10830 Federal Register / Vol. 66, No. 34 / Tuesday, February 20, 2001 / Rules and Regulations

DEPARTMENT OF TRANSPORTATION

Surface Transportation Board

49 CFR Part 1002

[STB Ex Parte No. 542 (Sub-No. 7)]

Regulations Governing Fees for

Services Performed in Connection

With Licensing and Related Services—

2001 Update

AGENCY: Surface Transportation Board,

DOT.

ACTION: Final rules.

SUMMARY: The Board adopts its 2001

User Fee Update and revises its fee

schedule at this time to recover the costs

associated with the January 2001

Government salary increases.

EFFECTIVE DATE: These rules are effective

March 22, 2001.

FOR FURTHER INFORMATION CONTACT:

David T. Groves, (202) 565–1551, or

Anne Quinlan, (202) 565–1727. [TDD

for the hearing impaired: 1–800–877–

8339.]

SUPPLEMENTARY INFORMATION: The

Board’s regulations in 49 CFR 1002.3

require the Board’s user fee schedule to

be updated annually. The Board’s

regulation at 49 CFR 1002.3(a) provides

that the entire fee schedule or selected

fees can be modified more than once a

year, if necessary. The Board’s fees are

revised based on the cost study formula

set forth at 49 CFR 1002.3(d). Also, in

some previous years, selected fees were

modified to reflect new cost study data

or changes in agency fee policy.

Because Board employees received a

salary increase of 3.81% in January

2001, we are updating our user fees to

recover the increased personnel costs.

With certain exceptions, all fees will be

updated based on our cost formula

contained in 49 CFR 1002.3(d).

The fee increases involved here result

only from the mechanical application of

the update formula in 49 CFR 1002.3(d),

which was adopted through notice and

comment procedures in Regulations

Governing Fees for Services—1987

Update, 4 I.C.C.2d 137 (1987). In

addition, no new fees are being

proposed in this proceeding. Therefore,

we find that notice and comment are

unnecessary for this proceeding. See

Regulations Governing Fees For

Services—1990 Update, 7 I.C.C.2d 3

(1990); Regulations Governing Fees For

Services—1991 Update, 8 I.C.C.2d 13

(1991); and Regulations Governing Fees

For Services—1993 Update, 9 I.C.C.2d

855 (1993).

We conclude that the fee changes

adopted here will not have a significant

economic impact on a substantial

number of small entities because the

Board’s regulations provide for waiver

of filing fees for those entities that can

make the required showing of financial

hardship.

Additional information is contained

in the Board’s decision. To obtain a

copy of the full decision, write, call, or

pick up in person from Da-to-Da Office

Solutions, Suite 405, Surface

Transportation Board, 1925 K Street,

NW., Washington, DC 20423–0001.

Telephone: (202) 466–5530. (Assistance

for the hearing impaired is available

through TDD services 1–800–877–8339.)

List of Subjects in 49 CFR Part 1002

Administrative practice and

procedure, Common carriers, Freedom

of information, User fees.

Decided: February 12, 2001.

By the Board, Chairman Morgan, Vice

Chairman Clyburn, and Commissioner

Burkes.

Vernon A. Williams,

Secretary.

For the reasons set forth in the

preamble, title 49, chapter X, part 1002,

of the Code of Federal Regulations is

amended as follows:

PART 1002—FEES

1. The authority citation for part 1002

continues to read as follows:

Authority: 5 U.S.C. 552(a)(4)(A) and 553;

31 U.S.C. 9701 and 49 U.S.C. 721(a).

2. Section 1002.1 is amended by

revising paragraphs (b), (c), and (e)(1)

and the table in paragraph (f)(6) to read

as follows:

§ 1002.1 Fees for record search, review,

copying, certification, and related services.

* * * * *

(b) Service involved in examination of

tariffs or schedules for preparation of

certified copies of tariffs or schedules or

extracts therefrom at the rate of $29.00

per hour.

(c) Service involved in checking

records to be certified to determine

authenticity, including clerical work,

etc., incidental thereto, at the rate of

$20.00 per hour.

* * * * *

(e) * * *

(1) A fee of $51.00 per hour for

professional staff time will be charged

when it is required to fulfill a request

for ADP data.

* * * * *

(f) * * *

(6) * * *

Grade Rate

GS–1 ................................................. $8.52

GS–2 ................................................. 9.28

GS–3 ................................................. 10.46

GS–4 ................................................. 11.74

GS–5 ................................................. 13.14

GS–6 ................................................. 14.64

GS–7 ................................................. 16.27

GS–8 ................................................. 18.02

GS–9 ................................................. 19.90

GS–10 ............................................... 21.92

GS–11 ............................................... 24.08

GS–12 ............................................... 28.87

GS–13 ............................................... 34.33

GS–14 ............................................... 40.56

GS–15 and over ............................... 47.71

* * * * *

3. In § 1002.2, paragraph (f) is revised

as follows:

§ 1002.2 Filing fees.

