alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<PAGE>   1
                                                                  EXHIBIT 10.11

                                AMENDMENT TO THE
                        EQUITY CORPORATION INTERNATIONAL
                          1994 LONG-TERM INCENTIVE PLAN


         This Amendment ("Amendment") to the Equity Corporation International
1994 Long-Term Incentive Plan is effective upon the date of its adoption by the
Board of Directors of Equity Corporation International (the "Company").

                                R E C I T A L S:

         WHEREAS, in October, 1994, the stockholders of the Company adopted the
Equity Corporation International 1994 Long-Term Incentive Plan (the "Plan") to
promote the interests of the Company and its stockholders as further set forth
in such Plan; and

         WHEREAS, pursuant to Section 11(h) of the Plan, the Board of Directors
may amend the Plan or any portion thereof; and

         WHEREAS, the Board of Directors have determined that it is in the best
interest of the Company and its stockholders to amend certain provisions of the
Plan;
                                A M E N D M E N T

         NOW THEREFORE, the Plan is hereby amended as follows:
Amendment to Section 6(a)(2)

         Section 6(a)(2) is amended in its entirety to read as follows:
         (2)      Non-Employee Directors shall automatically receive
                  Nonqualified Stock Options to purchase Common Stock without
                  the exercise of the discretion of any person or persons as set
                  forth herein. Upon commencement of service, a Non-Employee
                  Director will receive a Nonqualified Stock Option to purchase
                  10,000 shares of



<PAGE>   2



                  Common Stock (22,500 shares for those Non-Employee Directors
                  who serve in such capacities upon the effective date of this
                  Plan). In addition, each Non- Employee Director who is in
                  office immediately after each annual meeting of the Company's
                  stockholders held during the term of the Plan and who is not
                  then entitled to receive an Option pursuant to the foregoing
                  sentence due to commencement of service will receive, as of
                  the date of such meeting, Nonqualified Stock Options to
                  purchase an additional 5,000 shares of Common Stock. Options
                  granted to Non-Employee Directors will become exercisable in
                  one-third (1/3) increments on each of the first three
                  anniversaries of the date of grant."

         Except as expressly amended hereby all of the other terms and
conditions of the Plan shall remain in full force and effect. Capitalized terms
not otherwise defined herein shall have the same meanings as are assigned to
such terms in the Plan.

         Approved by the Board of Directors of the Company May 21, 1997.
Exhibit 32.1

STATEMENT FURNISHED PURSUANT TO SECTION 906
OF THE 
SARBANES-OXLEY ACT OF 2002, 18 U.S.C. SECTION 1350

The
undersigned, Charles M. Sprock, is the President and Chief Executive Officer of
Rome Bancorp, Inc. (the Company). This statement is being furnished in
connection with the filing by the Company of the Companys Annual Report on
Form 10-Q for the quarter ended June 30, 2006 (the Report).

By
execution of this statement, I certify that:

| |    |                                                                                                                                                                                                                     
| | -- | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
| | A) | the Report
  fully complies with the requirements of Section 13(a) or 15(d) of the
  Securities Exchange Act of 1934 (15 U.S.C. 78m(a) or 78o(d)) and                                                               
| |    |                                                                                                                                                                                                                     
| | B) | the
  information contained in the Report fairly presents, in all material
  respects, the financial condition and results of operations of the Company as
  of the dates and for the periods covered by the Report.

This
statement is authorized to be attached as an exhibit to the Report so that this
statement will accompany the Report at such time as the Report is filed with
the Securities and Exchange Commission, pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350. It is not intended
that this statement be deemed to be filed for purposes of the Securities
Exchange Act of 1934, as amended.

A
signed original of this written statement required by Section 906 has been
provided to the Company and will be retained by the Company and furnished to
the Securities and Exchange Commission or its staff upon request.

|                       |                                         | 
|---------------------- | --------------------------------------- | 
|Date: August
  4, 2006 | /s/ Charles
  M. Sprock                 | 
|                       |                                         | 
|                       | Charles M.
  Sprock                    
|                       | President
  and Chief Executive Officer

---
---

EXHIBIT 13.2



Certification of Chief Financial Officer pursuant to

Title 18, United States Code, Section 1350, as adopted pursuant to

Section 906 of The Sarbanes-Oxley Act of 2002



I, Barbara West, Director of Central Minera Corp., certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that, to the best of my knowledge:

1. The Annual Report on Form 20-F of  Central Minera Corp. for the year ended June 30, 2008 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a) or 78o(d)); and

2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Central Minera Corp.

