SIUTLEM~~r AHQ RE-I...EASE AGf!EEME:NT 

03.~21 ··2014 

hi~ S~ttl~rnent ~nd Rcfea$0 1\gr.eament ("Agre.ement} Is made among 1fw. 

following undersigned parti~$: 

Tho PlaJntiff fedar.al Deposit !nsuranoo CorporatRm as Receiver for !ndyMac 

Sank, F.S.a ("FDJC~R"), ~kotl Ven.Oelten, Richard Koon, and Kenneth- She.ffem, 

(nollectlvtalyl tho "Settling IJ.eft:;nq ~;~iits•'}., nd Thbse Ctntaln Undsrwrltt'}ra at Uoyd's. 

L.ondon .and :Lexington Insurance ·Company &ubsGriblog -to Pbl r,y No. 02211.2 

Zurich Ar.f~t~r~im ln$ura:nce Co-mpany, Federal h:1surance Company, AlG/Na:tionallJni<m 

Fire Jnsurl3nG(~ CQmpany of Pittsburgh, ?A XL Sp-aciaRy ln:suranoo Company, Arcti 

IJ:lsurance Company, ACE American Jli ltram;~ Company; .AXfS Insurance Compr.my; 

AXts ~lnsm~ t~Et Compnny, ihos~l car~in U.nd.f.iruriters at Lloyd's .. London and }.rltlln 

ln.surano.e. Comp(}ny (U~) ltd. u.b:scribir~g to Pclicy No. I --- lw n-.Cit~ _____ (Ql(1J 

lnsuranee Company and C.oiifihenfui Casually Company (ooll!11otiv.oly, the ''Settling 

ln:surorslt) (in<:liv.lduatly, th&. FDIC.~-R1 the. SetlliO!J Defendants and me -S.1Uiing Insurers 

m:ijy !:>e feferr~ h'} Mr~~lr.1 ~~$~Party." ~md, c<•llective-lyt t:\a tho Parii ~;s"}, 

WH£RI:EAS: 

Prior to J~ y 11, 2008, lndyMac 8anJ.~ F.S.B.. (riBa-nk~) was ~ ®pEJSft.cry r~Sti!ut:lon 

(Jf!JUi'lrZQcl nd ax!s1tng: lll')dHr ~ ~~~WS '(lf thE-) Un tnd <: ~l':! S; 

On Jt:iy i'1, 200$, the Offic-e df Thrift Sup91Vfsion dosed th~ Bank. and pursuant 

to 12 !).S.C.§ 1f32i(c), the P(;iZklra.! ~posH m~UI'i:ti1CC:~ Corpqralion ~•s appuintt11d 

reGr:dv.er. In ccord-~'\l O with 12 U.[LG. § 18 :~1(!:1) , the FD!C-R stu:c~:md(;)d to ~l'll rifJhts, 

title~, powet.'B ant':l p-:1-vll:eges of thQ Bani~. including tf!{l£ei with i'6lspect to its at:. ls. 
(b)(4) .......... . 

(b)(4) 

ompk.iy~oi:i arillifng from m~~ perfom!~moo; nonpmfm:m~~~H~(~ 'md mnnnor of pe~for.munce 

of thf~ir resp~~ctive functiom~, dutic~ and -act~ ~'l-S d!ri:~nkm~, olficor-$ and empl<:>y~as of tho 

8<~nk. 

On July 2. 2010, \h9 fDIG·R tiled a complatnt for rmmey dmnag~:ts ~(}n.inst; 

among other$, tha Settling Do.fendants~ e~eh of whom !Served at various times as an 

officer ofth~ Bank at the Bank'$ Hom.abullderDivJs!on rHBt;n, Thq$e cl~hns for 

daroago~ an~ now pending in the United States District Court for ~he: Central Distri~t of 

California, Case No. 2:10~cv-049i5 PSF-GW (th(~ 1'HBD Action"), Twenty-'thre0 of the 

~lxty·-sixcounts in tlm complaint in the HBD Action wer~~ tried to tl jury verdict tiiltm'ed 

ori [.)(;cemb~r 7; 20t2 for to1at damage;;~ of .$168,813,475. TM rcm~ining (A>~mt~ h~ve 

not yet been tr(ect, 

On July 6, 2011, L~~ Fl;lC"'R ffl~d a oonipl~iiit for inonr,~y dl::lrnag~s agr~in:1t 

Michael Perry ("Pcmy'); former CEO and director of the B~fik, h1 Hm UJiltoo States 

D!strk.t Court for the Cer!tral Distriet of CaUfomla, Casu No. 2:11-cv:-05561 ~oow .. M.RW 

{the ;'Perry Aclion'1). On Decenibe.r 12. 2012, the FDIC-R: and P~rry 1mtcwad Into ~~ 

~uu~r~ment and release agreernent by which~ amcn~J otht;;r things, Perry made a 

per$oO~I cpntribUHon t{) &eWemant and assigned his right to {~oHe.:Qt $1 'I million from 

<::ertalh {)f the Polich)$ {d~~fin~d below). The P~ny A¢tion Wt~s dismissed .on De.comoor 

17; 201.2 pmsuant to the FD!C·R's and Perfy's ::;tlp:uh~Uon {)( dismhmi~L 

Th~ Satt!ing lm\Uf~.m> i~:~ill(ld to indyMac Banr.o:p, Inc. ("lndyM~wt} <Urecmrs' and 

(b)(4)..... H lH 

(b)(4) .. lH······ ~====================~~ f.(;bib~btiv~ty th15 

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Pntk~i~~~. Ou Marc.:i) '{ 0, 201 '1 ' ~Oi'I'UI ot thh ~:Siii ttling m~ur.om m~Jd H df;~ clar~llary jW:IHrmmt 

action agaltlt!it th~ .Se.ftllhg O&.":&nd nt~~ ~nil (} ~hers seeking a declaration of thalr li9ftts 

.em<l obUgf.ttion:s under certain of the. olicl ~n~th regard fo the HBD At:itkm <~il! l n~Mi 

lr).{;ltie:fS. That. aclloo ((he. "Coverage Aotionu) fesufted in a summary· judgrmmt finding no 

c:ovaraga far lh~ HBD Action, ~ Perry hoon and ottnwmatt~rs unr;k"\r thf.; Policies. at 

Issue in the Coverage Action (the ''Judgmenf'}. Timely appQai$Were filed by t~e 

$.et~ing Defendants. in tlm Un1ted tat~~ Coutt of Appeals for the Ninth Circuit, Cas~ 

No. 12"'56296 ~nd a~o No. 1~ .. q~347 (the. "Settling O&fAndants' Apr~eals"). The FDICR was ~b tituted into C:llsa No. 1'2-55337, an ~~ ~f the· Ji:JQgrf.ti nt (1h$ FO~c.R's 

Appeal»). The Settling Oefondanto' 1-\ppe:~ils., ih0 FDlC.R's APP.f¥ . and three other 

apr}0:61ts of the Jt.~dgrn ~twere ~onsoti atad under the Lead CasJ::, XL SpfJciafty ins, Go~ 

v. Perry, Case Nn. 12-56275~ and r~m~in pending. 

Some of thH SfJ.ttllng !nsur.ers also cor.nmenced an ction on July 20,2.012 to 

ir'lt(;rpfead swrtili>hS.·of the pr.ocn~ds o.f sor:ne ef the :Poliotes. That· action iS now· ~nd!n~ 

In the Unl1ad t~tes Di~itrkit (;ourt for the CE ll'~il Di~t ict of Callto:rnla as Arch lns. Co .. v. 

Perry, Ca-Ge No. 2:12~c.v....Q.6-.200.-~~W-FFM ('the fr~terploed$' A~Uorr"}. One of t'ne c!aims 

at is;s~~ in tl~e lnt<:1rploader Action is the FDIC .. R's dalm l.o $.11 rnllilon pwmu~lr'lt tb the 

n:ettlament and assignment that rasoM}d th61 Perry Action, The SetO!n~~ D.f~ftmdtmt~, 

some -of the Settling .lnsur-ers; and U:m FDIC-R, am.ong (>Jfl\l}f.S, aro partie$ to the 

lflterpl(Ja.dar AG1ion. 

ln ~~ y 2013, r;~ior to ttn~ fmtry :of PJ.dg:ment In the HBD Action, and ptiat to the 

tiling of ~ny of o~ H.f.m 'Defm~d.:1nts' pn:.it~ttl~t motlon~ or .any .appc..,al hy the HOD 

D<-Jfandanta.of the verdict in thtt Action; tho Pq1tios ~nte: d into s~We:me t dlsGU8sl:orm 

to resolve . Ute H8D 1\l:Jtlnn, 1ow::thfJ:t with the Covemga Act1cm and ttie pet'\dli"lff:l' AftpBa!~ 

ltl th~t ~ctiOI\ h~~ fntorplf>i1\dfw Arjt\mt; .-~nd ~·!I ol.hm dk!pUtfrt. rm1c n~l thu P~lttl t:~t~ , 

Following a medtafiorr in ~:lay 201 S befor-e ·the Hoo. L:?lyn R PhUUp~ (Ret), and after 

f-)XtfJn:..;;iVi>: scu. s~~itm~~ .• the ParUa):il rear;hod a f~Hh:~mtmt o! Uwilci! F;~putf.:g ar:d ~lg e$d H1 

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ont~:Jr !rrto thi~~ gtt~ernont 

Th~ ~riio~1 dt."{1fi'I U in their bAst ntE~r..,~stt; to ·t~ n:tor into thi~ gr~amE~nt to avoid 

the- unoor if,ty and ~~en-sa oi rurUt~r Jltigatloo. 

C)W~ THE.REFO:RE. in <;on~!<lera1k:trj of the: promls.mli\1 undo1takh192.~ paymo1H$1 

d re~as~s stated herein. tha sufflcfencv o.f.vlhlbh con~ d~lration Is harebv . ~ . w 

!;lGk,n:owfedgedi the P.artle.s. agree, each with the other. as foiJO\vs: 

SECTION f: Pay ~n($ t(;) flf,)J.(?.-R lilOd Eiff~etlvo D~te 

A. As £In essential co~nant ~m.1 Gondilion preoodent :to this Agreement, on 

Qr· pefora ten (10} court d".aj-'5 following the en~ry cf a ftn~H ofcl~r. i)O !Ongar sttb.JecHo 

appeal. from the United State~ BanknJptcy ('..ourt for fhe Gantra! Olstrict c~f California In 

fn m lncJyM.a:a. BDncofJ.), /no .• Ca~:.H No. :0 ·bk<~1 152 ~ aLJthor!zing the use of any 

relevant p:t£)CP..eds from th$ Pullcit1$ consistent with thf& $t'.ittlemet1t Agreement .(the 

i1lnsure.rs' P~yrnen~ Ol!e· Dah.t) •. thB Settilng Insurers Sf)Vtm:.tUy and nqt ioinUy, will pay to 

the DiC..~ tht~ total sum of $41,7{)0;000 (Forty-One Million, Seven-!-IUI1dred and FiftY~ 

ThOusand Dolfam) (tho "lnsurer."S' Payrnants'!J. rne Insurers' Payt.oe.ms will .00 mooa 

ptJrstJtu~t to the scheduf~J) altHcm<.id hf.Weto .as Exhibit A,As Et fl!rtlier esset1Ual ~venant 

and :<::ondUion prace.tisnt tc this Agreement the SaUiins tiefendants, ~~ve.n~lly but not 

jolntfy, wtll, on or befOre trre' lnsumr~· P~At Due Date, .Pay .into their respective 

:ort~orne ' cll n~ trust account~ (lhB "Cliont T1ust~") U\f; ti:M! sum of $2 25~000 {Two~ 

Ht uimd~ T\V(lt'itY.··Flve hou~5and Dollf:~rs}. {''the: Settling Oeft~ ~r~n ~f Pf~yme ts:"}. Ol'\C~ 

the Sertfing Defenoonts' Paymahtl; ha\lf! t~en depooitfft.l into the Client TrustS, their 

counsel sh:~AU notify th!1 r=·D!C ~-.ml the (~t~itlin{l lnst.H'oi'S by G~l lil ti ~Jt. thf;l &iiWn:g 

D~fend:c:.intt:s' P~:.1;yment s h<:1v<; been me1do. The Se.Uiinn Delendants> Payment shall !Jo 

made \.Wthfn five eourt days after the Insurers' Paymemt Dt:tte. 

f:3 . tf h~1 ns ror~~· ,~yn ~i::i itf.; and tM S:ettllnu Def:()Hdants' P<.~ytn~mts htw(;: all 

b~ ~~n mHde. in full by thoir r.et~pr~r.: ti o l;laymtm! DIJH Dt~tes, 1hen the~ FO.l(N~ will pro\,1de 

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not!~ tG h~ SeUHhtJ .w.rm~ tmd i tle t.etUing Def.endants·ln·t.hat-effect the follmv.ing 

bus~na:$S dny., whicll dat~ $hnll thnn -b~l thf.t ·~Effective D<;.l(111 of tf)e gr.(~ement. 