(a) * * *

(f) Schedule of filing fees.

Federal Register / Vol. 66, No. 34 / Tuesday, February 20, 2001 / Rules and Regulations 10831

Type of proceeding Fee

Part I: Non-Rail Applications or Proceedings to Enter Upon a Particular Financial Transaction or Joint Arrangement:

(1) An application for the pooling or division of traffic ................................................................................................................. $3,000

(2) An application involving the purchase, lease, consolidation, merger, or acquisition of control of a motor carrier of passengers under 49 U.S.C. 14303 ............................................................................................................................................... 1,400

(3) An application for approval of a non-rail rate association agreement. 49 U.S.C. 13703 ...................................................... 19,100

(4) An application for approval of an amendment to a non-rail rate association agreement:

(i) Significant amendment ............................................................................................................................................................. 3,200

(ii) Minor amendment ................................................................................................................................................................... 70

(5) An application for temporary authority to operate a motor carrier of passengers. 49 U.S.C. 14303(i) ................................. 300

(6) A notice of exemption for transaction within a motor passenger corporate family that does not result in adverse changes

in service levels, significant operational changes, or a change in the competitive balance with motor passenger carriers

outside the corporate family ..................................................................................................................................................... 1,200

(7)–(10) [Reserved]

Part II: Rail Licensing Proceedings other than Abandonment or Discontinuance Proceedings:

(11)(i) An application for a certificate authorizing the extension, acquisition, or operation of lines of railroad. 49 U.S.C.

10901 ........................................................................................................................................................................................ 5,000

(ii) Notice of exemption under 49 CFR 1150.31–1150.35 ........................................................................................................... 1,300

(iii) Petition for exemption under 49 U.S.C. 10502 ...................................................................................................................... 8,700

(12)(i) An application involving the construction of a rail line ...................................................................................................... 51,500

(ii) A notice of exemption involving construction of a rail line under 49 CFR 1150.36 ............................................................... 1,300

(iii) A petition for exemption under 49 U.S.C. 10502 involving construction of a rail line ........................................................... 51,500

(13) A Feeder Line Development Program application filed under 49 U.S.C. 10907(b)(1)(A)(i) or 10907(b)(1)(A)(ii) ............... 2,600

(14)(i) An application of a class II or class III carrier to acquire an extended or additional rail line under 49 U.S.C. 10902 .... 4,300

(ii) Notice of exemption under 49 CFR 1150.41–1150.45 ........................................................................................................... 1,300

(iii) Petition for exemption under 49 U.S.C. 10502 relating to an exemption from the provisions of 49 U.S.C. 10902 ............. 4,600

(15) A notice of a modified certificate of public convenience and necessity under 49 CFR 1150.21–1150.24 ......................... 1,200

(16)–(20) [Reserved]

Part III: Rail Abandonment or Discontinuance of Transportation Services Proceedings:

(21)(i) An application for authority to abandon all or a portion of a line of railroad or discontinue operation thereof filed by a

railroad (except applications filed by Consolidated Rail Corporation pursuant to the Northeast Rail Service Act [Subtitle E

of Title XI of Pub. L. 97–35], bankrupt railroads, or exempt abandonments) .......................................................................... 15,300

(ii) Notice of an exempt abandonment or discontinuance under 49 CFR 1152.50 ..................................................................... 2,600

(iii) A petition for exemption under 49 U.S.C. 10502 ................................................................................................................... 4,400

(22) An application for authority to abandon all or a portion of a line of a railroad or operation thereof filed by Consolidated

Rail Corporation pursuant to Northeast Rail Service Act ......................................................................................................... 300

(23) Abandonments filed by bankrupt railroads ........................................................................................................................... 1,300

(24) A request for waiver of filing requirements for abandonment application proceedings ....................................................... 1,200

(25) An offer of financial assistance under 49 U.S.C. 10904 relating to the purchase of or subsidy for a rail line proposed

for abandonment ....................................................................................................................................................................... 1,000

(26) A request to set terms and conditions for the sale of or subsidy for a rail line proposed to be abandoned ...................... 15,600

(27) A request for a trail use condition in an abandonment proceeding under 16 U.S.C.1247(d) ............................................. 150

(28)–(35) [Reserved]

Part IV: Rail Applications to Enter Upon a Particular Financial Transaction or Joint Arrangement:

(36) An application for use of terminal facilities or other applications under 49 U.S.C. 11102 .................................................. 13,100

(37) An application for the pooling or division of traffic. 49 U.S.C. 11322 .................................................................................. 7,100

(38) An application for two or more carriers to consolidate or merge their properties or franchises (or a part thereof) into

one corporation for ownership, management, and operation of the properties previously in separate ownership. 49 U.S.C.

