Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Notices 46587 

9 15 U.S.C. 78f(b). 

10 15 U.S.C. 78f(b)(5). 

11 15 U.S.C. 78s(b)(3)(A)(iii). 

12 17 CFR 240.19b–4(f)(6). 13 17 CFR 200.30–3(a)(12). 

RULE 13 CANCELLATION, 

SUSPENSION, AND 

REINSTATEMENT 

RULE 14 LIABILITY OF DIRECTORS 

AND EXCHANGE 

The Exchange proposes to establish 

this framework in order to facilitate the 

amendment and re-publication of its 

new rule book in advance of the relaunch of trading operations on the 

Exchange. The Exchange intends to file 

separate proposed rules changes for the 

substantive areas identified in its new 

rule book, as well as the related price 

list. 

2. Statutory Basis 

The proposed rule change is 

consistent with Section 6(b) of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’),9 in general, and furthers the 

objectives of Section 6(b)(5),10 in 

particular, because it is designed to 

prevent fraudulent and manipulative 

acts and practices, to promote just and 

equitable principles of trade, to foster 

cooperation and coordination with 

persons engaged in facilitating 

transactions in securities, to remove 

impediments to, and perfect the 

mechanism of, a free and open market 

and a national market system and, in 

general, to protect investors and the 

public interest. The Exchange believes 

that the proposed rules would remove 

impediments to and perfect the 

mechanism of a free and open market 

because the proposed rule set 

establishing a rule numbering 

framework would promote transparency 

in Exchange rules by using consistent 

rule numbers with the equities market 

of NYSE Arca, which is the first market 

that migrated to the Pillar trading 

platform. The Exchange believes that 

using a common framework of rule 

numbers for the equity markets that 

operate on the Pillar trading platform 

will better allow members, regulators, 

and the public to navigate the 

Exchange’s rulebook and better 

understand how equity trading is 

conducted on the Exchange. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. The 

proposed rule change is not designed to 

address any competitive issue but rather 

to adopt a new rule numbering 

framework to support the Exchange’s 

amendment and re-publication of its 

rule book that in turn will support the 

re-launch of its trading platform. The 

Exchange believes that the proposed 

rule change would promote consistency 

and transparency on both the Exchange 

and its affiliate NYSE Arca, thus making 

the Exchange’s rules easier to navigate. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were solicited 

or received with respect to the proposed 

rule change. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing proposed rule 

change does not: (i) Significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A)(iii) of the Act 11 and 

subparagraph (f)(6) of Rule 19b–4 

thereunder.12

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is: (i) Necessary or appropriate in 

the public interest; (ii) for the protection 

of investors; or (iii) otherwise in 

furtherance of the purposes of the Act. 

If the Commission takes such action, the 

Commission shall institute proceedings 

to determine whether the proposed rule 

should be approved or disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NYSENat–2017–04 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE., 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NYSENat–2017–04. This 

file number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing also will be available for 

inspection and copying at the principal 

offices of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR– 

NYSENat–2017–04, and should be 

submitted on or before October 26, 

2017. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.13

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–21414 Filed 10–4–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

32846] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

September 29, 2017. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of September 

2017. A copy of each application may be 

obtained via the Commission’s Web site 

by searching for the file number, or for 


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46588 Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Notices 

an applicant using the Company name 

box, at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by writing to the SEC’s 

Secretary at the address below and 

serving the relevant applicant with a 

copy of the request, personally or by 

mail. Hearing requests should be 

received by the SEC by 5:30 p.m. on 

October 24, 2017, and should be 

accompanied by proof of service on 

applicants, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Pursuant to Rule 0–5 under the Act, 

hearing requests should state the nature 

of the writer’s interest, any facts bearing 

upon the desirability of a hearing on the 

matter, the reason for the request, and 

the issues contested. Persons who wish 

to be notified of a hearing may request 

notification by writing to the 

Commission’s Secretary. 

ADDRESSES: The Commission: Secretary, 

U.S. Securities and Exchange 

Commission, 100 F Street NE., 

Washington, DC 20549–1090. 

