Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 50909 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

32886] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

October 27, 2017. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of October 

2017. A copy of each application may be 

obtained via the Commission’s Web site 

by searching for the file number, or for 

an applicant using the Company name 

box, at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by writing to the SEC’s 

Secretary at the address below and 

serving the relevant applicant with a 

copy of the request, personally or by 

mail. Hearing requests should be 

received by the SEC by 5:30 p.m. on 

November 21, 2017, and should be 

accompanied by proof of service on 

applicants, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Pursuant to Rule 0–5 under the Act, 

hearing requests should state the nature 

of the writer’s interest, any facts bearing 

upon the desirability of a hearing on the 

matter, the reason for the request, and 

the issues contested. Persons who wish 

to be notified of a hearing may request 

notification by writing to the 

Commission’s Secretary. 

ADDRESSES: The Commission: Secretary, 

U.S. Securities and Exchange 

Commission, 100 F Street NE., 

Washington, DC 20549–1090. 

FOR FURTHER INFORMATION CONTACT: Brad 

Gude, Senior Counsel, at (202) 551– 

5590 or Chief Counsel’s Office at (202) 

551–6821; SEC, Division of Investment 

Management, Chief Counsel’s Office, 

100 F Street NE., Washington, DC 

20549–8010. 

Archstone Alternative Solutions Fund 

[File No. 811–23042] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On May 3, 2017, 

July 31, 2017, and September 19, 2017, 

applicant made liquidating distributions 

to its shareholders, based on net asset 

value. Expenses of $8,000 incurred in 

connection with the liquidation were 

paid by applicant’s investment adviser. 

Filing Date: The application was filed 

on September 28, 2017. 

Applicant’s Address: 100 Park 

Avenue, Suite 1635, New York, New 

York 10017. 

New Century Portfolios 

[File No. 811–05646] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On September 29, 

2017, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $60,886 

incurred in connection with the 

liquidation were paid by applicant’s 

investment adviser. 

Filing Dates: The application was 

filed on September 29, 2017 and 

amended on October 11, 2017. 

Applicant’s Address: 100 William 

Street, Suite 200, Wellesley, MA 02481. 

Northeast Investors Growth Fund Inc. 

[File No. 811–03074] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On June 29, 2017, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $74,109 

incurred in connection with the 

liquidation were paid by applicant and 

applicant’s investment adviser. 

Filing Dates: The application was 

filed on September 29, 2017 and 

amended on October 13, 2017. 

Applicant’s Address: 100 High Street, 

Boston, MA 02110. 

Hays Series Trust 

[File No. 811–23049] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On September 28, 

2017, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $15,500 

incurred in connection with the 

liquidation were paid by applicant and 

reimbursed by applicant’s investment 

adviser. 

Filing Dates: The application was 

filed on October 3, 2017 and amended 

on October 16, 2017. 

Applicant’s Address: 105 Continental 

Place, Suite 150, Brentwood, TN 37027. 

Dreyfus Institutional Cash Advantage 

Funds 

[File No. 811–21075] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to Dreyfus 

Institutional Preferred Money Market 

Funds and, on October 4, 2016, made a 

final distribution to its shareholders 

based on net asset value. Expenses of 

$209,497 incurred in connection with 

the reorganization were paid by 

applicant’s investment adviser. 

Filing Dates: The application was 

filed on August 29, 2017 and amended 

on September 28, 2017. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

Pointbreak ETF Trust 

[File No. 811–23068] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On September 21, 

2017, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $2,000 

incurred in connection with the 

liquidation were paid by applicant’s 

investment adviser. 

Filing Dates: The application was 

filed on September 22, 2017 and 

amended on September 29, 2017. 

Applicant’s Address: 915 Creed Road, 

Oakland, CA 94610. 

Horizons ETF Trust 

[File No. 811–22918] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On May 7, 2016, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $13,577 

incurred in connection with the 

liquidation were paid by applicant’s 

investment adviser. 

Filing Dates: The application was 

filed on August 22, 2017 and amended 

on October 2, 2017. 

Applicant’s Address: 625 Madison 

Avenue, 3d Floor, New York, NY 10022. 

E.I.I. Realty Securities Trust 

[File No. 811–08649] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On June 7, 2017, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses incurred in 

connection with the liquidation were 

paid by applicant’s investment adviser. 

Filing Dates: The application was 

filed on September 12, 2017 and 

amended on October 2, 2017 and 

October 12, 2017. 

