# Patent

## Title
Efficient light coupler from off-chip to on-chip waveguides

## Abstract

In an embodiment, light from a single mode light source may be deflected into a low index contrast (LIC) waveguide in an opto-electronic integrated circuit (OEIC) (or “opto-electronic chip”) by a 45 degree mirror. The mirror may be formed by polishing an edge of the die at a 45 degree angle and coating the polished edge with a metal layer. Light coupled into the LIC waveguide may then be transferred from the LIC waveguide to a high index contrast (HIC) waveguide by evanescent coupling.

## Background
BACKGROUND
Opto-electronic integrated circuits (OEICS) may incorporate both electronic circuits and optical devices, such as integrated waveguides, modulators, switches, and detectors. The optical devices may be used for, e.g., optical clock distribution, intra-chip optical signaling, and chip-to-chip communication Both the electronic circuits and optical devices may be produced on silicon using complementary metal-oxide semiconductor (CMOS) fabrication techniques.
Light utilized by optical devices in an OEIC may be introduced into the chip by an external source, such as a vertical cavity surface emitting laser (VCSEL) or an optical fiber. The light from the external source may have a relatively large mode compared to that of the on-chip waveguides. The differences in mode size may present difficulties in efficiently coupling the relatively large mode off-chip light source to a small waveguide on the chip.



BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 is a cross-sectional view of an opto-electronic chip bonded to a flip chip.
FIG. 2 is a plan view of an optical layer in the opto-electronic chip.
FIG. 3 is a sectional view of an integrated waveguide structure.
FIG. 4 is a plan view of an integrated waveguide structure.
FIG. 5 is a sectional view of adjacent low and high index contrast waveguides.
FIG. 6 is a chart showing the normalized propagation constant as a function of the separation of the waveguides of FIG. 5.
FIGS. 7A and 7B are plots showing the localization of the dispersion curve in the waveguides of FIG. 5.
FIGS. 8A-8J show steps in an exemplary process for fabricating the opto-electronic chip shown in FIG. 1.
FIG. 9 shows an opto-electronic chip according to an alternative embodiment.



