50940 Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 

DEPARTMENT OF TRANSPORTATION 

National Highway Traffic Safety 

Administration 

[Docket No. NHTSA–2017–0053] 

Highway Safety Programs; Conforming 

Products List of Evidential Breath 

Alcohol Measurement Devices 

AGENCY: National Highway Traffic 

Safety Administration, Department of 

Transportation. 

ACTION: Notice. 

SUMMARY: This notice updates the 

Conforming Products List (CPL) 

published in the Federal Register on 

June 14, 2012 (77 FR 35747) for 

instruments that conform to the Model 

Specifications for Evidential Breath 

Alcohol Measurement Devices dated, 

September 17, 1993 (58 FR 48705). This 

notice also informs the public that all 

future updates to the CPL will be posted 

on NHTSA’s Web site. 

DATES: Applicable November 2, 2017. 

FOR FURTHER INFORMATION CONTACT:

For technical issues: Dr. Randolph 

Atkins, Behavioral Research Division, 

NPD–310, National Highway Traffic 

Safety Administration, 1200 New Jersey 

Avenue SE., Washington, DC 20590; 

Telephone; (202) 366–5597. 

For legal issues: Megan Brown, Office 

of Chief Counsel, NCC–300, National 

Highway Traffic Safety Administration, 

1200 New Jersey Avenue SE., 

Washington, DC 20590; Telephone: 

(202) 366–1834. 

SUPPLEMENTARY INFORMATION: On 

November 5, 1973, the National 

Highway Traffic Safety Administration 

(NHTSA) published the Standards for 

Devices to Measure Breath Alcohol (38 

FR 30459). A Qualified Products List of 

Evidential Breath Measurement Devices 

comprised of instruments that met this 

standard was first issued on November 

21, 1974 (39 FR 41399). 

On December 14, 1984 (49 FR 48854), 

NHTSA converted this standard to 

Model Specifications for Evidential 

Breath Testing Devices (Model 

Specifications), and published a 

Conforming Products List (CPL) of 

instruments that were found to conform 

to the Model Specifications as 

Appendix D to that notice. Those 

instruments are identified on the CPL 

with an asterisk. 

On September 17, 1993, NHTSA 

published a notice to amend the Model 

Specifications (58 FR 48705) and to 

update the CPL. That notice changed the 

alcohol concentration levels at which 

instruments are evaluated, from 0.000, 

0.050, 0.101, and 0.151 BAC, to 0.000, 

0.020, 0.040, 0.080, and 0.160 BAC, 

respectively. It also included a test for 

the presence of acetone and an 

expanded definition of alcohol to 

include other low molecular weight 

alcohols, e.g., methyl or isopropyl. 

Since that time, the CPL has been 

annotated to indicate which instruments 

have been determined to meet the 

Model Specifications published in 1984, 

and which have been determined to 

meet the Model Specifications, as 

revised and published in 1993. 

Thereafter, NHTSA has periodically 

updated the CPL with those breath 

instruments found to conform to the 

Model Specifications. The most recent 

update to the CPL was published June 

14, 2012 (77 FR 35747). 

NHTSA published the 1974 Qualified 

Products List, the 1984 CPL and all 

succeeding updates to the CPL in the 

Federal Register. Future updates of the 

CPL will be posted on the NHTSA Web 

site (https://www.nhtsa.dot.gov/drunkdriving/alcohol-measurement-devices) 

rather than to the Federal Register. 

Online publication will make it easier 

for users to access the most recent CPL 

and will allow NHTSA to make more 

timely updates to the CPL. NHTSA will 

continue to publish any amendments to 

the Model Specifications in the Federal 

Register. 

The CPL published today adds twelve 

(12) new instruments that have been 

evaluated and found to conform to the 

Model Specifications, as amended on 

September 17, 1993 for mobile and nonmobile use. One instrument is 

distributed by two different companies, 

so it has been listed twice. One 

manufacturer changed their legal name. 

