alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
exv10w1



 





Exhibit 10.1




RELEASE




     This agreement is being entered into by Westernbank Puerto Rico (hereinafter the “Bank”) and
José M. Biaggi Landrón (hereinafter “Biaggi”) (jointly hereafter referred to as the “Parties”)
agree as follows:




	 	1.	 	Conclusion of Employment. Biaggi performed his duties for Bank through
March 29, 2007 (“Separation Date”), on which date the Parties agreed to the voluntary
resignation of Biaggi’s positions as President and Chief Executive Officer of Bank.
	 
	 	2.	 	Salaries and Employment Benefits. The Bank shall pay Biaggi (1) the
current base salary rate and pay the premiums for medical and dental insurance through
March 29, 2007; and (ii) any unused vacation days accrued as of the Separation Date and
reimbursable expenses. Payments shall be subject to withholding of standard deductions
as determined by law.
	 
	 	3.	 	Bonus. The Bank agrees pay Biaggi a bonus for his tenure in office in
the sum of $800,000.00. Additionally, Biaggi will be entitled to retain the company
car. This bonus shall not be subject to withholding for federal, state and local
taxes, and Biaggi will assume all federal, state and local taxes responsibilities.





 









 






	 	4.	 	General Release. The Parties hereby release and forever discharge each
other and each of the Bank’s affiliates or subsidiary and their respective officers,
directors, members, employees, agents, from any and all claims and causes of action,
arising out of or in connection with any event, transaction or matter occurring or
existing on or before the date of the execution of this agreement, including without
limitation, any and all claims strictly arising or solely related to Biaggi’s
termination.
	 
	 	5.	 	The Parties agree to keep this agreement confidential, except (i) to the extent
that such disclosure is specifically required by law or legal process or as authorized
in writing by Bank; or (ii) to financial or tax advisors as may be necessary for the
preparation of tax returns or other reports required by law.
	 
	 	 	 	IN WITNESS HEREOF, the Parties execute this agreement in Mayagüez, Puerto Rico, this
10th of April, 2007.





WESTERNBANK PUERTO RICO




	 	 	 	 	 
	By:

	 	/s/ Frank C. Stipes
	 	/s/ Jose M. Biaggi Landron
	 

	 	 
	 	 
	FRANK C. STIPES	 	JOSE M. BIAGGI LANDRON
	Chairman of the Board of Directors
#### Arametta PORTER, Plaintiff-Appellant, v. UNITED STATES of America, Defendant-Appellee.

No. 07-14801

Non-Argument Calendar.

United States Court of Appeals, Eleventh Circuit.

May 8, 2008.

Keith William Veigas, Jr., Patton & Vei-gas, P.C., Birmingham, AL, for Plaintiff-Appellant.

Steven M. Talson, Washington, DC, for Defendant-Appellee.

Before TJOFLAT, BIRCH and DUBINA, Circuit Judges.

PER CURIAM:

For the reasons stated in the district court’s Memorandum Opinion of September 6, 2007, we agree that the discretionary function exception of the Federal Tort Claims Act deprived the district court of jurisdiction over Count I of plaintiff’s complaint, and that plaintiffs Count II Resource Conservation and Recovery Act claim could not proceed because the Act does not provide for an award of damages in tort.

Plaintiff argues that the court abused its discretion by entering its September 6 dis-positive order without allowing her additional time to obtain the discovery necessary to establish her claims for relief. We find no abuse in this case.

The judgment of the district court is due to be, and is,

AFFIRMED.
BURGER KING HOLDINGS, INC.
2006 OMNIBUS INCENTIVE PLAN
 RESTRICTED STOCK AWARD
 Award Agreement Plan
  Total Number of Sharesof Restricted Stock:
    
    The number of shares underlying your Restricted
Stock award is available at www.benefits.ml.com
under the Grant Information section.Grant Date:
    
    [                    ]Vesting Schedule:
    
    [                    ] (subject to the section
entitled Termination in Exhibit A hereto)
 Exhibit A
 A-1




---



##### 



EXHIBIT A
 TERMS AND CONDITIONS OF THE
RESTRICTED STOCK AWARD
 No Payment for Shares .
  Dividend Equivalents.
  Termination .
  e.g.
  A-2