11324:

(i) Major transaction ...................................................................................................................................................................... 1,030,000

(ii) Significant transaction ............................................................................................................................................................. 206,000

(iii) Minor transaction .................................................................................................................................................................... 5,500

(iv) Notice of an exempt transaction under 49 CFR 1180.2(d) ................................................................................................... 1,200

(v) Responsive application ........................................................................................................................................................... 5,500

(vi) Petition for exemption under 49 U.S.C. 10502 ...................................................................................................................... 6,500

(39) An application of a non-carrier to acquire control of two or more carriers through ownership of stock or otherwise. 49

U.S.C. 11324:

(i) Major transaction ...................................................................................................................................................................... 1,030,000

(ii) Significant transaction ............................................................................................................................................................. 206,000

(iii) Minor transaction .................................................................................................................................................................... 5,500

(iv) A notice of an exempt transaction under 49 CFR 1180.2(d) ................................................................................................ 950

(v) Responsive application ........................................................................................................................................................... 5,500

(vi) Petition for exemption under 49 U.S.C. 10502 ...................................................................................................................... 6,500

(40) An application to acquire trackage rights over, joint ownership in, or joint use of any railroad lines owned and operated

by any other carrier and terminals incidental thereto. 49 U.S.C. 11324:

(i) Major transaction ...................................................................................................................................................................... 1,030,000

(ii) Significant transaction ............................................................................................................................................................. 206,000

(iii) Minor transaction .................................................................................................................................................................... 5,500

(iv) Notice of an exempt transaction under 49 CFR 1180.2(d) ................................................................................................... 850

(v) Responsive application ........................................................................................................................................................... 5,500

(vi) Petition for exemption under 49 U.S.C. 10502 ...................................................................................................................... 6,500

(41) An application of a carrier or carriers to purchase, lease, or contract to operate the properties of another, or to acquire

control of another by purchase of stock or otherwise. 49 U.S.C. 11324:

(i) Major transaction ...................................................................................................................................................................... 1,030,000

(ii) Significant transaction ............................................................................................................................................................. 206,000

10832 Federal Register / Vol. 66, No. 34 / Tuesday, February 20, 2001 / Rules and Regulations

Type of proceeding Fee

(iii) Minor transaction .................................................................................................................................................................... 5,500

(iv) Notice of an exempt transaction under 49 CFR 1180.2(d) ................................................................................................... 1,000

(v) Responsive application ........................................................................................................................................................... 5,500

(vi) Petition for exemption under 49 U.S.C. 10502 ...................................................................................................................... 4,600

(42) Notice of a joint project involving relocation of a rail line under 49 CFR 1180.2(d)(5) ....................................................... 1,700

(43) An application for approval of a rail rate association agreement. 49 U.S.C. 10706 ........................................................... 48,200

(44) An application for approval of an amendment to a rail rate association agreement. 49 U.S.C. 10706:

(i) Significant amendment ............................................................................................................................................................. 8,900

(ii) Minor amendment ................................................................................................................................................................... 70

(45) An application for authority to hold a position as officer or director under 49 U.S.C. 11328 .............................................. 500

(46) A petition for exemption under 49 U.S.C. 10502 (other than a rulemaking) filed by rail carrier not otherwise covered .... 5,500

(47) National Railroad Passenger Corporation (Amtrak) conveyance proceeding under 45 U.S.C. 562 ................................... 150

(48) National Railroad Passenger Corporation (Amtrak) compensation proceeding under Section 402(a) of the Rail Passenger Service Act .................................................................................................................................................................... 150

(49)–(55) [Reserved]

Part V: Formal Proceedings:

(56) A formal complaint alleging unlawful rates or practices of carriers:

(i) A formal complaint filed under the coal rate guidelines (Stand-Alone Cost Methodology) alleging unlawful rates and/or

practices of rail carriers under 49 U.S.C. 10704(c)(1) ............................................................................................................. 57,500

(ii) All other formal complaints (except competitive access complaints ...................................................................................... 5,700

(iii) Competitive access complaints .............................................................................................................................................. 150

(57) A complaint seeking or a petition requesting institution of an investigation seeking the prescription or division of joint

rates or charges. 49 U.S.C. 10705 ........................................................................................................................................... 5,800

(58) A petition for declaratory order:

(i) A petition for declaratory order involving a dispute over an existing rate or practice which is comparable to a complaint

proceeding ................................................................................................................................................................................ 1,000

(ii) All other petitions for declaratory order ................................................................................................................................... 1,400

(59) An application for shipper antitrust immunity. 49 U.S.C. 10706(a)(5)(A) ............................................................................. 4,900

(60) Labor arbitration proceedings ............................................................................................................................................... 150

(61) Appeals to a Surface Transportation Board decision and petitions to revoke an exemption pursuant to 49 U.S.C.