C. !f the r:t)IC-R oo~ l'l'()1 r~c~ive all c.>: thf.~ ln~urerst P.a-;m~7.ntil rJlr:td the 

~tnn:g. Df.1f~ne~w· P-a-yments in tun on-otbefqr.e. the Pa:ym~nt Due Dat-e~ then th:e 

rD.IC'- ~. In its sole dll'icretiotl, shall have the right to; 

1; Provkkl noti(;~6 to tho Parties d~cla. rinn the.flrs.t business day 

'fuflfJwing, tt1e PayrirQnt Qv~ Date t(;) be lha Effe tl11.1e Oatt1 of the Agreement ~r:1d ~end 

the pe:lio:d ot time tnr. any Party that had m:~t mfit~ it~ ~h~Hf.t o'f the St:lttlement Payrnelit: 

including in rest acr..ru:fng f.rom the q~~le d:eterml'nad by s:uhsectlo.n A t~bove., tlirough Hi~:: 

date such payment Is. actuaHy rr..ade, at a ram of 1 OO,k. simple Interest per annum (sum 

int~rest to accrue. otlly· wiU! re$p~pt tQ unpaid arnqt:Jnts of ~! ny ndividut~l Settling 

lnsuror'(s) or Settnng Oefenaanl'.(s) shnta of the: Sem rmm1 Peyrn~n~ an¢1 to be 

pa)tab.te ~nly by suc!:t non-payin:g Settling Defendant(.s) and/or Satilirl{l:l!isure-r(S.}}~ 

and/or 

.2, Pmvid0 notice to the Pt-il'ii ~ deq iring the fir~t t>u~inesa day atH~r 

tf-16 P'aymunt Due Dato to oo the. EffectJ.ve Date of the Agraer.nanl and oofor.Ca tha 

Agr~ nrHmt i~galnst any individuai Settling h~~~ir~lr or Settling Dotf df~nt that .has nnt 

paid his or its sham of rt1e- Sottleme.nt P~yrn ents Q~ W~.l'H o..s ptJr.sus. any ch~1m~ ag li)$t 

such Sottltng tn....:u..irer or .Settling Defendant tflat r.ernaln unrale:as~d a~ a t of·SVdl 

f~ilt:tre to pay, in which .event ear.;h s.uch ncr~-c·p~'lying Se!Uinn Dl:tf(mdant or Sottlin9 

!nsurf.~r l~W}OS to jluisqictjqn In the Unmad tato~ :Di'i:i.tr!ct Court for the Cf;ntrol DiriU'ict f:Yf 

Ca!if6mlt<t and to pay ti:ll of the FDrC--R's reasom;ible attorney's ·fees and w t:lts xpwllliKI 

in ~nforCllnn til f.: lnrms ofthis Agreement 

tl, Paytnent pur~u~ntto Sectkm LA. o:f thir~ r.\gr0Bl)'lt="mt ~tHH i:x: lllfldfi to th(~ 

FDI:O·R by dlr:~n~-t ke l.r1:1 ~s:f~r$ tQ the f~:era.i f:"{ame Loan Bank <.l:f Ne·~y Y.ar~. Ro•..Uirt9 # 

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SECTION U; Entry m Judgment and Sati$faction. 

A Di-I·<Ji oofore two (2'} court days. fnll:m"iing the e-ntry of tt~ fin;)! order 

desc~ibed in Se,ctlon I.A. of thl.s Agreement, tlie.- Settling Dofen:dan.ls shall ::~Hw~r to 

coun!Jel for the 1-Dtc:>H ~li n -executed t~pui ion for entry of a final. ~rH.:~ppealab!e 

.J~ttlgrr~ nt and proposed Judgment in the form attached hereto as Exhibit a ("HBP 

Judgm~ntf Pn tho oour:rts of tltt~ oomptalnt tried tn me D.eeamber 7, 20:12 jury verdict lt1 

the HBD Action in tha- arnoont nf ~8. 3t475 GS ro Mr; Van 0£J:l!Bn,. $121,838,240 as 

to Mr. Koon .and $145,559,819 as to Mr. h~lle . 

B. The f;. ~'R may not submit 1he stipulation for·entry of the riOO J.udgment 

untiHhe Effective Date, but Sfl£}1f submtt SI.ICh-stir>t.Uation 'WJhin two (2) court days after 

tho Eff~'Ctive Date. Onoo tht:l HBD Judgment ls antHred in substantl;~l!y the form 

f.l ttii~~~hod hateto a~ Exhibit 8 1 the DIC~{~ lllhnl! file a m~th;;factlon of dg n~ in Ule form 

attached hereto t~~ Exhibil C (th::'i "Seillisfactlon crf ,Iud:gme. ~) as ooen as practli:iah1e but 

not la1er l.tr::rn one court day after the entiy·ofihe HBD Jv.dgtrt.enL The FDIC-R wiU 

provide no ralo ss: or dl mls~al of any alm~ qqym·ed by the HBD JudHHHmt to ioo 

Settling De ct~ ts bu ~ upnn the entry of the. ~JlO. Judgment, tho f"DIC-R cnvonants to 

the Settling Oe.f~nda f:! not to -execute oo thalr a:s:.mts b....~ad upon tf'illl Hf3P Judijment 

as foflo~~ The FDIC--R hr-:rd.>tcovenarns ~md agrees f.tot to execute on the assets of1 

or s~e:k cullet:.'tion on tho ,Jud:gm~mt against u $(1)ttfinf( Defont.lants wht-) Ml paid thalr 

r.osp(!:)Lillle ~h~res of the S0Hitns;. ~fendm1LB! . Payment, and sw:;.h /3f)HUng Defend~nt~· 

n::s r~:ctiVB hoirs, exect1ton-~, adtninis tmtors, repreticml:ativ.es, successors and asslgns . 

.SECnON lfl~ SfiP.-1-tiatkm al'\d bisn-lls:saf 

A. Si_rnultanooulii!Y with the f:'DIC-Fr s tlHng or lho Satlsf i<;ll m1 of ud~Jn~tt ln 

the rcmn aU!i:lch~d h~x~~to ~" s Exhibit C, th~ PDIC"R ~h aH fll '~ ~ tl ul~~tlon i:Jf d!smfssHI 

with prejud!:ce o.f the tmtrled (X>tmts· r~ fut;+ HBD -Actron ex.ecutetj by th-e attorneys for all 

pfJrtles to the- HBD A;;ticm, along with ~ proposf>d ord(1f, in the rot'11'1 aH<)Ghad har.Aro r.:1s 

Exhibit D.. 

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B. Within ten (10) comi dayf.! ~n -tr the !Un~J of nw S~ sfactlon of Jtldgnv.Jnt In 

ihe HHD Actkm·, the FDIC-R t:;hotl file a st!pulaHon of d!smtssat wfth pr~Jjl:Jdi ~ of tnf;l 

F'DIG-:R's Appeal in·the fom1 :f!t~q f!ereto as Exhibit E. 

c . Within ten { 10) nomt da)'R ~fter the filing Of the Safisfc:iction of judgment In 

th~ HBO Action, the SetHi119 ~hmdants shall fit~~ a -stlpt.llatloo of dlr.nilssal With 

pre}udiee of tfia Se.U!ing Oefendaats' Appeals in the term attached tlSfsto as Exhibit E. 

D, Within trve (5) r/JUI't d.8.y:a r~r the filing of. tho tisf cUon of Judgmant ln 

~he HBD Action, the FDIC, as ija5fgnaa of t:ertail) claims p~;~rsu~ ~ to StH~tkm I. D. of Un' 

Dece.;•nber 12.1 20·12 $eUiement and Ret~ Asreement between the FOIG and Ml-chool 

Perry (including but not limited to too $11 mil!lon settlemont in the r.::mc v. P<:)rry ActiOn). 

along wHh othf,lr partius to the nb:;tpl o~dm Action, shaH fit@ a joint stipulation of 

sr:rijs~i -ttllth· pr6jt1dfce of their .clamts and/or oot..mterc!airns ht the tn:~r:Jl ea:d~r Action., 

and accmnpanylng p.ropooo<:J er~ in the form atl:uohod hereto as Exhibit F. 

E A\i Parties wm t1 t<~(1jr their '~~<'n coots arid attom~y's fees in connection with 

the matters re-so!v~d herfltln. 

SECl'lON 1\i·: Retaoses 

A. Ihe H mJ-:ffs .. B~Ifi~Sf~~~~ 

EJfectJva only upcm the entry of lhe HaD Jud_gmantl and !#Xcept.as .pro\1ded in 

Bet,'t1 or~s !V. A. i, IV.D, and VLO .. t~~ ow, the FDI(>H, for ltfle!f ~nd its stwt~~ssore ~nd 

~~s slgn , h(!lroby rQtQ.t1-f.!t)& '~ d dl$chargss: 

1. aU S·ettfing Dei'~ndant~~ who have pa.id tlmir r~~pE;CUve are~~ of 

the & tHing [)~fond~ntt~· Payme.nt, md such Settling Deft:)ndti!litS

1 respe<::tiv(t holt's, 

oxet~utors. ad ls1r< i's , repro~if,; t{~tivq.s, succ_,es.sors. and ~seigr:~s , from any fr.tld. an 

cfaims, e~nc.m s. obUgati.c.,1r~, l.l rJi#9e~, aciions ~md cause-s of action, dfroct or-lndin:~ol, 

ho ~ver btaim~ . wh0th~r. by vhtuo of the IC '$:~ appolntrnrmt ~ r~-, ceivf.)r {)f the 

ank~ t>y ~S~li 'Hm m otn~r!VIIlilt: ; in !.a-w or In tiqufty, l:n~lon~~ng to lhB FDJC-R, that 

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tha ~:~ ing ~fr;mdants' 3pt'~ c:'tiv~ uoctio·n~~·. dtiHO$ and ~~jti ons t'IS (~ffkttm~ ~md/or 

e-mplnye:r.ls -Of tho k Including hut not limite1d to ur1tried <~ i~l.im; 1il~~gnd l~~l ~ FDlC,R 

irdhe HBD .~ction; e~fitilig th<:JSe claims; and cniy thooe oi<:...U:r~&. tried to th~ verdict 

r-endered on De:cembe.r 'Y, 2012 hi th$ HpD AtJtion, which am tho .subjeat of tho. liSD 

Ju Jf.ti !:irt t .and tho Satisfaction of :dwn~nt and r~l thorefore expJ·essly 1"1ot mle~ Hed~ 

2. aU S~tHng Insurers who have paid their ~re of the ln?Wrers' 

•':)ayme:nt, and such SeUIIng Hl$Urers' re!.ipUctlve paronts, :subsidiaries, ffHiat~J 1 

manag!ng agents, reinsutl'~rs , employees, off(cersj di:tectors. agents, representatives • • 

q~.f.*l~rf! and .assigns, f-rorn ~ny and ali ele~lrns. mand!~~ , obligations, damages, 

actions and a-use~H>f notion, direct or lndffeot, however obtained, whnthr;r by virtue of 

th~~ FfJIC-R1·e :ap:polntmrmt as ra:caivnr ofthe f3ank~ by assignment :or (1ihc-JtvJ.lse, in law 

orin equity, t~t ar.Jse from orra~ate to. (a) th~.P d~s; (b) the HBD Action., the IJo.rry 

Actkm, the ovw~ge- ~l<:m, all pr.mals from the Cov0rage Action (includlnn the FDIC· 

R's Appeal)t or the lntar l~d~ Attioo -(collocUvely; ltte "Rerolved.Aclio.ns"}; (c} the 

fact&, ciroomstancas, situations, tfansttction$ or ev nts und rlying the ~esolvf~ct 

AotionS<; (d) any dai1rw ft'r oov.erage arising from the Rt~$olved t~Ut.mc or fads, 

oirc'lUmstaneo$1 sHIH~Hona~ transaction ~ or events u11derlying the Rt so vt-1d Actions;-an{} 

{e) the performance~ nrmperfOf'mance or mm1Mr - of performance of any fll1tction&, duties 

or aotions ~t~ dtrectors:1 offlcars or -employe~~ of lndyMac or h~ Dank by any lr.n'lhtl:dual 

subject to coveraw tmdi:ir t-he Poiivics, incltKifn-g the· SeUfmg Oereu~d~nts; -and (f) 

any· e!airns fot ml repr~se-ntl,l~lons, lr.aod, Indemnity, ·contr.ib.ulitm, breach of co•'~ .n:.tC: : 

b~~d hi.Jth, bmach ofduty,. n()gligenco, or da~Yit.i~1 H~ elf any kind whatso:=:vo.r- arising nut of 

<.lr i'(i lated to lhFJ Policim;, the RawlvHrl ct on . the ~cts; o1rr-,umtrt-ancas1 sftuatlfXJs,. 

transaciiorts Qr ~v~nts t.m~orJyb1g tha Resolved A<~Hm'l~, or any !.;I:Hbli£. for c~o ra:g~ 

ar.lsing from h~' ~so.!Vt-)d \~~tion~ oi' ~h(~ f;;.1ct~. clrcurngtanc:os, sih.J¥1t iun~. trml~ ~~e;; io•1 ; or 

events ttlldorlyfnf:f tha Rf)t.o!ved Actions; -&r.--cl 

3. an divldU~1•s !:$Ubje:ct tc (;overage urKit::r tht.i P(;l f.~ ~~ f.H1d ih(. ir 
t·~sf~CtiV · hc-t !n~, O#!Etcutnrs, ii.'idn ln st.rati:J!'t~, 'i!it rr,~:j:~mtativ{~ !S:, {;;t!CO(:l'h'::';ms and stsig ~i 

Horn 1;"ny 1:1nd all d;~ tns, d1Jmi:ilnds, bH{~ om;, darn<~Jl'N51 a'~tions ~) d c. w~es Qf' Qctibn, 

direct or Indirect. fn law Qr m equity, beit:mghrg to the FDlC R that arise from N relate to 

the f.acts, circumstanoes., ituat n~. tr.ahsactlons or vent~ ·UndBrlyh1g mny matter 

previously 'ender(~ d for coverage tmd( r :the Policies, includll1g. but not Hniited toi thO 

Resolved Actions. Nothmg fn tnis Agreement I& intanded to mcd ify In .any manner 

settlements pravlousi'J entemd Into with Perry· or ~hi:lffi Wohl. 