---



##### 



Cause  provided
  Disability provided
 Without Cause
 A-3




---



##### 



provided
 Settlement .
  Taxes .
   A-4




---



##### 



No Guarantee of Continued Service .
  Termination for Cause; Restrictive Covenants .
   Companys Right of Offset
  A-5




---



##### 



Acknowledgment of Nature of Award .
            A-6




---



##### 



Data Privacy Notice and Consent .
   No Compensation Deferrals .
  A-7




---



##### 



1 2
 Securities Laws .
  Entire Agreement; Dispute Resolution; Governing Law .
    Electronic Delivery .
  A-8




---



##### 



Agreement Severable .
  Language .
  A-9
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5

<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          JUN-30-2001
<PERIOD-START>                             JUL-01-2000
<PERIOD-END>                               SEP-30-2000
<CASH>                                         103,000
<SECURITIES>                                     7,000
<RECEIVABLES>                                  180,000
<ALLOWANCES>                                  (47,000)
<INVENTORY>                                    239,000
<CURRENT-ASSETS>                               526,000
<PP&E>                                          86,000
<DEPRECIATION>                                       0
<TOTAL-ASSETS>                               2,944,000
<CURRENT-LIABILITIES>                        1,138,000
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                        11,000
<OTHER-SE>                                   1,787,000
<TOTAL-LIABILITY-AND-EQUITY>                 2,944,000
<SALES>                                      1,617,000
<TOTAL-REVENUES>                             1,622,000
<CGS>                                        1,365,000
<TOTAL-COSTS>                                  472,000
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                              (215,000)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 (215,000)
<EPS-BASIC>                                      (.02)
<EPS-DILUTED>                                    (.02)


</TABLE>
IIB 

117TH CONGRESS 

2D SESSION H. R. 2710 

IN THE SENATE OF THE UNITED STATES 

SEPTEMBER 29, 2022 

Received; read twice and referred to the Committee on Banking, Housing, and 

Urban Affairs 

AN ACT 

To increase transparency with respect to financial services 

benefitting state sponsors of terrorism, human rights 

abusers, and corrupt officials, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 


pbinns on DSKJLVW7X2PROD with $$_JOB
2 

HR 2710 RFS

1 SECTION 1. SHORT TITLE. 

2 This Act may be cited as the ‘‘Banking Transparency 

3 for Sanctioned Persons Act of 2021’’. 

4 SEC. 2. REPORT ON FINANCIAL SERVICES BENEFITTING 

5 STATE SPONSORS OF TERRORISM, HUMAN 

6 RIGHTS ABUSERS, AND CORRUPT OFFICIALS. 

7 (a) IN GENERAL.—Not later than 180 days after the 

8 date of the enactment of this Act, and every 180 days 

9 thereafter, the Secretary of the Treasury shall issue a re10 port to the Committees on Financial Services and Foreign 

11 Affairs of the House of Representatives and the Commit12 tees on Banking, Housing, and Urban Affairs and Foreign 

13 Relations of the Senate that includes a copy of any license 

14 issued by the Secretary in the preceding 180 days that 

15 authorizes a United States financial institution (as defined 

16 under section 561.309 of title 31, Code of Federal Regula17 tions) to provide financial services benefitting— 

18 (1) a state sponsor of terrorism; or 

19 (2) a person sanctioned pursuant to any of the 

20 following: 

21 (A) Section 404 of the Russia and Moldova 

22 Jackson-Vanik Repeal and Sergei Magnitsky 

23 Rule of Law Accountability Act of 2012 (Public 

24 Law 112–208). 

25 (B) Subtitle F of title XII of the National 

26 Defense Authorization Act for Fiscal Year 2017 


pbinns on DSKJLVW7X2PROD with $$_JOB
3 

HR 2710 RFS

1 (Public Law 114–328, the Global Magnitsky 

2 Human Rights Accountability Act). 

3 (C) Executive Order No. 13818. 

4 (b) FORM OF REPORT.—The report required under 

5 subsection (a) shall be submitted in unclassified form but 

6 may contain a classified annex. 

7 SEC. 3. SUNSET. 

8 The reporting requirement under this Act shall termi9 nate on the date that is the end of the 7-year period begin10 ning on the date of the enactment of this Act. 