DETAILED DESCRIPTION
FIG. 1 shows an opto-electronic integrated circuit (OEIC) (or “opto-electronic chip”) 100 coupled to a flip chip package 105. The flip chip package may include a light source 110, e.g., a laser or optical fiber. Modulated light signals from the light source may be deflected into a low index contrast (LIC) waveguide 115 by a 45 degree mirror 118. The LIC waveguide may be mode-matched to the light source 110 to minimize coupling loss. Light coupled into the LIC waveguide 110 may then be transferred from the LIC waveguide to a high index contrast (HIC) waveguide 120 by evanescent coupling.
The HIC waveguide 120 may be laid out in a pattern, e.g., a tree structure, to distribute the light across the chip, as shown in FIG. 2. Photodetectors 125 may convert the light signals into electrical signals. The electrical signals may be transferred to electronic circuitry in the chip through electrical interconnects 130 in metallization layers 135 of the chip 100.
The light source may be a single mode (SM) optical fiber, VCSEL (Vertical Cavity Surface Emitting Laser), or other single mode semiconductor laser. “Mode” refers to the solution of Maxwell's wave equation satisfying the boundary conditions of the waveguide, thus forming a unique pattern of standing wave in the radial direction on the cross section of the waveguide. A mode is characterized by its propagation constant (eigenvalue of the wave equation). A single mode light source may be appropriate for the relatively small waveguides present in the opto-electronic chip.
The light source may be positioned vertically with respect to the device side of the chip and placed in close proximity. The light may impinge on the surface of the chip and be transmitted through a transparent cladding film 150 (e.g., SiO2) and across the LIC waveguide material 115. Anti-reflective (AR) coatings may be provided on the chip surface to avoid reflection.
The light may then strike a 45 degree metal mirror and be reflected 90 degrees, in the same direction as the waveguide, i.e., parallel to the chip surface. The light may be trapped by total internal reflection and coupled into the LIC waveguide 115. The index contrast of this waveguide (e.g., the difference between the indexes of refraction of the waveguide core and the surrounding cladding layer) may be tailored such that the mode size is close to that of the fiber to promote efficient coupling, thereby reducing the power requirement for the off-chip light source.
As shown in FIGS. 1 and 2, the LIC waveguide 115 may be larger than the HIC waveguide 120. The mode of the LIC waveguide 115 may more closely match the mode of the light source 110. However, the bend radii of HIC waveguides may be much smaller (e.g., less than about 50 microns) compared to LIC waveguides, which may be only able to bend at about 1 mm radius. Having a smaller alloable bend radius allows for more efficient distribution of light about the chip. Accordingly, the LIC waveguide 115 may be used to couple light into the chip, and the HIC waveguide(s) 120 may be used for distribution and signaling.
A cross section and a top view of an integrated waveguide are shown in FIGS. 3 and 4, respectively. The waveguide may be an optically guiding core 305 of a material with refractive index nw surrounded by a cladding material with a different index of refraction, nc. The high contrast of the refractive index between the two materials confines a lightwave to the waveguide 305. The cladding material may be, e.g., silicon oxide (SiO2) (nc≈1.5). The waveguide material may be selected from, e.g., silicon nitride (Si3N4) (nw≈2), silicon (Si) (nw≈3), and silicon oxynitride (SiON) (nw≈1.55). Silicon oxynitride may offer design flexibility because its refractive index may be varied by changing the content of nitrogen. The difference in the indexes of refraction between the core and the cladding determines the contrast, e.g., high index contrast or low index contrast.
Light may be transferred from the LIC waveguide 115 to the HIC waveguide 120 by evanescent coupling. Since the index of the HIC waveguide 120 is higher than that of the LIC waveguide 115, the light gets coupled through the evanescent tail of the low index contrast mode. A lithographically patterned taper 200 may be used at the end of the LIC waveguide to make the transfer occur over a shorter length, as shown in FIG. 2. The interaction length may be designed such that substantially all of the light is transferred to the lower HIC waveguide 120.
FIG. 5 shows two single mode waveguides 505, 510 with nw1=1.6 (LIC) and nw2=2.0 (HIC), respectively, and cladding index nc=1.5. The distance “d” may be varied from 0.0 to 1.2 microns. FIGS. 6 and 7A-B illustrate modeling simulations for this waveguide configuration. FIG. 6 is a chart illustrating the normalized propagation constant as a function of the separation of waveguides. Each waveguide contains a doubly degenerate effective index when isolated. The upper branch of dispersion may be asymmetric mode localized to the HIC waveguide 510 (modes 0 and 1) and the lower branch corresponds to LIC waveguide (modes 2 and 3). FIG. 7A shows that the upper branch of the dispersion curve is localized in the HIC waveguide and is weakly coupled to the LIC waveguide. FIG. 7B shows that the lower branch of the dispersion curve is localized in LIC waveguide and strongly coupled to HIC waveguide. The coupling efficiency ranges from 70% at d=0.0 to 20% at d=0.5 based on the ratio of peak amplitudes in waveguides.
FIGS. 8A-J show stages in the fabrication of the optical layers and 45 degree mirror in the chip according to an embodiment. A lower cladding film 800, such as SiO2 may be deposited on the top of the last metallization layer 805 in the chip, which may include electrical interconnect lines to electronic circuitry in the chip. A core material 810 for the HIC waveguide 120, such as Si3N4, may be deposited on the lower cladding film 800. The silicon nitride layer may then be etched to form a HIC waveguide pattern. An intermediate cladding layer 815, e.g., silicon dioxide, may be deposited over the HIC waveguide layer 810. Next, a core material 820 for the LIC waveguide 115 may be deposited on the intermediate cladding layer 815. The silicon oxynitride layer may then be etched to form a LIC waveguide pattern. An upper cladding layer 825 may then be deposited on the LIC waveguide pattern.
The wafer may then be diced, producing an edge 830. The edge 830 of the die may be polished to a 45 degree angle edge 835. A thin layer 840 of a metal material such as Al may be applied, e.g., by sputtering or evaporation. Anti-reflective coatings may also be added to the top surface to reduce reflection. The light source, e.g., an optical fiber, may then be joined to the top of the upper cladding layer 825 of the LIC waveguide, e.g., melting the fiber to adhere to the surface or by use of an adhesive.
In another embodiment, light may enter the backside surface of the chip and hit a mirror 905 which is polished at 45 degrees, as in FIG. 9. This structure may be used with light having a wavelength greater than about 1.2 microns.
A number of embodiments have been described. Nevertheless, it will be understood that various modifications may be made without departing from the spirit and scope of the invention. Accordingly, other embodiments are within the scope of the following claims.