One manufacturer added a new product 

option for USB and Ethernet 

connectivity. One manufacturer added a 

Bluetooth keyboard accessory to two (2) 

devices and a calibration accessory for 

seven (7) of its devices. These devices 

were found to conform with or without 

the accessories. Another seven (7) 

instruments are now being listed under 

a different distributer/manufacturer and 

those devices will be cross-referenced 

for legacy purposes. In alphabetical 

order by company, the new devices are: 

(1) The ‘‘AlcoMate TS600’’ distributed 

by AK GlobalTech Corporation, 

Palisades Park, New Jersey. This device 

will be known as the Alcoscan ALP–1 

outside of the U.S. The AlcoMate TS600 

is a hand-held device with an 

electrochemical (EC) fuel cell sensor. 

This device is powered by internal 

batteries and is intended for mobile or 

stationary operations. 

(2) The ‘‘Intoxilyzer 500’’ 

manufactured by CMI, Inc., Owensboro, 

Kentucky. This instrument is currently 

listed on the CPL for Alcohol Screening 

Devices and will be removed when that 

CPL is updated. Improvements to the 

device’s sampling system allow it to 

conform as an EBT. It is a hand-held 

instrument intended for use in mobile 

or stationary operations. It uses a fuel 

cell sensor and is powered by an 

internal battery. The Intoxilyzer 500 is 

also distributed as the Lion Alcolmeter 

500 by Lion Laboratories outside the 

U.S., so it has been listed twice on the 

CPL, once under each of its distributors/ 

manufacturers. 

(3) The ‘‘Intoxilyzer 9000’’ 

manufactured by CMI, Inc., Owensboro, 

Kentucky. This is a bench-top device 

that is intended for use in mobile or 

stationary operations. This device uses 

an infrared (IR) sensor to measure 

ethanol concentration. The Intoxilyzer 

9000 can be powered by either 110 volts 

alternate current (AC) or 12 volts direct 

current (DC). 

(4) The ‘‘Alcotest 3820’’ manufactured 

by Draeger, Inc., Irving, Texas. The 

Alcotest 3820 is a hand-held device that 

uses an electrochemical (EC) fuel cell 

sensor to measure ethanol 

concentration. This instrument is 

powered by internal batteries and is 

intended for use in stationary or mobile 

operations. 

(5) The ‘‘Alcotest 5510’’ manufactured 

by Draeger, Inc., Irving, Texas. The 

Alcotest 5510 is a hand-held device that 

uses an electrochemical (EC) fuel cell 

senor to measure ethanol. This device is 

powered by internal batteries and is 

intended for use in mobile or stationary 

operations. 

(6) The ‘‘Alcotest 5820’’ manufactured 

by Draeger, Inc., Irving, Texas. The 

Alcotest 5820 is a hand-held device that 

uses an electrochemical (EC) fuel cell 

senor to measure ethanol. This device is 

powered by internal batteries and is 

intended for use in mobile or stationary 

operations. 

(7) The ‘‘Alcotest 6820’’ manufactured 

by Draeger, Inc., Irving, Texas. The 

Alcotest 6820 is a hand-held device that 

uses an electrochemical (EC) fuel cell 

senor to measure ethanol. This device is 

powered by internal batteries and is 

intended for use in mobile or stationary 

operations. 

(8) The ‘‘AlcoQuant 6020 Plus’’ 

manufactured by EnviteC, Wismar, 

Germany and distributed by Honeywell 

GmbH, Fond du Lac, Wisconsin. The 

AlcoQuant 6020 Plus is a hand-held 

device with a fuel cell sensor. This 

device is powered by internal batteries 

and is intended for use in mobile and 

stationary operations. 

(9) The Alco-Sensor FST 

manufactured by Intoximeters, Inc., 

Saint Louis, Missouri. The Alco-Sensor 


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Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 50941 

FST is a hand-held Evidential Breath 

Tester that uses an electrochemical (EC) 

fuel cell sensor to measure ethanol 

concentration. This instrument is 

powered by internal batteries and is 

intended for use in stationary or mobile 

operations. 

(10) The Intox DMT Dual Sensor 

manufactured by Intoximeters, Inc., 

Saint Louis, Missouri. The Intox DMT 

Dual Sensor is a bench-top Evidential 

Breath Tester that is intended for use in 

stationary or mobile operations. This 

device uses both an infrared (IR) sensor 

and an electrochemical (EC) fuel cell 

sensor. The Intox DMT Dual Sensor can 

be powered by either 110 volts AC or 12 

volts DC. 

