Federal Register / Vol. 82, No. 179 / Monday, September 18, 2017 / Notices 43633 

19 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

4The term ‘‘Lead Market Maker’’ is defined in 

Rule 1.1(w) to mean a registered Market Maker that 

is the exclusive Designated Market Maker in listings 

for which the Exchange is the primary market. 

5The Exchange defines ‘‘affiliate’’ to ‘‘mean any 

ETP Holder under 75% common ownership or 

control of that ETP Holder.’’ See Fee Schedule, 

NYSE Arca Marketplace: General. 

2017–059, and should be submitted on 

or before October 10, 2017. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.19

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–19712 Filed 9–15–17; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–81601; File No. SR– 

NYSEARCA–2017–104] 

Self-Regulatory Organizations; NYSE 

Arca, Inc.; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change To Amend the NYSE Arca 

Equities Fees and Charges 

September 13, 2017. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that, on 

September 1, 2017, NYSE Arca, Inc. (the 

‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with 

the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I, II, and III below, which Items 

have been prepared by the selfregulatory organization. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to amend the 

NYSE Arca Equities Fees and Charges 

(the ‘‘Fee Schedule’’) to (i) adopt an 

additional tiered credit applicable to 

Lead Market Makers (‘‘LMMs’’) 4 and to 

ETP Holders and Market Makers 

affiliated with the LMM that provide 

displayed liquidity to the NYSE Arca 

Book in Tape B Securities; and (ii) add 

a second way by which an ETP Holder 

or Market Maker could qualify for the 

Step Up Tier. The Exchange proposes to 

implement the proposed fee change on 

September 1, 2017.The proposed rule 

change is available on the Exchange’s 

Web site at www.nyse.com, at the 

principal office of the Exchange, and at 

the Commission’s Public Reference 

Room. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and the 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Exchange proposes to amend the 

Fee Schedule to adopt an additional 

tiered credit applicable to LMMs and to 

ETP Holders and Market Makers 

affiliated with the LMM that provide 

displayed liquidity to the NYSE Arca 

Book in Tape B Securities; and (ii) add 

a second way by which an ETP Holder 

or Market Maker could qualify for the 

Step Up Tier. The Exchange proposes to 

implement the proposed fee changes on 

September 1, 2017. 

LMM Transaction Fees and Credits 

The Exchange proposes to amend the 

Fee Schedule to adopt an additional 

tiered credit applicable to LMMs and to 

ETP Holders and Market Makers 

affiliated with the LMM that provide 

displayed liquidity to the NYSE Arca 

Book in Tape B Securities. The 

Exchange currently provides tier-based 

incremental credits for orders that 

provide displayed liquidity to the NYSE 

Arca Book in Tape B Securities. 

Specifically, LMMs that are registered as 

the LMM in Tape B Securities that have 

a consolidated average daily volume 

(‘‘CADV’’) in the previous month of less 

than 100,000 shares, or 0.0070% of 

Consolidated Tape B ADV, whichever is 

greater (‘‘Less Active ETP Securities’’), 

and the ETP Holders and Market Makers 

affiliated with such LMMs, currently 

receive an additional credit for orders 

that provide displayed liquidity to the 

Book in any Tape B Securities that trade 

on the Exchange.5 The current 

incremental credits and volume 

thresholds are as follows: 

• An additional credit of $0.0004 per 

share if an LMM is registered as the 

LMM in at least 300 Less Active ETP 

Securities 

• An additional credit of $0.0003 per 

share if an LMM is registered as the 

LMM in at least 200 but less than 300 

Less Active ETP Securities 

• An additional credit of $0.0002 per 

share if an LMM is registered as the 

LMM in at least 100 but less than 200 

Less Active ETP Securities 

The number of Less Active ETP 

Securities for the billing month is based 

on the number of Less Active ETP 

Securities in which an LMM is 

registered as the LMM on the last 

business day of the previous month. The 

incremental credits also apply to ETP 

Holders and Market Makers affiliated 

with the LMM whose orders in Tape B 

Securities provide displayed liquidity to 

the NYSE Arca Book. 

