[Federal Register Volume 82, Number 200 (Wednesday, October 18, 2017)]
[Notices]
[Pages 48496-48497]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-22608]


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COMMODITY FUTURES TRADING COMMISSION


Agency Information Collection Activities Under OMB Review

AGENCY: Commodity Futures Trading Commission.

ACTION: Notice.

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SUMMARY: In compliance with the Paperwork Reduction Act (``PRA''), this 
notice announces that the Information Collection Request (``ICR'') 
abstracted below has been forwarded to the Office of Management and 
Budget (``OMB'') for review and comment. The ICR describes the nature 
of the information collection and its expected costs and burden.

DATES: Comments must be submitted on or before November 17, 2017.

ADDRESSES: Comments regarding the burden estimate or any other aspect 
of the information collection, including suggestions for reducing the 
burden, may be submitted directly to the Office of Information and 
Regulatory Affairs (``OIRA'') in OMB within 30 days of this notice's 
publication by either of the following methods. Please identify the 
comments by ``OMB Control No. 3038-0059.''
    <bullet> By email addressed to: <a href="/cdn-cgi/l/email-protection#307f7962714345525d594343595f5e43705f5d521e555f401e575f46"><span class="__cf_email__" data-cfemail="9fd0d6cddeeceafdf2f6ececf6f0f1ecdff0f2fdb1faf0efb1f8f0e9">[email protected]</span></a>; or
    <bullet> By mail addressed to: the Office of Information and 
Regulatory Affairs, Office of Management and Budget, Attention Desk 
Officer for the Commodity Futures Trading Commission, 725 17th Street 
NW., Washington, DC 20503.
    A copy of all comments submitted to OIRA should be sent to the 
Commodity Futures Trading Commission (``CFTC'' or ``Commission'') by 
either of the following methods. The copies should refer to ``OMB 
Control No. 3038-0059.''
    <bullet> By submission through the Commission's Web site: http://comments.cftc.gov. Please follow the instructions for submitting 
comments through the Web site;
    <bullet> By mail addressed to: Christopher Kirkpatrick, Secretary 
of the Commission, Commodity Futures Trading Commission, Three 
Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; or

[[Page 48497]]

    <bullet> By hand delivery/courier to: The address listed above for 
submission by mail.
    A copy of the supporting statements for the collection of 
information discussed herein may be obtained by visiting http://RegInfo.gov.
    All comments must be submitted in English, or if not, accompanied 
by an English translation. Comments will be posted as received to 
http://www.cftc.gov. You should submit only information that you wish 
to make available publicly. If you wish the Commission to consider 
information that you believe is exempt from disclosure under the 
Freedom of Information Act, a petition for confidential treatment of 
the exempt information may be submitted according to the procedures 
established in Sec.  145.9 of the Commission's regulations.\1\ The 
Commission reserves the right, but shall have no obligation, to review, 
pre-screen, filter, redact, refuse or remove any or all of your 
submission from http://www.cftc.gov that it may deem to be 
inappropriate for publication, such as obscene language. All 
submissions that have been redacted or removed that contain comments on 
the merits of the ICR will be retained in the public comment file and 
will be considered as required under the Administrative Procedure Act 
and other applicable laws, and may be accessible under the Freedom of 
Information Act.
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    \1\ 17 CFR 145.9.

FOR FURTHER INFORMATION CONTACT: David Steinberg, Commodity Futures 
Trading Commission, phone: 202-418-5102, fax: 202-418-5527, email: 
_____________________________________-
<a href="/cdn-cgi/l/email-protection#6c081f180905020e091e0b2c0f0a180f420b031a"><span class="__cf_email__" data-cfemail="05617671606c6b6760776245666371662b626a73">[email protected]</span></a>, and refer to OMB Control No. 3038-0059.

SUPPLEMENTARY INFORMATION: 
    Title: Part 41 Relating to Security Futures Products (OMB Control 
No. 3038-0059). This is a request for extension of a currently approved 
information collection.
    Abstract: Section 4d(c) of the Commodity Exchange Act (``CEA''), 7 
U.S.C. 6d(c), requires the CFTC to consult with the Securities and 
Exchange Commission (``SEC'') and issue such rules, regulations, or 
orders as are necessary to avoid duplicative or conflicting regulations 
applicable to firms that are fully registered with the SEC as brokers 
or dealers and the CFTC as futures commission merchants involving 
provisions of the CEA that pertain to the treatment of customer funds. 
The CFTC, jointly with the SEC, issued regulations requiring such 
dually-registered firms to make choices as to how its customers' 
transactions in security futures products will be treated, either as 
securities transactions held in a securities account or as futures 
transactions held in a futures account. How an account is treated is 
important in the unlikely event of the insolvency of the firm. Only 
securities accounts receive insurance protection under provisions of 
the Securities Investor Protection Act. By contrast, only futures 
accounts are subject to the protections provided by the segregation 
requirements of the CEA.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number. The OMB control numbers for the 
CFTC's regulations were published on December 30, 1981. See 46 FR 63035 
(Dec. 30, 1981). The Federal Register notice with a 60-day comment 
period soliciting comments on this collection of information was 
published on August 4, 2017 (82 FR 36384). The Commission did not 
receive any comments specifically addressing the 60-Day Notice.
    Burden Statement: The respondent burden for this collection is 
estimated to average 1.57 hours per response. These estimates include 
the time needed to review instructions; develop, acquire, install, and 
utilize technology and systems for the purposes of collecting, 
validating, and verifying information, processing and maintaining 
information and disclosing and providing information; adjust the 
existing ways to comply with any previously applicable instructions and 
requirements; train personnel to be able to respond to a collection of 
information; and transmit or otherwise disclose the information.
    Respondents/Affected Entities: 44.
    Estimated number of responses: 943.
    Estimated total annual burden on respondents: 1,482 hours.
    Frequency of collection: On occasion.
    There are no capital costs or operating and maintenance costs 
associated with this collection.

    Authority:  44 U.S.C. 3501 et seq.

    Dated: October 13, 2017.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2017-22608 Filed 10-17-17; 8:45 am]
 BILLING CODE 6351-01-P


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