B. Thill· tlljug Def~t}dij,ot~.'.J~.f!IB~ae h 

1. Effective only upon tiflng· uf:thtf SatisfactiO'ri of Joogmenti the 

S0tUing ef&n.dant~, on behalf: of them~n::lve fl. lndividua!lyt and thair respe tiv~ htiirs, 

ex: cutors~ ministrator , ag-ents, :mpra.se.n t~tive~, ~ttorneys , sucoou~f.)TS :and .assigns.,. 

hereby r-elef;lse lid ciisoharg.e the FDJC,.R and the Settiklg ·Jns'lm?rs and t~eir elS:~ctivE~ 

11~ronts, suooklraries, ffllla.t~~ . ~n~gjng Bgonts, reinsurers, employE)OS, offk:ers, 

dirt;,c:torsi e~nt~. r~ esent tives. sttccesscrs and· ~ssigns, from any .tmd all loss, 

claims-~ demand&. obligatlotiS. dam£i9G~. acUot-~s. and cause$ of ~f.~ions direct or lndiretrt, 

in laW or In 1N~Jil y, h~1l ~lise f.r{mt or al~~te to (;:;1) th$ Policies; (b) the R1:.mofved Actions; 

{a) the pertormanc~J, 0011perfoi'irl rm~-e·o r manner of porfcnmJ.noe of any I/1{JhilduaPs 

funGtloos, ~uttes. and acttons as an·offlcer·or employee bf the Ban.k; {d) 1hQ !acts., 

circur:nsta,m:os, BHLt tion~. tn:msacHon:s .or ev.enh:; underlying the R~ nlv~d r\dlon$; ~) 

any. oiaims for C.t m~g~ a:rising fmm tho R~solved Actions or facti~, circumstooqest 

sftuatfons, tr:ansactkms o:r VetlitS underlying the. Reaotved Actions; {f} i:my dalmti fo.r 

ml!,;p tmt~tiona, frii'lud., lnd0mn!ty, co.ntribt;tticm, ~m; smh ·Of Gontf<~<A, ha1i faith, re~ch 

of duty, wgHg~;me , or dat'l'"m{1as of any kind \-Y.ha:tsoo:v.er arlslng cu~ ofnt mlat-ed to .the. 

~~o.t cles, ttle ~solved Ac-tioo9, tne-facts, circumt;W.nces, .situaUon:s, tranS~\c~io f> or 

BvHnt~; W'\clerly.lnH th~~ ~solved Aclion$i <:1r t'lhy cl~,~lr11 s for <>OVHnlfJI': mh3inQ from h~~ 

Rm olved i\ctkms Oi' thti t~·cts; ctn.:;um:sta.n:cea, siil:~atlor'!$ , trf.in~fif.:'iion~ ol' ~v~ ts 

und rt~•lng the R~~oi\ .. "L-!I'J f,cliona; ar~d {g) clOY a!iW::iiJfmmt with tho un~. in~ lu ~ng pttt 
not li mit ! to.Mr. BhoHom'$ pur:portnd (lgr-o-ement. v.ith :th€i 6tmk that was ~he subject of 

efforts to assert :f~!iles in the rffi.f) At.;iion, a.nd ~rw dUrer &lleged agreement~. o-f any 

kind vvhai~oo ~r be.tvveen P.my. o.n~ or mont of the. rllll r\g D. =fm1~ d the Eh<i.nk or 

tha OI R. Each of tho B.etl.llng nri s s~ ~[oi and warr-dnts tllat ony <!l ~)6t 

he may hava or ma,y have had under the Po fides ~s hereby 6X:tingul hr~ arJd has not 

boon a-ssfgrl d to ar.1y person or entity; 

2. qtw~th~h:i g any other provision -of thi$ gre !nt tho SettiJng 

Defendants.do not release, and exp -;~!y pres rv~ fully arn:l tu 1hQ same extoot au if 

this Agreemcmt had not been oxeoutc-1d, any claims or causes of actton fur the payment 

of Defense Costs under the 2007..,08 PoUcle-s· Js.suad by ACE· Afne1•ioa.n Insurance 

.comptlny, Ar.Ch lnsumnoo CornpemY ahdl<lr AXIS RBinsur.ance Company that arE) the 

bje t of the nt ple~ r Action. 

c. Th~ •. lB!i i:')m' ~~ se§, 

1. Efft:Jc;."tl\te ooly upOil tho f}ling of the di&>nlssal with prQjudi¢o ~et ftJrth 

in ${jctfon m.s. of this Agreement, e-~ er, f~r 1ts0lf ci its successCr$ and 

~lt , M d on !f of. its at , sub.sldirities, a.Hillate-s and i-elmmmrs, ;md their 

succe-"Ssors i:ilnd a.S$ign'S, hereb:f re!(las9s ttnd sr:f.l rg~s. the FPIC,..R, an<l ~ FDlc .. R•s 

employ.ees, uffiCf'~ . {.Hrec:tors, agents, epr.asent'~~lves, successors at1d asS.Igns, from 

ar~y and ~u cloims,.demands, hgu.tlo ~~ . damagest :t'.ot~ and c:uu:sl7S of m~lkm, dirar;t 

or indlfect in law or in q' ty, ri se frm'tl or ·~l a. t~ o(<:~) the Pc ll<~l ; (b) fhe 

Resolved Actlon:s; (t~} ths paffor.mt1nce, f'lonperlbrmaf'lCE) or m-anner Of peFfot-i"rlar'lce of 

4!tny imihtidual::s' ftmctions.. dulles and actlonl:l as an officer or ernploy.e:e of the B~fi i (f~ } 

the facts, :::kcumstancar., slluatkm:s, tran$E.I(f1ions or et ~c~ ~> mdmlyi g tM . Hm:;otvud 

Action$; (~) f:H"fY. !alrris lor f.J <;:J ~ si l from th~ Re:solve<;! ActioM or fBct~~ . 

cirrumstancas, sHuaHrms:, \riill:l:;ac1~'1n'tt <"lf 6Vents unde:rtying the 'R otved AGOO'~ and 

(f) arw clal~!FS focrnlsmpre:.se- ltaUon~ . fraud, indemnity, contributioa, r~ ach of ~:e:mtnJ. .~t. 

tmci faith, t>nmch of duty., (:91J Jencrl, (Jr m: $ ~ uny ldf1<.i ti~ ovm l: tr~; r,; out ol 

I 

f 

I 

r. 

I 

l 
or-refatetl to tn~ f:iOficias, the H~otve~ Actkms, the fMLG; -ckc!.JtntitoorhJS, situation$, 

tt ns~l ~ Ql' avenis :undtJrtyh·;g the olv ~d t\n~ions·, or .il~"iY ~~il'rW for eoveltilgu 

orislng fr001 th~ ResolvM ActtOI'.)S or the facts, circumstances, itu~Uol1e, tranl'tlactionQ t:~r 

eYents undody!t1g the Re:aoi•;od Actions. 

?.. Effective only upor1 the filing of the· ¢Hsmis·sal wHh .prejudice set fnrth 

~n Se~tlon U!.C. Of this Agreement, each .tnsurer:(:othar than Al'eh Insurance CQmpany, 

ACE Ar.nE>.r:ic.an IMl~r~uioe Cornpany; an~ AXIS RelnsuranmJ Comp::my}; for Itself and Its 

uaoosuo ~ and assigns,. .and on behalf of~ parents) ~ubsk!iar ~s; fflli ~ and 

reinsu r.s; and ·their U~A.}essors .and Mslgn$, hereby re a~r~s and sc.:f1 urg ~ tho 

Settling Defendants from any ~nd a!J claims, demands, obligati:Ofl$, damages, ~ctlons 

and causes .of &cik.m, direct (}f lndhrct, tn law {)f in a~ y, that .ar!se from Qr re:late to the 

Potlr~~ or the-Rmmlvnd Actions H) the olich~~; (b} the R~.sotvetl Actions; {c) l11o 

perform-an(;$, nonpeifon'l'lance ()r manner of per.forr:'!an\;e of any individua-ls' .functk.ms, 

duties and acticms a~ an officer oi· employ-e~ of th~ Bank; (d} the fads, circums.tam~f} ; 

ttuation . tr~m1.3ac:tions or vent~ und~rlying the Resolved Actions; (e) any claims far 

oover~ga ris ng tram the R.esotved Aotlons .or 4~ cts. rc ~tanQe , sih.t~l lioos, 

transactions. O.r ev nt~ ondertylr\g the Re~!v~~~j .Actklns; and (1} a-ny oh!!lm$ for 

rn ~repr sentattons, fratJd~ indemnity, contriDution, bfet~ch of ('.(mtract, bnd ~1ith .• breaCh 

df duty, negUneneH, or:darnanas. of ~ny kind ll'~ ~~ tsoe or arisinfl .out of or remted to the 

Polici~ . th~ R-esolved Actioosl the. factst cir.c:um stancoo, situation$~ tra.ns~ctlon~ or 

ev~f.lts und(:'Jt:ly{ng the- osolv d Actrons.., or any cl~~im~ for C{1V-erago u1i:atng frqm thu 

~so!v.ed Actions or th€l fa~tsi elr:oor.nstanOOB, situations, transadions or events 

un<:!erlying the ResHNed. Actions . 

3, ff ~ct \i~(~ only upon thet filin:9 d {ht.J djsmi~~t. l wUh f>-rejudice set ·for.tt; 

In Section m.c. of tt~ Agn;~: Ji' ht aM he. ~i'rF rifS I of tl"ie S.oUHtlg Defondants fmm the 

lnt<;,)rpleader ,.ii.;otlnn, /\1;d~ ln~u .: t'lG0 Compnny, ACG Amccrrit<.)t'i :lfH:Jtil'f.!lf.l\:;t3 Company, ::-:md 

AXIS Reinsurance :Company, f(J'f lttemse!ves and :the-Ir u~so:rs ~nd nssign~. and on 
h. eh~lfnf thijir pamiiti'i. Stlh::>! ~a l~;1t~ ~ ~lffHint l~~. ftnd 'Oitlsur£-l.l'~;.. <Hid thek suq{;~~;;~$ rf' ltd 

asr:a1gM, her~~by nl loa~~~ un~ dh><;harge the S.attli:n:g Deftmdnni-s fr-om any .arn:.i all.d~:ilnf~. 

demands, otrllgaticms, drJ'nagas .. actiQn~ ~'ld C8ll$GS of a(.iion, direct or indirect, In law 

or In equity. fuat.alise from or re!:ate to fhe ~o:licias or the Hesqlvad Avilc:ms. 

D. Exg~QtiQM:lli!m ~ero:~~-~~:ED!C.:B~ 

1. Notwithstanding ~ny ottiar provlslon of this J.\sreemant~ tha PDtC··R. 

db(ijs A<)t l'(!l !~asal and uxpresaly pr.e.surv.0s fully ~nd J~) th~ e~,ma &xhmt as if this 

gr:ee ~mt had liot been executed, any claims or causes of action: 

a. sgnlnst the Settlirlg Defendants or a:ny other person onmtity 

tor. liability; if any, incurred as the ak~r. mdor-ser or !1UHt'~ol nttJr of 1.1ny pwm!SSOPJ note 

Qr iridf.lbtf~dnass payable or cwoo by them to FD!CH~. tf:l~ B!i!n}(, 9tlier financlal 

institutions or· any t11 ~l" p~F$Orl t..:W &nt!ty, inc:luding withou:l limitation ~ny s,uch claims 

11cquJmd by FOJC:..R s ·succe:ssor in Interest to the- eunk or .any person or entity ott~~r 

tham the SAnk. Tho- FOICwR and the Settling Defen(jlants·are sweH! of -no: S~Joh 

.!nclebtedn:fWS. of th~ S$tfling Defendant£,; and 

b. in~t my persc.m Of r1nt1ty not X~"l~~~ss!y el~aS~r') d by th~ 

FOiC·R In this AGr~:ement. 