(11) The ‘‘Intox EC/IR II.t’’ 

manufactured by Intoximeters, Inc, 

Saint Louis, Missouri. This is a benchtop device intended for use in mobile or 

stationary operations. This device uses 

both an electrochemical (EC) fuel cell 

sensor and an infrared (IR) sensor to 

measure ethanol concentrations. The 

Intox EC/IR II.t can be powered by 

either 110 volts AC or 12 volts DC. 

(12) The ‘‘FC10Plus’’ manufactured by 

Lifeloc Technologies, Inc., Wheat Ridge, 

Colorado. This is a hand-held device 

that is intended for use in mobile or 

stationary operations. This device uses 

a fuel cell sensor and is powered by 

internal batteries. 

This update indicates that two (2) 

devices (the Phoenix 6.0 and the FC20, 

manufactured by Lifeloc Technologies, 

Inc., Wheat Ridge, Colorado) come with 

Bluetooth keyboard support and five 

additional fields that users can use to 

enter additional information. With these 

features, these devices will be listed on 

the CPL as the ‘‘Phoenix 6.0BT’’ and the 

‘‘FC20BT’’. This update indicates also 

that seven (7) devices manufactured by 

Lifeloc come with the EASYCAL 

calibration accessory. Those devices 

include the FC10, FC10Plus, FC20, 

FC20BT, EV30, Phoenix 6.0 and the 

Phoenix 6.0BT. The CPL specifies that 

each of these devices conforms to the 

model specifications ‘‘w/or without the 

EASYCAL accessory.’’ 

Intoximeters, Inc., Saint Louis, 

Missouri acquired the breath alcohol 

testing business of National Patent 

Analytical Systems, Inc. (NPAS). Since 

there have been no changes to the 

devices other than ownership and a 

device name change, all six devices 

previously listed under NPAS (BAC 

DataMaster (with or without the Delta1 accessory), BAC Verifier DataMaster 

(w/or without the Delta-1 accessory), 

DataMaster cdm (w/or without the 

Delta-1 accessory), DataMaster DMT w/ 

Fuel Cell option, DataMaster DMT w/ 

Rev A Fuel Cell option, and DataMaster 

DMT) will now be listed under both 

Intoximeters and NPAS. The NPAS 

DataMaster DMT will now be known as 

the Intoximeters Intox DMT. 

Accordingly, this device will be listed 

under Intoximeters under both names. 

The CPL has been updated to reflect 

that Draeger Safety Diagnostics, Inc. will 

begin operating under the name Draeger, 

Inc. effective July 1, 2017 in order to 

align all sales and service operations for 

Draeger in the United States. 

In accordance with the foregoing, the 

CPL is updated, as set forth below. 

CONFORMING PRODUCTS LIST OF EVIDENTIAL BREATH MEASUREMENT DEVICES

Manufacturer/Distributor and model Mobile Non-mobile 

AK GlobalTech Corporation, Palisades Park, New Jersey: 

AlcoMate TS600 (aka: Alcoscan ALP–1 outside the U.S.) .............................................................................. X X 

Alcohol Countermeasure Systems Corp., Toronto, Ontario, Canada: 

Alert J3AD * ...................................................................................................................................................... X X 

Alert J4X.ec ...................................................................................................................................................... X X 

PBA3000C ........................................................................................................................................................ X X 

SAF’IR Evolution .............................................................................................................................................. X X 

BAC Systems, Inc., Ontario, Canada: 

Breath Analysis Computer * .............................................................................................................................. X X 

CAMEC Ltd., North Shields, Tyne and Ware, England: 

IR Breath Analyzer * ......................................................................................................................................... X X 

CMI, Inc., Owensboro, Kentucky: 

Intoxilyzer Model: 

200 ............................................................................................................................................................. X X 

200D .......................................................................................................................................................... X X 

240 (aka: Lion Alcolmeter 400+ outside the U.S.) .................................................................................... X X 

300 ............................................................................................................................................................. X X 

400 ............................................................................................................................................................. X X 

400PA ........................................................................................................................................................ X X 

500 (aka: Lion Alcolmeter 500 outside the U.S.) ...................................................................................... X X 

600 (aka: Lion Alcolmeter 600 outside the U.S.) ...................................................................................... X X 

1400 ........................................................................................................................................................... X X 

4011 * ......................................................................................................................................................... X X 

4011A * ...................................................................................................................................................... X X 