The Exchange proposes to adopt an 

additional tier pursuant to which LMMs 

and ETP Holders and Market Makers 

affiliated with the LMM that provide 

displayed liquidity to the NYSE Arca 

Book in Tape B Securities would receive 

an additional credit of $0.0001 per share 

if the LMM is registered as the LMM in 

at least 75 but less than 100 Less Active 

ETP Securities. 

For example, currently, a LMM that 

provides liquidity to the NYSE Arca 

Book in a security for which the LMM 

is registered as the LMM which has a 

CADV in the previous month of at least 

5,000,000 shares would receive a credit 

of $0.0033 per share. If that LMM is also 

registered as an LMM in 80 Less Active 

ETP Securities, the LMM would receive 

an incremental credit of $0.0001 per 

share under the proposed new rebate 

structure, for a total credit of $0.0034 

per share. Additionally, if the affiliated 

ETP Holders and Market Makers of such 

LMM that provide displayed liquidity in 

Tape B Securities are a Tier 1 firm, they 

would receive a total credit of $0.0024 

per share, i.e., $0.0023 per share Tier 1 

credit for orders that provide liquidity 

to the NYSE Arca Book plus $0.0001 per 

share for being registered as a LMM in 

80 Less Active ETP Securities. 

With the proposed additional tier, the 

Exchange hopes to provide incentives 

for increased trading in Less Active ETP 

Securities for the benefit of all market 

participants. 

Step-Up Tier 

The Exchange proposes to add a 

second way by which an ETP Holder or 

Market Maker could qualify for the 

existing Step Up Tier. Currently, to 

qualify for the Step Up Tier, ETP 


sradovich on DSKBBY8HB2PROD with NOTICES
43634 Federal Register / Vol. 82, No. 179 / Monday, September 18, 2017 / Notices 

6US CADV means United States Consolidated 

Average Daily Volume for transactions reported to 

the Consolidated Tape, excluding odd lots through 

January 31, 2014 (except for purposes of Lead 

Market Maker pricing), and excludes volume on 

days when the market closes early and on the date 

of the annual reconstitution of the Russell 

Investments Indexes. Transactions that are not 

reported to the Consolidated Tape are not included 

in US CADV. 

7 15 U.S.C. 78f(b). 

8 15 U.S.C. 78f(b)(4) and (5). 

Holders and Market Makers, on a daily 

basis, measured monthly must: 

(i) Directly execute providing average 

daily volume that is an increase of no 

less than 0.15% of US CADV6 for that 

month over the ETP Holder’s or Market 

Maker’s providing average daily volume 

in July 2016, and 

(ii) sets a new NYSE Arca Best Bid or 

Offer with at least 25% in each of the 

ETP Holder’s or Market Maker’s Tape A, 

Tape B and Tape C providing ADV. 

ETP Holders and Market Makers that 

qualify for the Step Up Tier receive a 

$0.0029 per share credit for orders that 

provide liquidity to the Book for Tape 

A and Tape C Securities and $0.0028 

per share credit for orders that provide 

liquidity to the Book for Tape B 

Securities. 

As proposed, the Exchange would 

keep these qualifying requirements, and 

add a second way by which an ETP 

Holder or Market Maker could qualify 

for the Step Up Tier. As proposed, an 

ETP Holder or Market Maker could also 

qualify for the Step Up Tier if such ETP 

Holder or Market Maker, on a daily 

basis, measured monthly: 

(i) Directly execute providing average 

daily volume that is an increase of no 

less than 0.15% of US CADV3 for that 

month over the ETP Holder’s or Market 

Maker’s providing average daily volume 

in July 2016, and 

(ii) sets a new NYSE Arca Best Bid or 

Offer with at least 20% in the ETP 

Holder’s or Market Maker’s Tape A 

providing ADV, at least 25% in the ETP 

Holder’s or Market Maker’s Tape B 

providing ADV, and at least 30% in the 

ETP Holder’s or Market Maker’s Tape C 

providing ADV, and 

(iii) directly execute taking average 

daily volume of at least 15 million 

shares. 