2. No~vtith$tand n.g any otha-r prolflslcn Qf this Agreem~mt, nothing- ir.r 

thrs.Agmoment ahaU ~;;~ cons1Jmtd or lntt~:rprr:Jtod a.a limiting, w<!livlng~ reJea:slnn or 

cor.n.promlslng the jt.~rl$.d letloo f.lDQ a~t~hor{ty. of tM 'Fod~ml Depo$lt Insurance 

Corporation in the exerdr,e of Its s.upetvi~~:>ry or !:~9Li!atnry f.n.lthnrlty or to dimhi!sh t~s 

:lb'illly to inatltuta ·Ei dmlnl~tr~lti e m1foroement or c'thllr pro~~o~~lnt)F.i !'i(~~) l~ing r-e:mova!, 

prohtbitii::m or any other relief it Is autliorized to seek pursuani to t$ s-tJpervl$i:.'fY or 

~gu~atory authority ag~Jinst ~my- u;s~m. 

:L t..;JotwitllBtM ding ~~ny nth~;r pmvl-r>i0n of hii~ . .lii,Qi' e:(l'n:!~mt , thiH 

Agt m-r~etlt· does not j.>firpo.rt t:O vraiv~~ tlf·inrend to waive, any·daime that' could oo 

brought by the U'rdteri S·tntes lhrottgl1 ~h~ Df.~~~~: rt wmt of Justk:.e, lho Uolt,':)d f.H4~l tt:.~ ~~ 

12 
At!~:nneY $ Off.l ~ fm any f~ Bf.e!il jodi"k•J district or <,lfly nl ~'H ~part ent ·~;w aq~n<:i o.f tlif~ 

United SlfJle$ us ti ~~ f.in ed by '18 U.S.C. § G. (lthe Un'fted st te ~} . In addition. the FDIC-

:R spe:cnk~any reS&rves.the. right t<J seek oourt~prrJ~d re-stitution J;>Ursoo~)t to the 

e:I$Y~n~ provisio1H~ of the VIctim f.!nd lt ss Ptotac:tion Act, 1 a U,S,C. § 3663, !!L..~t~k.~ 

if propi l€lt~ . 

SECTION V.: Waiver Qf OMdemJ.s and ·ttr.oceeds from Ltugatton 

To the a.xtent. 'f anyj that Settling Dfilfendants are or were shareholders ot 

fndy ~ or the Bank and by virtue thereof are or rm:>y .bo entitled to a dlVidend1 pr:iymant 

or other distribution u¢tt resttMion of th~ receivel'$hlp of the· &mk or proceeds ·in any 

litigation that hr-1s been or t",ould ~ brou.gili ~gainst the Unltod States l:»lsed on or 

arming qut Of; in wholo or in part, the closing of the Sank., c)r f:lr1Y (llleged ·acts or 

omissions 'by th$ Fed~r:aj ~sit fr.:.surance Corporation, the FD tc~R. ttw Unfted State~ 

government or any agency or department of the d tat~s gQvemme:nt ~n 

conr11~ction with thf; Bank, its conservatorship or receivership, the Settting·Oefe.nd:ants 

here-bY 1\,l):owfngfy assigt:1 to the FDIC.;R any and all rights, title and liltt?rest in f:H1d to any 

and aU such divi d~~ ~ pa 'lrmnt~ Qt' otht~r dl!!ilrlb\1tJons or pr.oc~ads. 

se·c tJON VI: Ropr.~~ nt~tl<Jn~ and Acknowledgements· 

P... l:ill!t~rJ Si.Qnstortes. Ali of tl.lr~ tmdersigA&d pers.cns rcllpm·se-nt and 

war.mnt that fu(iiy am Parties h&teto u:r r~J Ciuthortzod to sign this gr~eml:mt n belii!:llf 

of thl:) resr cti'.tf~ '>arty, ~'.i nd 1~t h~y .have th!'f .fUU power aHd au thorny to :bind suoh 

Party to each and aW:lrypro'>!ision or thiS 1''4J(eem~nt. ThiS. Agreement ~ht:d.l ··~imHng 

upon r;;md n~ to thi'l' bt::mofit of tho Parties and thoir ~:\'(p~x~ v~~ hairs, ~~ {~ cutcir~•~ 

a-dirtlnisuah')r.sl ~pr enlatlves, successors ·f:md as$!gns. 

B. N:o.AsBigruitent. Th~ P~u1ies reprerei'H t1nd ·warr.tint th~lt they av~ m.)t 

c:;!S$1gned tl) ny ~f Pi'inm;u:t o.r E~nti y any ll.:tJ rn~; t,t,0d In thif:>·Afjr0~n:l!:mt. lf, 

contrary to lhis ~pre~Bti1::1Hon arid wnrrar.rty. a Pa!ty astigr$ t)f ha!:'; asslg11ed su~.::h 

ri<Jhts fa any cd.hllir ~l~rson rn- entity, ~h t Patty ~h~~li 1Jotood, indamnHy- and hold harml~;~ss 

:.~ 
lii!ny oU~ r P!flrty ~ga t whom y {:Julin or nct!t.l"r it:; brou ~ by any a<1t.ISli"'ee of MY 

ln1et-es! as.siQl"ted contrary to 1!iis rep ~n\atton a:n<t warranty wi:lh r.~pt:u:~t to $uc.h ~i im 

or action. 

c. -~e vf; n.K.q~wn.,Plalm . Each nf the P:atths.s tmdar$li:mds ;md ti.fJ ~n~ 

·that, uub,)e.ct to the express limitations on the scope of r~Jklas0s m this Agr~ent} 

including but not llmif.s<f to those kf~n~lfled In Se.;:tJooo IV. A. ·1 and IV. D., above .and VI. 

I;:. below1 tht) releases set forth .in this Agroa.men{ extend to ali d aims of any 1u1ture and 

kind, known or know ~ suspected or unsuspacte<:l1 anUcipawcl or t.Hia tlti p:a ~t. and 

in that regard each ~t ly nowfe dnes that tt h~~s read, considered and ~nder$tands 

the provisions and Gigniflcance ot S.Hcllon 1542 of the CaUfom1a Civil Code. which teJ~ld$ 

a~. oHows: 

genera:! release does not a~tend to claims which th~ cr~(jjtor 

does not knovt or suspect to: ex\:.st in. his or h!!7i' favor (l~ ihe 

must have. materially atre:ctod i~ or ~r settlement with th~ 

debtor. 

£~i oh Pmty und~ stand$ and lllCkru Vvit~ dg ~ that a i~k i~t : that it Incurred or ~~rfl d 

or<may Incur or suffer, ~?.J or damarJes as a result or !he fl'ta{!em, fa•~t~; ~e ts, 

O<-.curranecs, trarn~actitm , cau e~S .and things referred to in this Ag-reemar~t which wore 

unknown, unsuspectt1d (~r um:~ntlc:i att:~ d r.il thf;; tim~> thiH l\g ~ern nt was a:x~r::t f.ld . 

Each Patty as t:u no~ Hii~ r!sk., .and t~ Jr!j ~ ttm1 n~ t.;r~!~<i n~J r:i~ kmsa{~ shl;'lll in ::~!1 

~~p~}< f:~ b~J m~ctlva arHl notsu:bje.ct .to t~t~ mination or resGiss!On. 8.r..r;:~&.i ~')n ihe 

edvlce of its r.espect.We ooun~l. ~?ch Patty vohmtarUy, St!'ld with luH knowlf;dgo of its 

14 

I. 

j. 

' J 
slgnif/G.ance. Waives and relinquishes any and-£.111 fitJhrn that it hlay hi:tVQ unOOI' S~Dt1 

1542 U$ won s undor the pro~J.I~lcns qf ul! roparaM ·C~(1 UiVdl~nt r11· !i)irnilar atJ;itut~~i 

find print;lp~s of ~omrnon l~·w or other ~1sionallaw of fJ.flY ami atf sta~(ls .of -tlif;l Un!t-Er.d 

state~;. 

0, Agyl~ .. ~:Jf. .. Qm,!ll m~ E~ch Party m~hy acknowl edgf~s that he, she or. it 

.has ronsun&l with and obtained the a~Moo of ®un$el prjor tr;) axecutillg this 

Agreemen1, and toot thro Agra~m nt haA been sxptilit'lad to that- ~uty by hts, her ot ~s. 

ooonsel. 

E. floanr:rat. t2 ~~o~ws~ . .Be:tlt!lsonro1tQ.!1.f.lJ:td aroon!'i. ~:ad:t settling 

Defendant has submiti~d ftmrnci:ai information to the FOlC--R, including ·Rlthard Koon <.m 

A:prH 5, 2Q13. ~nne¥h Sl')aliM'l on April a, 2013 and Scott Vt:U'l' Dall~n on M~y $, 2013., 

nm:J herein atl'ir.rns !hat his fina.nc.ial ~nfotmaiUm was tr.uGI ami a-Gourate as ofthe 

respectl~ote dates this information was submitted t~ the FDIG-R and fugt th~re have OOA:n 

no matar1a1 changes In tiH:~t informaiiDn as: of the drl!e. of eooh S~Wing Pefemianta' 

exacu\i:on of this Agre.ern~i'l~; E~Yh &tttlfng·Defendant expressly ac:knowloo~s ·mat: in 

determfnhlg io oo.ttle tlm cla!n1s rdll~l1S~7cl heroin, th:e DIG~H htls reasonably al'\d 

jUstifiably reliad upon the accuracy of the financial information submitted t'i)' lhlt! Settling 

Oufsndant~. The FWC..R has ;w obi.iga.tion to Independently verify th-o <Xtf'nplE~ta!less or 

accuracy ot 1ha1 finrmci,tl lnfnrrnation. l'f a SetUing D.e-fendanl fnUtJd to diselo~ ny 

ma~~~ intar.flSt, legal. equitable orhe.ntlflclal, IN ~ny ~se ~ lh.a l S~ lif~1m ~endanr 

Q~lr~.ffiS to oonr>arat~ fully with tho FDt --r~ to rovkl~ ~da.ied fln~ncHa.I Informatlon ~nd 

to pay to the FPK>R the o~ r of h~ differer.JU~3 In v.ai1:10 bet.vm'jn the previously 

~ic! S(c)d asset(s) and the !~t~H. i~Ck ead a~:;s ). orthr..r. ar.no:untof unpaid r:tl'l ge~ 

refh'1t~h~d ~1ln i that Settling .O:efnndnnt in the-~ HBD ~idgment The SetUin9 

De[~ndan~~·t:'lgrt;?a to this obligation rK.r!withsfi:mdlr:;;; the tlmftt)d relc<;:1~;<(:t~;. dt~~rii !:iM~*~ t~I'U:.l 

s afu?fac:tlcm o1 ltrd J111~l!f provided for t~ ruin. 

F. gm~Gt clSettremf-illt: 1lic. P~rti·3~ agroo th&t no ooll tJ t~"RI I'f.S to , res 
judlc.at.~;~ or edus v~~ ff~~~ ct :of any kind whah;i i~Vo. r C. ~n nr ?.t~ ~~ tit ;!:)~iy t>lhef' l!:~rty ~~H 

.~ rasuH }f' the c~werag~ Action Iii C(>nnecUon 1Nifh atry futun:r maHers un:rQtafe<1 ti'> 

:ndyM9.$ or the Bank. Furth§»", th~ Pam~s agtee not to assert that the roHn~ s In the 

Goverage.Actkm <:ll-~torully t1stop or in any other way have a pl~ec J.siv(ll e.fhmt of any 

kind on any otharParty.Jn eofll1actioo with any procecrung not Involving ndY.f'..i ~ .or tho& 

Bank. Notwifhs.tanding h~ of~Ql ).g, t~ othlng in this Agreement pra.cludes any Pf rty 

trom citing or r~f trin9 to the rulings 1n th.a ~rase Action in orm~ction with future 

matte:rs unrelated to lrn:lyMac or the Bank. 

SECTION VU: R4Uisonahle Cr;operatton 

ThC;~ Partias agr ~ to 0r~ c itt g<)c)d faith to ~ff&<! uato alt the terms and 

co(iditinns of ftlls Agnn')r.noot, including domgl· or 0$!.1Si09 their ag.tmts ancl.flttomeys t<;~ 

do, '1/hate.vef is ~;easooabiy r1ocessary to effectuate ~he slgniog, {k;;Hvory, execution, 

t'UinQ, r~c rding and ~n ry Of any (foourtl!!ln1$ lece s·ary to t~ nd du the HBD Action ~nd 

to t1thorwl~e perform the terms of hi~ Ag ecm~ent. 

.SECT,OM Vm: Other Ma ~rs 

A N9t vid(lQ9.~. The Pwti~s e~ ~ ~ci<nowle gtli 1md agre.e tlml thls 

Agroornent and the-re!eases arstd dismissals l=ter-<Mn shaH not .be offered or receivec;t lh 

evidence by or again-sf <1ny rt~· exoopt to enW ~ {t~ terms~ 

B, Ex~,Q;,~.{gn In (~.~ !D }.f!lrJ . This Ar~rAem~nt rn ~y ~ XB€~UI.i'J d In 

count-erparts by one or rno~ of fM ?art ~, and all sur.JJ c..ol:mter.parts when 50 execut-ed 

shall t.ogathar s;;o1o:rstUute tho finf:l! tJ,~Wi;}e en~. f.as if.Ot'\() cu t had haen si t:led by II 

Pa 1i~s; and eZ!ch t,,U{;h •(JOtHiierpa rt, upon exeC.uHon M delhreiy , $htitll l:m· do$med a 

ootnplet~'t origiiial, binning tJ1e Parnes.subsorlbc.d thereto ~:~pon the ¢xacut1on by all 

PmtiGrs to this gr~e ent. 

