alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
exhibit101-401kamendment






                                    AMENDMENT NO. 1    WEST BANCORPORATION, INC. EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN  The Plan named above gives the Employer the right to amend it at any time. According to that right, the Plan is amended effective January 1, 2015, as follows:  By striking the  7th paragraph from subparagraph (a) of the EMPLOYER     CONTRIBUTIONS SECTION of Article III and substituting the following:          The Plan provides for an automatic election to have Elective Deferral Contributions         made. The automatic Elective Deferral Contribution shall be Pre-tax Elective Deferral         Contributions and shall be 6% of Compensation. The Participant may affirmatively elect         a different percentage or elect not to make Elective Deferral Contributions, and may elect         to designate all or any portion of his Elective Deferral Contributions as Roth Elective         Deferral Contributions.          The higher automatic deferral percentage shall apply to Eligible Employees with Entry         Dates or Reentry Dates (whichever is applicable) for purposes of Elective Deferral         Contributions that are on or after the effective date of the amendment and all Active         Participants who  were   automatically enrolled under   the  automatic  contribution         arrangement provisions as of the effective date of such amendment.          The automatic Elective Deferral Contribution shall apply to all Active Participants as of         January 1, 2015, who have not elected to make Elective Deferral Contributions of at least         6%  or who are not making Elective Deferral Contributions (have not completed an         Elective Deferral Agreement or elected to defer 0%).  This amendment is made an integral part of the aforesaid Plan and is controlling over the terms of said Plan with respect to the particular items addressed expressly herein. All other provisions of the Plan remain unchanged and controlling.  Unless otherwise stated on any page of this amendment, eligibility for benefits and the amount of any benefits payable to or on behalf of an individual who is an Inactive Participant on the effective date(s) stated above, shall be determined according to the provisions of the aforesaid Plan as in effect on the day before he became an Inactive Participant.  Signing this amendment, the Employer, as plan sponsor, has made the decision to adopt this plan amendment. The Employer is acting in reliance on its own discretion and on the legal and tax advice of its own advisors, and not that of any member of the Principal Financial Group or any representative of a member company of the Principal Financial Group.  Signed this ______________ day of _______________________________________, _______.                                               WEST BANCORPORATION, INC.                                               By ________________________________                                               ___________________________________                                                                Title                                                1
EXHIBIT 31.2



                                  CERTIFICATION

I, Scott Wheeler, certify that:

         1.       I have reviewed this Form 10-K of Monterey Gourmet Foods Inc.;

         2.       Based on my knowledge, this report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to make
the statements made, in light of the circumstances under which such statements
were made, not misleading with respect to the period covered by this report;

         3.       Based on my knowledge, the financial statements, and other
financial information included in this report, fairly present in all material
respects the financial condition, results of operations and cash flows of the
registrant as of, and for, the periods presented in this report;

         4.       The registrant's other certifying officer and I are
responsible for establishing and maintaining disclosure controls and procedures
(as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant
and have:

              (a) Designed such disclosure controls and procedures, or caused
              such disclosure controls and procedures to be designed under our
              supervision, to ensure that material information relating to the
              registrant, including its consolidated subsidiaries, is made known
              to us by others within those entities, particularly during the
              period in which this report is being prepared;

              (b) Evaluated the effectiveness of the registrant's disclosure
              controls and procedures and presented in this report our
              conclusions about the effectiveness of the disclosure controls and
              procedures, as of the end of the period covered by this report
              based on such evaluation; and

              (c) Disclosed in this report any change in the registrant's
              internal control over financial reporting that occurred during the
              registrant's most recent fiscal quarter that has materially
              affected, or is reasonably likely to materially affect, the
              registrant's internal control over financial reporting; and

         5.       The registrant's other certifying officer and I have
disclosed, based on our most recent evaluation of internal control over
financial reporting, to the registrant's auditors and the audit committee of the
registrant's board of directors (or persons performing the equivalent
functions):

              (a) All significant deficiencies and material weaknesses in the
              design or operation of internal control over financial reporting
              which are reasonably likely to adversely affect the registrant's
              ability to record, process, summarize and report financial
              information; and

              (b) Any fraud, whether or not material, that involves management
              or other employees who have a significant role in the registrant's
              internal control over financial reporting.


Date:  March 30, 2006



/s/ SCOTT S. WHEELER
-----------------------
Scott S, Wheeler
Chief Financial Officer
EX-31 Rule 13a-14(d)/15d-14(d) Certification.