For example, an ETP Holder that has 

a providing ADV of 15 million shares in 

the Baseline Month would be required 

to execute, at a minimum, an additional 

9.75 million shares of providing ADV if 

CADV is 6.5 billion shares in the billing 

month, or 0.15% over the Baseline 

Month, for a total providing ADV of 

24.75 million shares for the billing 

month. Further, of the 24.75 million 

shares, assume 10.75 million shares are 

in Tape A Securities, and 7 million 

shares are each in Tape B and Tape C 

Securities. The ETP Holder would be 

required to have a providing ADV that 

sets a new BBO on the Exchange of at 

least 2.15 million shares in Tape A 

Securities, of at least 1.750 million 

shares in Tape B Securities, and of at 

least 2.1 million shares in Tape C 

Securities. 

The Exchange believes that combining 

the existing providing average daily 

volume requirement with both specified 

setting Exchange Best Bid or Offer 

requirements, depending on whether 

the securities are Tape A, B, or C, and 

a requirement to meet certain volume of 

executing taking volume on the 

Exchange would encourage ETP Holders 

or Market Makers that are active traders 

on the Exchange to step up their provide 

volume to qualify for the Step Up Tier. 

As an incentive for ETP Holders and 

Market Makers to direct their order flow 

to the Exchange, for the months of 

September 2017 and October 2017 only, 

the Exchange proposes adopting lower 

providing ADV criteria for ETP Holders 

and Market Makers to qualify for the 

Step Up Tier. For the month of 

September 2017 only, the ETP Holder or 

Market Maker would need to directly 

execute providing average daily volume 

that is an increase of no less than 0.05% 

of US CADV for that month over the 

ETP Holder’s or Market Maker’s 

providing average daily volume in July 

2016. 

Using the previous example, that ETP 

Holder would be required to execute, at 

a minimum, an additional 3.25 million 

shares of providing ADV, or 0.05% over 

the Baseline Month, for a total providing 

ADV of 18.25 million shares for that 

billing month. Further, of the 18.25 

million shares, assume 10 million 

shares are in Tape A Securities, 5 

million shares are in Tape B Securities 

and 3.25 million shares are in Tape C 

Securities. The ETP Holder would be 

required to have a providing ADV that 

sets a new BBO on the Exchange of at 

least 2 million shares in Tape A 

Securities, of at least 1.250 million 

shares in Tape B Securities, and of at 

least 0.975 million shares in Tape C 

Securities. 

For the month of October 2017 only, 

the ETP Holder or Market Maker would 

need to directly execute providing 

average daily volume that is an increase 

of no less than 0.10% of US CADV for 

that month over the ETP Holder’s or 

Market Maker’s providing average daily 

volume in July 2016. For the months on 

and after November 2017, ETP Holders 

and Market Makers would need to meet 

the new proposed qualifying 

requirement of 0.15% of CADV. 

Using the previous example, that ETP 

Holder would be required to execute, at 

a minimum, an additional 6.5 million 

shares of providing ADV, or 0.10% over 

the Baseline Month, for a total providing 

ADV of 21.5 million shares for the 

billing month. Further, of the 21.5 

million shares, assume 12 million 

shares are in Tape A Securities, 7 

million shares are in Tape B Securities 

and 2.5 million shares are in Tape C 

Securities. The ETP Holder would be 

required to have a providing ADV that 

sets a new BBO on the Exchange of at 

least 2.4 million shares in Tape A 

Securities, of at least 1.75 million shares 

in Tape B Securities, and of at least 0.75 

million shares in Tape C Securities. 

Because the goal of the Step-Up Tier 

is to incentivize ETP Holders and 

Market Makers to increase the orders 

sent directly to NYSE Arca and 

therefore provide liquidity that supports 

the quality of price discovery and 

promotes market transparency, the 

Exchange believes that the proposed 

new qualifying requirement for the Step 

Up Tier will provide an additional 

incentive for ETP Holders or Market 

Makers that are active traders on the 

Exchange to increase the orders sent to 

the Exchange that would provide 

liquidity. 

