Federal Register / Vol. 82, No. 184 / Monday, September 25, 2017 / Notices 44683 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

general partner or non-resident 

managing agent of an SEC-registered 

adviser and of an exempt reporting 

adviser. The Commission has estimated 

that compliance with the requirement to 

complete Form ADV–NR imposes a total 

burden of approximately 1.0 hour for an 

adviser. Based on our experience with 

these filings, we estimate that we will 

receive 36 Form ADV–NR filings 

annually. Based on the 1.0 hour per 

respondent estimate, the Commission 

staff estimates a total annual burden of 

36 hours for this collection of 

information. 

Rule 0–2 and Form ADV–NR do not 

require recordkeeping or records 

retention. The collection of information 

requirements under the rule and form is 

mandatory. The information collected 

pursuant to the rule and Form ADV–NR 

is a filing with the Commission. This 

filing is not kept confidential and must 

be preserved until at least three years 

after termination of the enterprise. An 

agency may not conduct or sponsor, and 

a person is not required to respond to, 

a collection of information unless it 

displays a currently valid control 

number. 

The public may view the background 

documentation for this information 

collection at the following Web site, 

www.reginfo.gov. Comments should be 

directed to: (i) Desk Officer for the 

Securities and Exchange Commission, 

Office of Information and Regulatory 

Affairs, Office of Management and 

Budget, Room 10102, New Executive 

Office Building, Washington, DC 20503, 

or by sending an email to: Shagufta_

Ahmed@omb.eop.gov; and (ii) Pamela 

Dyson, Director/Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

100 F Street NE., Washington, DC 20549 

or send an email to: PRA_Mailbox@

sec.gov. Comments must be submitted to 

OMB within 30 days of this notice. 

Dated: September 19, 2017. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–20358 Filed 9–22–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request Copies Available 

From: Securities and Exchange 

Commission Office of FOIA Services 

100 F Street NE., Washington, DC 

20549–2736 

Extension: Rule 173, SEC File No. 270–557, 

OMB Control No. 3235–0618 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget this 

request for extension of the previously 

approved collection of information 

discussed below. 

Securities Act Rule 173 (17 CFR 

230.173) provides a notice of 

registration to investors who purchased 

securities in a registered offering under 

the Securities Act of 1933 (15 U.S.C. 77a 

et seq.). A Rule 173 notice must be 

provided by each underwriter or dealer 

to each investor who purchased 

securities from the underwriter or 

dealer. The Rule 173 notice is not 

publicly available. We estimate that it 

takes approximately 0.0167 hour per 

response to provide the information 

required under Rule 173 and that the 

information is filed by approximately 

5,338 respondents approximately 43,546 

times a year for a total of 232,448,548 

responses. We estimate that the total 

annual reporting burden for Rule 173 is 

3,881,891 hours (0.0167 hours per 

response × 232,448,548 responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

The public may view the background 

documentation for this information 

collection at the following Web site, 

www.reginfo.gov . Comments should be 

directed to: (i) Desk Officer for the 

Securities and Exchange Commission, 

Office of Information and Regulatory 

Affairs, Office of Management and 

Budget, Room 10102, New Executive 

Office Building, Washington, DC 20503, 

or by sending an email to: Shagufta_

Ahmed@omb.eop.gov; and (ii) Pamela 

Dyson, Director/Chief Information 

Officer, Securities and Exchange 

Commission, c/o Remi Pavlik-Simon, 

100 F Street NE., Washington DC 20549 

or send an email to: PRA_Mailbox@

sec.gov. Comments must be submitted to 

OMB within 30 days of this notice. 

Dated: September 19, 2017. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–20360 Filed 9–22–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–81651; File No. SR– 

NYSEAMER–2017–14] 

Self-Regulatory Organizations; NYSE 

American LLC; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change Amending Its Rules To 

Make Technical and Conforming 

Updates, in Connection With the 

Merger of NYSE Arca Equities, Inc. 

With and Into the Exchange’s Affiliate 

NYSE Arca, Inc. and the Name Change 

of NYSE National, Inc. 

September 19, 2017. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’ or ‘‘Exchange Act’’) 2 and Rule 

19b–4 thereunder,3 notice is hereby 

given that, on September 6, 2017, NYSE 

American LLC (the ‘‘Exchange’’ or 

‘‘NYSE American’’) filed with the 

Securities and Exchange Commission 

(the ‘‘Commission’’) the proposed rule 

change as described in Items I and II, 

below, which Items have been prepared 

by the self-regulatory organization. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend its 

rules to make technical and conforming 

updates, in connection with (a) the 

merger of NYSE Arca Equities, Inc. with 

and into the Exchange’s affiliate NYSE 

Arca, Inc., and (b) the name change of 

NYSE National, Inc. 

The proposed change is available on 

the Exchange’s Web site at 

www.nyse.com, at the principal office of 

the Exchange, and at the Commission’s 

Public Reference Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 


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