  I, Stephen A. Hozie, certify that:

  1.I have reviewed this report on Form 10-K and all reports on Form 10-D
    required to be filed in respect of the period covered by this report on
    Form 10-K of American Home Mortgage Investment Trust 2007-1 (the
    "Exchange Act periodic reports");

  2.Based on my knowledge, the Exchange Act periodic reports, taken as a
    whole, do not contain any untrue statement of a material fact or omit
    to state a material fact necessary to make the statements made, in
    light of the circumstances under which such statements were made, not
    misleading with respect to the period covered by this report;

  3.Based on my knowledge, all of the distribution, servicing and other
    information required to be provided under Form 10-D for the period
    covered by this report is included in the Exchange Act periodic reports;

  4.Based on my knowledge and the servicer compliance statement(s) required
    in this report under Item 1123 of Regulation AB, and except as
    disclosed in the Exchange Act periodic reports, the servicer(s) have
    fulfilled their obligations under the servicing agreement(s) in all
    material respects; and

  5.All of the reports on assessment of compliance with servicing criteria
    for asset-backed securities and their related attestation reports on
    assessment of compliance with servicing criteria for asset-backed
    securities required to be included in this report in accordance with
    Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18
    have been included as an exhibit to this report, except as otherwise
    disclosed in this report.  Any material instances of noncompliance
    described in such reports have been disclosed in this report on Form
    10-K.

    In giving the certifications above, I have reasonably relied on
    information provided to me by American Home Mortgage Servicing, Inc.,
    and by the following unaffiliated parties: Wells Fargo Bank, N.A., and
    Deutsche Bank National Trust Company.

    Dated:   March 27, 2008


    /s/ Stephen A. Hozie
    Signature

    Executive Vice President
    (senior officer in charge of securitization of the depositor)
<TABLE> <S> <C>

<ARTICLE> 9
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-END>                               JUN-30-1998
<CASH>                                         114,678
<INT-BEARING-DEPOSITS>                             102
<FED-FUNDS-SOLD>                                59,800
<TRADING-ASSETS>                                     0
<INVESTMENTS-HELD-FOR-SALE>                    499,018
<INVESTMENTS-CARRYING>                               0
<INVESTMENTS-MARKET>                                 0
<LOANS>                                      1,144,615
<ALLOWANCE>                                     11,643
<TOTAL-ASSETS>                               1,901,078
<DEPOSITS>                                   1,588,012
<SHORT-TERM>                                   179,386
<LIABILITIES-OTHER>                              5,267
<LONG-TERM>                                          0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                        23,189
<OTHER-SE>                                     105,224
<TOTAL-LIABILITIES-AND-EQUITY>               1,901,078
<INTEREST-LOAN>                                 47,261
<INTEREST-INVEST>                               15,562
<INTEREST-OTHER>                                 3,026
<INTEREST-TOTAL>                                65,849
<INTEREST-DEPOSIT>                              23,433
<INTEREST-EXPENSE>                              28,327
<INTEREST-INCOME-NET>                           37,522
<LOAN-LOSSES>                                    1,500
<SECURITIES-GAINS>                                 185
<EXPENSE-OTHER>                                 25,582
<INCOME-PRETAX>                                 10,625
<INCOME-PRE-EXTRAORDINARY>                      10,625
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    10,625
<EPS-PRIMARY>                                     0.46
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<LOANS-NON>                                      1,575
<LOANS-PAST>                                       601
<LOANS-TROUBLED>                                     0
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<ALLOWANCE-OPEN>                                10,335
<CHARGE-OFFS>                                      253
<RECOVERIES>                                        61
<ALLOWANCE-CLOSE>                               11,643
<ALLOWANCE-DOMESTIC>                            11,643
<ALLOWANCE-FOREIGN>                                  0
<ALLOWANCE-UNALLOCATED>                              0
        

</TABLE>
#### Michael J. VAN, Plaintiff-Appellant, v. BAC HOME LOAN SERVICING LP, a subsidiary of Bank of America, N.A. formerly known as Countrywide Home Loans Servicing LP; Fannie Mae, Fnma; Law Offices of Shapiro & Burson, LLP; Professional Foreclosure Corporation of Virginia; Mortgage Electronic Registration Systems Inc.; John M. Ahern, Trustee; All Persons Unknown, Claiming Any Legal or Equitable Right, Title, Estate, Lien, or Interest in the Property Described in the Complaint Adverse to Plaintiffs' Title, or any Cloud on Plaintiffs, Defendants-Appellees.

No. 10-2156.

United States Court of Appeals, Fourth Circuit.

Submitted: Jan. 10, 2011.

Decided: Jan. 27, 2011.

Michael J. Van, Appellant Pro Se. Jenelle Marie Dennis, Ballard Spahr, LLP, Bethesda, Maryland; Constantinos George Panagopoulos, Gary Clifford Tepper, Ballard Spahr, LLP, Washington, D.C.; Peter Grasis, Rathbun & Goldberg, PC, Fairfax, Virginia; Lawrence Steven Emmert, Sykes, Bourdon, Ahern & Levy, PC, Virginia Beach, Virginia, for Appellees.

