Federal Register / Vol. 82, No. 212 / Friday, November 3, 2017 / Notices 51327 

10The Applicants are not requesting, and the staff 

is not providing, any relief for transaction fees 

received in connection with any Co-Investment 

Transaction. 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 714 

(January 28, 2014), 79 FR 6256 (February 3, 2014) 

(SR–BX–2014–004). 

4 15 U.S.C. 78f(b). 

5 15 U.S.C. 78f(b)(5). 

6See Securities Exchange Act Release No. 714 

(January 28, 2014), 79 FR 6256 (February 3, 2014) 

(SR–BX–2014–004). 

13. Any transaction fee 10 (including 

break-up or commitment fees but 

excluding broker’s fees contemplated 

section 17(e) or 57(k) of the Act, as 

applicable) received in connection with 

a Co-Investment Transaction will be 

distributed to the participating 

Regulated Funds and Affiliated Funds 

on a pro rata basis based on the amounts 

they invested or committed, as the case 

may be, in such Co-Investment 

Transaction. If any transaction fee is to 

be held by an Adviser pending 

consummation of the Co-Investment 

Transaction, the fee will be deposited 

into an account maintained by such 

Adviser at a bank or banks having the 

qualifications prescribed in section 

26(a)(1) of the Act, and the account will 

earn a competitive rate of interest that 

will also be divided pro rata among the 

participating Regulated Funds and 

Affiliated Funds based on the amounts 

they invest in such Co-Investment 

Transaction. None of the Affiliated 

Funds, the Advisers, the other 

Regulated Funds, or any affiliated 

person of the Regulated Funds or 

Affiliated Funds will receive additional 

compensation or remuneration of any 

kind as a result of or in connection with 

a Co-Investment Transaction (other than 

(a) in the case of the Regulated Funds 

and the Affiliated Funds, the pro rata 

transaction fees described above and 

fees or other compensation described in 

condition 2(c)(iii)(C); and (b) in the case 

of an Adviser, investment advisory fees 

paid in accordance with the investment 

advisory agreements between such 

Adviser and the Regulated Fund or 

Affiliated Fund). 

14. If the Holders own in the aggregate 

more than 25% of the Shares of a 

Regulated Fund, then the Holders will 

vote such Shares as directed by an 

independent third party when voting on 

(1) the election of directors; (2) the 

removal of one or more directors; or (3) 

any other matter under either the Act or 

applicable State laws affecting the 

Board’s composition, size or manner of 

election. 

15. Each Regulated Fund’s chief 

compliance officer, as defined in rule 

38a–1(a)(4), will prepare an annual 

report for the Board of such Regulated 

Fund that evaluates (and documents the 

basis of that evaluation) the Regulated 

Fund’s compliance with the terms and 

conditions of the application and 

procedures established to achieve such 

compliance. 

For the Commission, by the Division of 

Investment Management, under delegated 

authority. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–23920 Filed 11–2–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–81978; File No. SR–BX– 

2017–049] 

Self-Regulatory Organizations; Nasdaq 

BX, Inc.; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change To Remove References to 

Nasdaq Options Services 

October 30, 2017. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on October 

26, 2017, Nasdaq BX, Inc. (‘‘BX’’ or 

‘‘Exchange’’) filed with the Securities 

and Exchange Commission (‘‘SEC’’ or 

‘‘Commission’’) the proposed rule 

change as described in Items I, II, and 

III, below, which Items have been 

prepared by the Exchange. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to remove 

references to Nasdaq Options Services. 

The text of the proposed rule change 

is available on the Exchange’s Web site 

at http://nasdaqbx.cchwallstreet.com/, 

at the principal office of the Exchange, 

and at the Commission’s Public 

Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The purpose of this filing is to remove 

references to ‘‘Nasdaq Options Services’’ 

and replace those references with 

‘‘Nasdaq Execution Services’’ where the 

entity is not otherwise noted. The 

Exchange previously filed a proposed 

rule change which replaced Nasdaq 

Options Services with Nasdaq 

Execution Services.3 Some references to 

Nasdaq Options Services were not 

removed from the Exchange’s Rulebook. 