## Claims

1. An apparatus comprising:
a die including
an integrated optical waveguide substantially parallel to a surface of the die and fabricated on the die, wherein the integrated optical waveguide comprises a low index contrast waveguide, and
a mirror positioned to direct light substantially parallel to the surface of the die into the waveguide, the mirror including a polished edge of the die covered with a reflective material.

2. The apparatus of claim 1, further comprising a high index contrast waveguide adjacent the low index contrast waveguide.

3. The apparatus of claim 2, wherein the high index contrast waveguide is spaced apart from the low index contrast waveguide a distance operative to couple light from the low index contrast waveguide into the high index contrast waveguide.

4. The apparatus of claim 2, further comprising photodetectors integrated into the die and operative to convert light in the high index contrast waveguide into an electrical signal.

5. The apparatus of claim 2, wherein the high index contrast waveguide comprises a pattern of waveguides operative to distribute light across the die.

6. The apparatus of claim 2, wherein the low index contrast waveguide comprises a tapered section at a region adjacent to the high index contrast waveguide.

7. The apparatus of claim 1, wherein the light comprises single mode light.

8. The apparatus of claim 1, further comprising a plurality of layers including electronic circuitry.

9. The apparatus of claim 1, wherein the polished edge of the die is at an angle of approximately 45 degrees from the surface of the die.

10. The apparatus of claim 1, wherein the reflective material comprises a layer of metal.

11. The apparatus of claim 1, wherein the surface of the die includes an anti-reflective coating.

12. A method comprising:
fabricating a low index contrast integrated optical waveguide on a semiconductor die substantially parallel to a surface of the die;
polishing an edge of the die at an angle; and
coating the polished edge of the die with a reflective material to form a mirror positioned to couple light directed substantially normal to the die surface into the waveguide.

13. The method of claim 12, further comprising fabricating a high index contrast waveguide adjacent to the low index contrast waveguide at a distance operative to couple light in the low index contrast waveguide into the high index contrast waveguide.

14. The method of claim 12, further comprising patterning the high index contrast waveguide into a distribution pattern on the die.

15. The method of claim 12, further comprising coating the surface of the die with an anti-reflective coating.

16. The method of claim 12, further comprising coupling a light source to the die such that light from the source is directed into the die at an angle substantially perpendicular to the die surface.

17. The method of claim 12, wherein said polishing comprises polishing the edge of the die on an angle of approximately 45 degrees from the die surface.

18. A system comprising:
a die including
an integrated optical waveguide substantially parallel to a surface of the die and fabricated on the die, wherein the integrated optical waveguide comprises a low index contrast waveguide, and
a mirror positioned to direct light substantially parallel to the surface into the waveguide, the mirror including a polished edge of the die covered with a reflective material; and

a light source coupled to the die and positioned to direct a light beam into the die at an angle substantially perpendicular to the die surface.

19. The system of claim 18, further comprising a high index contrast waveguide adjacent the low index contrast waveguide.

20. The system of claim 19, wherein the high index contrast waveguide is spaced apart from the low index contrast waveguide a distance operative to couple light from the low index contrast waveguide into the high index contrast waveguide.

21. The system of claim 18, wherein the light source comprises single mode light source.

22. The system of claim 18, further comprising a plurality of layers including electronic circuitry.

23. The system of claim 18, wherein the polished edge of the die is at an angle of approximately 45 degrees from the surface of the die.

24. The apparatus of claim 1, wherein the polished edge of the die comprises a polished outer edge of the die.

25. The apparatus of claim 1, wherein the integrated waveguide is dimension to end within the die.

26. The apparatus of claim 1, wherein the integrated waveguide comprises a patterned waveguide to distribute the light across the die.

27. The apparatus of claim 1, wherein the integrated waveguide comprises:
a first cladding layer;
a second cladding layer; and
a core material etched to form a waveguide pattern,
wherein the core material is bounded on a first side by the first cladding layer and on a second side by the second cladding layer.

28. The apparatus of claim 1, further comprising a fiber optic light source coupled to the substrate such that light from the fiber optic light source is directed into the substrate at an angle to the substrate surface.

29. An apparatus comprising:
a die including
an optical waveguide substantially parallel to a surface of the die and comprising a high index contrast waveguide and a low index contrast waveguide that are spaced apart so that light can evanescently couple from the low index contrast waveguide into the high index contrast waveguide, and
a mirror positioned to direct light substantially parallel to the surface of the die into the low index contrast waveguide, the mirror including a polished edge of the die covered with a reflective material.