Before DAVIS, KEENAN, and WYNN, Circuit Judges.

Affirmed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Michael J. Van appeals the district court’s order granting the Defendants’ motions to dismiss, and dismissing Van’s civil complaint. We have reviewed the record and find no reversible error. Accordingly, we affirm for the reasons stated by the district court. *Van v. BAC Home Loan Servicing LP,*No. 4:10-cv-00073-RAJ-TEM (E.D. Va. filed Sept. 23, 2010 & entered Sept. 24, 2010). We dispense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

*AFFIRMED.*
2009-1721.

#### Torrance v. Metz.

In Mandamus and Prohibition. On October 26, 2009, this court found Saint Torrance to be a vexatious litigator under S.Ct.Prac.R. XIV(5)(B). This court further ordered that Torrance was prohibited from continuing or instituting legal proceedings in this court without first obtaining leave. Upon review of the documents filed in this case, the court finds the ease to be without merit. Accordingly,

It is ordered by the court, sua sponte, that the case is dismissed and all pending motions are denied as moot.
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
COMPANY'S CONDENSED CONSOLIDATED BALANCE SHEETS, CONDENSED CONSOLIDATED
STATEMENTS OF OPERATIONS AND CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS.
</LEGEND>
<MULTIPLIER> 1,000

<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          DEC-31-2000
<PERIOD-START>                             JUL-01-2000
<PERIOD-END>                               SEP-30-2000
<CASH>                                          12,244
<SECURITIES>                                     1,599
<RECEIVABLES>                                  218,180
<ALLOWANCES>                                    42,201
<INVENTORY>                                        812
<CURRENT-ASSETS>                               243,317
<PP&E>                                         363,512
<DEPRECIATION>                                  79,991
<TOTAL-ASSETS>                                 723,598
<CURRENT-LIABILITIES>                          422,225
<BONDS>                                        147,699
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                            58
<OTHER-SE>                                     240,417
<TOTAL-LIABILITY-AND-EQUITY>                   723,598
<SALES>                                              0
<TOTAL-REVENUES>                               236,325
<CGS>                                                0
<TOTAL-COSTS>                                  245,760
<OTHER-EXPENSES>                                  (27)
<LOSS-PROVISION>                                 4,258
<INTEREST-EXPENSE>                               6,279
<INCOME-PRETAX>                               (15,610)
<INCOME-TAX>                                       531
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                  (16,141)
<EPS-BASIC>                                      (.28)
<EPS-DILUTED>                                    (.28)


</TABLE>
| Nevada                                      | 0-7246                 | 95-2636730                     |
|---------------------------------------------|------------------------|--------------------------------|
| State or Other Jurisdictionof Incorporation | Commission File Number | IRS EmployerIdentification No. |

|   | [ ] Written communications pursuant to Rule 425 under Securities Act (17 CFR 230.425) |
|--------|---------------------------------------------------------------------------------------|

|   | [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|--------|--------------------------------------------------------------------------------------------|

|   | [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|--------|------------------------------------------------------------------------------------------------------------|

|   | [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
|--------|------------------------------------------------------------------------------------------------------------|

----

| By     | /s/ Richard W. McCullough            |
|--------|--------------------------------------|
|   | Richard W. McCullough                |
|   | Chairman and Chief Executive Officer |
#### ELZINGA & VOLKERS, INC. and Lakin Construction Company, Inc., Plaintiff, and Tower & Tank Corporation, Plaintiff-Intervenor, v. FEDERATED ELECTRIC COOPERATIVE INC. et al., Defendants.

No. S77-57C.

United States District Court, E. D. Missouri, Southeastern Division.

July 16, 1979.

John L. Oliver, Jr., Oliver, Oliver & Jones, P.C., Cape Girardeau, Mo., for plaintiff.

Larry B. Luber, St. Louis, Mo., for defendants.

MEMORANDUM

WANGELIN, District Judge.

This matter is before the Court upon defendant Blount Brothers Corporation’s motion to dismiss plaintiff’s complaint. By order of this Court entered May 8,1979, the motion was treated as a motion for summary judgment, allowing the parties to file supporting or opposing materials.

Nothing has been filed with the Court which would indicate any genuine issue of fact regarding plaintiff’s failure to register as a foreign or domestic corporation and failure to register under the Fictitious Name Act.

Section 351.570 RSMo (1975 Supp.) provides in pertinent part:

> No foreign corporation shall have the right to transact business in this state including business on any federal or state owned property in this state until it shall have procured a certificate of authority so to do from the secretary of state .

