288 INDEPENDENT AGENCIES AND GOVERNMENT CORPORATIONS

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

RAILROAD RETIREMENT BOARD - Continued

Chicago, IL Counsel to the Management Ann L. Chaney

Member

GS XS 15 ...... ......

 Do........... Member of Board - Labor Virgil M. Speakman, Jr. EX PAS IV ...... 08/28/04

 Do........... Assistant to the Labor Member James C. Boehner GS XS 15 ...... ......

 Do........... Inspector General Martin J. Dickman EX PAS IV ...... ......

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

SECURITIES AND EXCHANGE COMMISSION

EXECUTIVE STAFF

Washington, DC Chairman Arthur J. Levitt EX PAS III 5 Years 06/05/03

 Do........... Chief of Staff Jennifer Scardino ES NA ...... ...... ......

 Do........... Special Advisor Russell Horwitz GS SC 14 ...... ......

 Do........... Confidential Assistant Carol L. Morrow GS SC 13 ...... ......

 Do........... Confidential Assistant Mary D. Middleton GS SC 12 ...... ......

 Do........... Confidential Assistant Veronica Gillette GS SC 11 ...... ......

 Do........... Commissioner Isaac C. Hunt EX PAS IV 5 years 06/05/00

 Do........... Confidential Assistant Pamela J. Speight GS SC 11 ...... ......

 Do........... Commissioner Laura S. Unger EX PAS IV 5 years 06/05/01

 Do........... Confidential Assistant Bettie Davis GS SC 11 ...... ......

 Do........... Commissioner Paul R. Carey EX PAS IV 5 years 06/05/02

 Do........... Confidential Assistant Doris Green GS SC 11 ...... ......

 Do........... Commissioner Vacant EX PAS IV 5 years ......

 Do........... Secretary of the Commission Career Incumbent ES CA ...... ...... ......

 Do........... Legislative Affairs Specialist Casey M. Carter GS SC 15 ...... ......

OFFICE OF THE EXECUTIVE 

DIRECTOR

 Do........... Executive Director Career Incumbent ES CA ...... ...... ......

Alexandria, VA Associate Executive Director Career Incumbent

(Information Technology)

ES CA ...... ...... ......

 Do........... Director, Office of Applications Career Incumbent

and Software Management

ES CA ...... ...... ......

 Do........... Associate Executive Director Career Incumbent

(Reports & Information)

ES CA ...... ...... ......

OFFICE OF PUBLIC AFFAIRS, 

POLICY EVALUATION AND 

RESEARCH

Washington, DC Director Christopher Ullman GS SC 15 ...... ......

Joanne Cronrath 

Bamberger

 Do........... Public Affairs Specialist GS SC 14 ...... ......

OFFICE OF THE CHIEF 

ACCOUNTANT

 Do........... Chief Accountant Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Pamela Proctor-Sarvis GS SC 10 ...... ......

OFFICE OF THE INSPECTOR 

GENERAL

 Do........... Inspector General Career Incumbent ES CA ...... ...... ......
INDEPENDENT AGENCIES AND GOVERNMENT CORPORATIONS 289

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

SECURITIES AND EXCHANGE COMMISSION - Continued

OFFICE OF INVESTOR 

EDUCATION AND 

ASSISTANCE

 Washington, DC Director Career Incumbent ES CA ...... ...... ......

 Do........... Special Assistant Elisa Millsap GS SC 13 ...... ......

OFFICE OF THE GENERAL 

COUNSEL

 Do........... General Counsel Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Carol A. Kelley GS SC 10 ...... ......

 Do........... Deputy General Counsel (Legal Career Incumbent

Policy and General Litigation)

ES CA ...... ...... ......

 Do........... Solicitor to the Commission Career Incumbent ES CA ...... ...... ......

 Do........... Associate General Counsel (Legal Career Incumbent

Policy)

ES CA ...... ...... ......

 Do........... Associate General Counsel Career Incumbent

(Counseling & Regulatory Policy)

ES CA ...... ...... ......

 Do........... Associate General Counsel Career Incumbent

(Litigation & Administrative 

Practice

ES CA ...... ...... ......

 Do........... Associate General Counsel Career Incumbent

(Adjudication)

ES CA ...... ...... ......

DIVISION OF 

CORPORATION FINANCE

 Do........... Director Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Regina Baker GS SC 10 ...... ......

 Do........... Deputy Director Career Incumbent ES CA ...... ...... ......

 Do........... Chief Accountant Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director (Regulatory Career Incumbent

Policy)

ES CA ...... ...... ......

 Do........... Associate Director (Legal) Career Incumbent ES CA ...... ...... ......

DIVISION OF INVESTMENT 

MANAGEMENT

 Do........... Director Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Victoria Adams Gray GS SC 10 ...... ......

 Do........... Associate Director (Regulation) Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director (Chief Career Incumbent

Counsel)

ES CA ...... ...... ......

 Do........... Associate Director (Legal & Career Incumbent

Disclosure)

ES CA ...... ...... ......