Vancouver, British Columbia, Canada

By: Barbara West

December 29, 2008

Barbara West

Director



A signed original of this written statement required by Section 906 has been provided to Central Minera Corp. and will be retained by Central Minera Corp. and furnished to the Securities and Exchange Commission or its staff upon request.





---
Exhibit 32.1



Certification of Chief Executive Officer Pursuant to

18 U.S.C. Section 1350, as Adopted Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002



I, Vincent C. Smith, certify, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Quest Software, Inc. on Form 10-Q for the three months ended June 30, 2004, fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934 and that information contained in such Report fairly presents, in all material respects, the financial condition and results of operations of Quest Software, Inc.



|                     |  |                 |  |                                         
|-------------------- |  | --------------- |  | ----------------------------------------
|Date: August 9, 2004 |  | By:             |  | /s/    VINCENT C. SMITH                 
|                     |  | Name:    Title: |  | Vincent C. Smith Chief Executive Officer
an abuse of discretion. Arnold v. Kip, 123 Nev. 410, 414, 168 P.3d 1050,

1052 (2007). On appeal, appellant contends that he complied with both of NRCP 16.1(e)'s requirements. Specifically, he contends that a July 15, 2010, phone conversation with respondents' counsel constituted the case conference and that a June 18, 2010, filing with the district court constituted his case conference report. As the district court pointed out, however, appellant's June 18 filing preceded the purported July 15 conference, which made it impossible for the June 18 filing to satisfy the requirements of a case conference "report." See NRCP 16.1(c) (requiring a case conference report to summarize what was discussed at the case conference). Moreover, even accepting appellant's above-described argument, the district court properly determined that appellant had failed to comply with NRCP 16.1(e)'s timing requirements.' A review of the district court's order demonstrates that it considered the required factors in determining that dismissal was warranted, see Arnold, 123 Nev. at 415- 16, 168 P.3d at 1053 (listing relevant factors), and we perceive no abuse of
'Specifically, even if the July 15, 2010, phone call were considered to be a case conference, it took place more than 300 days after respondents' first appearance in August 2009. See NRCP 16.1(e)(1) (permitting dismissal when a case conference is not held within 180 days of a defendant's first appearance). Likewise, even if appellant's June 18, 2010, filing were considered to be a case conference report, it was filed nearly 300 days after respondents' first appearance. See NRCP 16.1(e)(2) (permitting dismissal when a case conference report is not filed within 240 days of a defendant's first appearance).

SUPREME COURT

OF NEVADA

(0) 1947A 2discretion in the district court's decision. Id. at 414, 168 P.3d at 1052.

Accordingly, we

ORDER the judgment of the district court AFFIRMED. 2

Saitta J.

J.

cc: Seventh Judicial District Court Dept. 2 Ronald W. Collins Attorney General/Carson City White Pine County Clerk

2 Appellant also challenges a prior order in which the district court denied appellant's motion for summary judgment. This motion was properly denied, as a genuine factual dispute existed with regard to whether appellant's due process rights had been violated. Wood v. Safeway, Inc., 121 Nev. 724, 729, 121 P.3d 1026, 1029 (2005) (indicating that summary judgment is appropriate only when "no genuine issue as to any material fact [remains] and. . . the moving party is entitled to a judgment as a matter of law" (quotation omitted)).

SUPREME COURT

OF NEVADA

(0) 1947A 3
EXHIBIT 99.1

              Certification of Chief Executive Officer Pursuant to
                             18 U.S.C. Section 1350,
                             As Adopted Pursuant to
                  Section 906 of the Sarbanes-Oxley Act of 2002


In connection with the Annual Report of Mattson Technology, Inc. (the "Company")
on Form 10-K for the period ending December 31, 2002 as filed with the
Securities and Exchange Commission on the date hereof (the "Report"), David
Dutton, as Chief Executive Officer of the Company, hereby certifies, pursuant to
18 U.S.C. ss. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002, that:

     (1)  The Report fully  complies with the  requirements  of section 13(a) of
          the Securities Exchange Act of 1934; and

     (2)  The  information  contained  in the  Report  fairly  presents,  in all
          material respects, the financial condition and result of operations of
          the Company.