Passed the House of Representatives September 28, 

2022. 

Attest: CHERYL L. JOHNSON, 

Clerk. 


pbinns on DSKJLVW7X2PROD with $$_JOB
OrgNo OrgName Reason for Action License No. Terminated Date Comments

028495 BBC LOGISTICS USA, CORP Voluntary Surrender 028495F 3/2/2022 NVOCC 028495N remains active

028992 CIMC TRANSPACK TECHNOLOGY CO., LTD. Failure to maintain a bond 028992N 3/17/2022

028608 DIAMOND KING GLOBAL CONCEPTS LLC Voluntary Surrender 028608F 3/4/2022 NVOCC 028608N remains active

021998 EXPORT AUTO USA CORP. Voluntary Surrender 021998NF 3/19/2022

023693 G MAX DISTRIBUTORS INC. Voluntary Surrender 023693NF 3/29/2022

025581 GLOBAL SHIPPING SOLUTIONS LLC Failure to maintain bonds 025581NF 3/11/2022

020713 HART WORLDWIDE LOGISTICS, INC. Failure to maintain a bond 020713F 3/2/2022

028947 KDI LOGISTICS SOLUTIONS, LLC Voluntary Surrender 028947N 3/24/2022

029059 NANTONG SEAGULL EXPRESS INC. Failure to maintain a bond 029059N 3/29/2022

005279 NATIONWIDE FORWARDING INC. Voluntary Surrender 005279F 3/30/2022

028063 PROCOMEXAMERICA CARGO CORP Failure to maintain bonds 028063NF 3/2/2022

023188 SEAGULL GLOBAL LOGISTICS USA, LLC Voluntary Surrender 023188N 3/7/2022

015666 SEARIDERS BROKERAGE CORP Voluntary Surrender 04567NF 3/25/2022

022850 SOONER SOLUTIONS, LLC Voluntary Surrender 022850F 3/31/2022

025467 SPECTRUM LOGISTICS, INC. Voluntary Surrender 025467F 3/18/2022

027601 TRICON LOGISTICS LLC Voluntary Surrender 027601F 3/21/2022

022194 USA INTERCARGO, LLC Voluntary Surrender 022194NF 3/22/2022

FEDERAL MARITIME COMMISSION

Ocean Transportation Intermediary License Revocations & Surrenders

March 1, 2022 to March 31, 2022
OrgNo Organization Name Reason for Action Terminated Date

029026 ASTRO PACIFIC PTE LTD Failure to maintain a bond 3/31/2022

026879 I.V.T. INNOVATION VALLEY TRANSPORT S.R.L. Failure to maintain a bond 3/16/2022

029004 INLAND ROUND PTE. LTD. Failure to maintain a bond 3/17/2022

028938 SHENZHEN MIRAGE LOGISTICS LIMITED Failure to maintain a bond 3/16/2022

019484 SLOMAN NEPTUN SHIPPING & TRANSPORT GMBH Voluntary Surrender 3/18/2022

029018 SUN TRACK EXPRESS (CHINA) CO., LTD. Failure to maintain a bond 3/31/2022

024986 SUNJIN LOGISTICS CO., LTD. Failure to maintain a bond 3/30/2022

FEDERAL MARITIME COMMISSION

Foreign Registered NVOCC Terminations & Surrenders

March 1, 2022 to March 31, 2022
**EXHIBIT 23.2**

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

We consentto the incorporation by reference in the Registration Statement (Form S-3 No. 333-163068) ofCurrencyShares® Australian Dollar Trust of our reports dated December 29, 2010, with respect to thefinancial statements of CurrencyShares® Australian Dollar Trust, and the effectiveness of internal controlover financial reporting of CurrencyShares® Australian Dollar Trust, included in this Annual Report (Form10-K/A) for the year ended October 31, 2010. 

