Federal Register / Vol. 82, No. 208 / Monday, October 30, 2017 / Notices 50185 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3The Exchange proposes to amend: (i) The 

Amended Certificate of Formation; (ii) Second 

Amended Limited Liability Company Agreement; 

(iii) By-Laws; (iv) Rulebook; and (v) Pricing 

Schedule. 

4The NASDAQ Stock Market LLC and NASDAQ 

BX, Inc. will also be filing similar rule changes. 

5See Securities Exchange Act Release No. 75421 

(July 10, 2015), 80 FR 42136 (July 16, 2015) 

(SR–BSECC–2015–001, SR–BX–2015–030, 

SR–NASDAQ–2015–058, SR–Phlx–2015–46, 

SR–SCCP–2015–01). 

6 Id. 

7 15 U.S.C. 78f(b). 

8 15 U.S.C. 78f(b)(5). 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.18

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–23480 Filed 10–27–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–81938; File No. SR–Phlx– 

2017–83] 

Self-Regulatory Organizations; 

NASDAQ PHLX LLC; Notice of Filing 

and Immediate Effectiveness of 

Proposed Rule Change Relating to the 

Exchange’s Name Change 

October 24, 2017. 

Pursuant to section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on October 

19, 2017, NASDAQ PHLX LLC (‘‘Phlx’’ 

or ‘‘Exchange’’) filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the Exchange. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend its 

rules as well as certain corporate 

documents of the Exchange to reflect 

legal name changes. 

The text of the proposed rule change 

is available on the Exchange’s Web site 

at http://nasdaqphlx.cchwallstreet. 

com/, at the principal office of the 

Exchange, and at the Commission’s 

Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The purpose of this filing is to reflect 

in the Exchange’s governing documents 

(and the governing documents of its 

parent company) 3 and the Exchange’s 

Rulebook a non-substantive corporate 

branding change to the Exchange’s 

name.4 Specifically, current references 

will be changed as follows: 

• References to ‘‘NASDAQ’’ will be 

changed to ‘‘Nasdaq’’ 

• References to ‘‘NASDAQ PHLX LLC’’ 

or ‘‘NASDAQ PHLX’’ will be changed 

to ‘‘Nasdaq PHLX LLC’’ or ‘‘Nasdaq 

PHLX’’ 

• References to ‘‘NASDAQ OMX PSX’’ 

or ‘‘NASDAQ PSX’’ will be changed 

to ‘‘Nasdaq PSX’’ 

• References to ‘‘The NASDAQ OMX 

Group, Inc.’’ or ‘‘NASDAQ OMX 

Group, Inc.’’ will be changed to 

‘‘Nasdaq, Inc.’’ 5

• In addition to the preceding changes, 

all references to ‘‘OMX’’ will be 

removed from the Rulebook.6

• References to ‘‘The NASDAQ Stock 

Market LLC’’ or ‘‘NASDAQ Stock 

Market LLC’’ will be changed to ‘‘The 

Nasdaq Stock Market LLC’’ 

• References to ‘‘NASDAQ BX, Inc.’’ or 

‘‘NASDAQ BX’’ will be changed to 

‘‘Nasdaq BX, Inc.’’ or ‘‘Nasdaq BX’’ 

• In all instances where the word ‘‘the’’ 

should have been capitalized, (e.g., 

Rule 1080(n)(ii)(J)(1)), the Exchange 

will make the appropriate correction. 

This name change proposal is a nonsubstantive change. No changes to the 

ownership or structure of the Exchange 

have taken place. No other changes are 

being proposed in this filing. The 

Exchange represents that these changes 

are concerned solely with the 

administration of the Exchange and do 

not affect the meaning, administration, 

or enforcement of any rules of the 

Exchange or the rights, obligations, or 

privileges of Exchange members or their 

associated persons in any way. 

Accordingly, this filing is being 

submitted under Rule 19b–4(f)(3). In 

lieu of providing a copy of the marked 

changes, the Exchange represents that it 

will make the necessary non-substantive 

revisions to the Amended Certificate of 

Formation, Second Amended Limited 

Liability Company Agreement, By-Laws, 

Rulebook, and Pricing Schedule and 

post updated versions of each on the 

Exchange’s Web site pursuant to Rule 

19b–4(m)(2). 

The Exchange notes that the following 

references are not being amended in the 

Exchange’s governing documents and 

the Exchange’s Rulebook: 

• Any name with a trademark (TM) or 

service mark (SM) attached to the name. 

• Any references in the Amended 

Certificate of Formation or Second 

Amended Limited Liability Company 

Agreement which references [sic] a prior 

name of the Exchange and reflects a 

historical date wherein that name was 

in effect. 

