1 

FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION

OFFICE OF ADMINISTRATIVE LAW JUDGES

721 19th ST. SUITE 443

DENVER, CO 80202-2500

TELEPHONE: 303-844-5266 / FAX: 303-844-5268

June 23, 2023 

DECISION AND ORDER 

Appearances: Tyler Nash and Josh Bernstein, U.S. Department of Labor, Office of the Solicitor, 

525 S. Griffin Street, Suite 501, Dallas, TX 75202, for Petitioner 

Donna Vetrano Pryor, Husch Blackwell LLP, 1801 Wewatta Street, Suite 1000, 

Denver, CO 80202, for Respondent 

Before: Judge Simonton 

I. INTRODUCTION

This case is before me upon a petition for assessment of civil penalty filed by the 

Secretary of Labor, acting through the Mine Safety and Health Administration (MSHA), against 

Morton Salt Inc (“Morton Salt” or “Respondent”) pursuant to the Federal Mine Safety and 

Health Act of 1977, 30 U.S.C. § 801 et seq. (“Mine Act”). This docket contains 14 citations and 

orders issued to Morton Salt, seven of which were settled before hearing. The parties presented 

testimony and evidence at a hearing held in Lafayette, Louisiana on January 24-25, 2023, and 

subsequently submitted post-hearing briefs.1

 For the reasons discussed below, I affirm Citation 

No. 9649679 as written, affirm Citations Nos. 9649663 and 9649667 with modifications, and 

vacate the four remaining citations and orders. I assess a total penalty of $12,161.00 for the 

seven citations and orders that were litigated. 

1

 In this decision, the joint stipulations, transcript, Secretary’s exhibits, Respondent’s exhibits, 

Secretary’s post-hearing brief, and the Respondent’s post-hearing brief are abbreviated as “Jt. 

Stip.,” “Tr.,” “Ex. S–#,” “Ex. R–#,” “Sec’y Br.,” and “Resp. Br.,” respectively. Respondent’s 

rebuttal exhibits are abbreviated as “Ex. R-R#”.

SECRETARY OF LABOR,

MINE SAFETY AND HEALTH 

ADMINISTRATION (MSHA),

 Petitioner,

 v. 

MORTON SALT INC, 

 Respondent.

CIVIL PENALTY PROCEEDING

Docket No. CENT 2022-0176 

A.C. No. 16-00970-554937 

Mine: Weeks Island Mine and Mill
2

II. STIPULATIONS OF FACT

1. Respondent is an operator within the meaning of the Mine Act.

2. Morton Salt, Weeks Island Mine and Mill, Mine I.D. No. 16-00970, is subject to the 

jurisdiction of the Federal Mine Safety and Health Act of 1977, 30 U.S.C. § 801 et seq.

3. The Administrative Law Judge has jurisdiction in this matter.

4. The total proposed penalty of $40,786.00 for Docket No. CENT 2020-0176 will not 

affect Respondent’s ability to continue in business.

5. The citations were properly served by a duly authorized representative of the Secretary 

upon an agent of Morton Salt, on the date and place stated therein, and may be admitted 

into evidence for the purpose of establishing its issuance, and not for the truthfulness or 

relevancy of any statements asserted therein.

6. Respondent is engaged in mining activities, and its mining operations affect interstate 

commerce.

7. The parties have settled Citations Nos. 9647379, 9647388, 9649660, 9649668, 9649670, 

9649672, and 9649680.

III. FINDINGS OF FACT AND CONCLUSIONS OF LAW

Morton Salt operates the Weeks Island Mine and Mill, a large underground salt mine 

located near Lafayette, Louisiana. Morton Salt miners descend over one thousand feet

underground to access and extract salt from a subterranean rock formation known as a salt dome. 

Tr. 81. The Weeks Island mine is a “gassy” mine with a history of liberating methane from 

pockets of gas embedded within the salt dome. Tr. 81. MSHA categorizes the Weeks Island 

mine as a Subcategory II-A mine due to its documented history of methane outbursts. Tr. 198; 

see 30 C.F.R. § 57.22003. 

In March of 2022, MSHA personnel arrived at the Weeks Island mine to conduct a 

quarterly safety and health inspection pursuant to 30 U.S.C. § 813(a). The citations and orders

discussed below were among the actions issued during this quarterly inspection. Morton Salt 

contested these citations and orders on June 9, 2022. 

A. Training (Orders Nos. 9649653, 9649654, and 9649655)

Three of the actions at issue in this case involve Morton Salt’s training practices. 

Specifically, these three orders allege that Morton Salt failed to properly train its miners with 

regard to its Femco phone communication system. 
3 

i. Factual Background for Orders Nos. 9649653, 9649654, and 9649655 

Femco phones are a basic means of communication underground in the Weeks Island 

mine. They operate on a separate power supply to ensure that they continue to function even if 

the mine’s primary power supply fails. Ex. R-R1.2

 The phones may be used as a means of twoway communication or as an intercom. The Femco phones at the Weeks Island mine also have 

orange or amber lights installed above them. Mine management uses these lights and the Femco 

intercom feature to warn miners in the case of an emergency. Tr. 119, 489. 

MSHA Inspector Brandon Olivier issued three orders on March 10, 2022, with regard to 

the Femco lights. Inspector Olivier testified that, on that date, he was conducting his inspection 

on the 1500-foot level of the mine while accompanied by miner representative Classie Charles 

and Morton Salt safety specialist Kellie Munger. He noticed an orange light flashing above a 

Femco phone and asked three nearby miners—Larry Welch, Kennedy Tauriac, and Randy 

Jackson, Jr.—if they knew what the flashing light signified. Tr. 201-02. Welch and Tauriac said 

that they did not know. Jackson said that the light signified a dead battery. Tr. 204-05. 

Later, Inspector Olivier encountered miners Kelly Huval and Doug Freeman and asked 

them if they knew the meaning of the flashing Femco light. At hearing, Huval testified that he 

had learned in his new miner training that the flashing light could signify a methane or nonmethane emergency. Tr. 352, 363. Huval noticed the flashing light earlier in his shift and asked 

the more-experienced miner Jackson whether the light signaled an emergency. Jackson told him 

no, that someone on the previous shift had relayed that the flashing light simply indicated a dead 

battery. Huval took Jackson’s word for it and answered Inspector Olivier’s question by saying 

that the flashing Femco light signified a dead battery.3

 Tr. 225. Freeman told Inspector Olivier 

that he did not know the significance of the flashing light. Tr. 225. 

Inspector Olivier then met with several experienced miners. Among the miners, 

Inspector Olivier determined that Wendell Brown, Bryson Ford, and Ryan Lovett did not know 

that a flashing light signified a mine emergency, even though all three miners had just received 

training the previous day. Tr. 230. Brown told Inspector Olivier that the flashing light signified 

a dead battery after learning this from a veteran miner earlier in the day. Tr. 30, 230. Brown 

testified that in all previous evacuation drills, there was always an audible alarm or audible 

direction to evacuate the mine emanating from the Femco phone, repeated over and over again. 