* * * * * 

The proposed changes are not 

otherwise intended to address any other 

issues, and the Exchange is not aware of 

any problems that member 

organizations would have in complying 

with the proposed change. 

2. Statutory Basis 

The Exchange believes that the 

proposed rule change is consistent with 

Section 6(b) of the Act,7 in general, and 

furthers the objectives of Sections 

6(b)(4) and (5) of the Act,8 in particular, 

because it provides for the equitable 

allocation of reasonable dues, fees, and 

other charges among its members, 

issuers and other persons using its 

facilities and does not unfairly 

discriminate between customers, 

issuers, brokers or dealers. 

The Exchange believes that the 

proposed additional tier for Less Active 

ETP Securities is reasonable because the 

proposed credit of $0.0001 per share 

that would apply if an LMM is 

registered as the LMM in at least 75 but 

less than 100 Less Active ETP Securities 

would relate to displayed liquidity to 

the NYSE Arca Book in Tape B 

Securities, which would be identical to 

the type of volume to which the credit 

would apply. 

The Exchange believes it is equitable 

and not unfairly discriminatory to 

establish an additional tier applicable to 


sradovich on DSKBBY8HB2PROD with NOTICES
Federal Register / Vol. 82, No. 179 / Monday, September 18, 2017 / Notices 43635 

9 15 U.S.C. 78f(b)(8). 

LMMs and to ETP Holders and Market 

Makers affiliated with the LMM, as all 

LMMs have the ability to qualify for the 

proposed rebate, and rebates would be 

provided equally to qualifying 

participants. 

The proposed fee change is intended 

to encourage LMMs to promote price 

discovery and market quality in Less 

Active ETP Securities for the benefit of 

all market participants. The Exchange 

believes the proposed additional tier to 

the current rebate structure would allow 

LMMs that are registered as the LMM in 

a fewer number of Less Active ETP 

Securities to qualify for a rebate. The 

Exchange believes the proposed credit is 

reasonable and appropriate in that it is 

based on the amount of business 

transacted on the Exchange. The 

Exchange believes that providing the 

proposed additional credit to ETP 

Holders and Market Makers that are 

affiliated with a LMM that add liquidity 

in Tape B Securities to the Exchange is 

reasonable because the Exchange 

believes that by providing increased 

rebates to affiliated ETP Holders and 

Market Makers of a LMM, more LMMs 

will register to quote and trade in Less 

Active ETP Securities. The Exchange 

further believes the proposed 

incremental credit for adding liquidity 

is also reasonable because it will 

encourage liquidity and competition in 

Tape B Securities quoted and traded on 

the Exchange. Moreover, the Exchange 

believes that the proposed fee change 

will incentivize LMMs to register as an 

LMM in Less Active ETP Securities and 

thus, add more liquidity in these and 

other Tape B Securities to the benefit of 

all market participants. The Exchange 

also believes the lower requirement of 

the additional tier is reasonable because 

it may allow a greater number of LMMs 

and their affiliated ETP Holders and 

Market Makers to qualify for the 

proposed additional credit. 

The Exchange believes the proposed 

incremental credit is equitable and not 

unfairly discriminatory because it is 

open to all ETP Holders and Market 

Makers affiliated with a LMM on an 

equal basis and provides a discount that 

is reasonably related to the value to the 

Exchange’s market quality associated 

with higher volumes. The Exchange 

further believes that the proposed 

incremental rebate is not unfairly 

discriminatory because it is consistent 

with the market quality and 

competitiveness of benefits associated 

with the proposed fee program and 

because the magnitude of the additional 

rebate is not unreasonably high in 

comparison to the rebate paid with 

respect to other displayed liquidityproviding orders. The Exchange does 

not believe that it is unfairly 

discriminatory to offer increased rebates 

to LMMs as LMMs are subject to 

additional requirements and obligations 

(such as quoting requirements) that 

other market participants are not. 