/s/ Ernst & Young LLP 

McLean, Virginia 

March 10, 2011
**Exhibit 99.1**




**AGGREGATE
      SCHEDULE OF PRINCIPAL AND INTEREST DISTRIBUTIONS TO CERTIFICATEHOLDERS**




Class
            Interest
            Principal
            Losses
            Ending
                BalanceI-A-1
            178,654.36
            3,856,090.25
            0.00
            2,727,909.75I-A-2
            8,411.73
            181,559.53
            0.00
            128,440.47II-A-1
            5,325,041.21
            22,863,681.59
            0.00
            107,666,318.41II-A-2
            250,933.34
            1,077,411.37
            0.00
            5,073,588.63II-A-R
            0.68
            100.00
            0.00
            0.00III-A-1
            1,003,564.41
            1,182,912.66
            0.00
            21,735,087.34III-A-2
            47,292.50
            55,744.20
            0.00
            1,024,255.80IV-A-1
            1,498,928.90
            2,946,860.76
            0.00
            30,894,139.24IV-A-2
            70,647.78
            138,891.96
            0.00
            1,456,108.04B-1
            236,038.55
            9,404.04
            0.00
            5,304,595.96B-2
            70,802.68
            2,820.86
            0.00
            1,591,179.14B-3
            42,508.26
            1,693.58
            0.00
            955,306.42B-4
            28,338.84
            1,129.05
            0.00
            636,870.95B-5
            23,586.09
            939.70
            0.00
            530,060.30B-6
            23,648.93
            942.18
            0.06
            531,472.65
**Exhibit      32.1**

**CERTIFICATION      OF CHIEF EXECUTIVE OFFICER**

**UNDER**

**SECTION      906 OF THE SARBANES-OXLEY ACT**

|                                   |   |                                                                                                                                                                                                                                                                                                                                              |
|----------------------------------------|--------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Date: May                10, 2007 |   | /s/                MICHAEL R. HAYNES                                                                                                                                                                                                                                                                                                              |
|                                   |   | Michael                R. Haynes                                                                                                                                                                                                                                                                                                                  |
|                                   |   | Chief                Executive Officer                                                                                                                                                                                                                                                                                                            |
|                                   |   |                                                                                                                                                                                                                                                                                                                                              |
|                                   |   | A                signed original of this written statement required by Section 906                has been                provided to Collectors Universe, Inc. and will be retained by Collectors                Universe, Inc. and furnished to the Securities and Exchange Commission                or                its staff upon request. |
---

|CERTIFICATION OF                  
|----------------------------------
|CHIEF EXECUTIVE OFFICER AND       
|CHIEF FINANCIAL OFFICER           
|PURSUANT TO 18 U.S.C. SECTION 1350

In connection with the accompanying Quarterly Report on Form
10-QSB of EWRX INTERNET SYSTEMS INC. for the quarter ended September 30, 2007,
I, Jessica Wang, Chief Executive Officer and Chief Financial Officer of EWRX
INTERNET SYSTEMS INC. hereby certifies pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best
of my knowledge and belief, that:

|1. | Such Quarterly Report on Form 10-QSB for the period ended
      September 30, 2007, fully complies with the requirements of Section 13(a)
      or 15(d) of the Securities Exchange Act of 1934; and                                                
|-- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|   |                                                                                                                                                                                                                                                     
|2. | The information contained in such Quarterly Report on
      Form 10-QSB for the period ended September 30, 2007, fairly presents, in
      all material respects, the financial condition and results of operations
      of Grant Enterprises, Inc.

Dated: November 19, 2007

EWRX Internet Systems Inc.

By: */s/ Jessica Q. Wang*
  Chief Executive Officer and 
  Chief Financial Officer

9

---
EX-33 (e)
Report on Assessment of Compliance

with Regulation AB Servicing Criteria

1. The undersigned authorized officer of LandAmerica Tax and Flood Services,
Inc. (the "Company") is responsible for assessing the Company's compliance with
the applicable servicing criteria as defined in 17 CFR Part 229 Section 1122(d)
(4) (xi) and 1122(d) (4) (xii) (the "Regulation AB Servicing Criteria") for
residential mortgage backed securities for which the Company served as
third-party property tax payment provider on the underlying collateral (the
"Platform"). Except as set forth in the preceding sentence, the servicing
criteria set forth in 17 CFR Part 229 Section 1122(d) are not applicable to the
activities the Company performed with respect to the Platform.

2. The Company used the criteria in 17 CFR Part 229 Section 1122(d) to assess
the compliance with the Regulation AB Servicing Criteria.

