alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EXHIBIT 10.31

 

2011 Cash Incentive Plan

 

Purpose:

 

The terms of the 2011 Cash Incentive Plan (the “Plan”) have been established to reward the executives and other employees of Rigel Pharmaceuticals, Inc. (the “Company”) for assisting the Company in achieving its operational goals through exemplary performance. Under the Plan, cash bonuses, if any, will be based on both the achievement of corporate goals and a review of personal performance, which is determined at the discretion of the Compensation Committee of the Board of Directors (the “Compensation Committee”) and/or the Board of Directors (the “Board”).  The overarching intent in setting and achieving the goals is to build long-term shareholder value.

 

Determination of 2011 Cash Bonuses:

 

Target bonuses for participants in the Plan will range from 5% to 60% of such recipient’s 2011 base salary, with a range for executives of 40% to 60% of such executive’s 2011 base salary. The maximum bonus that a participant will be eligible to receive is 120% of such participant’s 2011 base salary and in no event will a bonus be paid later than March 15 of the year following the year in which the bonus was earned. The objective Company performance goals for each participant will be based on meeting certain goals with respect to the Company’s financial and operational performance, including building the pipeline of potential product candidates (weighted at 25%), clinical development of product candidates (weighted at 50%), and the Company’s cash position at December 31, 2011 (weighted at 25% ), as well as other Company performance goals to be determined by the Compensation Committee. The Board and Compensation Committee reserve the right to modify these goals and criteria at any time or to grant bonuses to the participants even if the performance goals are not met.
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Federal Reserve System

The notificants listed below have applied under the Change in Bank Control Act (12 U.S.C. 1817(j)) and § 225.41 of the Board's Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank holding company. The factors that are considered in acting on the notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).

The notices are available for immediate inspection at the Federal Reserve Bank indicated. The notices also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing to the Reserve Bank indicated for that notice or to the offices of the Board of Governors. Comments must be received not later than September 27, 2017.

*A. Federal Reserve Bank of Atlanta*                     (Chapelle Davis, Assistant Vice President) 1000 Peachtree Street NE., Atlanta, Georgia 30309. Comments can also be sent electronically to                     *Applications.Comments@atl.frb.org:*

                    1.                     *Kenneth Ray Lehman,*                     Arlington, Virginia; to acquire voting shares of ABB Financial Group, Inc., and thereby indirectly acquire shares of Affinity Bank, both of Atlanta, Georgia.                

Board of Governors of the Federal Reserve System, September 12, 2017.

Yao-Chin Chao,

Assistant Secretary of the Board.

[FR Doc. 2017-19680 Filed 9-15-17; 8:45 am]

 BILLING CODE 6210-01-P
Exhibit 31.2
  1.
    
    I have reviewed this quarterly report on Form 10-Q of Sterling Chemicals, Inc.;2.
    
    Based on my knowledge, this report does not contain any untrue statement of a material
fact or omit to state a material fact necessary to make the statements made, in light of
the circumstances under which such statements were made, not misleading with respect to the
period covered by this report;3.
    
    Based on my knowledge, the financial statements, and other financial information
included in this report, fairly present in all material respects the financial condition,
results of operations and cash flows of the registrant as of, and for, the periods
presented in this report;4.
    
    The registrants other certifying officer(s) and I are responsible for establishing and
maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e)
and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act
Rules 13a-15(f) and 15d-15(f)) for the registrant and have:




---



##### 



5.
    
    The registrants other certifying officer(s) and I have disclosed, based on our most
recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of the registrants board of directors (or persons
performing the equivalent functions):
    /s/ DAVID J. COLLINSDavid J. CollinsSenior Vice President and Chief Financial Officer
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Homeland Security

###### Coast Guard

          - [Docket No. USCG-2017-0768]

# AGENCY:

U.S. Coast Guard, Department of Homeland Security.

# ACTION:

Notice of Federal Advisory Committee meeting.

# SUMMARY:

                        The Merchant Marine Personnel Advisory Committee (MERPAC) meeting scheduled for September 14 and 15, 2017 and announced in the                         **Federal Register**                         on August 22, 2017 (82 FR 39879) has been cancelled. A notice of meeting will be published in the                         **Federal Register**                         when the meeting is rescheduled.                    