Tr. 41. 

Inspector Olivier withdrew these eight miners from the mine, and Morton Salt 

immediately began retraining the miners on the Femco system to terminate the order. Landon 

Olivier, mine safety trainer, testified that he questioned the cited miners when they came to the 

2

 Ex R-R1 denotes a rebuttal exhibit.

3 Huval also testified that after Inspector Olivier told him that the light did not signify a dead 

battery, Huval was about to tell him it could signify an emergency when his miner’s 

representative jumped in and said that the light signified methane. Inspector Olivier quickly told 

the representative, “No, you can’t tell him.” Huval felt nervous after that and did not offer any 

further comments. Tr. 361-62. 
4 

surface about the meaning of the light and “as a group, it was blurted out, ‘Well, it depends. It’s 

methane, emergency, evacuation. It could mean a number of things.’” Tr. 485. 

At hearing, Morton Salt offered evidence of its training program. Landon Olivier 

testified that Morton Salt trains all of its miners regarding the Femco phones and their role in the 

mine’s emergency protocol. He pointed to the mine’s safety handbook, which expressly outlines 

that the “evacuation alarm” consists of either a “loss of electrical power in conjunction with 

flashing lights and an audible alarm from all Femco phones” or “[f]lashing lights and an audible 

alarm from all Femco phones without a loss of electrical power.” Ex. R-A at 2; Tr. 481-82. 

Landon Olivier verbally reviews this portion of the handbook with all new miners and 

experienced miners, and for refresher training. Tr. 481; see Ex. R-A (video exhibit marked 

Morton 00050). Morton also presents a site-specific video for all miners that explains the Femco 

system and reviews the evacuation procedure: “In the event that it becomes necessary to 

evacuate the mine, there will be an emergency sounding of sirens and the flashing of amber 

lights. Upon hearing and seeing the signal or in the event of a power failure, everyone must 

evacuate the mine immediately.” Ex. R-R1. 

Landon Olivier testified that Morton Salt also provides hands-on training. Training 

officials have a disconnected Femco phone that is used to demonstrate how to use the 

underground communication system. Tr. 477. He said that Morton Salt provides “step-by-step 

hands-on training” in the field when giving mine tours to miners. Tr. 482. 

ii. Fact of Violation (Order No. 9649653) 

Order No. 9649653 alleges a violation of 30 C.F.R. § 48.8(b)(2), which requires in 

relevant part that an operator’s “annual refresher training program for all miners shall include . . . 

instruction on . . . the use of the mine communication systems [and] warning signals.” The order 

describes a violation of section 48.8(b)(2) as follows:

Three miners working in the mine have not received adequate annual refresher 

training on the communication systems. The course shall include instruction on the 

procedures and the use of the mine communication systems, and warning signals. 

Refresher training was last given to these miners in October 2021. The training that 

the miners received on the escape and evacuation plan was inadequate. The mine 

operator was aware of the training requirements. The operator is hereby ordered to 

withdraw the 3 miners from the mine until they have received the required training. 

The Federal Mine Safety and Health Act of 1977 declares that an untrained miner 

is a hazard to himself and to others. 

Pet. for Assessment of Civ. Penalty at 19 (hereinafter “Pet.”). Inspector Olivier found that the 

operator’s inadequate refresher training regarding the Femco phones was reasonably likely to 

produce an injury or illness that could be expected to be fatal. Pet. 19. He designated this order 

as significant and substantial (“S&S”) and moderate negligence. Pet. 19. 

The Secretary acknowledges that Morton Salt provided refresher training, and that the 

training involved information on the Femco phones. This training is well documented. See Ex. 
5

R-A at 5-16. The Secretary argues, however, that the training was inadequate because “it did not 

ensure Larry Welch, Kennedy Tauriac, and Randy Jackson [Jr.] knew the flashing [F]emco lights 

signaled an evacuation.” Sec’y Br. at 15. 

The Secretary’s argument falters for two reasons. First, the Secretary’s finding of 

inadequate training rests entirely upon the inspector’s conversations with miners. According to 

Inspector Olivier, eight of the roughly thirteen miners that he polled failed to identify that 

flashing Femco lights could signal an emergency. This method (an informal polling of miners) is 

not an ironclad way to determine the adequacy of miner training. As Judge Miller notes in a 

similar case, “there is not sufficient evidence for me to determine whether the miners initially 

received adequate training, but simply did not recall the training when asked” days or months 

later by the inspector. Foothill Materials, 35 FMSHRC 495, 499 (Feb. 2013) (ALJ). A miner’s 

response may also be influenced by other factors, such as his subjective feelings toward the 

inspector or toward MSHA in general. For instance, Huval testified that his response to 

Inspector Olivier was affected by the inspector’s admonishment of Huval’s miner representative. 

Tr. 361-62. Answers gleaned from polling miners are “not dispositive” of training adequacy, 

Foothill Materials at 498, and the Secretary has failed to adduce any further evidence or 

testimony to show that Morton Salt’s training was insufficient. 

Second, and more crucially, the Secretary has failed to show by a preponderance of the 

evidence that a flashing Femco light, by itself, signals an emergency. Testimony from 

experienced miners agrees with the mine’s written policy: a mine emergency is signaled by the 

combination of flashing Femco lights and an audible alarm. Tr. 127, 147, 461, 470, 489-90, 543; 

Ex. R-A at 23-24. A flashing Femco light by itself can indicate a dead battery—a fact that 

Inspector Olivier only learned after issuing the three training orders. Tr. 281-82. The inspector 

admitted that there was no actual emergency on the date of inspection. Tr. 278. The orders were 

therefore issued under a false understanding of the Femco lights and their functionality. 

The Secretary argues that miners should recognize the flashing lights, alone, as a signal 

of an emergency because the audible component of the Femco phones has previously failed at 

the Weeks Island mine. See Sec’y Br. at 20; see also Tr. 213-14 (Inspector Olivier’s testimony 

about previous Femco phone failures). This point, while well-taken, seems to find flaw more in 

the mine’s emergency protocol rather than its training protocol. The written procedure at the 

Weeks Island mine is that an emergency is signaled by flashing lights with an audible alarm, and 

the miners were trained on this procedure. See Ex. R-A (video exhibit marked Morton 00050); 

Ex. R-A at 2.4

 If the Secretary finds this emergency procedure to be deficient, she can cite 

Morton Salt under the appropriate standard. See, e.g., 30 C.F.R. §§ 57.4360, 57.11053. But she 

cannot shoehorn a substantive critique of Morton Salt’s emergency procedures into this alleged 

training violation. 