     A signed  original of this  written  statement  required by Section 906 has
been  provided to the Company and will be retained by the Company and  furnished
to the Securities and Exchange Commission or its staff upon request.




March 31, 2003                         /S/ DAVID DUTTON
                                      -------------------------------------
                                                  David Dutton
                                             Chief Executive Officer
<TABLE> <S> <C>


<ARTICLE>                     5
<MULTIPLIER>                                   1
<CURRENCY>                                     U.S. Dollars

<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                              SEP-30-2000
<PERIOD-START>                                 JAN-01-2000
<PERIOD-END>                                   MAR-31-2000
<EXCHANGE-RATE>                                1
<CASH>                                         304,190
<SECURITIES>                                   0
<RECEIVABLES>                                  289,852
<ALLOWANCES>                                   0
<INVENTORY>                                    0
<CURRENT-ASSETS>                               1,655,361
<PP&E>                                         75,269
<DEPRECIATION>                                 0
<TOTAL-ASSETS>                                 6,411,663
<CURRENT-LIABILITIES>                          3,614,249
<BONDS>                                        1,244,400
<PREFERRED-MANDATORY>                          0
<PREFERRED>                                    0
<COMMON>                                       0
<OTHER-SE>                                     1,285,993
<TOTAL-LIABILITY-AND-EQUITY>                   6,411,663
<SALES>                                        0
<TOTAL-REVENUES>                               82,970
<CGS>                                          0
<TOTAL-COSTS>                                  0
<OTHER-EXPENSES>                               59,264
<LOSS-PROVISION>                               0
<INTEREST-EXPENSE>                             0
<INCOME-PRETAX>                                33,946
<INCOME-TAX>                                   15,666
<INCOME-CONTINUING>                            18,280
<DISCONTINUED>                                 0
<EXTRAORDINARY>                                0
<CHANGES>                                      0
<NET-INCOME>                                   18,280
<EPS-BASIC>                                    0
<EPS-DILUTED>                                  0



</TABLE>
Exhibit 21

Subsidiaries



|                                  |  |                                        |  | 
|--------------------------------- |  | -------------------------------------- |  | 
|NAME OF SUBSIDIARY                |  | STATE OF INCORPORATION OR ORGANIZATION
|                                  |  |                                       
|Intervest National Bank           |  | National Banking Association           |  | 
|                                  |  |                                       
|Intervest Mortgage Corporation(1) |  | New York                               |  | 
|                                  |  |                                       
|I-Net Clearing House Corporation  |  | New York                               |  | 
|                                  |  |                                       
|Intervest Statutory Trust II      |  | Connecticut Business Trust             |  | 
|                                  |  |                                       
|Intervest Statutory Trust III     |  | Connecticut Business Trust             |  | 
|                                  |  |                                       
|Intervest Statutory Trust IV      |  | Delaware Business Trust                |  | 
|                                  |  |                                       
|Intervest Statutory Trust V       |  | Delaware Business Trust                |  | 



|(1) | This subsidiary was merged with and into Intervest Bancshares Corporation effective January 1, 2011 and was dissolved.
|--- | ----------------------------------------------------------------------------------------------------------------------
#### In the Matter of Randolph Rossi, Appellant, v Robert Cunningham, as Superintendent of Woodbourne Correctional Facility, Respondent.

[988 NYS2d 85]

Appeal from a judgment of the Supreme Court (McGrath, J.), entered November 29, 2012 in Albany County, which dismissed petitioner’s application, in a proceeding pursuant to CPLR article 78, to review a determination of the Central Office Review Committee denying petitioner’s grievance.

Judgment affirmed, upon the opinion of Justice Patrick J. McGrath.

Lahtinen, J.E, McCarthy, Egan Jr., Lynch and Clark, JJ., concur. Ordered that the judgment is affirmed, without costs.
EXHIBIT 32.2





CERTIFICATION PURSUANT TO


18 U.S.C. SECTION 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





In connection with the Form 10-K of Consolidated Water Co. Ltd. for the year ended December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, David W. Sasnett, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:





(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and





(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.