DIVISION OF MARKET 

REGULATION

 Do........... Director Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Mary K. Gallagher GS SC 10 ...... ......

 Do........... Deputy Director Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Jean M. Wade GS SC 8 ...... ......

 Do........... Associate Director (Risk Career Incumbent

Management and Control)

ES CA ...... ...... ......

 Do........... Associate Director (Market Career Incumbent

Supervision)

ES CA ...... ...... ......

 Do........... Associate Director (Derivative Career Incumbent

and Exchange Oversight)

ES CA ...... ...... ......
290 INDEPENDENT AGENCIES AND GOVERNMENT CORPORATIONS

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

SECURITIES AND EXCHANGE COMMISSION - Continued

Washington, DC Chief Counsel Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director (Capital Career Incumbent

Markets)

ES CA ...... ...... ......

OFFICE OF COMPLIANCE 

INSPECTIONS AND 

EXAMINATIONS

 Do........... Director Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Carolyn Brown GS SC 10 ...... ......

 Do........... Chief Counsel Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director (Investment Career Incumbent

Company/Investment Advisor 

Examinations and Oversight)

ES CA ...... ...... ......

 Do........... Associate Director Career Incumbent

(Broker-Dealer Examinations 

and Oversight)

ES CA ...... ...... ......

DIVISION OF ENFORCEMENT

 Do........... Director Career Incumbent ES CA ...... ...... ......

 Do........... Secretary Sheila Russell GS SC 10 ...... ......

 Do........... Deputy Director Career Incumbent ES CA ...... ...... ......

 Do........... Chief Counsel Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director Career Incumbent ES CA ...... ...... ......

 Do........... Associate Director Career Incumbent ES CA ...... ...... ......

 Do........... Chief Litigation Counsel Career Incumbent ES CA ...... ...... ......

 Do........... Deputy Chief Litigation Counsel Career Incumbent ES CA ...... ...... ......

 Do........... Director of Regional Office Career Incumbent

Operations

ES CA ...... ...... ......

Northeast Regional Office

New York, NY Regional Director Vacant ES ... ...... ...... ......

 Do........... Deputy Regional Director Career Incumbent ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Enforcement)

ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Enforcement)

ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Broker/Dealer)

ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Investment Management and 

Corporate Reorganization)

ES CA ...... ...... ......

Boston District Office

Boston, MA District Administrator Career Incumbent ES CA ...... ...... ......

Philadelphia District Office

Philadelphia, PA District Administrator Career Incumbent ES CA ...... ...... ......

Southeast Regional Office

Miami, FL Regional Director Career Incumbent ES CA ...... ...... ......

Atlanta District Office

Atlanta, GA District Administrator Career Incumbent ES CA ...... ...... ......

Midwest Regional Office

Chicago, IL Regional Director Career Incumbent ES CA ...... ...... ......
INDEPENDENT AGENCIES AND GOVERNMENT CORPORATIONS 291

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

SECURITIES AND EXCHANGE COMMISSION - Continued

Chicago, IL Associate Regional Director Career Incumbent

(Enforcement)

ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Enforcement)

ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Regulation)

ES CA ...... ...... ......

Central Regional Office

Denver, CO Regional Director Career Incumbent ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Enforcement)

ES CA ...... ...... ......

Fort Worth District Office

Fort Worth, TX District Administrator Career Incumbent ES CA ...... ...... ......

Pacific Regional Office

Los Angeles, CA Regional Director Career Incumbent ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Enforcement)

ES CA ...... ...... ......

 Do........... Associate Regional Director Career Incumbent

(Regulation)

ES CA ...... ...... ......

San Francisco District Office

San Francisco, CA District Administrator Career Incumbent ES CA ...... ...... ......

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

SELECTIVE SERVICE SYSTEM

Arlington, VA Director Selective Service System Gil Coronado EX PAS IV ...... ......

 Do........... Deputy Director Career Incumbent ES CA ...... ...... ......

 Do........... Special Assistant Archibald J. Kielly GS SC 15 ...... ......

 Do........... Director for Public and Career Incumbent

Congressional Affairs

ES CA ...... ...... ......

Location Position Title Name of Incumbent

Pay

Plan

Type 

of

Appt.

Level,

Grade, or

Pay

Tenure Expires

SMALL BUSINESS ADMINISTRATION

OFFICE OF THE 

ADMINISTRATOR

Washington, DC Administrator Aida Alvarez EX PAS III ...... ......

 Do........... Chief Financial Management Career Incumbent

Officer

ES CA ...... ...... ......

 Do........... Deputy Administrator Fred Hochberg EX PAS IV ...... ......

 Do........... Chief of Staff Mary K. Swedin ES NA ...... ...... ......

 Do........... Chief Operating Officer Career Incumbent ES CA ...... ...... ......

 Do........... Counselor Elizabeth Kim GS SC 15 ...... ......

 Do........... Counselor to the Administrator Bettie Baca ES NA ...... ...... ......

 Do........... Deputy Chief of Staff Michelle Kreiss GS SC 15 ...... ......

 Do........... Special Assistant to the Ben Handford

Administrator

GS SC 13 ...... ......