FOR FURTHER INFORMATION CONTACT: Jill 

Ehrlich, Senior Counsel, at (202) 551– 

6819 or Chief Counsel’s Office at (202) 

551–6821; SEC, Division of Investment 

Management, Chief Counsel’s Office, 

100 F Street NE., Washington, DC 

20549–8010. 

Putnam Vista Fund 

[File No. 811–01561] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

transferred its assets to Putnam MultiCap Growth Fund and, on September 

27, 2010, made a final distribution to its 

shareholders based on net asset value. 

Expenses of $725,531 incurred in 

connection with the reorganization were 

paid by the applicant and the acquiring 

fund. 

Filing Date: The application was filed 

on August 3, 2017, and amended on 

August 24, 2017. 

Applicant’s Address: One Post Office 

Square, Boston, Massachusetts 02109. 

Putnam Investment Grade Municipal 

Trust 

[File No. 811–05901] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

transferred its assets to Putnam 

Municipal Opportunities Trust and, on 

February 25, 2008, made a final 

distribution to its shareholders based on 

net asset value. Expenses of $566,232 

incurred in connection with the 

reorganization were paid by the 

applicant and the acquiring fund. 

Filing Date: The application was filed 

on August 4, 2017, and amended on 

August 24, 2017. 

Applicant’s Address: One Post Office 

Square, Boston, Massachusetts 02109. 

Tennenbaum Opportunities Fund V, 

LLC 

[File No. 811–21960] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

currently has fewer than 100 beneficial 

owners, is not presently making an 

offering of securities and does not 

propose to make any offering of 

securities. Applicant will continue to 

operate as a private investment fund in 

reliance on section 3(c)(1) of the Act. 

Filing Date: The application was filed 

on September 6, 2017. 

Applicant’s Address: 2951 28th 

Street, Suite 1000, Santa Monica, 

California 90405. 

Tennenbaum Opportunities Partners V, 

LP 

[File No. 811–21992] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

currently has fewer than 100 beneficial 

owners, is not presently making an 

offering of securities and does not 

propose to make any offering of 

securities. Applicant will continue to 

operate as a private investment fund in 

reliance on section 3(c)(1) of the Act. 

Filing Date: The application was filed 

on September 6, 2017. 

Applicant’s Address: 2951 28th 

Street, Suite 1000, Santa Monica, 

California 90405. 

Active Assets California Tax-Free Trust 

[File No. 811–06350] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 20, 

2016, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $1,644 

incurred in connection with the 

liquidation were paid by the applicant’s 

investment adviser. 

Filing Date: The application was filed 

on September 7, 2017. 

Applicant’s Address: c/o Morgan 

Stanley Investment Management Inc., 

522 Fifth Avenue, New York, New York 

10036. 

Active Assets Government Securities 

Trust 

[File No. 811–03165] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 20, 

2016, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $1,645 

incurred in connection with the 

liquidation were paid by the applicant’s 

investment adviser. 

Filing Date: The application was filed 

on September 7, 2017. 

Applicant’s Address: c/o Morgan 

Stanley Investment Management Inc., 

522 Fifth Avenue, New York, New York 

10036. 

Active Assets Money Trust 

[File No. 811–03159] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 20, 

2016, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $1,644 

incurred in connection with the 

liquidation were paid by the applicant’s 

investment adviser. 

Filing Date: The application was filed 

on September 7, 2017. 

Applicant’s Address: c/o Morgan 

Stanley Investment Management Inc., 

522 Fifth Avenue, New York, New York 

10036. 

Active Assets Tax-Free Trust 

[File No. 811–03162] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 20, 

2016, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $1,644 

incurred in connection with the 

liquidation were paid by the applicant’s 

investment adviser. 

Filing Date: The application was filed 

on September 7, 2017. 

Applicant’s Address: c/o Morgan 

Stanley Investment Management Inc., 

522 Fifth Avenue, New York, New York 

10036. 

Crow Point Global Dividend Plus Fund 

[File No. 811–23030] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On April 27, 2017 

and April 28, 2017, applicant made 

liquidating distributions to its 

shareholders, based on net asset value. 

No expenses were incurred in 

connection with the liquidation. 

Filing Date: The application was filed 

on September 12, 2017. 


