alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.2


ASSURED
GUARANTY LTD.


DESCRIPTION
OF EXECUTIVE OFFICER CASH COMPENSATION


Set forth below are the 2005 annual salary and bonus
of the Chief Executive Officer and each of the four most highly compensated
Executive Officers. The salary of each Executive Officer listed below are
unchanged for 2006.


Dominic J. Frederico


President and Chief Executive
Officer, Assured Guaranty Ltd.


	
  Salary

  	
   

  	
  Bonus

  	
   

  
	
  $       700,000

  	
   

  	
  $

  	
  2,000,000

  	
   

  
					



 


Robert B. Mills


Chief Financial Officer, Assured
Guaranty Ltd.


	
  Salary

  	
   

  	
  Bonus

  	
   

  
	
  $       500,000

  	
   

  	
  $

  	
  775,000

  	
   

  
					



 


Michael J. Schozer


President, Assured Guaranty Corp.


	
  Salary

  	
   

  	
  Bonus

  	
   

  
	
  $       375,000

  	
   

  	
  $

  	
  725,000

  	
   

  
					



 


James M. Michener


General Counsel, Assured Guaranty
Ltd.


	
  Salary

  	
   

  	
  Bonus

  	
   

  
	
  $       375,000

  	
   

  	
  $

  	
  600,000

  	
   

  
					



 


Robert A. Bailenson


Chief Accounting Officer, Assured
Guaranty Ltd.


	
  Salary

  	
   

  	
  Bonus

  	
   

  
	
  $       300,000

  	
   

  	
  $

  	
  260,000

  	
   

  
					



 









 



Messrs. Frederico, Mills and Michener have employment
agreements with the Company and are entitled to certain perquisites, such as
housing allowance, family travel benefit, car allowance, reimbursement of U.S.
social security and Medicare taxes, financial and tax planning and club
dues.  On August 2, 2006 the Company
agreed to reimburse, on a gross up basis, Mr. Frederico and Mr. Michener for
increased U.S. income taxes related to their Bermuda housing allowances.  The higher taxes are a result of recent
changes in the taxation of U.S. expatriates. 
Mr. Schozer is also a party to an employment agreement with Assured
Guaranty Corp. and is entitled to certain perquisites, such as financial and
tax planning and club dues.


The CEO and other Executive Officers are also
participants in tax qualified and non-qualified defined contribution pension
plans maintained by the Company and its subsidiaries.
**Exhibit 31.1**

 

**CERTIFICATION**

 

I, Rodney P. Cousens, certify that: 

 

1. I have reviewed this report on Form 10-K of Acclaim Entertainment, Inc.; 

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materialfact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly presentin all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (asdefined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have: 

 

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under oursupervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b) Evaluated the effectiveness of theregistrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

(c) Disclosed in this report any changes inthe registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter, that has materially affected, or is reasonably likely to materially affect, the registrant’s internal controlover financial reporting; and 

 

5. The registrant’s othercertifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or personsperforming the equivalent functions): 

 

(a) Allsignificant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financialinformation; and 

 

(b) Any fraud, whether ornot material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
##### 



EXHIBIT 99.2

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

This certification is provided pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, 18 U.S.C. Section 1350, and accompanies the quarterly report on
Form 10-Q (the Form 10-Q) for the quarter ended March 31, 2003 of FirstCity
Financial Corporation (the Company).

I, J. Bryan Baker, the Chief Financial Officer of the Company, certify that, to
my knowledge,:

(i)  the Form 10-Q fully complies with the requirements of Section 13(a) or
15(d), as applicable, of the Securities Exchange Act of 1934; and

(ii)  the information contained in the Form 10-Q fairly presents, in all
material respects, the financial condition and results of operations of the
Company at the dates and for the periods indicated.

| |  |     |                                                              
| |  | --- | -------------------------------------------------------------
| |  | By: | /s/ J. BRYAN BAKER

J. Bryan BakerPrincipal Financial Officer

Dated: May 15, 2003

A signed original of this written statement required by Section 906 has been
provided to the Company and will be retained by the Company and furnished to
the Securities and Exchange Commission or its staff upon request.
[Federal Register Volume 66, Number 30 (Tuesday, February 13, 2001)]
[Notices]
[Page 10030]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-3598]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institutes of Health


National Institute of Allergy and Infectious Diseases; Notice of 
Closed Meeting

    Pursuant to section 10(d) of the Federal Advisory Committee Act, as 
amended (5 U.S.C. Appendix 2), notice is hereby given of the following 
meeting.
    The meeting will be closed to the public in accordance with the 
provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 
U.S.C., as amended. The grant applications and the discussions could 
disclose confidential trade secrets or commercial property such as 
patentable material, and personal information concerning individuals 
associated with the grant applications, the disclosure of which would 
constitute a clearly unwarranted invasion of personal privacy.