The Exchange also believes that 

allowing ETP Holders to receive 

enhanced credits based on activities of 

their affiliates is reasonable, equitable 

and not unfairly discriminatory because 

the Exchange believes that ETP Holders 

affiliated with LMMs may qualify to 

earn enhanced credits in recognition of 

their shared economic interest, which 

includes the heightened obligations and 

costs imposed on LMMs. ETP Holders 

unaffiliated with LMMs do not share the 

same type of economic interests. 

Further, ETP Holders not affiliated with 

a LMM have an opportunity to establish 

such affiliation by several means, 

including but not limited to, a business 

combination or the establishment of 

their own market making operation, 

which each unaffiliated firm has the 

potential to establish. 

The Exchange believes that the 

proposed second way to qualify for the 

Step-Up Tier is equitable because it is 

open to all market participants on an 

equal basis and provides credits that are 

reasonably related to the value to an 

exchange’s market quality associated 

with higher volumes. As stated above, 

the Exchange believes that the Step-Up 

Tier incentivizes market participants to 

increase the orders sent directly to 

NYSE Arca that would provide 

liquidity. Additional order flow that 

provides liquidity supports the quality 

of price discovery and promotes market 

transparency. The Exchange believes 

that adding a second way to qualify for 

the Step Up Tier would benefit market 

participants that already are active 

traders on the Exchange and whose 

increased order flow provides 

meaningful added levels of liquidity, 

thereby contributing to the depth and 

market quality on the Exchange. In 

addition, by offering a second way to 

qualify for the Step-Up Tier, the 

Exchange believes more market 

participants that are active traders on 

the Exchange may provide increased 

liquidity-providing order flow and more 

market participants would be eligible to 

receive the proposed credits for their 

orders. 

Further, the Exchange believes that 

the proposal is reasonable and would 

create an added incentive for ETP 

Holders and Market Makers to execute 

additional orders on the Exchange. The 

Exchange believes it is reasonable to 

require ETP Holders and Market 

Makers’ providing ADV set a new BBO 

on the Exchange of at least 20% of their 

Tape A providing ADV, at least 25% of 

their Tape B providing ADV, and at 

least 30% of their Tape C providing 

ADV as it would create an incentive for 

ETP Holders and Market Makers to 

improve displayed quotes on the 

Exchange, which would benefit all 

market participants. The Exchange 

believes that the proposed change is 

equitable and not unfairly 

discriminatory because providing 

incentives for orders that are executed 

on a registered national securities 

exchange would contribute to investors’ 

confidence in the fairness of their 

transactions and would benefit all 

investors by deepening the Exchange’s 

liquidity pool, supporting the quality of 

price discovery, promoting market 

transparency and improving investor 

protection. The Exchange further 

believes it is reasonable to require ETP 

Holders or Maker Makers to also 

directly execute taking average daily 

volume of at least 15 million shares 

because it would provide an incentive 

for market participants that are active 

traders on the Exchange to increase 

orders that provide liquidity on the 

Exchange, thereby further promoting 

price discovery on the Exchange. 

The Exchange believes that adopting 

lower providing ADV criteria for 

September 2017 and October 2017 is 

reasonable because it may allow a 

greater number of ETP Holders and 

Market Makers to qualify for the 

proposed credits while also providing 

ETP Holders and Market Makers the 

opportunity to gradually increase their 

activity in order to qualify for the Step 

Up Tier. The Exchange believes that 

adopting lower providing ADV criteria 

for September 2017 and October 2017 is 

also equitable and not unfairly 

discriminatory because the lower 

criteria would apply uniformly to all 

ETP Holders and Market Makers during 

September 2017 and October 2017. 