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Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Notices 46589 

Applicant’s Address: 25 Recreation 

Park Drive, Suite 110, Hingham, MA 

02043. 

Century Capital Management Trust 

[File No. 811–09561] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Each series of 

applicant has transferred its assets to a 

corresponding series of Professionally 

Managed Portfolios and, on September 

15, 2017, made a final distribution to its 

shareholders based on net asset value. 

Expenses of $473,317 incurred in 

connection with the reorganization were 

paid by the applicant’s investment 

adviser and the acquiring fund’s 

investment adviser. 

Filing Date: The application was filed 

on September 19, 2017, and amended 

on September 26, 2017 and September 

27, 2017. 

Applicant’s Address: Century Capital 

Management LLC, 100 Federal Street, 

29th Floor, Boston, MA 02110. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–21416 Filed 10–4–17; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #15314 and #15315; 

Georgia Disaster Number GA–00100] 

Presidential Declaration Amendment of 

a Major Disaster for the State of 

Georgia 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 3. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for the State of Georgia (FEMA– 

4338–DR), dated 09/15/2017. 

Incident: Hurricane Irma. 

Incident Period: 09/07/2017 through 

09/20/2017. 

DATES: Issued on 09/26/2017. 

Physical Loan Application Deadline 

Date: 11/14/2017. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/15/2018. 

ADDRESS: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW., Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: The notice 

of the President’s major disaster 

declaration for the State of Georgia, 

dated 09/15/2017, is hereby amended to 

establish the incident period for this 

disaster as beginning 09/07/2017 

through 09/20/2017. 

All other information in the original 

declaration remains unchanged. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James E. Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2017–21458 Filed 10–4–17; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #15330 and #15331; 

Seminole Tribe of Florida Disaster Number 

FL–00132] 

Presidential Declaration of a Major 

Disaster for the Seminole Tribe of 

Florida 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Notice. 

SUMMARY: This is a Notice of the 

Presidential declaration of a major 

disaster for the Seminole Tribe of 

Florida (FEMA–4341–DR), dated 09/27/ 

2017. 

Incident: Hurricane Irma. 

Incident Period: 09/04/2017 and 

continuing. 

DATES: Issued on 09/27/2017. 

Physical Loan Application Deadline 

Date: 11/27/2017. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/27/2018. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW., Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: Notice is 

hereby given that as a result of the 

President’s major disaster declaration on 

09/27/2017, applications for disaster 

loans may be filed at the address listed 

above or other locally announced 

locations. 

The following areas have been 

determined to be adversely affected by 

the disaster: 

Primary Areas (Physical Damage and 

Economic Injury Loans): Seminole 

Tribe of Florida and associated 

lands. 

Contiguous Counties (Economic Injury 

Loans Only): 

Florida: Broward, Collier, Glades, 

Hendry, Hillsborough, Saint Lucie. 

The Interest Rates are: 

Percent 

For Physical Damage: 

Homeowners with Credit Available Elsewhere ...................... 3.500 

Homeowners without Credit 

Available Elsewhere .............. 1.750 

Businesses with Credit Available Elsewhere ...................... 6.610 

Businesses without Credit 

Available Elsewhere .............. 3.305 

Non-Profit Organizations with 

Credit Available Elsewhere ... 2.500 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 2.500 

For Economic Injury: 

Businesses & Small Agricultural 

Cooperatives without Credit 

Available Elsewhere .............. 3.305 

Non-Profit Organizations without Credit Available Elsewhere ..................................... 2.500 

The number assigned to this disaster 

for physical damage is 153308 and for 

economic injury is 153310. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James E. Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2017–21452 Filed 10–4–17; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #15300 and #15301; 

Puerto Rico Disaster Number PR–00030] 

Presidential Declaration Amendment of 

a Major Disaster for Public Assistance 

Only for the Commonwealth of Puerto 

Rico 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 4. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for Public Assistance Only for 

the Commonwealth of Puerto Rico 

(FEMA–4336–DR), dated 09/10/2017. 

Incident: Hurricane Irma. 

Incident Period: 09/05/2017 through 

09/07/2017. 

DATES: Issued on 09/26/2017. 

Physical Loan Application Deadline 

Date: 11/09/2017. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/11/2018. 


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