    Name of Committee: National Institute of Allergy and Infectious 
Diseases Special Emphasis Panel.
    Date: February 27, 2001.
    Time: 2:15 p.m. to 3:45 p.m.
    Agenda: To review and evaluate grant applications.
    Place: 6700 B Rockledge Drive, Room 223, Bethesda, MD 20892, 
(Telephone Conference Call).
    Contact Person: Nancy B. Saunders, PhD, Scientific Review 
Administrator, Scientific Review Program, Division of Extramural 
Activities, NIAID, NIH, Room 2217, 6700-B Rockledge Drive, MSC 7610, 
Bethesda, MD 20892-7610, 301 496-2550, <a href="/cdn-cgi/l/email-protection#056b7634373573456b6c6d2b626a73"><span class="__cf_email__" data-cfemail="650b1654575513250b0c0d4b020a13">[email protected]</span></a>.
    This notice is being published less than 15 days prior to the 
meeting due to the timing limitations imposed by the review and 
funding cycle.

(Catalogue of Federal Domestic Assistance Program Nos. 93.855, 
Allergy, Immunology, and Transplantation Research; 93.856, 
Microbiology and Infectious Diseases Research, National Institutes 
of Health, HHS)


    Dated: February 6, 2001.
LaVerne Y. Stringfield,
Director, Office of Federal Advisory Committee Policy.
[FR Doc. 01-3598 Filed 2-12-01; 8:45 am]
BILLING CODE 4140-01-M


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<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
This schedule contains summary financial information extracted from the
Form 10-Q for the quarter ended June 30, 1999 and is qualified in its
entirety by reference to such financial statements.
</LEGEND>

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1999
<PERIOD-END>                               JUN-30-1999
<CASH>                                          15,466
<SECURITIES>                                     6,500
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                      4,649
<CURRENT-ASSETS>                                29,053
<PP&E>                                          32,701
<DEPRECIATION>                                  14,095
<TOTAL-ASSETS>                                  52,278
<CURRENT-LIABILITIES>                           22,982
<BONDS>                                         10,282
<PREFERRED-MANDATORY>                            5,040
<PREFERRED>                                          0
<COMMON>                                           522
<OTHER-SE>                                      13,132
<TOTAL-LIABILITY-AND-EQUITY>                    52,278
<SALES>                                          6,688
<TOTAL-REVENUES>                                21,992
<CGS>                                            6,688
<TOTAL-COSTS>                                    6,688
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               1,087
<INCOME-PRETAX>                               (10,232)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                           (10,232)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                  (10,232)
<EPS-BASIC>                                      (.25)
<EPS-DILUTED>                                    (.25)


</TABLE>
The Honorable George Howard, Jr., United States District Judge for the Eastern 1

District of Arkansas.

United States Court of Appeals

FOR THE EIGHTH CIRCUIT

___________

No. 97-4296

___________

William L. Flynt, *

 *

Appellant, *

 * Appeal from the United States

v. * District Court for the

 * Eastern District of Arkansas.

University Hospital of Arkansas, * [UNPUBLISHED]

 *

Appellee. *

___________

 Submitted: January 7, 1998

 Filed: January 12, 1998

___________

Before WOLLMAN, LOKEN, and HANSEN, Circuit Judges.

___________

PER CURIAM.

William L. Flynt appeals the district court&s order granting defendant&s motion 1

to dismiss Flynt&s 42 U.S.C. § 1983 action. Having carefully reviewed the record, we

conclude that the district court correctly determined that the applicable three-year

statute of limitations barred Flynt&s claim arising from events that occurred in 1977 or

1978. See Ketchum v. City of West Memphis, 974 F.2d 81, 82 (8th Cir. 1992)
-2-

(Arkansas&s general personal-injury statute-of-limitations period of three years applies

to § 1983 claims). Accordingly, the judgment is affirmed. See 8th Cir. R. 47A(a).

A true copy.

Attest:

CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
#### The State of Ohio, Appellee, *v.*Fleming, Appellant.

[Cite as *State v. Fleming,*118 Ohio St.3d 265, 2008-Ohio-2543.]

(No. 2007-1648

Submitted April 23, 2008

Decided June 4, 2008.)