C. ~~bOL\i!~ .. .QJ .. Lf,l.~. Thlr,. Agraornent h!~ii bfj ln orpmt!~d, cr .. ~; tr· e:d and 

enft1<r~:d accc.tl'd~nf.1 t.o appt.ieable federal ~w. or 1n itg abS$1f(,'e, the .substant-ro Jaw'b of 

the Sta±v of Californ.kt; ttt l~t reterer'IGE! to r.::I:K:.k;e of lmN ru )t . 
(b)(6) ... 

D. A!JJl'lt!tshla. The Parti~'S and 1he:ir·c.:our\13el et-I.Cil ~ -contrll~d to thls 

Ag em11~nt N\) provi~ioi1 o.f !.hh; A~; -~ emunt ~~hi~:il l bH t1o:n~) l.l l:ll:i ~~rJainst <::'lny of the 

Partlaa by reason <n authorship. 

E. !-;Jpth:;~~s. AJw notiG~~~ re:quired hereumh~r ~11! be sent by r.eg}.st~red mail, 

first-class. return reoeh'lt r~-q:uestoo~ a.nd by email, to the f{)llowlng: 

H to tho. FQ.JC .. R: (1.4Jchael J. PoUack1 3501 Fairfax Drive, Room VS• 8: ... 7060~ 

.................... J\diugtnn, .... VA.222.ifi-,3500.,l lwith !! coPY to Thomas D. Long, 

Nossaman LLPt 34W~ Floor 77'1 S. Figueroa Stroot. Los Ang~lQs, CA 90017. 

(b )(6) ... .. ---··-- ·-···-····1--···· .... -· ... 

If to-the .SEttling Defe.rn.lan\5: RiQh~td KO<:if~ .a:n'd/or ~<annath Shellem: Kirby S.. 

Beh~1 r>aul Hastings UP., 875 t5th Stree-t, N,W .• WashintJtrui, D.C. 20005,. 

(b )(6), ___ --J-----

(b)(6) ... 

(b)(4) .................. . . 

If to the S:etliing Defendant Soffit V.oo. Oellen; Robert Corbin,. Carbin Athey & 

Martinez I..LP, 601 West fifth Street. Suit~ 116:0, ~oe Mgelt)IS, California 90071-2024, 

......... ! ............................................... jor sm;h subsequent addres~ as to which Mr. Corbin notm-es 

all.Partloe.. 

II ----1·------ zurlcli Al;.;;1Can· tii :iU,W.~. cOO-iOOv·····-----·····---····tariiiii jf} i1'i6~--···-······· .· .. ··.·~,.,.,.···-·-·.~·.··.··.·.·.~. 

! SaagW!ck L.LP I 

1

353 B:J!;h $lm"-'*. ;!} Fioor- ! 

San f.rancill.c(l, ~~ 41 ~~ 2B ~·1 ... I!. 

415-627-;)4:54 

(b)(6) 
iWfrlei\.y -~ ;; ~;-·'ft:i r:l iir~1i)(,i; {;i£)il~~;t.ii1Y' .. " .. ·· · · · · · · · · · ·· ·····.···.·········r···Mici·li;(~TCii;~fiif.;{i~;r; 

f. Ttc!ie~rl..LP . 

. · 1 h 'lf}n Pia~. Sulle 4'10~ 

: New Yolk, NY 10119 

:f l l,_eootlnentai"casiJiilfYeompany -1 1ii'1Tin uuam;;m"l.E.• ~ Slrnm-:Jlm;=n==::::::=JI--=-.. ,..,_.~ -~--= .. ~~=··-:.:::..----~:::f_ __ .(Qflb ll§l 

l Wile¥ Heln l t P ~ 1776 K Strf.lf31, NW 

'I \V®hlncton, DC 20000 I ~ .' t202} 119.;7'1)00 1 

-~ ~~=F~~~+-~--~~==~---~ 

: Clyde&Co l 

<<:

1:_· 101 Sacond stm~t. 24th rk')VI' i 

San Franclsr.n1 CA 94105 :::rl.: i4·'HH 3£5-9800 ! I t::cE'1\ii ~ri'U'i~n ~·a~~~~~:;iii:;y..... . ...... , ........... · ·: F.kiwar~ Gibhii;~~ ---··············· .. ··•· .... , ............. ,.,, ... ,.................... ...... •· .. :. ' ..................... (P.).(~) ! .. WalkfJr Wifcol< M~tousek ll.P :. 

· Ono Nofth Frant<lln Strool, Suite 3201J _l __• 

. ~ · Cniee~go, IL 00600 • 

{312) 244-6744 

lms·iffl'lir~nc~ CGmpany ·. ..... ....... .. ... , ···· .f,I.OO ;;~,re · w; .. ; 8!'rtiDlii=~;;~l--=~=====l (Q)_(§.} f AXIS Ri!!iM1.lT1lOC9 C{)I'Opany ~e&Car~y LLP i 191 N. Wn<:~.r 

l;)l6. 2400 !'C i~ IL, 60606 

~ (3t :n 762·32~1 

.. ,.:.,.:.,.:.,. .:.;.,.;.,.;.,.;.:.:.:::.:.·.·.····:··*:•":1'1:1'1:1"""""""""""''"''''" ___ ............ . ................ ............... , ........ II,_I ____ ___,.,;,.;, .. ,;,.;, ........ ;::;;;:J ....... I ... , ......... _ ........ _ .................. ,_,_,_,_,_,:·.,:.:.: .............. ::.:::·· 

F. SntiJ~(LA9.r~~!J'f.V!lf!Ot.:Ll\m.~ndrnent~. This Agfoentant oonsUlutos tho 

entire agrooment and undersl.and~ng between and among the Parties concerning the 

matiers sat for tt h~rein and supersedes any prior agreements or unde-rstandlflgs. This 

Agreement may not he atn Emd~d or modified, nor may any of tt~ prov !~ lons be wa!vHd, 

except In writing lillgned by tho P~itties boui1d thereby~ or by thelr respeoilvo authorizud 

aUorney{s) or othc~r rr~presentatlv~i{s). 

G. :m1es. <md C®JI.Qn!<t., All ~H~~-::tlon titles and c~1pHm 15 contained in this 

Agreement are for conwnienc.e an!y and shall not affect tr.e- interprelatkm of 1h~a 

.......... {P..).(§.) 
.Agm :~nwnt. 

H. ~osts. a.,m1 f£re$. NE)lvJith&andlrtg a..ny othar prov~ on~ Qf thif.i ;.\ gr~ni~t. 

all Pai'tle-s s:haH baa1' thelr own cost.~ ~m:Heos .In connection with the HBD Action, uw~ 

Coverage 1\etion and the·{oterploader Aot:lo.rl. 

I. IP.rroinruiQrL If the Unit£td ~\I.Qie~ Balik.rup~cy Court f~;-1r the Gentr:al ~trl t 

·Of'Californta ·tn In ro tndyMaa Bt-moorp, Inc., Case No. 2:<Nl!-bk"'217$2, declih~~ t(.t ~n~t 

an. oro~r a:U~l'ltJi'Jzmg tit~ U®·Of ~riy ·ffiievant proceads :from ihe Policies oonslsfoot with 

thts SetUetnant Agte.ornent, or if 'that orderts Q\'ertumad· ()n app~al, this /\gr<1ement shall 

be ooU and vcjd and the. Parties shall revert, witoout prejuql~ io or wa.lv~r of ny right, 

tQ their r~spective Htigtdiol"i positron~ immediately prtor to thu execution of this 

Agre:e!1'ttJnt /\11 stntt.ite.s r>f lirnit:~.~ tk>ns anq dm trines of. IGtchel!> an~ waivod and will be 

tolled wtrne an pplica~loo tor a.t1 ord~r is pending unli! this f\grner.rHrnt fs termirratad · 

J)l.trsuant to this provision. 

IN WITNESS W.I'$REOF, the Parties hereto:ha•Je .ooused.th!'S Agreem n~ to be 

exewtod by each of thmn or lhoir duly ~mnlP~l~~:id r~praaei1h~ti\i(S~ on the dates 

hereina-fter .subscribed. 
(b)(6) 

--------

: .. : ....... :.:,~.~ .. .~ ....... . 

f. ~aiafoc;~t-TI ~(ira11 ;;;·c.orpor il(;~·:;a; 

Ror.J;!Jfver for lndyMa<: ~~~' F,S~. 

By.: Mtnh ~l .L 'Po»lilok 

l~Ut.t: · S!Jpart~ Co\Ji'T~t. :FotC: 

.turlrih ·An'le"ifCin ·lnsutill'lc.tJ comp ny ·- Twlrr ctiy Fir~ insurarrCG ccmpeoy 

Gy.:·.... . ...... . y: . . 

T~: ~! 

AC'E A¥oortCmrr ~urttn~~ Comv.~ny By: 

rm ~ 

AXIS ~lr ,$uranca 50i •p ·-n. -~-­

ay: 

!'ti~ : 
(b)(4) __ ....... ........ . 

Scott Var. Detlen 

Ztiri~F.iktlerl an •nsuralltXt Company 

By: 

Titl ~ 

Kermeth 81-iGll:~m 

?ede~ Oepooil.lnsJ.ra!:lce CorpoTffiiQn "'~ f{:IJceiV(~r f()r lndy.M~'c r~nk. F .S.B. 

By: Mlch@.e! .f. Ppllack 

T!Uii.l! u~r-viwxy Coun$el, FDIC 

Twin City tire IASt!Tance Company 

By: 

Titla: 

ConnnaniaTc-as"tjfilty Cornpa~1y ___ . - xt spedauy Insurance eompaoy 

By: By: 

Titls: Titfo: 

Arcnlnst1ranca (;oJ't1PMY 

By: 

Title-: 

AXiS nsu.ranr~ C.o!Tu:Jany 

8y~ 

rma.: 

_, -~~-rr-o'-'-

AC.E Am~rlcan lnsuranct1 Comp 1ny 

Byi 

Tltl!ii-: 

AxJS. Rmnst~rancs c6mpai1Y 

By: 

·nufl~ 

Those C«taiti Underwr:ners at Lloyd's 

London and L4.:ll-XIngtcm lmmranca Company 

............. (~)(§ ) 

Thooe Ce-~taii1 UndtJIVlfi~·at Uoytfs 

Lor1don end Cntnn mil;lr~rl:i)e Company 

f! IKH td ub::~criblng tr;:~ Poli~~ Nt'). 

, ( ,.m•••••••••••••ooo'ooooooo'OOoooo I ~:l:u~rlbln~l to·Poiloy No.I .. ....... J ........ m ••••••••••••• (b)(4) 

8)': Titla.: 

Tit~: 
. . .. . .... 

Rtch::lrd <<,oo 

(b)(6L_ ____ -=.t~======---..----.------'l ~~<:ott V:.:in llf. ri 

zu~leh Am~·rica surat':i~c Company 

By: 

Tnlc: 

oirtirl~;:~iiTc~1~;~;:;~;!i ·c·;; np~~ri ' · · ··········· · 

£iy: 

Ti1la: 

.~'-;-"~···~--~~~.~~-. ··~---~ 

AXIS lnsur-an<re- Cot'"'Apaoy 

13y: 

TIHo: 

·p i~~t~;~r•:j 1 ~;~>o~~ir~;:;;·i ·r~:i~;ze orii ~,i;;ii.i~j(i· ;:~-­

et~rverfor tod~~ Ban+t, F.S.B. 

By: Mlchaul J. PoHr.1Gk 

·nun; Suporvisory cr~ un!~ c!. FDIC 

i~ttin· City Fire h1sur~nce Company· -·-·-

By: 

TlU!::J: 

xL s!)e ll!tty "t'ii~u ~~nce'c(;n)i) ly' ' Om o •• 

y~ 

Iitle; 

Acs'/~;;.;frr·i·cai:;T:i~t;·r~;;::;c; -'Corl1p.Fini ·"-- · 

By: 

THle; 

AXfS Rei~u~.e Compa,1;;---··· .. ·-"" .. · ..... o. 

By: 

lti(~: 

h~;st:~· ~;{:i:nin thtdetwrit~11'S:.~t'L. cy fs~.,...M~ 

10.-ondQn ;and Lexrngtr:mo n~;; i.m nqq om;J~~~w 

l)b!JC!'ibll"l l to Polk,y No.I Om ....... .. 01 ........ O m •••••••• (b,).(4,) 

Sy: 

lnle: 

.::n 
••••••••••••••••••••••••••••••• ... ··~····~~·•••••-- ~-;;• '"""'''' •;•v• 

i<f~nn~~th ~'lhell€:rn 

cott•·r;_~ar;·oenen··· ;•••vv••••v••vvv•••••• ···································~~~· ··~-~~~;;• • 

.Zutich Amerlcii1Tn.suraricf.tcompany___ _ r win City"J:=fre ~urance Company 

By: By: 

Title: Title: 

AXIS histtianoe company E~y; 

Title: 

;.·-·~··· 

;f.i~)~ ertaJ11:iJn eT\Viife.rr~ iiOYt¥;.s--

London and C~ !in lnsur.anr,0 Carnpany 

{UK) Ltd. Subscribing to Pt;Hcy No. 