Ultimately, the Secretary bears the burden of proving this alleged training violation by a 

preponderance of the evidence. See RAG Cumberland Resource Corp., 22 FMSHRC 1066, 1070 

(Sep. 2000). The evidence before me shows that Morton Salt provided adequate refresher 

training for the three miners in question. Morton Salt has adduced evidence of its training 

manual which details the Femco phone system and the emergency warning system. The 

4 A printed version of Respondent’s safety handbook is in the record referenced as Ex. R-O.
6 

company has also presented a video showing the training director discussing the emergency 

warning protocol in a training session. Morton Salt’s training plan was submitted to, and 

approved by, MSHA pursuant to 30 C.F.R. § 48.4. See Tr. 508; Ex. R-T. The Secretary has not 

introduced enough evidence to prove that the training was in any way inadequate. The Secretary 

has therefore failed to satisfy her burden of proof, and Order No. 9649653 is VACATED. 

iii. Fact of Violation (Order No. 9649654) 

Order No. 9649654 alleges a violation of 30 C.F.R. § 48.5(b)(3), which requires that 

mine operators provide new miners with training that “shall include instruction on . . . the use of 

the mine communication systems [and] warning signals.” The order describes a violation as 

follows: 

Two miners working in the mine have not received adequate new miner training on 

the communication systems. The course shall include instruction on the procedures 

and the use of the mine communication systems, and warning signals. New Miner 

training was last given to these miners in February 2022. The training that the 

miners received on the escape and evacuation plan was inadequate. The mine 

operator was aware of the training requirements. The operator is hereby ordered to 

withdraw the 2 miners from the mine until they have received the required training. 

The Federal Mine Safety and Health Act of 1977 declares that an untrained miner 

is a hazard to himself and to others. Entering and leaving the mine; transportation; 

communications. 

Pet. 20. Inspector Olivier found a violation of this standard that was reasonably likely to cause a 

fatal injury, and he marked the alleged violation as S&S and moderate negligence. Morton Salt 

terminated the order one day after its issuance by providing “additional training on the Femco, 

Communication and lighting procedures.” Pet. 20. 

 The Secretary again admits that Morton Salt did provide the relevant training. She 

alleges, however, that the training provided was inadequate, “because it did not ensure Doug 

Freeman and Kelly Huval understood that the flashing [F]emco light signaled an evacuation.” 

Sec’y Br. at 16. This argument fails for the same reasons outlined in the section above.5

 The 

claim of inadequate training rests exclusively on polling miners about the flashing Femco light, 

and the Secretary has not proven that a flashing Femco light alone actually signals an emergency. 

In this case, the flashing light signaled a battery or wiring issue. Tr. 281. Meanwhile, the 

Respondent has introduced evidence that Freeman and Huval did receive new miner training on 

the topics of mine communication systems and warning signs. See Ex. R-B. Further, Huval 

testified that he received training on the flashing Femco light and knew that it was part of the 

emergency protocol, but that he did not communicate this information to the inspector for 

contextual reasons. See supra, Section III.A.ii. Aside from the inspector’s informal polling, the 

Secretary has submitted no further evidence showing that the training was inadequate. The 

5

 The facts, analysis, and findings discussed supra in sections III.A.i and III.A.ii are incorporated 

by reference here.
7 

Secretary has failed to show by a preponderance of the evidence that Morton Salt has violated 

section 48.5(b)(3). Accordingly, Order No. 9649654 is VACATED. 

iv. Fact of Violation (Order No. 9649655) 

Order No. 9649655 alleges a violation of 30 C.F.R. § 48.6(b)(4), which requires an 

operator to provide training for experienced miners that “shall include instruction in . . . the use 

of the mine communication systems [and] warning signals.” The order describes a violation as 

follows: 

Three miners working in the mine have not received adequate experienced miner 

training on the communication systems. The course shall include instruction on the 

procedures and the use of the mine communication systems, and warning signals. 

Experienced miner training was last given to these miners in March 2022. The 

training that the miners received on the escape and evacuation plan was inadequate. 

The mine operator was aware of the training requirements. The operator is hereby 

ordered to withdraw the 3 miners from the mine until they have received the 

required training. The Federal Mine Safety and Health Act of 1977 declares that an 

untrained miner is a hazard to himself and to others. 

Pet. 21. Inspector Olivier determined that the violation of this standard was reasonably likely to 

produce an injury that could be expected to be fatal. He marked the order as S&S and moderate 

negligence. Morton Salt terminated the order on the date of issuance by providing the three 

miners with additional training. Pet. 21. 

Once again, the Secretary admits that Morton Salt provided the relevant training but 

claims that the training was inadequate because the miners polled did not know that a flashing 

Femco light signaled an evacuation. Sec’y Br. at 16. And once again, I disagree.6

 The 

Respondent has introduced documentary and testimonial evidence showing that the three miners 

did receive training on mine communication systems and warning signals. See Ex. R-C. 

Wendell Brown acknowledged at hearing that he received these trainings. Tr. 44-48. A miner’s 

remark that, “I think we could have gotten a little bit more training on it,” does not prove that the 

training was inadequate. There is simply more evidence in the record supporting the adequacy of 

the training than showing its inadequacy. I find that the Secretary has again failed to establish a 

violation by the preponderance of the evidence. Order No. 9649655 is VACATED. 

B. Ventilation Doors (Citation No. 9647382) 

On March 16, 2022, MSHA Inspector O’Neal Robertson issued Citation No. 9647382 

alleging a violation of 30 C.F.R. § 57.8531(c), which requires that “[v]entilation doors shall be . . 

. [m]aintained in good condition.” The citation describes a violation as follows: 

6 The facts, analysis, and findings discussed supra in sections III.A.i, III.A.ii, and III.A.iii are 

incorporated by reference here.
8 

The large door to access the #3 shaft station on the 1400’ level was found not fully 

constructed all the way to re-establish normal ventilation to the working places. The 

door when closed allowed air to pass through the cracks. This condition exposes 

miners working in the mining areas to bad air or the lack of. Miners access this 

area as needed.

Pet. 16. Inspector Robertson designated the alleged violation of this standard as non-S&S and 

moderate negligence. He found that the cited conduct was unlikely to cause an injury or illness 

that could cause lost workdays or restricted duty. Pet. 16. 

i. Factual Background 

Inspector Robertson issued the citation after conducting an inspection on the 1400-foot 

level of the Weeks Island mine. During the inspection, Inspector Robertson referenced the mine 

map provided by Morton Salt. Tr. 173. Morton Salt had last updated this mine map on 

December 20, 2021. See Ex. S-5 at 1. The map showed a door near the No. 3 Production Shaft 

that was labelled “D/R.” Ex. S-5 at 1. The map’s legend indicated that “D” signified a “Door 

Airlock” and “R” signified a “Regulator.” Ex. S-5 at 1. These two different types of doors—an 

airlock and a regulator—perform opposite functions. An airlock door is designed to completely 

seal a doorway when closed, and a regulator door is designed to permit some airflow when 

desired. Tr. 419. 

Inspector Robertson examined the door at this location and determined that, contrary to 

the mine map, the door near the No. 3 Production Shaft was not an airlock door. Accordingly, he 

issued Citation No. 9647382. Within two days of this citation’s issuance, Morton Salt terminated 

the action by issuing a new mine map that indicated this door on the map only as “D” and 

changed the legend to indicate that “D” represented a “Door.” Pet. 17; Ex. R-E at 2; Tr. 179-80. 