2. Statutory Basis 

The Exchange believes that its 

proposal is consistent with section 6(b) 

of the Act,7 in general, and furthers the 

objectives of section 6(b)(5) of the Act,8

in particular, in that it is designed to 

promote just and equitable principles of 

trade, to remove impediments to and 

perfect the mechanism of a free and 

open market and a national market 

system, and, in general to protect 

investors and the public interest by 

avoiding confusion with the name. The 

Exchange proposes to conform its name 

to that of its parent, Nasdaq Inc., by 

changing the capitalization in the word 

‘‘NASDAQ’’ to ‘‘Nasdaq.’’ The Exchange 

also proposes to amend the names of 

affiliated markets in a similar manner, 

by changing the name ‘‘NASDAQ’’ to 

‘‘Nasdaq.’’ The name change of the 

Exchange as well as other name changes 

to related entities are non-substantive 

changes. No changes to the ownership 

or structure of the Exchange have taken 

place. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition not 

necessary or appropriate in furtherance 

of the purposes of the Act. The name 

change will align with the parent 

company, Nasdaq, Inc. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were either 

solicited or received. 


sradovich on DSK3GMQ082PROD with NOTICES
50186 Federal Register / Vol. 82, No. 208 / Monday, October 30, 2017 / Notices 

9 15 U.S.C. 78s(b)(3)(A). 

10 17 CFR 240.19b–4(f)(3). 

11 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

4The Exchange initially filed rule changes 

relating to its co-location services with the 

Commission in 2010. See Securities Exchange Act 

Release No. 62960 (September 21, 2010), 75 FR 

59310 (September 27, 2010) (SR–NYSE–2010–56) 

(the ‘‘Original Co-location Filing’’). The Exchange 

operates a data center in Mahwah, New Jersey (the 

‘‘data center’’) from which it provides co-location 

services to Users. 

5For purposes of the Exchange’s co-location 

services, a ‘‘User’’ means any market participant 

that requests to receive co-location services directly 

from the Exchange. See Securities Exchange Act 

Release No. 76008 (September 29, 2015), 80 FR 

60190 (October 5, 2015) (SR–NYSE–2015–40). As 

specified in the Price List, a User that incurs colocation fees for a particular co-location service 

pursuant thereto would not be subject to co-location 

fees for the same co-location service charged by the 

Exchange’s affiliates NYSE American LLC (‘‘NYSE 

American’’) and NYSE Arca, Inc. (‘‘NYSE Arca’’ 

and, together with NYSE American, the ‘‘Affiliate 

SROs’’). See Securities Exchange Act Release No. 

70206 (August 15, 2013), 78 FR 51765 (August 21, 

2013) (SR–NYSE–2013–59). 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Pursuant to section 19(b)(3)(A) of the 

Act 9 and Rule 19b–4(f)(3) thereunder,10

the Exchange has designated this 

proposal as one that is concerned solely 

with the administration of the selfregulatory organization, and therefore 

has become effective. 

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

Phlx–2017–83 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE., 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–Phlx–2017–83. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change. 

Persons submitting comments are 

cautioned that we do not redact or edit 

personal identifying information from 

comment submissions. You should 

submit only information that you wish 

to make available publicly. All 

submissions should refer to File 

Number SR–Phlx–2017–83 and should 

be submitted on or before November 20, 

2017. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.11

Robert W. Errett, 

Deputy Secretary. 

[FR Doc. 2017–23488 Filed 10–27–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–81926; File No. SR–NYSE– 

2017–52] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change To Provide 

Users With Access to Five Additional 

Third Party Systems and Connectivity 

to Two Additional Third Party Data 

Feeds 

October 24, 2017. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that on October 

11, 2017, New York Stock Exchange 

LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the self-regulatory 

organization. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to provide 

Users with access to five additional 

third party systems and connectivity to 

two additional third party data feeds. In 

addition, the Exchange proposes to 

change its Price List related to these colocation services. The proposed rule 

change is available on the Exchange’s 

Web site at www.nyse.com, at the 

principal office of the Exchange, and at 

the Commission’s Public Reference 

Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and the 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes to amend the 

co-location 4 services offered by the 

Exchange to provide Users 5 with access 

to five additional third party systems 

and connectivity to two additional third 

party data feeds. In addition the 

Exchange proposes to make the 

corresponding changes to the 

Exchange’s Price List related to these colocation services. 

As set forth in the Price List, the 

Exchange charges fees for connectivity 

to the execution systems of third party 

markets and other content service 

providers (‘‘Third Party Systems’’), and 

data feeds from third party markets and 


sradovich on DSK3GMQ082PROD with NOTICES