(b)(4) __ .. ~--a I ·y: 

Tftlo: 

"AcE Arm~iii.in- n;u·;;r;c;p;;;}fiir~y 

By: 

1~ltl : 

AXIS Relns~:~rance Company 

By: 

Tille: 

Tho~e C~r-tain Undotwtiters at Lloyci's .... London ~;l r.td Lf;;-xington lt)sumnr,o COJ:nptmy Sttb~crib!ng tq PGiiQY·No. l ........ ..... .. .. J .... _ .. _ __ (bJH.) 

By; 

'lith~ : 
(b)(6) ..................................... 

(b )(4) ·-__ ,..._ .... _....-----..--

Scott Van Oei!Sll F~aaratbepostt lMuiinoo .cor.P.Oraoon ·=a:; R:;lc~iver for !ndyMac Sank, F.S.B. 

py: 

Title: 

cc;;~iin61'1i~··a~su irs ···cc;f¥~parl y:·····--~"~-·······... XLsJ;ecfatty'.ir.lsuran·c;··a;ffi-p-any ........ .. a.y: ·sy: . 

lU ~ Title: 

Arch lnsun;n<;e Company 

Sy: 

Title: 

........ , ... ""~ . -. '':_ ........ - -·"---:--····"··"-"""-............... .. 

ACE Ameocan lnsur.ance Company 

By: 

·ntle: 

AX!S ·lnswrance company-- ~--·..,. 'AX!S Ralnsutalioo.""""'c_P.,_,~r ~ ........ -. 

Fly: By: 

itle~ Tltl1J; 

T-ti-~ ;;-earta n nd6iV/f.ii~;~ ;;. LToyrr s ····-. 

LMtkt1 and Catnn.lr.u:mmnco C(lmpany 

(:UK) Lttt. Subsc.rlbtng to- Po!ic.y No. 

1--- I 

ay: 

Th!o: 

::fho. c~r~~in UndorWhtets at Llnyd'o 

Lon:doo ahd l;.exlngton nsurance Cnmpmw 

Ub$C.rlb:lrt:g to PoHcy Nof Uu·u---.L .. ____ (.b.)(4 \ By: - 1 

t;t~: 
_,.."~"""""""""""' ...................................... ,.............. , .. .-vv;.w ........ : ••••••• : ............................................. ..., 

Scoit v~i~D{iflen~~~···w·-.-· .. ·•·m~'"'''uwu __ ,_, 1""~\fef;)l uopo.s!t IH~Uf~tll::(J corpor~tton ~$. 

(b)(6) ............................................................................................................................... 

conu~n~l caooafiy ci~ni,;·~i:iy-· 

By: 

Tltl~: 

Ti1os~ Oerti!Ii''Dnde!Wlit~m~ ~t uoyci•r··m L;rjfld(.m ~rid Catlin !nsural)c-e Company 

(UI\) Ud. SUbl'>Cfiblng to Poilcy No. 

(b)(4)_ ............................................. !.......................... I 

By; 

Titk~: 

R.ecefver for lndyM.M Bank. FS.R 

8y: Michael J. Pollook l:ci 

-~---"·-·-·------..................... _ .... --................. . XL Spet.'laity lrtsumnc~ Company 

By: 

Title: 

••••••v•y:•:·'·:•••v••••••••••••••••••••••••'•"••:"*->'">'''>'''>''''''''''''''··"""'•vy,...••v••••••••••••'•••"•'•v,..._,..; •••••••••••.....w;/;">'>'>'">' 

AGf. Amerk:-m~ lr;su(anr:~ Comp~ny 

ay: 

Title: 

I 

l 

! 
(b)(6)_ 

············•·········•··•··•··•• ... ·······""'···· M •• ·.•••"·'··•···"····························.··············r·· ...... n .•.. _. .... -."'·• 

s®iiva·noelie-n.-········ ... -......................... · ...... . ......... ·· r·~de~a¥·o~ep.osliii1s~irru;ce· ·corr;c)raiu;t=; ~s 

R~coiver for lndyMac Bank, P.S.B. 

By: Mlchaol J. PoHack 

Title: Suparvlsofy Counsel, FDIC 

zGrieil''£in;ricM ln~ur~ilcecarrlf)r~;i·1..... fwTn city F1i~ .. i~$ti;~;r;c;;c~mp~r;;:·-·----·w-· 

6y: By: 

Title;. Title: 

................. , .... -----...... -...... -...... -...... -....... -. ------------,1 '~ .................................................. _ ..................... ·.·• .. ······--- Continental, Casu~!ty Company XL SpeciaUy Insurance Company 

By; \I tfO Y\i ('~ Cdl e tV10 By; 

rme: Qlo.\~t;t~ Di(ec. for Tiue: 

•••••••••••-•v••vvv••yvvvvv,.....,...,.......,........_.-....,.;;,.,._,+ •• .<•,..,.,,.,.,. .. ,. ...... . 

AX!Sins.urance Company 

By: 

TWa: 

rhosB-6eriainuncter;:!iiers .. ai""Li~;yd;s · 

london arm Catlin insurfH'lGB Comptit'IY 

UK Ltd. Subscribing to Polk:y No 

By: 

Title. 

tly; 

Titie; 

fi)Oie.ceriah1Tind'~;:;~;:ii{;is ~t uoyd't~~ ..... ·. 

Lo~doo ~nd LeY:!ngton lnsurat)ce CDnwarl 

Sut:~~crlbmg to F\!l!cy No I -----------------;..-- .. ....... (0.1(4.) 

By: 

Title: 
Richard Koon 

c;!ltii)e;itaTcasuaity-c6mpany 

By; 

Tille ~ 

.1 = 

FtWf~ral Depo :;Jt ! nsuran:ca Corpor;::itkm ai:t 

R.ooqivor for 1ndyfvlac Bank, ,.: .S.B. 

~Y: ich~l ~· Pollack . 'T1tle: Suparv.ssory C.ounsol, FDIC 

20 

l Q)_(r 

I 

I 

! 

--4 

r 
(b)(6) ' 

(b)(4)_ .............................. . 

zuricll A~TIDiie£m msuiin~c(;rn~ny Dy: 

Title! 

dontt~1;rti;, caoo~,!Y-campany ·· "'' 

ay: 

Title: 

l\xisTn$uraflc., c.(>mp;ny By~ 

Titli!i: 

·n;os-;-a~rtai;;··urruar.Miar$-.ilf[ro)ld's ~ .. london and Catlin lrtst,:lrance Cir.:Xnp.a.ny 

(UK) L'!At Subs.crHJlng tc- Policy No . 

... .1 .. -···················· I 

By: 

nth~: 

Feii{;ffii5e~lnns~1!·;;;;~-corpor~iion. .. iir neoeiv~for lndyM(11caf.ln.k, F;$,8, 

ey: 

Title: 

fwfn City Fir~ lnsuronc~ Co:tlipaMy 

ay: 

Tftle: 

ACE A,rnenba~Lirari.(i(;Q"~tiy By: . , 

Titl~i 
(b)(4) 

zilrloo P.;:n~fionn ln~u ~t:;·ctimp~M~y 

ay: 

Titl{l:: 

Contlnentaf CaauaUy Company 

By: 

Tlt1a: 

1e<ie.fafo~li)$iiTn~&ctliporatton as···· ~"'f11v r tor lndyMac: Bank, F.S.B. 

Sy: Mlclroci J. Poll:atk 

Titre.: S1..1pervisory C~·.msel, FDIC 

Twin Cily rire Tnsurance Company"''""''" 

By: 

Tille: 

Xl.Spnclafty !nsur~c..-e Compan}' 

By: 

Tttte: ~- ..- ,;1 

AX!s.trnrurance:crn:nPany ....... -.w-~ .,..... ..- 1\Xis'fieinSUf'irlti·ccm-r>any 

By: By: lit ~: Title: 
Fea;:;;-aroei:\os~it1surancti 6ori){1rf tioi s-· 

Receiver for tndyMa.c Bal'lk, F.S.B. 

By: Michael J. Pollack 

Tille: Supervisory Cot.msall FDIC 

zurich -Amertcan irlsuranci~·c~m"pany' '"'''""''· 'fwfn cit}7t::i;e ansurance-cai:O.pany ................................. 

By: By: 

trtle; Title: 

contlneniarca·sualty c~~npany 

By: 

Title: 

_____ ................... --··-·-----·-·••""'""''"'_._,,, .......... . Arch lnsuranae Company 

By: 

(b)(6) _____ T_itle_:_

1 _ __ _ 

Those certainTin"t19rwrtters.at Cloyd's .............. London and Catlin Insuranc-e Company 

UK Ud.·Subscrlblng to Policy No. 

(b)(4) ____________ --~ 

.y: 

Title.: 

Ac'E-AiTiei-ic;.ii! ris~~ri;;·c-.;-c:-on;i)any .. , · · · 

By: 

Title: 

Ji\'x!s'Reinsurance ~~mpany 

sy: ·-n """ .... t\-.,..1 \} .. ,·"'" 1,>.( .. ~... 

Title: /lrJP .. (L~ .... ..,j 

:fi)®e"C'ertain ~Underw iters ~1t L!oyd's 

London ~nd Lexington lnsuranc& Comoor~ 

Subscribing to PoUcy No. j __ _ .(Q,).(1J 

By; 

'l1tlo: 
··· ····""""·'"""""' .. "'' '' •• ,. ••••••• , ... ............... ! ••• ::·. ,.·.: 

f~.ic ard Ko(m 

zunch Amarl:r.an Im:iurance company 

ay: . 

Tltl.e: 

c3oi~iln aniarca-&1aiii1···(1·;;ri;v;;,~~ ········· 

By: 

Title: 

(b)(6) __ 

... : ..... : ........... t.c.c.c-..... ,,. .. ,,.;.,,,.·.,.·., ... ,.,,,. .. , ......... t.• ··· ..... . ,., ...... ,., ....... . 

F.edemt·Oeposlt tnsu:rilne<;: Ooeporatlon as 

~eceiv.e.r fot fn{(yMac B~nk, F.B)3. 

Sy: Michael J. oll ~ok 

Title: Supervisory un~ol, FDIC 

Twin City Fire in~~ra~c'~ (;Ompany 

Hy; 

rw(;)~ 

xCijpacla.ii'Y ~~(;J7am:-e· ~)l119 ;";:······,· 

J~y: 

Till~: 

Aci~ -.Ama.ri();iJfi'Ti131.ii~ii:; ;;E; Ti;;1!)ar1y 

~y: 

Ti1le: 

The bt~twcn, tyments~ as. defiu ~l J>.Y ~ .a~taebe!d s~~ttlemei:tt and Uek;\se 

Agr.~ement, -shall" be paid as .{()i:h:rw!t, '"'1th. {\ac-h of the list-ed nsurers being ~pun~lble· Qn{y 

f-cr·i:ts 4esignat~· sba:re, and with n.o iosu.t•et· being join~Jy or severally. Jlab}e for any o.-fhcl' 

listed i.nsnrer~s. sh.~u~: 

l NOSSAMAN LLP b 6 ............. 2 ·.~ ~~· :~:l~'lBN 105987) ( )( )......................................... - 1_ ~·-= --.l ~-r J~~ (;:_IBN 197836) 

(b)(6)--·--------3- f!NNtF~ffifL M.EHiER1(SBN 26013'8) . L--; ' ~ .... 

(b)(6) 4 . . . 

T!1 ~outb Fl.fn!.er~a :S~t, 34th .Flo(>r 

5 . Los Angeles~ Cahforma 90017 

Telephqne:. ~ 13,61 2J.800 

6 hK:s1m1le: 213 .. 6 12.;801 

7 J\ttomey$ for The Fe~eral pepo~it ,lnsunince, ... . Corporatu.)n, as Recewer ot JndyM:ac Bank, J< .S.B. 

8 

[additional counsel and defendants on following r}age] 

9 

10 

11 I 

12 

UNITED STATES DISTRICT COURT 

("rt·'.NTR A 'L' 'Dl S'l'Rl( ./1~1 ~ . : 1"\ : · ~ .. 

1

· T OF . . .4. (" ./A . ]' """· .(.J"( : )RN. 'IA , 

13 FEDERAL DB:POSIT INSURANC:E: · Case No. CV 10·4915 DSF (C\Vx) ·1 4 CORPORATION AS RECEIVER FOR 

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INDYMAC BANK, F'.S.B., 

Plaintiff, 

v. 