No physical modifications to the door were required to terminate the citation. Tr. 188. 

Eric Gaudreau, mine engineer, testified that the door in question was installed next to the 

No. 3 shaft, which is on the exhaust side of the mine. Morton Salt installed the door for use as a 

regulator to control air flow through the area. Tr. 419. The door was specifically designed with 

extra slots to allow air to travel through. Tr. 421; see also Ex. S-3 at 1. Gaudreau testified that 

the door was in good condition at the time of inspection and that it has not been physically 

changed or modified after issuance of the citation. Tr. 422. Gaudreau admitted that the door was 

mislabeled as an airlock door on the map. Tr. 420. 

ii. Fact of Violation 

The Secretary argues that the cited standard “requires operators to maintain ventilation 

doors according to their designation within a ventilation plan.” Sec’y Br. at 11. I disagree. 

Section 57.8531 is entitled “Construction and maintenance of ventilation doors.” The text of the 

standard, excepted above, requires in full that: 

Ventilation doors shall be—(a) Substantially constructed; (b) Covered with fireretardant material, if constructed of wood; (c) Maintained in good condition; 
9 

(d) Self-closing, if manually operated; and (e) Equipped with audible or visual 

warning devices, if mechanically operated.

30 C.F.R. § 57.8531. Clearly, this standard governs the physical construction and maintenance 

of mine ventilation doors. Nowhere does the standard reference a ventilation plan or require that 

the door’s construction match the plan’s designation. The standard is not ambiguous, and it 

therefore cannot accommodate the Secretary’s far-reaching interpretation.7

 

The Secretary has alleged a violation of section 57.8531(c) but has failed to introduce any 

evidence that the door was maintained in poor condition. The door was simply mislabeled on the 

mine map. This error has nothing to do with the maintenance of the door. The Secretary has 

therefore failed to prove a violation under the cited standard. Accordingly, Citation No. 9647382 

is VACATED. 

C. Ground Conditions (Citation No. 9649663) 

On March 16, 2022, Inspector Olivier issued Citation No. 9649663, which alleges a 

violation of 30 C.F.R. § 57.3200. The cited standard requires that, “[g]round conditions that 

create a hazard to persons shall be taken down or supported before other work or travel is 

permitted in the affected area” and that, “[u]ntil corrective work is completed, the area shall be 

posted with a warning against entry and, when left unattended, a barrier shall be installed to 

impede unauthorized entry.” 30 C.F.R. § 57.3200. The citation described the violation of the 

standard as follows: 

There was loose ground found along the north rib behind the [E]lectrical equipment 

in 11C. The area had caution tape up with 2 tags identifying the scales. One tag was 

dated January 2021 and the other dated June 2021. It is evident from the footprints 

in the area that the miners were still traveling around the caution tape into the 

hazardous area. This condition exposes miners to serious injuries if the scales were 

to fall while the miners are in the area. Standard 57.3200 was cited 52 times in two 

years at mine 1600970 (52 to the operator, 0 to a contractor). 

Pet. 23. Inspector Olivier found that the cited conduct was reasonably likely to produce an injury 

that could reasonably expected to be fatal. He marked it as S&S and high negligence. 

i. Factual Background

The area in question is adjacent to the MCC, which is a control room containing the 

breakers and power controls for the equipment in the screen plant. Tr. 87. Two miners staff the 

MCC building during each shift. Tr. 87. The MCC is accessed via the mine roadway. Tr. 165. 

Just down the road, the mine had constructed a berm to protect against a steep drop-off. Tr. 139. 

7 To the extent that the Secretary seeks deference for her interpretation of this standard, I find 

that it is not warranted. The text of the standard is not “genuinely ambiguous” and therefore 

does not merit deference. See Kisor v. Wilkie, 139 S.Ct. 2400, 2415 (2019). 
10

Between the berm and the MCC sat a freestanding transformer box and a wooden storage box. 

Tr. 139, 245. 

Inspector Olivier testified that he observed “loose ground”8 on the wall behind the 

transformer and the wooden storage box. Tr. 239. He documented a 20’x20’ slab of salt that 

had separated from the wall. Tr. 243, 309; Ex. S-10. At least two sides of the slab were “not 

intact.” Tr. 309. Inspector Olivier testified that, in general, scale needs to be taken down when it 

is broken or cracked on more than one side because the cracking could impact its stability. Tr. 

241. According to Inspector Olivier, certain conditions such as the looseness of the material 

might contribute to a scale falling, but such events are often unpredictable. Tr. 241.

Inspector Olivier also testified that the area near this scale was not fully barricaded and 

had been recently accessed by miners. About “half” of the area between the berm and the MCC 

was taped off, according to Inspector Olivier. Tr. 239. The other half remained unbarricaded. 

Tr. 239. During his inspection, Inspector Olivier encountered footprints leading from the 

roadway to the area behind the MCC, near a table and storage box. Tr. 244. He also 

documented evidence showing that a miner had recently urinated in the area near the storage 

box. Tr. 249; Ex. S-12. Inspector Olivier testified that the urine mark was “pretty much right 

under where the scales was located.” Tr. 249-50. He opined that if the scale had fallen, the area 

marked by footprints and urine would have been within the “zone of danger” presented by the 

ground conditions. Tr. 252. Further, he testified that the transformer box was roughly 15 feet 

from the edge of the scale and also fell within the zone of danger. Tr. 252. 

Lee Franks, the mine’s safety supervisor, testified that the area had been barricaded due 

to the presence of scale dating back to January 2021. Tr. 95-96. Franks identified two separate 

“substantial scales” in the area. Tr. 95. Franks described the scale closer to the MCC building as

a “substantial bulge” with a “crack on one side of the scale.” Tr. 96. He said “[t]here was no 

crack on top of the other side” of this first scale. Tr. 96. The second scale was located closer to 

the berm. Tr. 95. 

According to Franks, Morton Salt identified the “potential scales” at least fourteen 

months before the citation was written. Tr. 96. Morton Salt did not descale the area immediately 

due to the presence of the transformer. The company’s electricians did not typically work on this 

transformer, and so Morton Salt needed to hire outside contractors to move the transformer 

before the descaling work could be done. Tr. 96. Franks testified that during the COVID-19 

pandemic, it became very difficult to get an outside contractor to perform the necessary work. 

So, Franks testified, Morton Salt decided to close off the area until the contract work could be 

procured. Tr. 96-101. Morton Salt used “red danger tape” to effectuate the closure and hung a 

tag indicating the “actual hazard” in the area. Tr. 101, 158. The tape ran from the berm area to a 

small table between the berm and the MCC. Tr. 160; ex. R-R2. Franks testified that roughly 8

to 10 feet of area remained unbarricaded because it was “easiest” to secure the end of the tape to 

the table. Tr. 159-160. 