4011AS * .................................................................................................................................................... X X 

4011AS–A * ............................................................................................................................................... X X 

4011AS–AQ * ............................................................................................................................................. X X 

4011 AW * .................................................................................................................................................. X X 

4011A27–10100 * ...................................................................................................................................... X X 

4011A27–10100 with filter * ....................................................................................................................... X X 

5000 ........................................................................................................................................................... X X 

5000 (w/Cal. Vapor Re-Circ.) .................................................................................................................... X X 

5000 (w/3/8′′ ID Hose option) ..................................................................................................................... X X 

5000CD ..................................................................................................................................................... X X 

5000CD/FG5 ............................................................................................................................................. X X 

5000EN ...................................................................................................................................................... X X 

5000 (CAL DOJ) ........................................................................................................................................ X X 

5000VA ...................................................................................................................................................... X X 

8000 ........................................................................................................................................................... X X 

9000 ........................................................................................................................................................... X X 


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50942 Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 

CONFORMING PRODUCTS LIST OF EVIDENTIAL BREATH MEASUREMENT DEVICES—Continued 

Manufacturer/Distributor and model Mobile Non-mobile 

9000 (serial numbers 90–000500 and above) .......................................................................................... X X 

PAC 1200 * ................................................................................................................................................ X X 

S–D2 .......................................................................................................................................................... X X 

S–D5 (aka: Lion Alcolmeter SD–5 outside the U.S.) ................................................................................ X X 

Draeger, Inc. (aka: Draeger Safety Diagnostics, Inc. or National Draeger) Irving, Texas: 

Alcotest Model: 

3820 ........................................................................................................................................................... X X 

5510 ........................................................................................................................................................... X X 

5820 ........................................................................................................................................................... X X 

6510 ........................................................................................................................................................... X X 

6810 ........................................................................................................................................................... X X 

6820 ........................................................................................................................................................... X X 

7010 * ......................................................................................................................................................... X X 

7110 * ......................................................................................................................................................... X X 

7110 MKIII ................................................................................................................................................. X X 

7110 MKIII–C ............................................................................................................................................ X X 

7410 ........................................................................................................................................................... X X 

7410 Plus .................................................................................................................................................. X X 

7510 ........................................................................................................................................................... X X 

9510 ........................................................................................................................................................... X X 

Breathalyzer Model: 

900 ............................................................................................................................................................. X X 

900A * ........................................................................................................................................................ X X 

900BG * ..................................................................................................................................................... X X 

7410 ........................................................................................................................................................... X X 

7410–II ....................................................................................................................................................... X X 

EnviteC, Wismar, Germany, distributed by Honeywell GmbH, Fond du Lac, Wisconsin: 

AlcoQuant 6020 ................................................................................................................................................ X X 

AlcoQuant 6020 Plus ........................................................................................................................................ X X 

Gall’s Inc., Lexington, Kentucky: 

Alcohol Detection System-A.D.S. 500 .............................................................................................................. X X 

Guth Laboratories, Inc., Harrisburg, Pennsylvania: 

Alcotector BAC–100 ......................................................................................................................................... X X 

Alcotector C2H5OH .......................................................................................................................................... X X 

Guth 38 ............................................................................................................................................................. X X 

Intoximeters, Inc., St. Louis, Missouri: 

Auto Intoximeter * ............................................................................................................................................. X X 

GC Intoximeter MK II * ...................................................................................................................................... X X 

GC Intoximeter MK IV * .................................................................................................................................... X X 

Photo Electric Intoximeter * .............................................................................................................................. ........................ X 

Intoximeter Model: 

3000 ........................................................................................................................................................... X X 

3000 (rev B1) * .......................................................................................................................................... X X 

3000 (rev B2) * .......................................................................................................................................... X X 

3000 (rev B2A) * ........................................................................................................................................ X X 

3000 (rev B2A) w/FM option * ................................................................................................................... X X 

3000 (Fuel Cell) * ....................................................................................................................................... X X 

3000 D * ..................................................................................................................................................... X X 

3000 DFC * ................................................................................................................................................ X X 

Alcomonitor ................................................................................................................................................ ........................ X 

Alcomonitor CC ......................................................................................................................................... X X 

Alco-Sensor III ........................................................................................................................................... X X 

