alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EX-10.12





 Exhibit 10.12 

AMENDMENT NO.1 TO SECURED CONVERTIBLE PROMISSORY NOTES 

This Amendment to Secured Convertible Promissory Notes (this “Amendment”), dated as of November 2, 2021 (the
“Effective Date”), is by and among Heart Test Laboratories, Inc., a Texas corporation (the “Company”), and the Requisite Noteholders. Capitalized terms used herein but not defined herein shall have the respective
meanings ascribed to them in the Notes (as defined below). 
 WI T N E S S E T H: 

WHEREAS, the Company undertook an offering of $1,500,000 of Secured Subordinated Convertible Promissory Notes (each a
“Note” and collectively the “Series Notes”) in or around January 2021. 
 WHEREAS, pursuant to
Section 7.8 of each of the Notes, the Company and the Requisite Noteholders may amend the terms of the Notes; and 
 WHEREAS,
the Parties desire to extend the Maturity Date of the Notes as set forth in this Amendment. 
 NOW, THEREFORE, in consideration for
the issuance of warrants to the entire Series Notes to acquire 150,000 shares of common stock of the Company (to be issued pro-rata to each Note Holder’s Note principal amount) on terms set out in a
separate warrant agreement and the mutual covenants and agreements set forth herein and for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged by each party hereto, the Parties hereby agree as follows: 

A G R E E M E N T: 

1. Amendments to the Notes. Each of the Notes is hereby amended as follows: 

(a) Paragraph 1 (a) of the Note is hereby amended to read, in its entirety, as follows: 

The principal of this Note shall be due and payable on October 31, 2022 (the “Maturity Date”). 

2. Attachment to Notes. The Company shall deliver a copy of this Amendment to each Holder of a Note, and instruct each such Holder to
attach such copy of this Amendment to such Holder’s Note. 
 3. Miscellaneous. 

(a) Except as specifically provided herein, the Notes shall remain in full force and effect. 












 (b) This Amendment may be executed in two or more counterparts, each of
which shall be deemed an original, but all of which together shall constitute one and the same instrument. 
 (c) The laws of
the State of Texas shall govern this Amendment without regard to principles of conflict of laws 
 IN WITNESS WHEREOF, the Company
and Requisite Noteholders have executed this Amendment as of the Effective Date. 
  

			
	 THE COMPANY: 

	
	HEART TEST LABORATORIES, INC.
		
	By:	 	  

		 	Mark Hilz, President
	
	 REQUISITE NOTEHOLDERS: 

[Note: Only the Holders of at least $750,001 principal amount of the Notes are required to sign]

	
	 [NAME OF ENTITY, IF AN ENTITY]

		
	By:	 	  

	Printed:	 	  

	Title:	 	  

	Principal Amount of Notes:
$                                         
     
	
	[FOR INDIVIDUALS:]
		
	Signed:	 	  

	
	Printed
Name:                                        
                                   
	
	Principal Amount of Notes:
$                                         
     



  
 2
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Exhibit 4.3


 


Consent of Independent Registered Public
Accounting Firm


We have issued our report dated May 17, 2022, with respect to the financial
statement of SmartTrust 570 contained in Amendment No. 1 to the Registration Statement on Form S-6 (File No. 333-262741) and related Prospectus.
We consent to the use of the aforementioned report in the Registration Statement and Prospectus, and to the use of our name as it appears
under the caption “Independent Registered Public Accounting Firm”.


 


/s/ Grant
Thornton LLP


 


Chicago, Illinois


May 17, 2022
**Exhibit10.1**

 

**2005Cash Incentive Compensation Plan**

 

On March 14, 2005, theCompensation Committee of the Board of Directors of Cherokee InternationalCorporation (“Cherokee”) approved the 2005 cash incentive compensation programfor executive officers and certain other employees. The program ties bonuscompensation payable for 2005 to the achievement of certain sales and operatingmargin targets. Performance will be calculated at the end of fiscal 2005, andany bonus payments will be made early in 2006.

 

Depending upon theparticular sales and operating margin targets that are achieved, Jeffrey M.Frank, President and Chief Executive Officer, may earn a bonus of up to 129.5%of his base salary. Bud Patel, Executive Vice President, Clark Hickock,Executive Vice President, Global Operations, and Van Holland, Chief FinancialOfficer, may earn bonuses of up to 111% of their base salaries. Alex Patel,Vice President of Engineering, and Denmis Pouliot, Vice President, GlobalAccounts, may earn bonuses of up to 60.5% and 53%, respectively, of their basesalaries. Certain other managers and key employees of Cherokee have beenselected by the Compensation Committee to participate in the incentive program.Such other employees may earn bonuses of up to between 23.5% and 60.5% of theirbase salaries.