8 The court reporter erroneously transcribed this phrase as “lose ground.” Tr. 239.
11 

Franks accompanied Inspector Olivier as he inspected the scales. Tr. 86. He witnessed 

the footprints and the urine mark documented during the inspection. Tr. 109, 137. Franks 

testified that the urine mark was approximately 40-45 feet from the scale closest to the berm and 

25 feet from the scale closest to the MCC. Tr. 140-41. He also testified that no miner should 

need to access the transformer or anything else in the area unless there was a major electrical 

issue with the “whole mine power,” because “any electrical work they would have done to get 

anything in the screen plant running again would have been done in the MCC.” Tr. 146. 

 Franks also described the subsequent descaling efforts in the area. In order to terminate 

Citation No. 9649663, Morton Salt removed the transformer from the area so that the scales

could be addressed. Tr. 144. Franks testified that the scale closest to the MCC was “bar tight,” 

meaning that no material was loosened from the wall when he tried to pry it off with a 6-foot or 

12-foot scaling bar. Tr. 143; see also Tr. 133. Franks and his team had to scrape the material off 

with a mechanical scaler. Tr. 145. According to Franks, descaling resulted in about “two, two 

and a half buckets” of salt being loosened from the wall. Tr. 144. 

ii. Fact of Violation

 In order to prove a ground control violation, the Secretary must prove by a preponderance 

of the evidence (1) that a ground control hazard existed and (2) that the operator failed to address 

the hazard by taking it down, supporting it, or posting it against entry and barricading it while 

unattended. See 30 C.F.R. §57.3200. I find that the Secretary has successfully made such a 

showing here. 

First, I find that the Secretary has shown the existence of a hazard. Inspector Olivier 

testified that he encountered a 20’x20’ slab of scale that was separating from the wall on at least 

two sides.9

 Tr. 243, 309; Ex. S-10. This is supported by photographic evidence. Ex. S-13. In 

Inspector Olivier’s professional opinion, scale that is separating or cracked on more than one 

side presents a hazard and should be removed. Tr. 241. Inspector Olivier further testified that 

blasting, which takes place three to five times a week, could shake rock loose and thus contribute 

to the hazard. Tr. 241-42. Inspector Olivier has conducted over 500 inspections, including over 

50 at the Weeks Island mine, during his 13 years as an inspector with MSHA. Tr. 195-97. 

Before joining MSHA, he worked in production at another underground salt mine. Tr. 195. An 

experienced MSHA inspector’s opinion that a hazard exists is entitled to substantial weight. Buck 

Creek Coal Inc. v. MSHA, 52 F.3d 133, 135 (7th Cir. 1999); Harland Cumberland Coal Co., 20 

FMSHRC 1275, 1278-79 (Dec. 1998). Accordingly, I credit Inspector Olivier’s testimony. 

Morton Salt argues that no hazard existed because there was no loose rock, as evidenced 

by Lee Franks’ testimony that the scale was “bar tight.” Resp. Br. at 43. While I find Franks’ 

testimony to be largely credible, I do not believe an operator’s plain statement that the material 

was “bar tight” can defeat the inspector’s hazard determination. Franks admitted that “there 

[were] two scales that[] I would consider substantial scales.” Tr. 95. Morton Salt’s own training 

9

 Franks testified that the scale was only cracked on one side. Tr. 96. The photographic 

evidence tends to support the inspector’s contention that the scale was separating from the wall 

on at least two sides. Ex. S-13. I credit the inspector’s testimony on this point. 
12 

materials recognize that the “inability to predict when they may fall makes scales one of the most 

serious hazards in mining.” Ex. S-41 at 7. This comports with Inspector Olivier’s testimony 

regarding the unpredictability of scales in a salt mine. Tr. 241. Given the presence of scales and 

the unpredictable nature of salt scales, it is possible for a hazard to exist even when the operator 

alleges the scale was “bar tight.” 

The inspector relied on objective indicators of looseness (the number of cracked sides) 

and documented the hazard to the extent possible. In my analysis, I have considered the “visible 

fractures” and the “operating experience of the mine” to determine whether the ground 

conditions are hazardous. Asarco, Inc., 14 FMSHRC 941, 952 (June 1992). This mine has been 

cited 52 times in two years for hazardous ground conditions, and the scale here was fractured in 

two places which, in the inspector’s experience, was unsafe. I therefore find that the ground 

conditions were indeed hazardous. 

Second, I find that Morton Salt failed to install a sufficient barrier to impede 

unauthorized entry to the hazardous area. It is undisputed that Morton Salt failed to barricade at 

least 8-10 feet of the area and that miners were traveling in the area. A miner could (and at least 

one miner did) freely walk into the section of the mine that featured hazardous ground 

conditions. Therefore, the second prong of the test has been met. Citation No. 9649663 is 

AFFIRMED as modified below. 

iii. Gravity and S&S 

Inspector Olivier determined that the mine’s failure to barricade the hazardous condition 

was reasonably likely to cause an injury, and that the injury could be expected to be fatal. He 

marked the citation as S&S. 

I affirm the finding that the expected injury would be fatal. Inspector Olivier testified 

that the scale was comprised of a 20’x20’ slab of rock. Lee Franks testified that two and a half 

buckets worth of material fell when the area was descaled. Miners had been traveling in the zone 

of danger in the event that the scale fell, according to Inspector Olivier. If multiple buckets of 

salt fell on an individual, the anticipated injury is reasonably categorized as fatal. 

However, I disclaim the inspector’s likelihood finding. There are too many factors 

showing the remoteness of the possible injury. Miners did not regularly access the area for their 

work. Tr. 146. Some of the area was barricaded, making miner ingress less likely. Tr. 100. 

Although at least one miner chose to relieve himself in this area, there was a portable toilet 

nearby that could have been used instead. Tr. 146, 165. According to Franks’ testimony, the 

scaled salt needed to be loosened by a mechanical scaler. Tr. 144. In view of all of this 

evidence, I find that a fatal or even serious injury was unlikely. 

In order to establish that a violation of a mandatory safety standard is S&S, the Secretary 

of Labor must prove: (1) the underlying violation of a mandatory safety standard; (2) the 

violation was reasonably likely to cause the occurrence of the discrete safety hazard against 

which the standard is directed; (3) the occurrence of that hazard would be reasonably likely to 

cause an injury; and (4) there would be a reasonable likelihood that the injury in question would 
13 

be of a reasonably serious nature. Peabody Midwest Mining, LLC, 42 FMSHRC 379, 383 (June 

2020). The Commission has explained that “the proper focus of the second step of the [S&S]

test [is] the likelihood of the occurrence of the hazard the cited standard is designed to prevent.” 

Newtown Energy, Inc., 38 FMSHRC 2033, 2037 n.8 (Aug. 2016). 

The Secretary has established a violation and therefore satisfies step 1. But the Secretary 

has failed to satisfy step 2 because she has not shown that the occurrence of a loose-ground 

hazard is reasonably likely. The danger to miners presented by the scales remained relatively 

remote given the facts discussed above. Accordingly, the ground-control violation was not S&S. 

iv. Negligence

Under the Mine Act, operators are held to a high standard of care and must “be on the 

alert for conditions and practices in the mine that affect the safety or health of miners and to take 

steps necessary to correct or prevent hazardous conditions or practices.” 30 C.F.R. § 100.3(d). 