Applicant’s Address: 640 Fifth 

Avenue, New York, NY 10019. 


asabaliauskas on DSKBBXCHB2PROD with NOTICES
50910 Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3Today, this feature is offered to Members. GEMX 

transitioned from its legacy trading system to INET, 

the current technology, in 2017. While GEMX 

offered this feature on its legacy system, the feature 

was not codified in the GEMX Rulebook. At this 

time, the Exchange is codifying the Kill Switch 

feature to reflect the functionality. 

Legg Mason Tax Free Income Fund 

[File No. 811–06223] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to 1919 Maryland 

Tax-Free Income Fund, a series of Trust 

for Advised Portfolios and, on 

November 7, 2014, made a final 

distribution to its shareholders based on 

net asset value. Expenses of $114,628 

incurred in connection with the 

reorganization were paid by applicant’s 

investment adviser, the acquiring fund’s 

investment adviser, or their respective 

affiliates. 

Filing Date: The application was filed 

on October 6, 2017. 

Applicant’s Address: 100 

International Drive, 7th Floor, 

Baltimore, MD 21202. 

BlackRock Defined Opportunity Credit 

Trust 

[File No. 811–22126] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On August 18, 

2017, applicant made a final 

distribution to its shareholders, based 

on net asset value. Applicant’s 

remaining assets were transferred to a 

liquidating trust in which shareholders 

have a pro rata beneficial interests. 

Expenses of $61,860 incurred in 

connection with the liquidation were 

paid by applicant. 

Filing Date: The application was filed 

on August 22, 2017. 

Applicant’s Address: 100 Bellevue 

Parkway, Wilmington, DE 19809. 

The Motley Fool Funds Trust 

[File No. 811–22264] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. The applicant has 

transferred its assets to corresponding 

series of RBB Fund, Inc. and, on 

December 21, 2016, made a final 

distribution to its shareholders based on 

net asset value. Expenses of $427,902 

incurred in connection with the 

reorganization were paid by applicant’s 

investment adviser. 

Filing Dates: The application was 

filed on August 24, 2017 and amended 

on October 10, 2017. 

Applicant’s Address: 2000 Duke 

Street, Suite 175, Alexandria, VA 22314. 

UBS Managed Municipal Trust 

[File No. 811–03946] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On June 24, 2016, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $38,791 

incurred in connection with the 

liquidation were paid by applicant’s 

investment adviser. 

Filing Date: The application was filed 

on October 13, 2017. 

Applicant’s Address: c/o UBS Asset 

Management (Americas) Inc., Attn: 

Keith A. Weller, 1285 Avenue of the 

Americas, 12th Floor, New York, NY 

10019–6028. 

UBS RMA Money Fund Inc. 

[File No. 811–03503] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On June 24, 2016, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $108,867 

incurred in connection with the 

liquidation were paid by applicant’s 

investment adviser. 

Filing Date: The application was filed 

on October 13, 2017. 

Applicant’s Address: c/o UBS Asset 

Management (Americas) Inc., Attn: 

Keith A. Weller, 1285 Avenue of the 

Americas, 12th Floor, New York, NY 

10019–6028. 

UBS RMA Tax Free Fund Inc. 

[File No. 811–03504] 

Summary: Applicant, an open-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On June 24, 2016, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $51,286 

incurred in connection with the 

liquidation were paid by applicant’s 

investment adviser. 

Filing Date: The application was filed 

on October 13, 2017. 

Applicant’s Address: c/o UBS Asset 

Management (Americas) Inc., Attn: 

Keith A. Weller, 1285 Avenue of the 

Americas, 12th Floor, New York, NY 

10019–6028. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–23837 Filed 11–1–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–81970; File No. SR–GEMX– 

2017–50] 

Self-Regulatory Organizations; Nasdaq 

GEMX, LLC; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change Relating to an Optional 

Kill Switch Protection 

October 27, 2017. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on October 

18, 2017, Nasdaq GEMX, LLC (‘‘GEMX’’ 

or ‘‘Exchange’’) filed with the Securities 

and Exchange Commission (‘‘SEC’’ or 

‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the Exchange. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of the Substance 

of the Proposed Rule Change 

The Exchange proposes to 

memorialize an optional Kill Switch 

protection.3 The Kill Switch allows 

Members to cancel open orders and 

prevent new order submission. 

The text of the proposed rule change 

is available on the Exchange’s Web site 

at www.ise.com, at the principal office 

of the Exchange, and at the 

Commission’s Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 


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