 

----
[Federal Register Volume 66, Number 243 (Tuesday, December 18, 2001)]
[Notices]
[Page 65234]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-31099]


=======================================================================
-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION

[Declaration of Disaster #3386]


State of Arkansas (And contiguous counties in Mississippi and 
Tennessee)

    Crittenden and Desha Counties and the contiguous counties of 
Arkansas, Chicot, Cross, Drew, Lee, Lincoln, Mississippi, Phillips, 
Poinsett and St. Francis Counties in the State of Arkansas; Bolivar, 
Coahoma, DeSoto and Tunica Counties in the State of Mississippi; and 
Shelby and Tipton Counties in the State of Tennessee constitute a 
disaster area as a result of severe storms and flooding that occurred 
from November 27 through November 30, 2001. Applications for loans for 
physical damage as a result of this disaster may be filed until the 
close of business on February 11, 2002 and for economic injury may be 
filed until the close of business on September 11, 2002 at the address 
listed below or other locally announced locations: U.S. Small Business 
Administration, Disaster Area 3 Office, 4400 Amon Carter Blvd., Suite 
102, Ft. Worth, TX 76155.
    The interest rates are:

------------------------------------------------------------------------
                                                                Percent
------------------------------------------------------------------------
For Physical Damage:
  Homeowners with credit available elsewhere.................      6.500
  Homeowners without credit available elsewhere..............      3.250
  Businesses with credit available elsewhere.................      8.000
  Businesses and non-profit organizations without credit           4.000
   available elsewhere.......................................
  Others (including non-profit organizations) with credit          6.375
   available elsewhere.......................................
For Economic Injury:
  Businesses and small agricultural cooperatives without           4.000
   credit available elsewhere................................
------------------------------------------------------------------------

    The numbers assigned to this disaster for physical damage are 
338611 for Arkansas; 338711 for Mississippi; and 338811 for Tennessee. 
The numbers assigned to this disaster for economic injury are 9N8100 
for Arkansas; 9N8200 for Mississippi; and 9N8300 for Tennessee.

(Catalog of Federal Domestic Assistance Program Nos. 59002 and 
59008)

    Dated: December 11, 2001.
Hector V. Barreto,
Administrator.
[FR Doc. 01-31099 Filed 12-17-01; 8:45 am]
BILLING CODE 8025-01-U
[Federal Register Volume 66, Number 242 (Monday, December 17, 2001)]
[Notices]
[Pages 65018-65019]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-30976]


-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION

[Declaration of Disaster #3385]


Disaster Loan Area; State of Indiana

    Shelby County and the contiguous counties of Bartholomew, Decatur, 
Hancock, Johnson, Marion and Rush in the State of Indiana constitute a 
disaster area due to damages caused by severe storms and tornadoes that 
occurred on November 24, 2001. Applications for loans for physical 
damage may be filed until the close of business on February 11, 2002 
and for economic injury until the close of business on September 11, 
2002 at the address listed below or other locally announced locations: 
U.S. Small Business Administration, Disaster Area 2 Office, One 
Baltimore Place, Suite 300, Atlanta, GA 30308.
    The interest rates are:

------------------------------------------------------------------------
                                                                Percent
------------------------------------------------------------------------
For Physical Damage:
  Homeowners with credit available elsewhere................       6.500

[[Page 65019]]

 
  Homeowners without credit available elsewhere.............       3.250
  Businesses with credit available elsewhere................       8.000
  Businesses and non-profit organizations without credit           4.000
   available elsewhere......................................
  Others (including non-profit organizations) with credit          6.375
   available elsewhere......................................
For Economic Injury:
  Businesses and small agricultural cooperatives without           4.000
   credit available elsewhere...............................
------------------------------------------------------------------------

    The number assigned to this disaster for physical damage is 338511 
and for economic injury is 9N8000.

(Catalog of Federal Domestic Assistance Program Nos. 59002 and 
59008)

    Dated: December 11, 2001.
Hector V. Barreto,
Administrator.
[FR Doc. 01-30976 Filed 12-14-01; 8:45 am]
BILLING CODE 8025-01-P
EXHIBIT 32.1




CHIEF EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350




In connection with the Annual Report of Wireless Ronin Technologies, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2009, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, James C. Granger, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant
to Section 906 of the Sarbanes-Oxley Act of 2002, that:




1.  The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and




2.  The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.




A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.