The Commission and its judges determine whether an operator has met its duty of care using a 

traditional negligence analysis, considering the “totality of the circumstances holistically,” 

including “what actions would have been taken under the same circumstances by a reasonably 

prudent person familiar with the mining industry, the relevant facts, and the protective purpose of 

the regulation.” Brody Mining, LLC, 37 FMSHRC 1687, 1702 (Aug. 2015). 

Inspector Olivier determined that this violation was due to Morton Salt’s high negligence 

because “the scale was identified two times over [one] year [and] the company did not take any 

steps or measures to eliminate people from entering this area.” Tr. 257. 

The mine operator clearly recognized a possible hazard in the area. It erected partial 

barricades over a year before the citation was issued. However, Morton Salt never completed the 

barricade during the fourteen months of its existence, due to the inconvenience of extending the 

tape a few more yards. Tr. 160. I find that Morton Salt was aware of the hazard, and that its 

reasons for not adequately barricading the hazard are weak and unavailing. I affirm the 

inspector’s finding of high negligence. 

D. Evacuation Plan (Citation No. 9649667) 

On March 17, 2022, Inspector Olivier issued Citation No. 9649667 alleging a violation of 

30 C.F.R. § 57.11053(c). The cited standard requires that a mine operator maintain “an escape 

plan for each working area in the mine [that] include[s] instructions showing how each working 

area should be evacuated” and mandates that “[e]ach such plan shall be posted at appropriate 

shaft stations and elsewhere in working areas where persons congregate.” 30 C.F.R. § 

57.11053(c). The citation describes a violation as follows: 

The posted escape and evacuation plan is not accurate. The primary and secondary 

routes for the 1200’ level is not accessible. Miners are still accessing the crusher 

area and the road to ladder is berm[ed] and #3 shaft is not accessible for escape. 

Miners do not have an escape route pass #4 shaft. This condition exposes miners to 
14 

serious injuries if they have to escape in an emergency. Standard 57.11053(c) was 

cited 1 time in two years at mine 1600970 (1 to the operator, 0 to a contractor). 

Pet. 24. Inspector Olivier determined that the cited conduct was reasonably likely to cause an 

injury, and that the resultant injury could be expected to be fatal. He found that the operator was 

highly negligent and that the violation was S&S. 

i. Factual Background 

Inspector Olivier performed an inspection of the 1200-foot level of the Weeks Island 

mine on March 17. Production had ceased on this level of the mine years before the date of the 

inspection, according to Inspector Olivier. Tr. 269. He nevertheless inspected this level because 

it was still utilized for escape purposes and accessed by miners on a regular basis. Tr. 265. 

Inspector Olivier testified that miners accessed the 1200-foot level “weekly” or “at least three 

times a month” in order to conduct methane readings, to control ventilation for the 1000-foot 

level, and to inspect escape routes. Tr. 265. 

Inspector Olivier reviewed the mine’s posted evacuation plan step-by-step and discovered 

that portions of the designated escapeways were “not travelable.” Tr. 259. Inspector Olivier 

read the written plan for the primary escape route, which directed miners located at the 

stockpile/crusher area to “proceed up the ramp along No. 6 Belt to the crusher, turn left and 

continue along No. 2 and No. 1 Belts to the No. 3 exhaust shaft.” Ex. S-17 at 2. His inspection 

revealed that the ramp was closed and that an escaping miner would not be able to proceed up 

the ramp and turn left as instructed. Tr. 263. Inspector Olivier also read the written plan for the 

secondary escape route, which instructed miners to “proceed to the ladder opposite the 

stockpile.” Ex. S-17 at 2. His inspection revealed the presence of a berm that prevented access 

to the ladder. Tr. 261. Inspector Olivier did not find fault with escape maps posted by Morton 

Salt, only the written instructions. Tr. 312. 

Lee Franks, mine safety supervisor, accompanied Inspector Olivier during his inspection 

and agreed that the written evacuation instructions were incorrect. Tr. 116. Franks testified that 

a berm prevented access to the ladder indicated on the secondary escapeway. Tr. 115. He said 

that miners “wouldn’t normally be on the 1200-foot level” since there was “no running 

equipment in that area anymore” since the stockpile fell out of use in 2019. Tr. 118-19. Franks 

admitted the level may be accessed by electricians or mechanics performing maintenance or by

supervisors performing roads and grounds inspections. Tr. 118. 

Franks testified that the map attached to the evacuation plan was accurate. Tr. 152. He 

did not expect miners to read the 18-page written plan in an emergency. Tr. 154. Miners receive 

hands-on mine evacuation training where management physically drives them through the mine 

and shows the miners the proper escape routes. Tr. 150. Franks called this the “best” way for 

miners to learn the escape routes because “a lot of people remember things they do more than 

[what] they read.” Tr. 150. Franks identified at least three other ways for miners to exit the 

1200-foot level during an emergency and said that miners would “know where to go” during an 

evacuation. Tr. 154-55. 
15 

Eric Gaudreau, mine engineer, also agreed that the “wording was incorrect” on the 

written escape plan in March 2022. Tr. 427. Gaudreau explained, however, that there were at 

least three viable escapeways from the mine at the time the citation was issued. The primary 

route would be to access the No. 4 shaft on the 1200-foot level, which is in fresh intake air. Tr. 

429. The secondary route would be to descend to the 1500-foot level to evacuate out of the No. 

3 exhaust shaft. Tr. 429. (Both of these options were listed on the post-citation evacuation plan. 

Tr. 429). A third route would be to ascend to the 1000-foot level and access the No. 4 shaft from 

there. Tr. 430. Gaudreau testified that few miners accessed the 1200-foot level aside from him, 

who would perform inspections or pass through the level to access the 1000-foot level. Tr. 437. 

Gaudreau testified that he began his position as mine engineer in 2020, and that it would 

have been the previous mine engineer’s job to update the plan after the stockpile was closed in 

2019. Tr. 438. He explained that he would only make changes to the plans upon a change in 

mining operations, and said that he “would not look at” the wording for the 1200-foot level since 

there was no active production on that level. Tr. 443. Gaudreau testified that he “had not seen” 

the evacuation plan for the 1200-foot level at the time the citation was written. Tr. 444.

ii. Fact of Violation

 

Morton Salt does not dispute the fact of violation in its brief. Its witnesses admitted at 

hearing that the mine escape plan did not give miners accurate “instructions showing how each 

working area should be evacuated,” as required by 30 C.F.R. § 57.11053(c). The Secretary has 

therefore proven a violation of the cited standard, and Citation No. 9649667 is AFFIRMED as 

modified below. 

iii. Gravity and S&S 

Inspector Olivier found that the cited conduct was reasonably likely to cause an injury 

that could be expected to be fatal, and that the violation was S&S. I affirm his finding regarding 

a fatal injury. An inexperienced miner on the 1200-foot level would be required to rely on the 

evacuation plan if an emergency occurred. The time wasted following incorrect directions could 

be the difference between life and death—especially because no correct escape route was laid out 

in the document. 