{¶ 1} The judgment of the court of appeals is reversed as to the court of appeals’ holding on appellant’s fifth assignment of error below on the authority of *266
      *State v. Cabrales,*118 Ohio St.3d 54, 2008-Ohio-1625, 886 N.E.2d 181. The cause is remanded to the trial court for further proceedings consistent with *State v. Cabrales,*including a determination as to whether the offenses were committed with a separate animus under R.C. 2941.25(B).

Robert L. Tobik, Cuyahoga County Public Defender, and Robert M. Ingersoll, Assistant Public Defender, for appellant.

Moyer, C.J., and Pfeifer, Lundberg Stratton, O’Connor, O’Donnell, Lanzinger, and Cupp, JJ., concur.
----

|   | (i)    | the      accompanying Annual Report on Form 10-K of the Company for the period      ended December 31, 2007 (the “Report”) fully complies with the      requirements of Section 13(a) or Section 15(d), as applicable, of the      Securities Exchange Act of 1934, as amended; and |
|--------|--------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|   |   |                                                                                                                                                                                                                                                                                            |
|   | (ii)   | the      information contained in the Report fairly presents, in all material      respects, the financial condition and results of operations of the      Company.                                                                                                                             |

| Date:      March 31, 2008 | By:    | /s/      Matthew H. Knight                |
|---------------------------|--------|-------------------------------------------|
|                      |   | Matthew      H. Knight                    |
|                      |   | President      and Chief ExecutiveOfficer |
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Lithium Technology Corporation 10-K/A


Exhibit 10.42
 
 ADDENDUM
 
 Agreement of Payment
 
 Between
 
 GAIA Akkumulatorenwerke GmbH, Montaniastrasse 17, 99734 Nordhausen
 Below: Technology company (TU)
 
 And
 
 Tbg Technologie-Beteilingungs-Gesellschaft mbH, Ludwig-Erhard-Platz 1, 53179 Bonn
 Below: TBG
 
 In connection with the Federal Ministry of Economics and Technology (BMWi) and the KfW, the German former Ausgleichsbank program "equity for small technology companies (BTU)", TBG closed on a typical silent partnership contract about DM 3,000,000.00 (EUR 1,533,875.64) between the dates of August 21, 1998 and March 8, 1999 (hereinafter the BTU Contract).
 
 Between November 11, 2009 and November 16, 2009 an agreement was made between the TU and the TBG for payment and interest on total loan amount.
 
 From January 1, 2009 until the date of signing of this agreement the following payments were made:
 
 On November 11, 2009 for the period of November 30, 2009 until March 31, 2009 EUR 36,398.87
 On November 30,2009 for the period of April 1, 2009 until September 30, 2009 EUR 71776.15
 On December 30, 2009 repayment of principal amount EUR 125.000,00
 On June 30, 2010 repayment of principal amount EUR 125.000,00
 
 The remaining Amount due under the claims of TBG as of the date of signing this addendum are as follows:
 
 First Principal amount of EUR 1,243,875.64 silent participation
 Second accrued interest from October 1, 2009 until September 30, 2010 of EUR 134,408.48
 Third Terminal Amount EUR 613,550.27
 Total amount: EUR 1,991,834.39
 
 Having said that the following is agreed:
 
 First TU agrees to make an interest payment in the amount of 134,408.48 EUR no later than December 31, 2010.
 Second § 1 of the abs. (1) is changed due to the previously agreed payment schedule, and not by March 30, 2010 and September 30, 2010 installments as follows:
 
 (1) The nominal amount of installment payments is as follows:
 First Payment on December 30, 2010 EUR 125.000,00
 Second Payment on March 30, 2011 EUR 125.000,00
 Third Payment on June 30, 2011 EUR 125.000,00
 Fourth Payment on September 30, 2011 EUR 125.000,00
 Fifth Payment on December 30, 2012 EUR 125.000,00
 Sixth Payment on March 30, 2012 EUR 125,000.00
 Seventh Payment on June 30, 2012 EUR 125.000,00
 Eighth Payment on September 30, 2012 EUR 125.000,00
 Ninth Payment on December 30, 2012 EUR 125.000,00
 Tenth Payment on March 30, 2013 EUR 125,000.00
 
 (2) The remaining provisions of the BTU contract shall continue unchanged.
EXHIBIT 32

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT BY
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In connection with the Quarterly Report of Eat at Joe's,  Ltd., on Form
10-QSB for the quarter  ending  September 30, 2005 as filed with the  Securities
and Exchange  Commission  on the date hereof (the  "REPORT"),  the  undersigned,
Joseph Fiore,  Chief Executive Officer and Principal  Accounting  Officer of the
Company,  certify, pursuant to 18 U.S.C. ss.1350, as adopted pursuant to ss. 906
of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge and belief:

         1.       The Report fully complies with the  requirements of section 13
                  (a) or 15 (d) of the Securities Exchange Act of 1934; and

         2.       The information  contained in the Report fairly  presents,  in
                  all material respects,  the financial  condition and result of
                  operations of the Company.