Dated: March 26, 2010




By: /s/  James C. Granger


James C. Granger


President and Chief Executive Officer
|  | (1) | The      Report, to which this certification is attached as Exhibit 32.1, fully      complies with the requirements of section 13(a) of the Securities Exchange      Act of 1934; and |
|--|-----|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|  | (2) | The      information contained in the Report fairly presents, in all material      respects, the financial condition and results of operations of the      Registrant |
|--|-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Date:      December 1, 2010 | /s/ Zhihong Jia                                                       |
|-----------------------------|-----------------------------------------------------------------------|
|                        | Zhihong      Jia                                                      |
|                        | Chairman,      Chief Executive Officer and Principal ExecutiveOfficer |

----
**EXHIBIT 31.2****CERTIFICATION**I, Brian P. Callahan, certify that:1. I have reviewed this annual report on Form 10-K of Spheris Inc.;2. Based on my knowledge, this report does not contain any untrue statement of a material fact oromit to state a material fact necessary to make the statements made, in light of the circumstancesunder which such statements were made, not misleading with respect to the period covered by thisreport;3. Based on my knowledge, the financial statements, and other financial information included inthis report, fairly present in all material respects the financial condition, results of operationsand cash flows of the registrant as of, and for, the periods presented in this report;4. The registrant’s other certifying officer(s) and I are responsible for establishing andmaintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and15d-15(e)) for the registrant and have:(a) Designed such disclosure controls and procedures, or caused such disclosure controls andprocedures to be designed under our supervision, to ensure that material information relating tothe registrant, including its consolidated subsidiaries, is made known to us by others within thoseentities, particularly during the period in which this report is being prepared;(b) Evaluated the effectiveness of the registrant’s disclosure controls and procedures andpresented in this report our conclusions about the effectiveness of the disclosure controls andprocedures, as of the end of the period covered by this report based on such evaluation; and(c) Disclosed in this report any change in the registrant’s internal control over financialreporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourthfiscal quarter in the case of an annual report) that has materially affected, or is reasonablylikely to materially affect, the registrant’s internal control over financial reporting; and5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recentevaluation of internal control over financial reporting, to the registrant’s auditors and the auditcommittee of the registrant’s board of directors (or persons performing the equivalent functions):(a) All significant deficiencies and material weaknesses in the design or operation of internalcontrol over financial reporting which are reasonably likely to adversely affect the registrant’sability to record, process, summarize and report financial information; and(b) Any fraud, whether or not material, that involves management or other employees who have asignificant role in the registrant’s internal control over financial reporting.Date:April 2, 2007         By:       /s/ Brian P. Callahan    Brian P. Callahan    *Chief Financial Officer*
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#### Claudia OSUNA-ESTRADA, Petitioner, v. Eric H. HOLDER, Jr., Attorney General, Respondent.

No. 09-73155.

United States Court of Appeals, Ninth Circuit.

Submitted Nov. 16, 2010.*

Filed Nov. 23, 2010.

Jan Joseph Bejar, Esquire, Law Offices of Jan Joseph Bejar, a Professional Law Corporation, San Diego, CA, for Petitioner.

Gregory Michael Kelch, OIL, DOJ-U.S. Department of Justice, Washington, DC, Chief Counsel Ice, Office of the Chief Counsel, Department of Homeland Security, San Francisco, CA, for Respondent.

Before: TASHIMA, BERZON, and CLIFTON, Circuit Judges.

*

 The panel unanimously concludes this case is suitable for decision without oral argument. *See*Fed. R. App. P. 34(a)(2).

MEMORANDUM **

Claudia Osuna-Estrada, a native and citizen of Mexico, petitions for review of the Board of Immigration Appeals’ (“BIA”) order denying her motion to reopen proceedings due to ineffective assistance of counsel. We have jurisdiction *249under 8 U.S.C. § 1252. We review for abuse of discretion the denial of a motion to reopen, and review de novo constitutional claims, including ineffective assistance of counsel claims. *Mohammed v. Gonzales,*400 F.3d 785, 791-92 (9th Cir.2005). We deny the petition for review.

The BIA did not abuse its discretion in denying Osuna-Estrada’s March 12, 2009, motion to reopen on the ground that she failed to show she was prejudiced by her counsel’s conduct. *See Iturribarria v. INS,*321 F.3d 889, 899-90 (9th Cir.2003) (prejudice results when the performance of counsel “was so inadequate that it may have affected the outcome of the proceedings”) (internal quotation marks omitted).

PETITION FOR REVIEW DENIED.

**

 This disposition is not appropriate for publication and is not precedent except as provided by 9 th Cir. R. 36-3.