# FOR FURTHER INFORMATION CONTACT:

                        Mr. Davis J. Breyer, Alternate Designated Federal Officer of the Merchant Marine Personnel Advisory Committee, 2703 Martin Luther King Jr. Ave. SE., Stop 7509, Washington, DC 20593-7509, telephone 202-372-1445, fax 202-372-8382 or                         *davis.j.breyer@uscg.mil.*

Dated: September 7, 2017.

F.J. Sturm,

Acting Director of Commercial Regulations and Standards.

[FR Doc. 2017-19328 Filed 9-7-17; 4:15 pm]

 BILLING CODE 9110-04-P
IN THE SUPREME COURT OF PENNSYLVANIA

MIDDLE DISTRICT

COMMONWEALTH OF PENNSYLVANIA,

Respondent

v.

BARRY WATTERS,

Petitioner :

:

:

:

:

:

:

:

:

:

: No. 99 MM 2014

ORDER

PER CURIAM

AND NOW , this 21 st day of August, 2014, the Petition for Leave to Fil e Petition

for Allowance of Appeal Nunc Pro Tunc is DENIED

.
[ 882 NE2d 394, 852 NYS2d 825]

#### The People of the State of New York, Respondent, v Alvaro Cumberbatch, Appellant.

Decided February 7, 2008

*729APPEARANCES OF COUNSEL

*Office of the Appellate Defender,*New York City *(Margaret E. Knight, Richard M. Greenberg*and *Risa Gerson*of counsel), for appellant.

*Robert M. Morgenthau, District Attorney,*New York City *(Beth Fisch Cohen*of counsel), for respondent.

OPINION OF THE COURT

On review of submissions pursuant to section 500.11 of the Rules of the Court of Appeals (22 NYCRR 500.11), order reversed, defendant’s plea vacated and case remitted to Supreme Court, New York County, for further proceedings on the indictment *(see People v Louree,*8 NY3d 541 [2007]).

Concur: Chief Judge Kaye and Judges Ciparick, Graffeo, Read, Smith, Pigott and Jones.
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 11-6220

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v.

CARL KOTAY GRAHAM,

Defendant - Appellant.

Appeal from the United States District Court for the Middle 

District of North Carolina, at Greensboro. James A. Beaty, Jr., 

Chief District Judge. (1:06-cr-00267-JAB-1)

Submitted: May 19, 2011 Decided: May 24, 2011

Before TRAXLER, Chief Judge, and AGEE and KEENAN, Circuit 

Judges.

Affirmed by unpublished per curiam opinion.

Carl Kotay Graham, Appellant Pro Se. Lisa Blue Boggs, Assistant 

United States Attorney, Greensboro, North Carolina, for 

Appellee.

Unpublished opinions are not binding precedent in this circuit.
2

PER CURIAM:

Carl Kotay Graham appeals the district court’s order 

denying his motion for reduction of sentence under 18 U.S.C. 

§ 3582(c) (2006). We have reviewed the record and find no 

reversible error. Accordingly, we affirm for the reasons stated 

by the district court. United States v. Graham, No. 1:06-cr00267-JAB-1 (M.D.N.C. Jan. 31, 2011). We deny Graham’s motion 

to hold his appeal in abeyance and to appoint counsel. We 

dispense with oral argument because the facts and legal 

contentions are adequately presented in the materials before the 

court and argument would not aid the decisional process.

AFFIRMED
Exhibit 15.1  September 8, 2017 PRIVATE ANDCONFIDENTIAL Securities and Exchange Commission100 F Street, N.E. Washington, D.C. 20549-7561 USA Dear Sirs/Madams: We have read Item 16F of Tower One Wireless Corp.’s 2014 Form 20-F/A dated September 8, 2017, and have the following comments: 1.

   We agree with the statements made in paragraphs two, three and four in the section “Change in Registrant’s Certifying Accountant”2.