10502(d) .................................................................................................................................................................................... 150

(62) Motor carrier undercharge proceedings ............................................................................................................................... 150

(63)–(75) [Reserved]

Part VI: Informal Proceedings:

(76) An application for authority to establish released value rates or ratings for motor carriers and freight forwarders of

household goods under 49 U.S.C. 14706 ................................................................................................................................ 850

(77) An application for special permission for short notice or the waiver of other tariff publishing requirements ...................... 90

(78) (i) The filing of tariffs, including supplements, or contract summaries (per page) ($17 minimum charge) ......................... 1

(ii) Tariffs transmitted by fax (per page) ....................................................................................................................................... 1

(79) Special docket applications from rail and water carriers:

(i) Applications involving $25,000 or less ..................................................................................................................................... 50

(ii) Applications involving over $25,000 ........................................................................................................................................ 100

(80) Informal complaint about rail rate applications 400

(81) Tariff reconciliation petitions from motor common carriers:.

(i) Petitions involving $25,000 or less .......................................................................................................................................... 50

(ii) Petitions involving over $25,000 ............................................................................................................................................. 100

(82) Request for a determination of the applicability or reasonableness of motor carrier rates under 49 U.S.C. 13710(a)(2)

and (3) ....................................................................................................................................................................................... 150

(83) Filing of documents for recordation. 49 U.S.C. 11301 and 49 CFR 1177.3(c). (per document) ......................................... 28

(84) Informal opinions about rate applications (all modes) .......................................................................................................... 150

(85) A railroad accounting interpretation ...................................................................................................................................... 750

(86) An operational interpretation ................................................................................................................................................. 1,000

(87) Arbitration of Certain Disputes Subject to the Statutory Jurisdiction of the Surface Transportation Board under 49 CFR

1108:

(i) Complaint ................................................................................................................................................................................. 75

(ii) Answer (per defendant), Unless Declining to Submit ............................................................................................................. 75

(iii) Third Party Complaint ............................................................................................................................................................. 75

(iv) Third Party Answer (per defendant), Unless Declining to Any Arbitration ............................................................................ 75

(v) Appeals of Arbitration Decisions or Petitions to Modify or Vacate an Arbitration Award ...................................................... 150

(88)–(95) [Reserved]

Part VII: Services:

(96) Messenger delivery of decision to a railroad carrier’s Washington, DC, agent (per delivery) ............................................ 22

(97) Request for service or pleading list for (per list) .................................................................................................................. 16

(98)(i) Processing the paperwork related to a request for the Carload Waybill Sample to be used in a Surface Transportation Board or State proceeding that does not require a FEDERAL REGISTER notice ............................................................. 200

(ii) Processing the paperwork related to a request for Carload Waybill Sample to be used for reasons other than a Surface

Transportation Board or State proceeding that requires a FEDERAL REGISTER notice ............................................................ 450

(99)(i) Application fee for the Surface Transportation Board’s Practitioners’ Exam .................................................................... 100

(ii) Practitioners’ Exam Information Package ............................................................................................................................... 25

(100) Uniform Railroad Costing System (URCS) software and information:

(i) Initial PC version URCS Phase III software program and manual ......................................................................................... 50

(ii) Updated URCS PC version Phase III cost file, if computer disk provided by requestor ....................................................... 10

(iii) Updated URCS PC version Phase III cost file, if computer disk provided by the Board ...................................................... 20

(iv) Public requests for Source Codes to the PC version URCS Phase III ................................................................................. 500

Federal Register / Vol. 66, No. 34 / Tuesday, February 20, 2001 / Rules and Regulations 10833

Type of proceeding Fee

(v) PC version or mainframe version URCS Phase II ................................................................................................................. 400

(vi) PC version or mainframe version Updated Phase II databases ........................................................................................... 50

(vii) Public requests for Source Codes to PC version URCS Phase II ....................................................................................... 1,500

(101) Carload Waybill Sample data on recordable compact disk (R–CD):

(i) Requests for Public Use File on R–CD—First Year ................................................................................................................ 450

(ii) Requests for Public Use File on R–CD Each Additional Year ............................................................................................... 150

(iii) Waybill—Surface Transportation Board or State proceedings on R–CD—First Year ........................................................... 650

(iv) Waybill—Surface Transportation Board or State proceedings on R–CD—Second Year on same R–CD ........................... 450

(v) Waybill—Surface Transportation Board of State proceeding on R–CD—Second Year on different R–CD .......................... 500

(vi) User Guide for latest available Carload Waybill Sample ....................................................................................................... 50

* * * * *

[FR Doc. 01–4025 Filed 2–16–01; 8:45 am]

BILLING CODE 4915–00–P