Section 351.635 RSMo (1975 Supp.) provides in part:

> [N]o foreign corporation, failing to comply with this chapter, can maintain any suit or action, either legal or equitable, in any of the courts of this state, *862upon any demand, whether arising out of the contract or tort, while the requirements of this chapter have not been complied with.

Clearly, this is a substantive, outcome determinative rule of Missouri state law which must be applied by a federal court having subject matter jurisdiction by virtue of 28 U.S.C. § 1332. *Erie R. Co. v. Tompkins,*304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938); *Ragan v. Merchants Transfer & Warehouse Co.,*337 U.S. 530, 69 S.Ct. 1233, 93 L.Ed. 1520 (1949).

Defendant Blount Brothers Corporation’s motion for summary judgment must be granted.
Exhibit 32.2

 

CERTIFICATION OF CHIEF FINANCIAL OFFICER 

I certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1. the Quarterly Report on Form 10-Q of LabOne, Inc. for the period ending June 30, 2005 (the "Report") fully complies with the requirements of Section 13 (a) or 15 (d) of the Securities Exchange Act of 1934; and

2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of LabOne, Inc.

 

LabOne, Inc.

Date:  August 9, 2005
By  /s/ *John W. McCarty*
Exhibit













July 14, 2020


Re:     Temporary Base Salary Reduction
 
Dear Dilantha:
 
In response to the continuing COVID-19 global pandemic, this letter confirms our agreement regarding a voluntary reduction in Base Salary payable pursuant to the Employment Agreement, dated May 1, 2014, between yourself and ARC Document Solutions, Inc. (“ARC”), as amended (collectively, the “Executive Agreement”) on terms set forth below.  (Terms not otherwise defined in this letter shall have the meanings ascribed to them in the Executive Agreement.)
 
		
	1.
	Effective as of July 5, 2020, Base Salary payable under the Executive Agreement shall be voluntarily reduced by thirty percent (30%) (the “Base Salary Reduction”) until further agreement between the parties to the Executive Agreement (the “Effective Period”).  




		
	2.
	Notwithstanding anything to the contrary contained in this letter, if your employment with ARC is terminated by ARC without Cause or by you for Good Reason during the Effective Period, any severance benefits payment to you under the Executive Agreement shall be calculated based on the amount of Base Salary set forth in Section 3(a) of the Executive Agreement, without taking into account the Base Salary Reduction.  




Except as specifically amended by this letter, the Executive Agreement remains in full force and effect without modification.
 
Please confirm your acknowledgement and agreement with the foregoing by signing where indicated below.
 
            




Very truly yours,
        
ARC Document Solutions, Inc.


/s/ Kumarakulasingam Suriyakumar________
Kumarakulasingam Suriyakumar
Chief Executive Officer


ACKNOWLEDGED AND AGREED:
 
	
	
	 

	/s/ Dilantha Wijesuriya               

	By: Dilantha Wijesuriya








12657 Alcosta Blvd., Suite 200     San Ramon, CA 94583     925-949-5100     www.e-arc.com
CERTIFICATIONI, Terrance J. Lillis, certify that: 1. I have reviewed this report on Form 10-K and all reports on Form 10-D requiredto be filed in respect of the period covered by this report on Form 10-K of PrincipalLife Income Fundings Trust 29 (the “Exchange Act periodic reports”);  2. Based on my knowledge, the Exchange Act periodic reports, taken as whole, donot contain any untrue statement of a material fact or omit to state a material factnecessary to make the statements made, in light of the circumstances under which suchstatements were made, not misleading with respect to the period covered by this report;  3. Based on my knowledge, all of the distribution, servicing and other informationrequired to be provided under Form 10-D for the period covered by this report isincluded in the Exchange Act periodic reports;  4. Based on my knowledge and the servicer compliance statement(s) required in thisreport under Item 1123 of Regulation AB, and except as disclosed in the Exchange Actperiodic reports, the servicer has fulfilled its obligations under the servicingagreement(s) in all material respects; and  5. All of the reports on assessment of compliance with servicing criteria forasset-backed securities and their related attestation reports on assessment ofcompliance with servicing criteria for asset-backed securities required to be includedin this report in accordance with Item 1122 of Regulation AB and Exchange Act Rules13a-18 and 15d-18 have been included as an exhibit to this report, except as otherwisedisclosed in this report. Any material instances of noncompliance described in suchreports have been disclosed in this report on Form 10-K.In giving the certifications above, I have reasonably relied on information provided to me by thefollowing unaffiliated parties: Citibank, N.A. and Bankers Trust Company, N.A.Date: March 27, 2008   /s/ Terrance J. Lillis Terrance J. Lillis  Chief Financial Officer- Retirement and Investor Services