   We have no basis on which to agree or disagree with other statements of the registrant contained therein Yours very truly,   Leed Advisors Inc.Chartered Professional Accountants GWD/sgf


---
I 

112TH CONGRESS 

1ST SESSION H. R. 2416 

To extend temporarily the treatment of Monroe County, Pennsylvania, as 

a HUBZone, and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

JULY 6, 2011 

Mr. BARLETTA introduced the following bill; which was referred to the 

Committee on Small Business 

A BILL 

To extend temporarily the treatment of Monroe County, 

Pennsylvania, as a HUBZone, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Monroe County 

5 HUBZone Extension Act of 2011’’. 

6 SEC. 2. MONROE COUNTY, PENNSYLVANIA. 

7 Monroe County, Pennsylvania, shall be treated as a 

8 HUBZone under the Small Business Act (15 U.S.C. 631 


jbell on DSKDVH8Z91PROD with BILLS
2 

•HR 2416 IH

1 et seq.) during the 3-year period beginning on October 1, 

2 2011. 

Æ 


jbell on DSKDVH8Z91PROD with BILLS
I 

OFFICE OF THE AmORNEY GENERAL OF TEXAS 

AUSTIN 

Honorsble 0.0. H. &Shqtpud 

Comptroller of PuUio Aaoounte 

humtin, Taas 

4rtiols~‘7~7.-3 pmtd*6 thrt awry emerr H thmt 

term in dofined, w&6 elma, 0cuMols* pO66eam8, olrhi;bit# bi8- 

plwr , or r&o &_mitr to be athlbi$ad cw di#D;llrrd in thio 8t8t8 

u&y 4OiWOp8r4%4d m8ohin4 ahall pay th4 tax r8t out in the #oh@+ 

ul*8 that follow. Buie8 l(b) lwler a iae or t8X of 82.50 on 

l w3h *S8l!ahtIudiclO or iam% aOiZbOpcl?8t8d Mahin8* WhOX8 th8 8Oin 

f48 or token used OX whioh my be UN4 ig th8 O$NPatiOiI th.tWt 

la Me of the valuer in 4310848 of ene 08nt 8n4 not cu888lin#$ i1V8 

oults, or re~ssantr a reluo l!J 8XWM8 or one oellt Md aot aaaodlag fiT0 oante. 
iiOA. GM. il. Sbepywd, ~68 2 

ATtlOlO 70&78-2 d8iinom t&O twm %mrahmadlmm or 

aIlSi 4Oim-Op8Y8t4d 886hiA8= 8pd mp86itiS81lj &iTWi448 t&t 

r8diOm 8~8 inolutlrd vlthin meld tm. 

2 . 

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h6lt&8 My p8rS@a, iAdiVidua 1f&, m, o o a p a a l y, mmoefatiar 

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E8a t W p0m48SSi44 Of Uy ‘OOb-OpW8td i484hfn8 ik3 thga 

stat8. 

"(b) The t-3 *~p4?8tOF' am umed hnr4Fa mh8l.l aa 

8114 inolud8 any p8rmoI1, dra, collpa~y, amsoo:atloe or 

oorpotatian who rrhlbitm or dlmplafa or pwmlt# to bm 

exhibited or dimglmymd ta hi8 Or it8 plaO8 a? b$@%A8#8 

or UPOA premisea an&n him OF iOa omtrml, r4 **Ohop4rate4 m?taohina* in thl4 Stat8.m' 

You state in your lmttmr that It is bmiag oa&mnded 

mush o&hOpeTata4 TadiOm Urn not l ubjmet to the tax ‘b8SSP#m 

tha radioa mre not lo 4 publio plaO8,ia th8t the tourist ooart 

or hot41 ~OQIQ bom6mem th8 print8 h-8 02 the gummt. 

die a a na o l t @ee vlth them aontaticm. lit th8SWJ8S 

of a tOuri#t ootlrt or hot81 room emu8 the moia-op4rmtd idiom 

inmtmllm& $n the OOurt OF ILOQBL, thea ha is th. l SWil8P* l 8 that 

tomn is (YniA6.0 in SubdlVlmlaa (8) of Artiole *47a-P, for ho 

not aaly owns t&e radios hat h4a the mue, oontrvl, 88a&a#rmt 

and po88888loa OI them. R8 18 also th8 *operator* em that tam 

is dnilasd in mub4lvimion (b) Oi the -4 ertiolr iOx the rO8SQII 

that he exhibita w aimp muoh re4lom IA htm ptioo or bumiasmu or prdmss au4w him moontrol. Th8 mntirm hotel Or toPlri8t 