At this time, the Exchange proposes to 

remove those references in the Rulebook 

and replace with references to ‘‘Nasdaq 

Execution Services,’’ where applicable. 

No other changes are being proposed 

in this filing. The Exchange represents 

that these changes are concerned solely 

with the administration of the Exchange 

and do not affect the meaning, 

administration, or enforcement of any 

rules of the Exchange or the rights, 

obligations, or privileges of Exchange 

members or their associated persons in 

any way. Accordingly, this filing is 

being submitted under Rule 19b–4(f)(3). 

2. Statutory Basis 

The Exchange believes that its 

proposal is consistent with Section 6(b) 

of the Act,4 in general, and furthers the 

objectives of Section 6(b)(5) of the Act,5

in particular, in that it is designed to 

promote just and equitable principles of 

trade, to remove impediments to and 

perfect the mechanism of a free and 

open market and a national market 

system, and, in general to protect 

investors and the public interest by 

avoiding confusion with the routing 

entity. The Exchange proposes to 

remove references to ‘‘Nasdaq Options 

Services’’ and replace those references 

with ‘‘Nasdaq Execution Services’’ 

where the entity is not otherwise noted. 

The Exchange previously filed a 

proposed rule change which replaced 

Nasdaq Options Services with Nasdaq 

Execution Services.6 This proposed 

change is non-substantive. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 


ethrower on DSK3G9T082PROD with NOTICES
51328 Federal Register / Vol. 82, No. 212 / Friday, November 3, 2017 / Notices 

7 15 U.S.C. 78s(b)(3)(A). 

8 17 CFR 240.19b–4(f)(3). 9 17 CFR 200.30–3(a)(12). 

any burden on competition not 

necessary or appropriate in furtherance 

of the purposes of the Act. The removal 

of references to ‘‘Nasdaq Options 

Services’’ and replacement with 

‘‘Nasdaq Execution Services,’’ where 

applicable, will avoid confusion. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were either 

solicited or received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Pursuant to Section 19(b)(3)(A) of the 

Act 7 and Rule 19b–4(f)(3) thereunder,8

the Exchange has designated this 

proposal as one that is concerned solely 

with the administration of the selfregulatory organization, and therefore 

has become effective. 

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. If the 

Commission takes such action, the 

Commission shall institute proceedings 

to determine whether the proposed rule 

should be approved or disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

BX–2017–049 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Brent J. Fields, Secretary, Securities 

and Exchange Commission, 100 F Street 

NE., Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–BX–2017–049. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–BX–2017–049 and should 

be submitted on or before November 24, 

2017. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.9

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–23924 Filed 11–2–17; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #15293 and #15294; 

U.S. VIRGIN ISLANDS Disaster Number VI– 

00009] 

Presidential Declaration Amendment of 

a Major Disaster for the U.S. Virgin 

Islands 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 3. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for the U.S. Virgin Islands 

(FEMA–4335–DR), dated 09/07/2017. 

Incident: Hurricane Irma. 

Incident Period: 09/05/2017 through 

09/07/2017. 

DATES: Issued on 09/07/2017. 

Physical Loan Application Deadline 

Date: 12/18/2017. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/07/2018. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW., Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: The notice 

of the President’s major disaster 

declaration for the U.S. Virgin Islands, 

dated 09/07/2017, is hereby amended to 

extend the deadline for filing 

applications for physical damages as a 

result of this disaster to 12/18/2017. 

All other information in the original 

declaration remains unchanged. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James E. Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2017–23930 Filed 11–2–17; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #15320 and #15321; 

U.S. VIRGIN ISLANDS Disaster Number VI– 

00011] 

Presidential Declaration Amendment of 

a Major Disaster for the U.S. Virgin 

Islands 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 2. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for the U.S. Virgin Islands 

(FEMA–4340–DR), dated 09/20/2017. 

Incident: Hurricane Maria. 

Incident Period: 09/16/2017 and 

continuing. 

DATES: Issued on 09/20/2017. 

Physical Loan Application Deadline 

Date: 12/18/2017. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/20/2018. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW., Suite 6050, 

Washington, DC 20416, (202) 205–6734. 


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