·.. sc'O· . TT .. . \'A. . 'N' l)l."L . -:. LJ''·N . -~ , eta 1 .. j 

Defendants. I 

·~ 

STIPUI.~ATION FOR ENTRY OF JtiD~IENT 

452260 ........ ,.;.,..... ............. , •. , •. , .... , ................................ - ............................ _ ........................................................ _ .... ., .. .-.N>"'>~>'>'"""""""''" ................... : ...................... .c.c ......................... -- ···············-----········---.. ~ ...................... _ .......... t't 

STIPULA Tl(>N FC)R EN'ti{Y OF JUDGMENT 
J ROBERT L. CORBINJ SBN 75445) 

(b)(6) ------·U-1--- I 

2 AMIR KALTGRAD (SBN 252399) 

(b )(6) ________ 3

_ 1- I 

CORBIN, .ATHEY & .J\.1ARTINEZ LLP 

4 .6Ql West Fifth treet~ Suite 1150 

5 Los Angeles~ CaHfomia 90071~2024 

Telephomo,: (213) 612..:0001 

6 FacsimUt: (213) 612-0061 

7 

Attorneys for Defendant Scott Van Dellen 

8 

9 . KIRBY D. BEHRE (vro hac vice) 

(b )(6L__ _ ____ ) (t. ·( _____ .................. ----· · I 

1-1 IGOR V. TII\10FEYEV fora hac vice) 

(b)(6) _______ ------- 1 

12 ERlN E. KLISCH. (pro hac vice) 

(b)(6) 1-s- k ----- I 

LAURJ:<-:N E. BRlGGERI\.1AN {pro hac vi(.~) 

(b) ( 6 ) _ _ _ .. 14 . . - - .. -- 1 

(b) ( 6) •••''''''''' '''' 

15 .PAUL tlASTlNG.S LLP 

87 5 1St Sltect, N. W. 

16 WashingtQn~ D.C. 20005 

J 7 . 'J'elephone: (202) 551--1700 

· Facs-i.mile: (202) 551 ~ 1705 

18 

19 JOSHUA G. HA1v1ILTON (SBN 19961. 0) 

""'";""'"""""""" J """"""""""""""""""""""' """"" m I 

20 .PAUL HASTINGS LLP 

21 515 South Flower Street. 25tll Floor 

Los Angeles~ California 90071 ~2228 

22 Telephone: (213) 683-600.0 

23 I Facsimile: (213) 627-070:5 

24 At.torneys f.or Defendants Richar-4 KoDn ~n~l 25 Kenneth SbeHem 

26 

27 

28 l .~~!?:1:.~~ .... ,....... """""'-~·-"·"······--:---··-"• """""""""""'"'"""'"""'"'"'"'""" ......................... - ....... -.¥¥_.,................... """""""""""""""''"""""""""""""""""''"'''--¥¥ ............... _ ....... ! 

:STH'ULA T10N FOR ENTRY OF JUJXiJii.t.ENT 
l It is hereby stipulated by nnd arnong plaintifrThe .Federal Deposit Insurance 

2 Corporation as the Receiver ~)r ludy'Mac Bank, F.S.B. and defendanl'\ ScnttV an 

3 · DeJJen. Richard Koon and Kenneth Shell em that~ pursuant to a settlement among 

4 the parties,.judgrnenf shall be entered in favor of plaintiff and a-gainst defendants i:n 

5 the form attached heretO as Exhi.hit A and lodged herewith. The parti es~ Settlement 

6 and Release Agreement is attached hereto a.s Exhibit B. .Pursuant to that 

7 agreement, a Satisfaction of Judgment in the furm attached hereto as Exhibit C will 

8 be filed immediately, but in no event later than one court day after entry of the 

9 Judgment. 

10 

1l 

12 Dated: 2014 

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1:4 

1~ 

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17 

----- ---

18 Dated: M~Tch 8~ 2014 

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24 Dated: 

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2014 

NOSSAIVfAN LLl? 

By: lsi'TbQmas· D. l ... Ql'!l:.--

Thomas D. Long 

Attorneys for PlairltHTFederal Pepo:sit 

lnsura!1CG Cofporation, as Receiver Jbr 

lndyM.ac Ban:k ~ F.S.B. 

CORBIN$ ATHEY & MARTINEZ .LLP 

By: _ (s/ Robert L Cm·bitt ___ ___ . 

Robert L. Corbin 

Attorneys fo.r Defendant Scott Van 

Del. len 

l~AUL HASTINGS LLP 

By: ... __ ___.A~,')/._.=K.;.;.b=·b.._v=D:...;.. . =B=e.;.::.h~re . . 

Kirby D. Beht·e 

Atton1eys for Defendants 

Richard Koo:n and Kenneth She1lem 

- J • ••••••••••••••"""""""""""""""""""*"''""''"'',.,."·'-""'"'""""""''""_._......_,,,,,,.,,,.,,,,, ...... """"""""''''''""""""""""""""""""""""""""-""'"""""""""-""'""'"""""""""""""""''''"''!'''! ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,.<,,.<,:.<,;<1,.<1--¥-

ST.IPULA1'toNH)R ENTRY OF JUDGMENT 
1 r "bereby attest that all other signatories l.i.sted, and on wbose behalf the filing 

2 js ubmitted~ concur in the filing's conten.t and have a11fuoriz.ed the filing. Corbin~ 

3 Atb.ey & J\tf.artinez, LLP. exeeuted this Stipulation on M-an.~ll 28} 201 4 prio.t to the 

4 tenninution date of it~ law practice. 

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Da d: ----~~ 2014 NOSSAMAN LLP 

By: Is! Thomas D. Long 

Thortl.as D. Long 

Atto1neys f()r Plaintiff Federal Deposit 

Ins1..trance orporation~ as Receiver for 

tndyMac ank~ .F.S.B. 

S'r!PULATION FOR ENTRY OF JUIKiM:EN'l' 
... ·.·. 
(b) (6 )_ ···--······-······· 

5 

6 

7 r}ttomeys for ~lain~ii~/J~~~l5!.nent re,ditor I. ederal pepos tt.I nsuranc~ ~OI'J20t'atl on~ 

8 Q.<i Receiver of l.nclyMac Bank, F.S.B. 

9 

10 

H 

UNITED STATES DIST)UCT COURT 

CENTRAL DISTRICT OF CAIJFORNlA 

12 

13 · t1frlf.l6i:~~?ft.}~)x l~~:~f~~F~bR 14 JNDYMAC BANK. l''.S.B., 

Plaintif.l~ 

15 I V. I 

16 ! SCOTTVANDELLEN, et al., 

17 Defendants. 

18 .............. ,_ ~·······.-········ ............. ----·"""""""" 

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26. 

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Case No. CV 10-4915 DSF (CWx) 

1 SATISFACfiON OF .JUOGM::ENT 1: 

i 

I ~~~!.i;i... ................................... ···········~··························· ' SAT ~W ACTION OP .IUDGM.EN.T ···-·· -· -- ___ ,, ~ 
t 

2 

FU:LL SATISFACTION OF JUDGl\fENT 

3 A. Ju~gment having been entered in the above~entitled action on Mar-ch -····' 

4 2014 in favor of Plaintiff Fe.dernl Dep<Jsit Insurance Corpora-tion as the Reed vet of 

5 IndyJvlac Bank, F.S.B. ~gainst DeJendams Scott Van DeHcn, Kenneth SheHern, and 

6 Richard KQon; 

7 Plaintiff Federal Deposit Insurance Co~po ativn as the Receiver of lndyMac 

8 ·Bunk, V.SJ3. hereby acknowledges that defendants Scott Van Delkn, Kenneth 

9 Shel.lcm, and Richard Koon have fuHy satistled the Judgment in this action. 

IO 

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1.2 Dat!.'}d.; _____ ____c __ ~ 20 14 

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NOSSM1AN LLP 

By.: -------------------- Thomas D. Long 

Attorneys Jbr Phdntit11Judgm.ent Credi ~>r 

F¢ er~l.l DeJ)Qs.it Ins.ur<ance Corporntkm, as 

Recei ver for IndyMac Bank, F.S.B. 

I 

I NOSSAiviAN LLP I . . . 

2 I I THOJ\1AS D. LONG (CA l 05987) 

(b)(6)..... . ..U.. I 

3 J~~~~lD~~~EUOR (CA 1

1

97836) 

(b)(6t ......... , .... F:J ~~~~~~~--:~. "1 I JT'"NN.''GE'R I" ME"EKER •"(" A 'jK( 1 ""\ 0 ) . c, ·· •. !lr , . • .: . •. ·. ·~ ; . ".. { ;!'\; ....,~.;1 ) -~o 

(b)(6)___2_ I ---------·-··--- I 

777 8. Figueroa Street, 34th Floor 

6 Los Angeles} CA 90017 

7 Telephone; 2l3.6l2.7SOO 

Facsimile: 213.612.7801 

8 

9 Attorneys tor PlaintHTFedera.l Dcp()Sit Insuranoe Corporation} 

as Receiver for l"nd.ylvlac Bank~ F.S.B. 10 

ll 

12 

n 

I.JNITED STATES DISTRICT COURT 

CENTRAL, DISTRICT OF CALIFORNIA. 

FEDERAL DEPOSIT INSURANCE 

14 CORPORAT'ION AS RECEIVER FOR 

INDY1\1AC BANK, F.S.B. 

15 

Case No: CV l 0-4915 DSF (C\Vx) 

JOINT STIPUIJATION OF PARTIAL 

lliSMISSAL 'V'ITJI P:ft.EJUI)ICE 

PURSUANT TO FI!:I>. R. CIV~ P. 

16 I 

I. 

Plaintiff: 

41 (a )(1 )( A)(ii) 

V8. 

17 

1 g SCOTT VAN ~l:LJ2N~ Rl~~~1ARJ) . KOON .AND Kl~NNbTti SIU.:-LLEM, 

19 Detend.ants. 

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21 --

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?S .... 

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2~ 

I ... . ............................................... w.~~~···---·································· ·· ·························-······-···········.1 ... , ... , ....... , ......................•..•.•• -~.~-····················· --~·~.~~.~~:.5::v J.~!:.~? }};~!.!J:~:~Y.~ . JOINT STIPVl.ATJON OJ DISMlSSA.L PURSUANT TO FED. It C"IV. P, 41 (a)(IXA)(ii) 

I-I 
l Pursuant to Fed. R. Civ. P. 41(a)(l)(A){ii)~ lTJS HEREBY STIPULATED AND 

2 AGREED by anq between Plaintiff the Federal Deposit Insurance Corporadon M 

3. Receiver for lndy:Mac B~11tk~ F .S.H. and Defendants Scott Vnn (,)eBen~ Richard Koon ~nd 

4 Kenneth SheHem that Counts 5, 6, 1, 8, 9, J4, 17~ 18~ 19~ 20, .21, 22, 23) 24~ 2$, 36. 38, 

5 39, 40, 4:1, 42, 43, 44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 59, 60, 6.1, 62~ 63; 64, 65, 66, and 

,6 67 oftbe Comp1aint filed on July 2, 2:0.10 in fhe above-captioned action are hereby 

7 dismissed with prejudice in accordance with the parties ~ Settlt~rnent and Release 

8 Agreement, a copy of which is attached h.Q.r.eto as Exhibit A. 

9 

IO 

IT IS FlJRTHER STIPULATED AND AGREED that the parties shall bear fhe.ir 

ow.n attorney,$ fees and costs incurre-d in this action. 

l1 

12 

\3 Dated: 

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JS 

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201 4 

19 Dated: March 28~ 2014 

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2.5 Dated: 20 14 

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_____ , 

NOSSAiv1AN LLP 

.. By: Is/ Thomas D. Long . 

Thomas D. Long 

Attorneys for· Plaintiff Federal Deposit 

Insurance Corporation~ as Receiver tbr 

IndyMac Bank, F.S.B. 

ORBIN~ ATHEY & 1v1ART1NEZ LLP 

Bv: lsi Robert L. Carbin , . -~······ · ... - Robert L. C.orbin 

Attornevs for Defe'Jldant Scott Van . ~ . 

Dell en 

PAUL HASTINGS LLP 

Bv: ., ---- lsi Kirby D. Beht!L 

Kirby D. Behre 

Attorneys tor Defendants 

lHc.hard Koon and ·Kenneth Shellem 

• J - Cas-;} N;;. (V !0-4915 DSF (GWx) 

-----------------J()lN fs i~iPlii:A"-~i:ic>Nc>r: i>.isi1'i Ai PtiRsiJ~\:N-;i ;r,:>i:,:,:.:ri R:~- iv:r~--4-i-f~)Ti)(,\)(ih----···-.............. .. 
I hereby attest that all other signatorie& Hst~~~~ ~md on whose behalf the fiting is 

2 submitted, concur in the fili11g~s content and have authnri:zed :the fiiing. Co:rbin, Athey~ 

3 fv1artrnez LLP executed this Stipulation on lv1arc:h 283 2·014 prior-to the termination date 

4 of its law practice. 

------~ 2014 NOSSA.M.AN LLP 

By: l..<il Thomas D. Long 

Thomas D. Long 

Attorhe.ys tor PlaintiffFederal Deposit 

Insurance Corporation! as Receiver fot 

Indy'~1ao Bank, F.S.B. 

$$$$ 

Ca$e Nos. -5~337, l~-56296, 12-56347 

(Consolidated with Case No~. 12-S6Jt t~ tz~5621S .llnd U-56350l .. . .... ..... nnmuummmnttnemnnnmsnzm r a 4 1 q 

Jn tbt Bttiteb ietatd i:tturt at ~~eat~ 

fOl' tbe 1!intb· (;irmit 

XL Speci:alty Insurance Company, et aL, 

Ap~llee.s, 

v. 