mourtm inoludlng the roa~s,aPd sot r4r8ly th4 pub110 lobby, 1s 

the plaao or bumlnasm of the owner ) an4 the xooaa SAd aourts 

mYan though rent46 41'4 tud.? tlis 0OMXOl. %.Xti01~ n&78&3 

J.4~14~ the tax l’sf4rr4d to 8bOle On 'Wary "Ownw" who -8, 

4Ofitld8, JHNM~OQI)8, exbibitm ox 4lmplaym a *mer6hm&imo or 

mum10 uoin-operated maohinm*. Tn our eplni~n the owasr o? e 

tourist court or hotel who ovnm tkm ooin-opmratmd rrdloe lamt~lleb therein, 0~8, aontrola, pmm~m448, sxhibibm on4 dim- 

/ ~14s thdm am @AAt~J!&8tsd by the #t8tUt84. Thara Lm nothing 

iA 8Ay Oi the d~iillitiOR8, taring pxotirtona, a exemptimm 

from the tax 88t Out in Artialo 7@C7m-lr that uotid exoludo 

or exs;~pt fro3 the tnx mu& aefi%-@pmF+tk!d ~4diOS b tOWbIt 

6ourts w hotnl roomm. 46 tk4refwe atrsaer your fir8t qum8tian 

iA the ~ffiXt5S%iVta.
Exhibit 32.1

        Certification under Section 906 of the Sarbanes-Oxley Act of 2002

     Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, Henry E.
Gemino, as Chief Executive Officer and Chief Financial Officer, of Profile
Technologies, Inc., hereby certify that the Quarterly Report fully complies with
the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of
1934, as amended, and that the information contained in the Quarterly Report
fairly presents, in all material respects, the financial condition and results
of operations of Profile Technologies, Inc.


Date:  November 15, 2004                         /s/ Henry E. Gemino
                                                 -------------------------------
                                                 Henry E. Gemino
                                                 Chief Executive Officer and
                                                 Chief Financial Officer
<TABLE> <S> <C>


<ARTICLE>                     5
<LEGEND>
This  schedule  contains  summary  financial   information  extracted  from  the
consolidated  financial statements and is qualified in its entirety by reference
to such statements.
</LEGEND>
<MULTIPLIER>                                                     1000

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                                         MAR-31-2000
<PERIOD-END>                                              SEP-30-1999
<CASH>                                                            743
<SECURITIES>                                                        0
<RECEIVABLES>                                                   5,847
<ALLOWANCES>                                                    3,148
<INVENTORY>                                                     7,370
<CURRENT-ASSETS>                                               11,136
<PP&E>                                                         10,224
<DEPRECIATION>                                                  3,888
<TOTAL-ASSETS>                                                 19,212
<CURRENT-LIABILITIES>                                          14,235
<BONDS>                                                             0
<PREFERRED-MANDATORY>                                               0
<PREFERRED>                                                         0
<COMMON>                                                          101
<OTHER-SE>                                                      4,861
<TOTAL-LIABILITY-AND-EQUITY>                                   19,212
<SALES>                                                             0
<TOTAL-REVENUES>                                               11,803
<CGS>                                                          10,190
<TOTAL-COSTS>                                                   9,504
<OTHER-EXPENSES>                                                    0
<LOSS-PROVISION>                                                    0
<INTEREST-EXPENSE>                                                287
<INCOME-PRETAX>                                                (7,574)
<INCOME-TAX>                                                        0
<INCOME-CONTINUING>                                            (7,574)
<DISCONTINUED>                                                      0
<EXTRAORDINARY>                                                     0
<CHANGES>                                                           0
<NET-INCOME>                                                   (7,574)
<EPS-BASIC>                                                      (.75)
<EPS-DILUTED>                                                    (.75)