3. Under one of the services offered by the Company, some customers may elect to
remit tax payments directly to tax agencies without having the Company remit
those property tax payments through our tax payment service. We refer to these
customers as "non-outsourced servicer customers." With respect to these
non-outsourced customers and the services the Company delivered pursuant to the
servicing criteria set forth in 17 CFR Part 229 Section 1122(d)(4)(xi), the
Company's assertion is strictly limited to its processing of tax payments
submitted through the Company's tax payment service.

4. With respect to servicing criteria set forth in 17 CFR Part 229 Section
1122(d)(4)(xii), the Company's assertion is strictly limited to its processing
of property tax penalty payments. The Company has determined that its servicer
customers may also have access to systems that enable those servicers to process
penalties through obligor escrow accounts. Management's assessment of compliance
does not relate to the actual or potential activities of other parties with
access to obligor escrow accounts.

5. Based on such assessment, management believes that, as of and for the year
ended December 31, 2006, the Company has complied in all material respects with
the Regulation AB Servicing Criteria related to the servicing of the Platform.

6. The registered public accounting firm of Grant Thornton, LLP, has issued an
attestation report on the Company's assessment of compliance with the Regulation
AB Servicing Criteria as of and for the year ended December 31, 2006.

Date: February 20, 2007

LandAmerica Tax and Flood Services, Inc.

By: /s/ Bob Ige
Name: Bob Ige
Its:  Executive Vice President
#### Bonnie D. WALLACE, Plaintiff-Appellant, v. Michael J. ASTRUE *, Commissioner of the Social Security Administration, Defendant-Appellee.

No. 06-15897.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted April 17, 2008.

Filed May 1, 2008.

Mark Ross Caldwell, Esq., Caldwell & Ober, PLLC, Phoenix, AZ, for Plaintiff-Appellant.

Michael A. Johns, Esq., Office of the U.S. Attorney, Phoenix, AZ, Katherine R. Loo, Esq., Social Security Administration Office of the General Counsel, San Francisco, CA, for Defendant-Appellee.

Before: HUG, SCHROEDER, and CALLAHAN, Circuit Judges.

*

 Michael J. Astrue is substituted for his predecessor Jo Anne Barnhart as Commissioner of the Social Security Administration. *See*Fed. R.App. P. 43(c)(2).

MEMORANDUM **

Appellant, Bonnie D. Wallace, appeals the district court’s affirmance of the Social Security Administration Commissioner’s final decision denying her application for benefits. In a comprehensive decision, the district court reviewed the administrative law judge’s (“ALJ’s”) findings and the determinations that Wallace’s testimony lacked credibility and that the opinion of the treating physician was inconsistent with the record. We have jurisdiction pursuant to 28 U.S.C. § 1291, and we affirm.

It is not disputed that Wallace suffers from fibromyalgia, sleep apnea, obesity and depression. Her treating physician, Dr. Wade, in a conclusory report, found that she was unable to do sustained work. His conclusion was not consistent with the opinions of several examining physicians as to Wallace’s residual functional capacity. The adverse credibility finding is supported by substantial evidence in the record. *See Thomas v. Barnhart,*278 F.3d 947, 959 (9th Cir.2002). Wallace provided *629inconsistent information to the doctors concerning her condition and her past history of drug and alcohol use, as well as her history of psychiatric treatment.

With the exception of the treating physician, Dr. Wade, all of the examining and non-examining physicians concluded that Wallace could perform simple work on a regular and continuous basis. The vocational expert indicated, when asked by the ALJ, that a hypothetical person with the same limitations as Wallace could find employment as a cashier.

Accordingly, the ALJ did not err in rejecting the opinion of the treating physician, *see Magallanes v. Bowen,*881 F.2d 747, 751 (9th Cir.1989), or in concluding that Wallace retains the ability to perform a significant number of jobs, *see*20 C.F.R. §§ 404.1520(g). The ALJ’s finding that Wallace’s testimony concerning her subjective complaints was not credible was supported by substantial evidence. The district court, on the basis of the full review of the record, properly granted the appellee’s motion for summary judgment.

AFFIRMED.

**

 This disposition is not appropriate for publication and is not precedent except as provided by 9th Cir. R. 36-3.