However, such an injury is not likely. The witnesses agreed that miners rarely accessed 

the 1200-foot level. Since there was no ongoing work there, the visits to the level would have 

been infrequent and short. It is therefore unlikely that a miner—let alone an inexperienced miner 

that lacked sophisticated knowledge of mine exits—would be caught on the 1200-foot level 

during an emergency. 

When determining whether a violation of an emergency standard is S&S, a judge must 

assume the existence of an emergency. See Cumberland Coal Res., LP, 33 FMSHRC 2357, 

2367 (Oct. 2011), aff'd 717 F.3d 1020 (D.C. Cir. 2013); Savage Zinc, Inc., 17 FMSHRC 279, 

290 (Feb. 1995) (in the context of metal/nonmetal mines). But this violation cannot be S&S 

because, even assuming the emergency, it is unlikely that a hazard would occur. Miners were 

rarely on this level. Alternate escapeways existed and were known by experienced miners, they 
16 

were simply not described adequately on the evacuation plan. Tr. 117, 429. It is unlikely that a 

novice miner would find himself on the 1200-foot level during an emergency and would have to 

rely upon the 18-page written escape plan for guidance. Therefore, the Secretary has failed to 

prove step 2 of the S&S standard. 

iv. Negligence

Inspector Olivier found that Morton Salt was highly negligent for its faulty escape plan. I 

affirm the finding of high negligence. Franks and Gaudreau both admit that the escape plan was 

not updated after the stockpile on the 1200-foot level was decommissioned in the middle of 

2019. Tr. 115, 427. The error in the plan therefore persisted for nearly three years. Gaudreau, 

the mine engineer, testified that he had not even seen the evacuation plan before Morton Salt was 

cited for it. Tr. 444. This is a massive and unjustifiable oversight. MSHA mandates that 

operators inspect their escape routes on a regular basis, see 30 C.F.R. § 57.11051, and Morton 

Salt therefore should have caught its error much earlier than it did. I find that the company was 

highly negligent for allowing this error to persist for years. 

E. Materials Storage (Citation No. 9649679) 

Inspector Olivier issued Citation No. 9649679 alleging a violation of 30 C.F.R. § 

57.16001, which mandates that “[s]upplies shall not be stacked or stored in a manner which 

creates tripping or fall-of-material hazards.” The citation describes the violation as follows: 

There were several boxes of filters stacked on the overhead bin in the storeroom 

that were about to fall down. The boxes were approximately 10ft high and had 

already slid to the edge of the bin where miners travel daily. The boxes were stored 

here about a week ago. This condition exposes the miners to injuries if the filters 

were to fall on miners while traveling in the area. Standard 57.16001 was cited 1 

time in two years at mine 1600970 (1 to the operator, 0 to a contractor). 

Pet. 32. Inspector Olivier alleged that this conduct was reasonably likely to injure a miner and 

cause lost workdays or restricted duty. He designated the citation as moderate negligence and 

S&S. Morton Salt terminated the citation on the date of issuance by restacking the filters and 

eliminating the fall hazard. Pet 32. 

i. Factual Background 

On March 23, 2023, Inspector Olivier conducted his inspection of the mine’s surface 

supply room, which is a large warehouse-type room typically staffed by an attendant and a 

supervisor. Tr. 61-62. During the inspection, Inspector Olivier noticed that several metal 

canister filters were haphazardly stacked atop a supply shelf. Tr. 271-272; Ex. S-24. Inspector 

Olivier photographed the condition. See Ex. S-24. He testified that, subsequently, a Morton Salt 

representative called the supply room attendant over to re-stack the boxes and that as “soon as 

[the attendant] put his hand on a box, the box fell right where we had just passed.” Tr. 271. 

Inspector Olivier testified that he saw “several people” come through the supply room during his 
17 

inspection. Tr. 272. He said that storeroom attendants would sometimes walk with the miners 

through the aisles of the storeroom to locate the parts they were seeking. Tr. 272. 

Tommy Viator, general foreman of surface maintenance, accompanied Inspector Olivier 

during his inspection of the supply room. Viator testified that he and Inspector Olivier walked 

past the stacked metal canister filters without noticing them, and that Inspector Olivier only 

caught sight of the filters as the two men were talking near the exit of the supply room. Tr. 393. 

Viator testified that he measured the height of the shelf, 8 feet, and the weight of each filter, 9.5 

pounds, after the citation was issued. Tr. 392. On cross examination, Viator admitted that the 

stacked boxes rose higher than 8 feet since they were stacked on top of each other. Tr. 413. But 

Viator opined that the filter box would not have fallen if the storeroom attendant had not nudged 

it. Tr. 393-394. In his 15 years of overseeing the supply room, Viator has had no knowledge of 

another box falling from a shelf. Tr. 397. 

Viator also provided testimony about who may access the storeroom. He said that a total 

of three people worked in the supply room at any given time. Tr. 394. According to Viator, the 

supply room requires badge access and that “the only people authorized are the storeroom 

attendant and managers.” Tr. 395. If someone without badge access needs to come in, a 

storeroom attendant will escort the individual through the supply room. Tr. 395. All employees 

are required to wear hardhats, steel-toe boots, and safety glasses in the supply room. Tr. 395. 

Viator also testified to the training provided to miners regarding housekeeping matters and the 

discipline administered for violations of the company’s housekeeping policies. Tr. 397-402. 

Beau Landry, surface miner and union representative, also accompanied Inspector Olivier 

during his supply room inspection. Landry testified that he witnessed the metal canister filters 

stacked on the top shelf in the supply room as indicated in the photograph taken by the inspector. 

See Ex. S-24. Landry witnessed the storeroom attendant inadvertently knock a box down when 

rearranging the stacked filters. Tr. 65. He testified that the shelf was roughly 8 feet tall. Tr. 72-

73. 

Landry testified that the storeroom attendants would sometimes walk with the miners and 

together find the parts needed on the shelves. Tr. 62. In his experience, miners on Landry’s team 

typically needed to visit the supply room once daily. Tr. 60. According to Landry, the shelf in 

question abutted a passageway that is typically traveled by miners who enter the supply room. 

Tr. 73. 

ii. Fact of Violation 

Morton Salt does not dispute the fact of violation in its brief. The testimony and 

photographic evidence in this case indicates that the stacked filters caused a fall-of-material 

hazard. Accordingly, the Secretary has proven a violation of 30 C.F.R. § 57.16001, and Citation 

No. 9649679 is AFFIRMED. 
18 

iii. Gravity and S&S 

Inspector Olivier found that this violation was reasonably likely to cause an injury that 

could be expected to cause lost workdays or restricted duty. I affirm the inspector’s findings. 