</TABLE>
Exhibit 31.2I, Paul G. Vanderhoven, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sterling Chemicals, Inc.;  2. Based on my knowledge, this report does not contain any untrue statement of a materialfact or omit to state a material fact necessary to make the statements made, in light ofthe circumstances under which such statements were made, not misleading with respect to theperiod covered by this report;  3. Based on my knowledge, the financial statements, and other financial informationincluded in this report, fairly present in all material respects the financial condition,results of operations and cash flows of the registrant as of, and for, the periodspresented in this report;  4. The registrant’s other certifying officer(s) and I are responsible for establishing andmaintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e)and 15d-15(e)) for the registrant and have:   (a) Designed such disclosure controls and procedures, or caused such disclosure controlsand procedures to be designed under our supervision, to ensure that material informationrelating to the registrant, including its consolidated subsidiaries, is made known to usby others within those entities, particularly during the period in which this report isbeing prepared;    (b) Evaluated the effectiveness of the registrant’s disclosure controls and proceduresand presented in this report our conclusions about the effectiveness of the disclosurecontrols and procedures, as of the end of the period covered by this report based on suchevaluation; and    (c) Disclosed in this report any change in the registrant’s internal control overfinancial reporting that occurred during the registrant’s most recent fiscal quarter (theregistrant’s fourth fiscal quarter in the case of an annual report) that has materiallyaffected, or is reasonably likely to materially affect, the registrant’s internal controlover financial reporting; and 5. The registrant’s other certifying officer(s) and I have disclosed, based on our mostrecent evaluation of internal control over financial reporting, to the registrant’sauditors and the audit committee of the registrant’s board of directors (or personsperforming the equivalent functions):   (a) All significant deficiencies and material weaknesses in the design or operation ofinternal control over financial reporting which are reasonably likely to adversely affectthe registrant’s ability to record, process, summarize and report financial information;and    (b) Any fraud, whether or not material, that involves management or other employees whohave a significant role in the registrant’s internal control over financial reporting.Date: May 10, 2006                      /s/ PAUL G. VANDERHOVEN   Paul G. Vanderhoven   Senior Vice President - Finance and Chief Financial Officer
(logo) LNR

Partners, LLC

 

 

ANNUAL STATEMENT OF COMPLIANCE

 

OF

 

LNR PARTNERS, LLC

 

 

The undersigned, Job Warshaw, being the President of LNR Partners, LLC (the "Special Servicer"), as special servicer under the applicable Pooling and Servicing Agreement for the transactions listed on Schedule I hereto, hereby certifies, subject to any limitations listed on Schedule I hereto, as of the date hereof, on behalf of the Special Servicer, solely in his capacity as an authorized officer of the Special Servicer and not in his individual capacity, as follows:

 

1.         A review of the activities performed by the Special Servicer during the period commencing on January 1, 2014 and ending on December 31, 2014 (or any other shorter period set forth on Schedule I hereto) (the “Reporting Period”), and of the Special Servicer’s performance under the Pooling and Servicing Agreement has been made under my supervision; and

 

2.         To the best of my knowledge, based on such review and using the applicable servicing criteria under Item 1122 of Regulation AB, the Special Servicer has fulfilled all of its obligations under the applicable Pooling and Servicing Agreement in all material respects throughout the Reporting Period.

 

 

LNR PARTNERS, LLC,

a Florida limited liability company

 

By:          /s/ Job Warshaw

                Job Warshaw

                President

 

 

Dated: February 23, 2015

 

 

1601 Washington Avenue • Suite 700 • Miami Beach, Florida 33139-3164

Telephone: (305) 695-5600 • Fax: (305) 695-5601

 

 

 

Schedule I

 

COMM 2013-CCRE10

COMM 2013-CCRE10 Mortgage Trust Commercial Mortgage Pass-Through Certificates

 

 

Deutsche Mortgage & Asset Receiving Corporation

c/o Cadwalader, Wickersham & Taft LLP

One World Financial Center

New York NY 10281

Anna H Glick

 

 

Deutsche Mortgage & Asset Receiving Corporation

60 Wall Street

New York NY 10281

Lainie Kaye

 

 

Park Bridge Lender Services LLC

560 Lexington Avenue, 17th Floor

Att : {pool name} – Surveillance Manager

New York NY 10022

David Rodgers

 

 

Park Bridge Lender Services LLC

Cadwalader , Wickersham & Taft LLP 

One World Financial Center

New York NY 10281

Patrick T. Quinn

 

 

U.S. Bank, National Association

Global Structured Finance

190 South LaSalle Street, 7th Floor

MK-IL-SL7

Chicago IL 60603

April E. Haley

 

 

Wells Fargo Bank, N.A.

Sixth Street and Marquette Avenue

Att : CMBS-GS 2013-GC10

Minneapolis MN 55479-0113