Date: November 14, 2005


/s/ Joseph Fiore
Joseph Fiore
CEO, CFO, Chairman, Secretary, Director
(Principal Executive & Accounting Officer)


A signed  original of this written  statement  required by Section 906, or other
document authenticating, acknowledging, or otherwise adopting the signature that
appears in typed form within the  electronic  version of this written  statement
has been  provided  to the  Company  and will be  retained  by the  Company  and
furnished to the Securities and Exchange Commission or its staff upon request.
**EXHIBIT32.2**

 

**CERTIFICATIONPURSUANT TO 18 U.S.C. SECTION 1350,**

**ASADOPTED PURSUANT TO SECTION 906**

**OF THESARBANES-OXLEY ACT OF 2002**

 

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002(subsections (a) and (b) of Section 1350, Chapter 63 of Title 18,United States Code), I, J. Bryan Baker, Chief Financial Officer of FirstCityFinancial Corporation (“registrant”), certify, to the best of my knowledge andbelief, that:

 

(1)          the Quarterly Report of the registrant on Form 10-Qfor the quarter ended March 31, 2010 (“Form 10-Q”) fully complieswith the requirements of Section 13(a) or 15(d), as applicable, ofthe Securities Exchange Act of 1934; and

 

(2)          the information contained in the Form 10-Q fairlypresents, in all material respects, the financial condition and results ofoperations of the registrant as of, and for, the periods presented in the Form 10-Q.

 

 
| Date: May 17, 2010 | /s/ J. Bryan  Baker        |
|-------------------------|----------------------------|
|                    | J. Bryan Baker             |
|                    | *Chief  Financial Officer* |

 

The foregoing certification is being furnished as an exhibit to the Form 10-Qpursuant to Item 601(b)(32) of Regulation S-K and Section 906 of theSarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350,Chapter 63 of Title 18, United States Code) and, accordingly, is not beingfiled as part of the Form 10-Q for purposes of Section 18 of theSecurities Exchange Act of 1934, as amended, and is not incorporated byreference into any filing of the registrant, whether made before or after thedate hereof, regardless of any general incorporation language in such filing.

 

----
<PAGE>

                                  Exhibit 10.26

                         NON-NEGOTIABLE PROMISSORY NOTE


$70,000.00                                              Dated: March 13, 1997


                  FOR VALUE RECEIVED, the undersigned ("Maker") hereby promises
to pay to the order of Jan Wernick ("Lender"), at 524 Longacre Avenue, Woodmere,
NY 11598, upon the earlier of December 31, 1997 or the completion of a public
offering of its common stock, the principal sum of SEVENTY THOUSAND ($70,000.00)
DOLLARS AND 00/100. Interest shall accrue from the date hereof at the rate of
twelve percent per annum (or at the highest rate permitted by law, if lower) on
the unpaid principal balance from time to time outstanding.

                  Payment of the principal of, and interest on, this Note shall
be payable at the aforesaid address in the lawful money of the United States of
America, or at such other place as the holder of this Note shall have designated
to the Maker in writing.

                  Maker waives presentment, protest, demand, and notice of
protest, of demand and of dishonor and of nonpayment of this Note and expressly
agrees that this Note, or any payment hereunder, may be extended from time to
time by Lender without in any way affecting the liability of Maker hereof.

                  This note is not negotiable or assignable by the Lender.

                  This Note will in all respects be governed by and construed in
accordance with the New York Uniform Commercial Code.


                                                ROYAL CANADIAN FOODS CORP.


                                                By: 
                                                   ----------------------------
                                                   Sheldon Golumbia, President
Exhibit 32.1

CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER

PURSUANT TO 18 U.S. C. SECTION
1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Amendment No. 1 to Annual Report of Hudson Holding Corporation,
(the Company) on Form 10-K/A for the period ended March 31, 2009 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Martin C. Cunningham, Chairman of the Board and Chief Executive
Officer of the Company, certify, pursuant to 18 U.S. C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge:

(1) The Report fully complies with the requirements of Section 13 (a) or 15 (d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.



|                    |  |  |  |                              
|------------------- |  |  |  | -----------------------------
|Date: July 29, 2009 |  |  |  | /s/ Martin C. Cunningham     
|                    |  |  |  | Martin C. Cunningham         
|                    |  |  |  | Chairman of the Board        
|                    |  |  |  | and Chief Executive Officer  
|                    |  |  |  | (Principal Executive Officer)