The photographic evidence clearly demonstrates a fall risk. Ex. S-24. One of the filters did in 

fact fall when touched by the storeroom attendant. Tr. 271. Further, based on that photograph, it 

is not hard to imagine three or four of these filters falling. If a nearby miner or equipment 

accidentally nudged the shelf, the filters could cascade onto the miner and—while each 

individual filter only weighs 9.5 pounds, Tr. 392—the collective impact could be thirty or forty 

pounds falling from 8-10 feet. The impact from one or several filters falling even with the use of 

a hard hat and steel toed boots could cause injury to a miner’s shoulders, back, head, arms, or 

legs. See Tr. 275. It could further cause a trip hazard. Tr. 275. Given that storeroom staff 

regularly walk down these aisles and other miners sometimes accompany them, I find these risks 

reasonably likely, and the anticipated injury could certainly cause lost workdays. 

I also affirm the inspector’s S&S finding. First, I have affirmed a violation of section 

57.16001. Second, the violation was reasonably likely to cause a fall of material, the hazard 

against which the regulation is directed. See 30 C.F.R. § 57.16001 (“Supplies shall not be 

stacked or stored in a manner which creates tripping or fall-of-material hazards.”) Third, falling 

metal canister boxes are reasonably likely to cause an injury to miners’ shoulders, backs, heads, 

arms, or legs especially given the location and frequency of miners passing below. And finally, 

there is a reasonable likelihood that the injury would be serious, given the fact that multiple 

boxes of filters may fall. The Secretary has therefore satisfied all elements of the Peabody 

Midwest standard and has proven that the violation is S&S. See 42 FMSHRC at 38. 

iv. Negligence

Further, I find that Morton Salt was moderately negligent for allowing this condition to 

persist. The hazard was obvious, as shown in the photograph, and it was located at the end of an 

aisle and visible from at least two directions. It should have been addressed before the 

inspection. However, the supply room itself was otherwise in good condition, and Inspector 

Olivier had not encountered issues there previously. Additionally, maintenance supervisor 

Viator credibly testified as to the training and disciplinary policies on housekeeping, further 

mitigating the negligence. Moderate negligence is appropriate. 

IV. PENALTY

Commission judges assess de novo civil penalties for violations of the Mine Act. 

Sellersburg Stone Co., 5 FMSHRC 287, 291 (Mar. 1983). The Act requires that judges consider 

six statutory criteria when assessing a penalty: 

 

(1) the operator’s history of previous violations, (2) the appropriateness of such penalty to 

the size of the business of the operator charged, (3) whether the operator was negligent, 

(4) the effect on the operator’s ability to continue in business, (5) the gravity of the 

violation, and (6) the demonstrated good faith of the person charged in attempting to 

achieve rapid compliance after notification of a violation. 
19

30 U.S.C. § 820(i).

For Citation No. 9649663, the Secretary proposed a regularly assessed penalty of 

$17,565.00. Pet. 7. Morton Salt has an extensive history of ground control violations, including 

52 violations of this standard in the past two years. Morton Salt stipulates that the total proposed 

penalty of $40,786.00 will not affect its ability to continue in business. Jt. Stip. ¶ 4. This nonS&S violation of section 57.3200 was unlikely to cause fatal injury, but it was avoidable and was 

caused by Morton Salt’s high negligence. Morton Salt did correct the violation in a reasonable 

amount of time after the citation was issued. Based on these factors, I assess a penalty of 

$9,500.00. 

For Citation No. 9649667, the Secretary proposed a regularly assessed penalty of 

$7,285.00. Pet. 7. This standard has only been cited once in the previous two years. The penalty 

will not affect Morton Salt’s ability to continue in business. Jt. Stip. ¶ 4. This is another nonS&S violation that was unlikely to cause fatal injury, but again was avoidable and caused by 

Morton Salt’s high negligence. Morton Salt did swiftly correct the violation. Based on all of 

these factors, I assess a penalty of $2,000.00. 

For Citation No. 9649679, the Secretary proposed an assessment of $661.00. Pet. 7. 

Morton Salt had no other housekeeping violations cited in the two years before this citation. 

This is an S&S violation that was reasonably likely to cause lost workdays, and it was caused by 

Morton Salt’s moderate negligence. The assessed penalty would not affect the company’s ability 

to stay in business. Jt. Stip. ¶ 4. I therefore assess a penalty of $661.00. 

V. PARTIAL SETTLEMENT

The parties have filed a motion to approve partial settlement regarding the seven settled 

citations. The originally assessed amount for these seven actions was $6,283.00 and the 

settlement amount is $2,888.00. The settlement includes:

Citation/

Order No.

Originally 

Proposed 

Assessment

Settlement 

Amount Modifications

9647379 $1,593.00 $1,593.00 Affirm as Issued

9647388 $133.00 $0.00 Vacate

9649660 $1,188.00 $0.00 Vacate

9649668 $133.00 $133.00 Affirm as Issued

9649670 $909.00 $909.00 Affirm as Issued 

9649672 $2,194.00 $120.00

Modify gravity from “Reasonably Likely” to 

“Unlikely,” modify negligence from “High” to 

“Moderate,” and modify Significant and 

Substantial from “Yes” to “No”

9649680 $133.00 $133.00 Affirm as Issued

TOTAL $6,283.00 $2,888.00
20

The parties have submitted facts in support of the proposed changes. I have considered the 

representations and documentation submitted and I conclude that the proposed settlement is 

appropriate under the criteria set forth in section 110(i) of the Act. The motion to approve partial 

settlement is GRANTED, the citations contained in this docket are MODIFIED as set forth 

above. 

VI.ORDER

It is hereby ORDERED that Citation No. 9649663 is AFFIRMED, as modified to 

reduce the likelihood of injury or illness to “Unlikely” and to remove the S&S designation; that 

Citation No. 9649667 is AFFIRMED, as modified to reduce the likelihood of injury or illness to 

“Unlikely” and to remove the S&S designation; that Citation No. 9649679 is AFFIRMED as 

issued; and that Orders Nos. 9649653, 9649654, and 9649655 and Citation No. 9647382 are 

VACATED. Respondent is ORDERED to pay the Secretary $12,161.00 within 40 days of this 

order. 

The Secretary’s motion to approve partial settlement is GRANTED. It is further 

ORDERED that the Respondent pay an additional $2,888.00 within 40 days of this order. A 

grand total of $15,049.00 is due to the Secretary. 

David P. Simonton

Administrative Law Judge
21 

Distribution: (Electronic and Certified Mail)

Tyler Nash, U.S. Department of Labor, Office of the Solicitor, 525 S. Griffin Street, Suite 501, 

Dallas, TX 75202, nash.william.t@dol.gov

Josh Bernstein, U.S. Department of Labor, Office of the Solicitor, 525 S. Griffin Street, Suite 

501, Dallas, TX 75202, bernstein.josh@dol.gov 

Donna Vetrano Pryor, Husch Blackwell LLP, 1801 Wewatta Street, Suite 1000, Denver, CO 

80202, donna.pryor@huschblackwell.com