL DEPOSIT INSURANCE CORPORATION AS 

RECEIVER FOR SUPERIOR BANK 

BY:. ~-------·----------

1TI'LE: Counsel 

PRINT NAME: Gregory K. Conway 

JOHN FIGLEWSKI 

~------..,...-~-··-···- .. 

RICI< GARDNER 

GEORGE HALL 

RICK HALLORAN 

~ ....... ...., .. ~. •• I 

14 
Page 19 

S! [ANNO!': MADDOX 

(b)(6) 

Dt1.tC. K.El\"Nr·.TH POMEROY 

Dare: C. MARVIN SC01T 

.f"\'.\,IES KENr. i'R. 

nae<:: PETER C.OWE 

Date: DEWEY MITCHELL 

RUBE.RT P.-\RRrsn 

15 

46 lv4n18.v!, 
Page 20 

Date: SHANNON MAUDOX 

...., - 1 ..,., 

Date: ,,..,; · i(--1 ' __ ,,. ·-····--.L ---- KENNETH POIVCEROY 

(b)(6) 

··-------·-·----- ···-------.... ···-····--··--. ........___,.___.,.... ____ -----------------·-·-

Date· 

.Date:---·--· JAMES KENT, JR . 

Date: PETER LOWE 

Date: DE.Vl.EY .M1TCHELL 

Date: ROBERT.PAR.RISH 

15 
(b)(6) 

Feb 09 17 09:42a 

Date: ______ _ 

Date:· ______ _ 

Dine; ~ l'l lr1 I , 

p.4 

Page 21 

SHANNON MADDOX 

KENNETRPOMEROY 

C. MARVIN SCOTT 

---------·-----·--------------·--·------· -------·-······---·--· ---·---·----------. 

Dafc: ______ _ ,JR. 

Date: ______ _ PETERLOWE 

--------·-------------

Datt::------- DEWEYMJTCHHLL 

Date!---~--- ROBERTPARRISH 

---...---------

IS 

461048f6.v5 
Page 22 

Date: SHANNON MADDOX 

Date: ------- KENNETH POMEROY 

Date; ---~--- C. MARVIN SCOIT 

(b)(6) 

----------·----------------Eb - ·-· 

Date: J- 9 - re> I 7 J ES KENT, JR. 

(b)(6) 

·--···---------··--------------------~ I ------·- -----------·----··----.. 

Date: ------- PETER LOWE 

Date; ------- DEWEY MITCHELL 

Date: ------- ROBERT PARRISH 

-------- . - --------

46104818,v5 15 
Page 23 

Date: SHANNON MADDOX 

Date: ______ _ KENNETH POMEROY 

Date: C. MARVIN SCOTT 

Date; JAMES KENT, JR. 

Date: '3_~q-J1_ PETERLOWE 

(b){6) -·-------·---·-----··-----·--·- ---·-·-·-·~-----·-·~ I 

Date: DEWEY MITCHELL 

Date: ROBERT PARRISH 

15 

46104818.v6 
Page 24 

Date: SHANNON MADDOX 

Date: KENNETII POMEROY 

Date: C. MARVIN SCOTT 

Date; JAMES KENT1 JR. 

Date: PETER LOWE 

(b)(6) 

Date; & -. °8' . f 11_ DEW.L' .,- •. JV 'LI LJ T 

··-----·---------·--· -·'----· .. ·-.------..., __ , ___ ~ .. -. 

·--·----~--.... ----------·--

Date: ROBERT PARRISH 

15 

4810481S.v5 
Page 25 

Date: SHANNON MADDOX 

Date: KENNETH POMEROY ------

Date: C. MARVIN SCOTT 

Date: -------- JA:vlES KENT, JR. 

Date: PETER LOWE -----"·····--···--

Date: ..... -·--·-------·-·-··- DEWEY MITCHELL 

(b)(6) Date: ::t./8/J7 __ _ ---·-·-----.,-........ ____________ _._.,_. _____ ·--·-··-···---.. -.... ___________ ...... ____ _ 

-------~-------.--

15 

46104818.v5 
(b)(6) 

Page 26 

FEDERAL INSURANCC COMPANY 

~ it7c1 rr -w[-~---

Date; 

Date; ______ _ 

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