Alco-Sensor III (Enhanced with Serial Numbers above 1,200,000) ......................................................... X X 

Alco-Sensor IV .......................................................................................................................................... X X 

Alco-Sensor IV XL ..................................................................................................................................... X X 

Alco-Sensor V ........................................................................................................................................... X X 

Alco-Sensor V XL ...................................................................................................................................... X X 

Alco-Sensor AZ ......................................................................................................................................... X X 

Alco-Sensor FST ....................................................................................................................................... X X 

Intox DMT Dual Sensor ............................................................................................................................. X X 

Intox EC/IR ................................................................................................................................................ X X 

Intox EC/IR II ............................................................................................................................................. X X 

Intox EC/IR II (Enhanced with serial number 10,000 or higher) .............................................................. ........................ X 

Intox EC/IR II.t ........................................................................................................................................... X X 

Portable Intox EC/IR ................................................................................................................................. X X 

RBT–AZ ..................................................................................................................................................... X X 

RBT–III ...................................................................................................................................................... X X 

RBT III–A ................................................................................................................................................... X X 

RBT IV ....................................................................................................................................................... X X 

RBT IV with CEM (cell enhancement module) ......................................................................................... X X 

(Also Listed under National Patent Analytical Systems, Inc.) BAC DataMaster (with or without the 

Delta-1 accessory) ................................................................................................................................. X X 


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Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 50943 

CONFORMING PRODUCTS LIST OF EVIDENTIAL BREATH MEASUREMENT DEVICES—Continued 

Manufacturer/Distributor and model Mobile Non-mobile 

BAC Verifier DataMaster (w/or without the Delta-1 accessory) ............................................................... X X 

DataMaster cdm (w/or without the Delta-1 accessory) ............................................................................. X X 

DataMaster DMT w/Fuel Cell option ......................................................................................................... X X 

DataMaster DMT w/Rev A Fuel Cell option .............................................................................................. X X 

DataMaster DMT (aka: Intox MT) ............................................................................................................. X X 

Intox DMT (aka: DataMaster DMT) ........................................................................................................... X X 

Komyo Kitagawa, Kogyo, K.K., Japan: 

Alcolyzer DPA-2 * ............................................................................................................................................. X X 

Breath Alcohol Meter PAM 101B * ................................................................................................................... X X 

Lifeloc Technologies, Inc., (formerly Lifeloc, Inc.), Wheat Ridge, Colorado: 

EV 30 (w/or without EASYCAL accessory) ...................................................................................................... X X 

FC 10 (w/or without EASYCAL accessory) ...................................................................................................... X X 

FC10Plus (w/or without EASYCAL accessory) ................................................................................................ X X 

FC 20 (w/or without EASYCAL accessory) ...................................................................................................... X X 

FC20BT (w/or without EASYCAL accessory) .................................................................................................. X X 

LifeGuard Pro ................................................................................................................................................... X X 

Phoenix ............................................................................................................................................................. X X 

Phoenix 6.0 (w/or without EASYCAL accessory) ............................................................................................ X X 

Phoenix 6.0BT (w/or without EASYCAL accessory) ........................................................................................ X X 

Lion Laboratories, Ltd., Cardiff, Wales, United Kingdom: 

Alcolmeter Model: 

300 ............................................................................................................................................................. X X 

400 ............................................................................................................................................................. X X 

400+ (aka: Intoxilyzer 240 in the U.S.) ..................................................................................................... X X 

500 (aka: Intoxilyzer 500 in the U.S.) ....................................................................................................... X X 

600 (aka: Intoxilyzer 600 in the U.S.) ....................................................................................................... X X 

EBA * ......................................................................................................................................................... X X 

SD–2 * ........................................................................................................................................................ X X 

SD–5 (aka: S–D5 in the U.S.) ................................................................................................................... X X 

Intoxilyzer Model: 

200 ............................................................................................................................................................. X X 

200D .......................................................................................................................................................... X X 

1400 ........................................................................................................................................................... X X 

5000 CD/FG5 ............................................................................................................................................ X X 

5000 EN .................................................................................................................................................... X X 

Luckey Laboratories, San Bernardino, California: 

Alco-Analyzer Model: 

1000 * ......................................................................................................................................................... ........................ X 

2000 * ......................................................................................................................................................... ........................ X 

Nanopuls AB, Uppsala, Sweden: 

Evidenzer .......................................................................................................................................................... X X 

National Patent Analytical Systems, Inc. (NPAS), Mansfield, Ohio: 

BAC DataMaster (with or without the Delta-1 accessory).