Date: March 16, 2011
By:
/s/ David W. SasnettName:
David W. SasnettTitle:
Executive Vice President & Chief Financial Officer(Principal Financial and Accounting Officer)
[Federal Register Volume 82, Number 196 (Thursday, October 12, 2017)]
[Notices]
[Page 47603]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-22096]


-----------------------------------------------------------------------

DEPARTMENT OF THE TREASURY

Office of Foreign Assets Control


Sanctions Actions Pursuant to Executive Order 13581

AGENCY: Office of Foreign Assets Control, Treasury.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The U.S. Department of the Treasury's Office of Foreign Assets 
Control (OFAC) is publishing the name of a person whose property and 
interests in property have been unblocked pursuant to Executive Order 
13581 of July 24, 2011, ``Blocking Property of Transnational Criminal 
Organizations.''

DATES: OFAC's actions described in this notice were effective on June 
6, 2017.

FOR FURTHER INFORMATION CONTACT: The Department of the Treasury's 
Office of Foreign Assets Control: Assistant Director for Licensing, 
tel.: 202-622-2480, Assistant Director for Regulatory Affairs, tel.: 
202-622-4855, Assistant Director for Sanctions Compliance & Evaluation, 
tel.: 202-622-2490; or the Department of the Treasury's Office of the 
Chief Counsel (Foreign Assets Control), Office of the General Counsel, 
tel.: 202-622-2410.

SUPPLEMENTARY INFORMATION:

Electronic Availability

    The list of Specially Designated Nationals and Blocked Persons (SDN 
List) and additional information concerning OFAC sanctions programs are 
available from OFAC's Web site at http://www.treasury.gov/ofac.

Notice of OFAC Actions

    On June 6, 2017, OFAC removed from the SDN List the person listed 
below, whose property and interests in property were blocked pursuant 
to Executive Order 13581.

Individual

    1. BOTTCHER, Monica Elizabete (a.k.a. BOTTCHER, Monica Elizabeth), 
45 Knock Rushen, Castletown, Isle of Man IM9 1TQ, United Kingdom; DOB 
26 Feb 1973 (individual) [TCO] (Linked To: PACNET BRAZIL; Linked To: 
PACNET GROUP)

    Dated: June 6, 2017.
Andrea Gacki,
Acting Director, Office of Foreign Assets Control.

    Editorial Note: This document was received at the Office of the 
Federal Register on Friday, October 6, 2017.
[FR Doc. 2017-22096 Filed 10-11-17; 8:45 am]
 BILLING CODE 4810-AL-P
Exhibit 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

The undersigned, Kenneth A. Shewer, hereby certifies pursuant to 18 U.S.C. 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, that:



| | (1) | The Annual Report on Form 10-K of Diversified Futures Trust I for the period January 1, 2008 to December 31, 2008, as filed with the Securities and Exchange Commission on
the date hereof (the Annual Report), fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Annual Report fairly presents, in all material respects, the financial condition and results of operations of Registrant.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------------



|                      |  |                                      
|--------------------- |  | -------------------------------------
|/s/ Kenneth A. Shewer
|Name:                 |  | Kenneth A. Shewer                    
|Title:                |  | Co-Chief Executive Officer           
|                      |  | (Principal Executive Officer)        
|                      |  | Preferred Investment Solutions Corp.,
|                      |  | Managing Owner of                    
|                      |  | Diversified Futures Trust I          

Date: March 27, 2009
Exhibit 99.1

            LIVESTAR ENTERTAINMENT GROUP, INC.

                CERTIFICATION PURSUANT TO
                  18 U.S.C. SECTION 1350,
                  AS ADOPTED PURSUANT TO
         SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


     In connection with the Quarterly Report of Livestar
Entertainment Group, Inc.  (the Company) on Form 10-Q
for the period ending June 30, 2003, as filed with the
Securities and Exchange Commission on the date hereof (the
Report), I, Ray Hawkins, Principal Executive Officer of
the Company, certify, pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, that:

(1)   The Report fully complies with the requirements of
Section 13(a) or 15(d) of the Securities Exchange Act
of1934; and
(2)   The information contained in the Report fairly
presents, in all material respects, the financial
condition and results of operations of the Company.



/s/ Ray Hawkins
----------------------------------------
Ray Hawkins
Principal Executive Officer
August 19, 2003

     A signed original of this written statement required by
Section 906 has been provided to Livestar Entertainment
Group, Inc. and will be retained by Livestar Entertainment
Group, Inc. and furnished to the Securities and Exchange
Commission or its staff upon request.