**United StatesSecurities and Exchange Commission**

**Washington,D.C. 20549**

 

**Form10-Q/A**

 

**ý****        QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES AND EXCHANGE ACT OF 1934**

 

**For theFiscal Quarter Ended September 30, 2003**

 

**OR**

 

**o****        TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THESECURITIES AND EXCHANGE ACT OF 1934**

 

**CommissionFile Number 0-27517**

 

**GAIAM,INC.**

(Exact name of registrantas specified in its charter)

 

| **COLORADO**                                                     |   | **84-1113527**                        |
|------------------------------------------------------------------|--------|---------------------------------------|
| (State or other  jurisdiction of  incorporation or organization) |   | (I.R.S. Employer  Identification No.) |
|                                                             |   |                                  |
| **360  INTERLOCKEN BLVD.,  BROOMFIELD, COLORADO 80021**          |
| (Address of principal  executive offices)                        |
|                                                             |   |                                  |
| **(303)  222-3600**                                              |
| (Registrant’s telephone  number, including area code)       |

 

Indicate by check mark whether the registrant:  (1) has filed allreports required to be filed by Section 13 or 15(d) of the Securities andExchange Act of 1934 during the preceding 12 months (or for such shorter periodthat the registrant was required to file such reports) and (2) has been subjectto such filing requirements for the past 90 days.

 

YES        ý           NO         o

 

Indicate by check mark whether the registrant is an accelerated filer(as defined in Rule 12b-2 of the Exchange Act).

 

YES        ý           NO         o

 

Indicate the number of shares outstanding of each of the issuer’sclasses of common stock, as of the latest practicable date:

 

| **Class**                                |   | **Shares  outstanding as of October 30, 2003** |
|------------------------------------------|--------|-----------------------------------------------------|
|                                     |   |                                                |
| Class A Common Stock  ($.0001 par value) |   | 9,201,296                                           |
|                                     |   |                                                |
| Class B Common Stock  ($.0001 par value) |   | 5,400,000                                           |

 

 

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EXPLANATORY NOTE

 

This Amendment on Form 10-Q/A revises Exhibits 31.1and 31.2 to reflect language required for filings made after August 14, 2003.

 

**Item 6.**               **Exhibits and Reports on Form 8-K.**

 

a)         Exhibits

 
| **Exhibit No.** |   | **Description**                                                             |
|-----------------|--------|-----------------------------------------------------------------------------|
| 31.1            |   | Certification pursuant to Section 302(a) of the  Sarbanes-Oxley Act of 2002 |
| 31.2            |   | Certification pursuant to Section 302(a) of the  Sarbanes-Oxley Act of 2002 |

 

 

**Signatures**

 

In accordance with the requirements of the Securities and Exchange Act,the registrant caused this report to be signed on its behalf, by theundersigned, thereunto duly authorized.

 

 
|   | Gaiam, Inc.       |
|--------|-------------------|
|   | (Registrant)      |
|   | November 21, 2003 |
|   |              |   |
|   |              |   |
|   | By:               | /s/ | Jirka Rysavy |   |   |
|   |              |   | Jirka Rysavy |   |
|   |              |   | Chief Executive Officer |   |
|   |              |
|   |              | /s/ | Janet Mathews |   |   |
|   |              |   | Janet Mathews |   |
|   |              |   | Chief Financial Officer |   |
|        |                   |  |  |  |  |  |  |

 

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