BAC Verifier DataMaster (w/or without the Delta-1 accessory) ....................................................................... X X 

DataMaster cdm (w/or without the Delta-1 accessory) .................................................................................... X X 

DataMaster DMT (aka: Intox DMT) .................................................................................................................. X X 

DataMaster DMT w/Fuel Cell option SN: 555555 ............................................................................................ X X 

DataMaster DMT w/Rev A Fuel Cell option SN: 100630 ................................................................................ X X 

Omicron Systems, Palo Alto, California: 

Intoxilyzer Model: 

4011 * ......................................................................................................................................................... X X 

4011AW * ................................................................................................................................................... X X 

PAS International, Fredericksburg, Virginia: 

Alcovisor Jupiter ............................................................................................................................................... X X 

Alcovisor Mercury ............................................................................................................................................. X X 

Mark V Alcovisor .............................................................................................................................................. X X 

Plus 4 Engineering, Minturn, Colorado: 

5000 Plus 4 * .................................................................................................................................................... X X 

Seres, Paris, France: 

Alco Master ....................................................................................................................................................... X X 

Alcopro .............................................................................................................................................................. X X 

Siemans-Allis, Cherry Hill, New Jersey: 

Alcomat * ........................................................................................................................................................... X X 

Alcomat F * ....................................................................................................................................................... X X 

Smith and Wesson Electronics, Springfield, Massachusetts: 

Breathalyzer Model: 

900 * ........................................................................................................................................................... X X 

900A * ........................................................................................................................................................ X X 

1000 * ......................................................................................................................................................... X X 

2000 * ......................................................................................................................................................... X X 

2000 (non-Humidity Sensor) * ................................................................................................................... X X 

Sound-Off, Inc., Hudsonville, Michigan: 


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50944 Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 

CONFORMING PRODUCTS LIST OF EVIDENTIAL BREATH MEASUREMENT DEVICES—Continued 

Manufacturer/Distributor and model Mobile Non-mobile 

AlcoData ........................................................................................................................................................... X X 

Seres Alco Master ............................................................................................................................................ X X 

Seres Alcopro ................................................................................................................................................... X X 

Stephenson Corp.: 

Breathalyzer 900 * ............................................................................................................................................ X X 

Tokai-Denshi Inc., Tokyo, Japan: 

ALC–PRO II (US) ............................................................................................................................................. X X 

U.S. Alcohol Testing, Inc./Protection Devices, Inc., Rancho Cucamonga, California: 

Alco-Analyzer 1000 .......................................................................................................................................... ........................ X 

Alco-Analyzer 2000 .......................................................................................................................................... ........................ X 

Alco-Analyzer 2100 .......................................................................................................................................... X X 

Verax Systems, Inc., Fairport, New York: 

BAC Verifier * .................................................................................................................................................... X X 

BAC Verifier Datamaster ......................................................................................................................................... X X 

BAC Verifier Datamaster II * .................................................................................................................................... X X 

* Instruments marked with an asterisk (*) meet the Model Specifications detailed in 49 FR 48854 (December 14, 1984) (i.e., instruments tested 

at 0.000, 0.050, 0.101, and 0.151 BAC). Instruments not marked with an asterisk meet the Model Specifications detailed in 58 FR 48705 (September 17, 1993), and were tested at BACs = 0.000, 0.020, 0.040, 0.080, and 0.160. All instruments that meet the Model Specifications currently 

in effect (dated September 17, 1993) also meet the Model Specifications for Screening Devices to Measure Alcohol in Bodily Fluids. 

Authority: 44 U.S.C. Section 3506(c)(2)(A). 

Issued in Washington, DC, on October 30, 

2017. 

Jeff Michael, 

Associate Administrator, Research and 

Program Development. 

[FR Doc. 2017–23869 Filed 11–1–17; 8:45 am] 

BILLING CODE 4910–59–P 

DEPARTMENT OF THE TREASURY 

Community Development Financial 

Institutions Fund 

Funding Opportunity Title: Notice of 

Guarantee Availability (NOGA) Inviting 

Qualified Issuer Applications and 

Guarantee Applications for the 

Community Development Financial 

Institutions (CDFI) Bond Guarantee 

Program 

Announcement Type: Announcement 

of opportunity to submit Qualified 

Issuer Applications and Guarantee 

Applications. 