Michael \V. Pen-y, et aL~ 

Appclla:t:ltsA 

---···-- -

.APPEAL Olvf. THE UNITED STATES DISTRICT COURf FOR 

THE CENTRAL DlSTRICT OF CALIFORNIA~ NO. 2:11-C V-02078 

liON. R. GARY KLAUSNER, .PRESIDING 

J OIN:l' 1\!IOTION FOR DISl\-USSAI, PURSUA.i"'T TO FF;D. R. CIV. P . 

42(b) 

COLLEEN J. SOLl~S 

Assistant General Counsel 

KATHRYN R. NORCROSS 

Senior C<>unsel 

THOMAS n. LONG 

DA Vf.D GRAELER 

JENNIFER L. M:E:EKER 

NOSSAl'v1AN LLP 

JACLYNC. TANER 

Counsel 

FEDERAL DEPOSIT lNSURANCE 

CORPORATION 

3501 Fairfax Drivet VS-D7D06 

Arlington, VA 2222·6-3500 

Telephone: (70:3) 562,.2373 

Facsimile: (703) 562-2496 

777 S. tig~.,~. roa Str~et 

34th Floor 

Los A ngeles, Callfornia 90Gl 7 

Telephone: (213) 6.12-78.00 

Facs1mile: (213) 6 t2-7801 

Attorneys for Aj.?pel!anl Federal D~po it Insurance Corporation as Receive:r· 

for Jndvlv.fac.Bank; FS.B. ,...,... ......... ! .............. s_zsssJ&& iiiiiiiitAMZsilhJJt ... ''''• , a·s; · ................ : .. : .................... ; ... 1 ........... .J.i&M!Ii#iii.L · · f • • w 
Punn:m:nt to Fe{L R. App. P, 42(b) and the terms of the pnrties.' Settlement 

and Release Agreement, signed·····················································' 2014~ a copy of which is att~ched 

lH~reto as Exhibit A, .Appellant federal Deposit lnsuranc:e Corporation as Receiver 

for Indylvtac Bank, l;'.S.B. and Appellees Scott Vfln Dellen, Richard Koon, 

Kenneth Shellem and \Villia.m Rothrnan hereby move the Court for an order 

dismissing the above-captioned appeals (CaM~ Nos. 12-56337, 12-56296 and 12-

56347) with prejudice. 

The. parties have agreed .that e~Rih side will beat its O\illll costs and fee~ <m. 

appeaL 

·---,2014 

-------------- } 2 0 14 

Respectful] v s uhmitted, . " 

COLLEEN J. BOLES 

Assistant General Counsel 

KATHRYN R. NORCROSS 

Senior Counsel 

JACLYNC. TANEn 

Counsel 

FEDERAL DEPOSIT INSURANCE 

CORPORATION 

3501 Fairfax Drive; VS-D7006 

Arlington, VA 22226-3 500 

Telephone: (703) 562-2373 

Facsimile: (703} 562-2496 

THOMAS D. LONG 

NOSSAJ\4AN LLP 

777 S. Figueroa Street 

34th Floor · 

L~>s A.ngele~, Catifomia 900{7 

Telephone: (213) 612/1800 
CERTIFICATE OF SERVICE 

I certify that.le1ecttonicaHy filed the forego~~lg with the Clerk of the Court 

for the Unjted States Co·urt of Appeals forthe Ninth Circuit by us-ing the appellate 

CM/ECF .system on ___________________ , 2(} 14. 

Participants in the case who are registered GM/ECF users win be served by 

the appellate CM/ECF system. 

l further certify that som.e of the partidp~mts. in ·the case are not registered 

CM/ECF ·nsers. I have mailed the foregoing document by Pirst.-Ctass lviail, postage 

prepaid,. o.r have dispatched it to a third party commercial carrier for delivery 

within 3 calendar days to the following non-CM/BCF p~t1icipants; 

Kyle l). Barrett 

Tressler, LLP 

Ste.. 4701 

One Penn Plaza 

New York, NY 1_0119 

Theodore A. Boundas 

Bmmdas Skarzynski Walsh & Black 

LLC 

Ste. 7200 

200 East .Ra1)do.1ph Dr.ive 

Chicago, IL 60601 

Ro~s B. Edwards 

Bates Carey Nicolaides LLP 

Ste. 2400 

191 North Wacker Drive 

Chicago, lL 60606 

Peter F. Lovato 

Bound:as Skarzynski \Valsh & Black 

LLC 

;200 E-ast Randolph Drive~ Suite 7200 

Chica-go, IL 60601 

LeeR. Bogdanoff 

Kiee, Tuc in~ Bogdtmoti & Stern LLP 

1999 Avenue of the Stars 

39th Floor 

Los Ar;tge es~ CA 90067-6049 

Jvtichael R. Delhagen 

Tressler, LLP · 

Ste. 470-1 

One l,eun Plaza 

New York, NY 1 0119 

Omrnid C. Farashahi 

Bates Carey Nicolaides LLP 

Ste. 2400 

191 North Wacker Drive 

Chi¢a.go, IL 60606 

Damiau J . ?v!artinez, Esq. 

Corbin, Athey &. Ktlartiilez ·tLP 

Stdte 1150 

601 W.est Fifth S1reet 

Los Angeles, CA 90071-2024 

3 
Ira Revic.h 

Charlston . . R. evich & Wollitz. ., LLP 

SuitJ;;~ 1250 

I 925 Century .Park 'East 

Los Atlgeles, CA 90067-2746 

W. Joel Vander Vllet 

Boundas Ska.rlynski \Valsh & Black 

LLC 

200 East Randolph Drive, Suite 7200 

Chicago~ IL 6060 J: 

-~ ,2014 

Diwid Simantob 

Tressler LLP 

S1.tite 450 

190 l Avenue <)f the Stars 

Los Angeles, CA. 90067-6006 

Respectfi.llly submitted, 

THO:tv1AS D. LONG 

NOSSAMAN LLP 

777 S. Figueroa Street ~ 34th Floor 

Los A.ngeles, Calitbnlia 90011 

Tel~phot m: .(213) 612·7800 

Facsimile: {2.13) 612.,.78.01 

Attvrne)-W. for Appellant Federal Deposit 

.lns.ur.ance Carpordtion· ti~ Rf..cfdv.er fi>r 

11ubtAdac /3ank; f~S.B. 

4 
. . . ~ ~ 
(b)(6) .................. . 

(b )(6) ••m• 0 

(b)(6)om• 

1 .Andrew \V. Smith (admitted pro hac vice) 

-•---··· .1---···· ...... .... .. I 

2 Michael T. Skoglund (admitted pro hae vice) 

HHl 1.. . H........ ... I 

Jonathan A. Cipriani (admitted pro hac vice) 

••••••••4 l•m•••••••••••••••••••••••••••••••••••••••••••••• I 

, BATESCAREY LLP 

·· 191 N. \Vacke:r Drive1 Suite 24{)0 

6 Chicago~ IL 60606 

7 Tel: (312) 762-3100/Fmc (312) 762-3200 

8 Frank C. Olah (SB 247843) 

9 !1:.;=====~~-_jl KuN~~DrNsT, P.C. 

10 777 S. Figueroa Street, Suite 2.800 

11 Los Angeles, CA 90017 

Tel: (21 3) 40.6~ ll 00/F ax: (213) 406-11 D 1 

12 Attorne.Jlsfilr.AXJS Reinsurance Company 

13 

14 

15 

UNITED STATES DISTRICt C(JURT 

CENTRAL DISTRlCT Of CALIFORNIA, WESTERN DIVISION 

16 ARCH INSURANCE COMPANY. ACE 

AiVfilRICAN INSURANCE COMPANY~ . Case No. CV12~06290 GW (FfM) 

17 and AXIS REINSURANCE COMPANY 

18 

1.9 v. 

Pl . . ff' amt1 s ' 

20 r.,ai:c·'I·fAT·~L- 'u ·rE-rRD '' A SC'O'f"f KEvs- t"l. ./ . J;. V'l' ' 3'- 1 ' - ' > . . . . ·- ! • ' 

JOHN OL£NSKI;. S. BLAIR 

21 filtJ~frtJ\l~ki8~!VVk¥~~¥l~R~ ,_2 \VOODWORTH, s(.:QTT VAN DELLEN, ""' RICHARD KOON KENNETH 

23 SHHLLEM. \VILLI AM ROTHlvtAN~ JILL 

JACOBSON, and KEVIN CALLAN, 

24 """""""""""""""""'"'"'"'"'"'"'"""'"'Q~.ft.:!1g~!~l~-~--., ............. ND 25 A. ·Rt:.··r·· ~~. 'J'DD c···(.)'JN'l"E·:··R. { ..,LAli\1S' . .... C . • h . .. 1::'r / \ J. . . . < . " • ~ , ' 

26 

27 

28 

JOINT STIPULATION Olr 

DISJVUSSAI, WITH PREJUDICE 
l IT IS HEREBY STIPULATED AND AGREED by and between Plaintiffs 

2l Arch Insurance Company~ ACE An1eriean Insurance Cornpany and AXIS 

3 Reinsurance Company, and Def~mdants/Counterdaimants Michael \V. Perry~ 

4 Richard Koon, Kenneth SheHern, Scott Va.n Dellen~ \VHHam Rothman, and Federal 

5 Deposit Insurance Corporation (the HFDl(}') as Receiver for IndyMac Bank F.S.B. 

6 and as assignee of ccttai:n claims of Defcndant/Counterclaimant Michael \V. Pe.n-v: ., ' 

7 that: 

8 

9 

1.0 

1 1 

12 

13 

~ the First .Amended Complaint tor lntcrpl6ade.r (Doc. 9); 

• the Counterclaim filed by Michael W. Peny (Doc. 59); 

" the Com1terclairn f1led by Scott Van De!Jcn and \Villiam Rothman (Doc. 

57); ~nd 

§ the Connterclaim$ filed by Richard K<:lon and Kenneth Shell em (Dnc. 53} 

14 are hereby dismissed with prejudic.e pursuant to settlement agreements between the 

15 parties to this action, re~'lllting in the dismissal of this action in its entirety. 

16! 

l IT IS FURTHER STIPUI~ATED AND AGRE,ED that th¢ parties shall bear 

17 their own attorney's fees ~nd .costs incurred in this action. 

18 

19 The parties respectf'lllly request that the Court enter the attached proposed 

20 order of dismissaL 

21 

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2 CVP-OU"u i CW (FFM' ·•··•··•··•··•··•·· .. •··"""'--~·•··•·· .. --··•··•··•····'·····----··-··-··-··-··-··-··-····'•••••••••••• ......... , ....... ---··•••··-··-··~-m-•••••••••'•••••·:; ..•..•.... :~ .... ~ .. .!:!.:::.~.~:. ...... ::1 .• : .•..•.. > •• < ••• : •• :....1 . JOfNT St!P!JLA1'i(JN OF ))fSMtSSAL WlTH .PREJUUICE 
l 

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Dated: 

Dated: ~-----> 20l4 

Dated: __ ..........__,2014 ---

Dated: Jvla.rcl.l:, 28, 2014 

BATESCA.RBY LLP 

Attorneys for AXIS Reinsurance C-DmpCf.ny 

\V ALKER \VlLCOX MATOUSEK L LP 

By: Is/ Tiffany S:. SW.tt;.t;nan-J{u:tes 

Attort1eys for ACE American Insurance 

Comptm}' 

CLYDE&CO. 

By~ /s/ Alec H. Hoyg __ ···------

Atton1eys for Arch in:mrance Company 

CORBlN~ ATHEY & MARTINEZ LLP 

By: /s/.Robe.rt L. Corbin 

.Attorneys for Defendant') 

Scott Van Deflen and William Roth'man 

STEINBRECHER & SP.AN LLP 

By:__ !sf Robert $. ~Pli!:!! 

Attorneys for Defendants 

Richard Koon and Kenneth Shelleni 
1 

Dated: ______ ~20i4 

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6 

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10 

It 

12 

Dated: __ ... -·w·-········~-~ 2014 

COVINGTON & BURLfNG LLP 

By: lsi Dennis fl. Auei'hach 

Attorneys for Defenda:nt .Afichael W. Perry 

NOSSAMAN LLP 

By: /s/ Thoma..~ D. =L=o=n..,.g __ 

Attorneys for Federal Deposit Jn}lUTCmce 

Corporation as Receiver for 1ndyi'14ac Bank 

FS:B. and as Assignee ofCer·tain Claims af 

Dejfmdant/Countetdainwnt t"fichael W 

Perry 

l3 I hereby attest that all other signatories Listed> and on whose behalf the tHing 

14 is submitted~ concur in the filing's content and have authorized the filing. Corbin~ 

15 Athey & .Martinez~ LLP executed this, Stipulation on !vfarch 28} 2014 prior to the 

16 termination date of its law practice. 

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BATESCARBY LLP 

By: lsi Andrew \V. Smith 

.Attomeys. for A.-YIS Reinsurance Company