Finally, the Exchange believes that it 

is subject to significant competitive 

forces, as described below in the 

Exchange’s statement regarding the 

burden on competition. For these 

reasons, the Exchange believes that the 

proposal is consistent with the Act. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

In accordance with Section 6(b)(8) of 

the Act,9 the Exchange believes that the 

proposed rule change would not impose 

any burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. Instead, the 

Exchange believes that the proposed fee 

change would encourage increased 


sradovich on DSKBBY8HB2PROD with NOTICES
43636 Federal Register / Vol. 82, No. 179 / Monday, September 18, 2017 / Notices 

10 15 U.S.C. 78s(b)(3)(A). 

11 17 CFR 240.19b–4(f)(2). 

12 15 U.S.C. 78s(b)(2)(B). 13 17 CFR 200.30–3(a)(12). 

participation by LMMs in the trading of 

ETP securities generally and Less Active 

ETP Securities, in particular. The 

proposed change would also encourage 

the submission of additional liquidity to 

a public exchange, thereby promoting 

price discovery and transparency and 

enhancing order execution 

opportunities for ETP Holders and 

Market Makers. 

The Exchange notes that it operates in 

a highly competitive market in which 

market participants can readily favor 

competing venues. In such an 

environment, the Exchange must 

continually review, and consider 

adjusting, its fees and credits to remain 

competitive with other exchanges. For 

the reasons described above, the 

Exchange believes that this proposal 

promotes a competitive environment. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were solicited 

or received with respect to the proposed 

rule change. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

The foregoing rule change is effective 

upon filing pursuant to Section 

19(b)(3)(A) 10 of the Act and 

subparagraph (f)(2) of Rule 19b–4 11

thereunder, because it establishes a due, 

fee, or other charge imposed by the 

Exchange. 

At any time within 60 days of the 

filing of such proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. If the 

Commission takes such action, the 

Commission shall institute proceedings 

under Section 19(b)(2)(B) 12 of the Act to 

determine whether the proposed rule 

change should be approved or 

disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NYSEARCA–2017–104 on the subject 

line. 

Paper Comments 

• Send paper comments in triplicate 

to Brent J. Fields, Secretary, Securities 

and Exchange Commission, 100 F Street 

NE., Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NYSEARCA–2017–104. 

This file number should be included on 

the subject line if email is used. To help 

the Commission process and review 

your comments more efficiently, please 

use only one method. The Commission 

will post all comments on the 

Commission’s Internet Web site (http:// 

www.sec.gov/rules/sro.shtml). Copies of 

the submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR– 

NYSEARCA–2017–104 and should be 

submitted on or before October 10, 

2017. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.13

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2017–19810 Filed 9–15–17; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #15302 and #15303; 

FLORIDA Disaster Number FL–00130] 

Presidential Declaration Amendment of 

a Major Disaster for the State of Florida 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Amendment 1. 

SUMMARY: This is an amendment of the 

Presidential declaration of a major 

disaster for the State of Florida (FEMA– 

4337–DR), dated 09/10/2017. 

Incident: Hurricane Irma. 

Incident Period: 09/04/2017 and 

continuing. 

DATES: Issued on 09/11/2017. 

Physical Loan Application Deadline 

Date: 11/09/2017. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 06/11/2018. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street SW., Suite 6050, 

Washington, DC 20416, (202) 205–6734. 

SUPPLEMENTARY INFORMATION: The notice 

of the President’s major disaster 

declaration for the State of Florida, 

dated 09/10/2017, is hereby amended to 

include the following areas as adversely 

affected by the disaster: 

Primary Counties (Physical Damage and 

Economic Injury Loans): Broward, 

Clay, Duval, Flagler, Palm Beach, 

Putnam, Saint Johns 

Contiguous Counties (Economic Injury 

Loans Only): 

Florida: Alachua, Baker, Bradford, 

Marion, Martin, Nassau, 

Okeechobee, Volusia 

All other information in the original 

declaration remains unchanged. 

(Catalog of Federal Domestic Assistance 

Number 59008) 

James E. Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2017–19734 Filed 9–15–17; 8:45 am] 

BILLING CODE 8025–01–P 


sradovich on DSKBBY8HB2PROD with NOTICES