Catalog of Federal Domestic 

Assistance (CFDA) Number: 21.011. 

Key Dates: Qualified Issuer 

Applications and Guarantee 

Applications may be submitted to the 

CDFI Fund starting on the date of 

publication of this NOGA. In order to be 

considered for the issuance of a 

Guarantee in FY 2018, Qualified Issuer 

Applications must be submitted by 

11:59 p.m. Eastern Standard Time (EST) 

on January 9, 2018 and Guarantee 

Applications must be submitted by 

11:59 p.m. EST on January 23, 2018. If 

applicable, CDFI Certification 

Applications must be received by the 

CDFI Fund by 11:59 p.m. EST on 

November 30, 2017. Under FY 2018 

authority, which is contingent upon 

Congressional authorization, Bond 

Documents and Bond Loan documents 

must be executed, and Guarantees will 

be provided, in the order in which 

Guarantee Applications are approved or 

by such other criteria that the CDFI 

Fund may establish, in its sole 

discretion, and in any event by 

September 30, 2018. 

Executive Summary: This NOGA is 

published in connection with the CDFI 

Bond Guarantee Program, administered 

by the Community Development 

Financial Institutions Fund (CDFI 

Fund), the U.S. Department of the 

Treasury (Treasury). Through this 

NOGA, the CDFI Fund announces the 

availability of $500 million of Guarantee 

Authority in FY 2018, contingent upon 

Congressional authorization. This 

NOGA explains application submission 

and evaluation requirements and 

processes, and provides agency contacts 

and information on CDFI Bond 

Guarantee Program outreach. Parties 

interested in being approved for a 

Guarantee under the CDFI Bond 

Guarantee Program must submit 

Qualified Issuer Applications and 

Guarantee Applications for 

consideration in accordance with this 

NOGA. 

Capitalized terms used in this NOGA 

and not defined elsewhere are defined 

in the CDFI Bond Guarantee Program 

regulations (12 CFR 1808.102) and the 

CDFI Program regulations (12 CFR 

1805.104). 

I. Guarantee Opportunity Description 

A. Authority. The CDFI Bond 

Guarantee Program was authorized by 

the Small Business Jobs Act of 2010 

(Pub. L. 111–240; 12 U.S.C. 4713a) (the 

Act). Section 1134 of the Act amended 

the Riegle Community Development and 

Regulatory Improvement Act of 1994 (12 

U.S.C. 4701, et seq.) to provide authority 

to the Secretary of the Treasury 

(Secretary) to establish and administer 

the CDFI Bond Guarantee Program. 

B. Bond Issue size; Amount of 

Guarantee authority. In FY 2018, the 

Secretary may guarantee Bond Issues 

having a minimum Guarantee of $100 

million each, up to an aggregate total of 

$500 million, contingent upon 

Congressional authorization. 

C. Program summary. The purpose of 

the CDFI Bond Guarantee Program is to 

support CDFI lending by providing 

Guarantees for Bonds issued for Eligible 

Community or Economic Development 

Purposes, as authorized by section 1134 

and 1703 of the Act. The Secretary, as 

the Guarantor of the Bonds, will provide 

a 100 percent Guarantee for the 

repayment of the Verifiable Losses of 

Principal, Interest, and Call Premium of 

Bonds issued by Qualified Issuers. 

Qualified Issuers, approved by the CDFI 

Fund, will issue Bonds that will be 

purchased by the Federal Financing 

Bank. The Qualified Issuer will use 100 

percent of Bond Proceeds to provide 

Bond Loans to Eligible CDFIs, which 

will use Bond Loan proceeds for Eligible 

Community and Economic Development 

Purposes, including providing 

Secondary Loans to Secondary 

Borrowers. 

D. Review of Guarantee Applications, 

in general. 

1. Qualified Issuer Applications 

submitted with Guarantee Applications 

will have priority for review over 

Qualified Issuer Applications submitted 

without Guarantee Applications. With 

the exception of the aforementioned 

prioritized review, all Qualified Issuer 

Applications and Guarantee 


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