[Cite as Greene Cty. Bar Assn. v. Saunders , 132 Ohio St.3d 29, 2012-Ohio-1651.]

G REENE C OUNTY B AR A SSOCIATION v . S AUNDERS

. [Cite as Greene Cty. Bar Assn. v. Saunders , 132 Ohio St.3d 29, 2012-Ohio-1651.] Attorneys—Misconduct—Multiple viola tions of Code of Professional Responsibility, including misappropriati on of client funds—Permanent
disbarment. (No. 2011-1460—Submitted October 18, 2011—Decided April 17, 2012.)
O N C ERTIFIED R EPORT by the Board of Commissioners on Grievances and Discipline of the Supreme Court, No. 09-091.

__________________ Per Curiam

. {¶ 1} Respondent, Craig William Saunders , whose last known address is in Dayton, Ohio, Attorney Registration No. 0071865, was admitted to the practice of law in Ohio in 2000. We suspended his license on November 3, 2009, for his failure to register as an attorney for the 2009-2011 biennium. In re Attorney Registration Suspension of Saunders , 123 Ohio St.3d 1475, 2009-Ohio-5786, 915
N.E.2d 1256. {¶ 2} On December 7, 2009, relator, Greene County Bar Association, filed a complaint charging respondent with professional mis conduct arising from his neglect of several client matters, c onversion of client f unds, and dishonesty, fraud, deceit, and misrepresentation, as we ll as his failure to respond to the ensuing disciplinary investigations. When attempts to serve the complaint on respondent by certified mail at multiple addresses failed, relator served it on the clerk of this court in accordance with Gov.Bar R. V(11)(B). {¶ 3} During the pendency of this ac tion, we have suspended Saunders’s license to practice for an interim period pursuant to Gov.Bar R. V(5)(A)(4) basedS UPREME C OURT OF O HIO

2 on information that he had been convicted of a felony. In re Saunders , 124 Ohio St.3d 1435, 2010-Ohio-187, 920 N.E.2d 367. And we have indefinitely suspended Saunders for neglect , failure to reasonably communicate, and failure to respond to relator’s inquiries about several client grievances in an unrelated case. Greene Cty. Bar Assn. v. Saunders , 127 Ohio St.3d 241, 2010-Ohio-5708, 938
N.E.2d 352. {¶ 4} Because respondent has failed to file an answer to relator’s complaint in this action, relator moved fo r a default judgment on April 12, 2010. A master commissioner appointed by the Board of Commissioners on Grievances and Discipline found that relator’s eviden ce, consisting of affidavits from the grievants and copies of documents, was sworn or certified as required by Gov.Bar R. V(6)(F)(1)(b). Based upon that evidence, the master commissioner granted relator’s motion for default, made findings of fact and misconduct, and recommended that respondent be permanentl y disbarred from the practice of law. The board adopted the master commissione r’s findings of fact and misconduct, except that the board dismissed an alleged violation of Prof.Cond.R. 1.3. Nonetheless, the board adopted th e master commissioner’s recommended sanction. Except as noted below, we a dopt the board’s findings of fact and misconduct, and we disbar Saunders from the practice of law in Ohio.
Misconduct {¶ 5} In its complaint, relator alle ges that Saunders has committed 27
violations of the Code of Profe ssional Responsibility and the Rules of
Professional Conduct in his re presentation of four clients, including the city of Xenia, where he served as an assistant prosecutor.
Count One {¶ 6} In the first count, the master commissioner and board found that respondent converted more than $40,000 th at his client, Sue K. Johnston, had entrusted to him in 2005 to pay taxes due on her mother’s estate. DespiteJanuary Term, 2012

3 Saunders’s assurances that the taxes ha d been paid, the Ohio Department of
Taxation informed Johnston in 2008 that no tax return had been filed and that $45,806.75 in taxes, interest, and penaltie s remained unpaid. Johnston tried
without success to discuss the matter with Saunders. She retained new counsel and paid the taxes herself. {¶ 7} Finding that Saunders’s conduct oc curred before February 1, 2007,
the effective date of the Ohio Rule s of Professional C onduct, the master commissioner and board concluded that the Code of Professional Responsibility applied. Accordingly, they recommend that a number of alleged violations of the
Rules of Professiona l Conduct be dismissed: they found that Saunders violated only DR 1-102(A)(4) (prohibiting a lawyer from engaging in conduct involving dishonesty, fraud, deceit, or misrepresen tation), 6-101(A)(3) (prohibiting neglect of an entrusted legal matter), 7-101(A)(1) (prohibiting a lawyer from intentionally failing to seek the lawful objectives of his client), and 9-102(E)(1) (requiring alawyer to maintain funds of clients or other third parties in a separate interestbearing account). {¶ 8} We agree that relator has clearly and convincingly proven the alleged violations of DR 1-102(A)(4), 6-101(A)(3), 7-101(A)(1), and 9-102(E)(1). And in accordance with the board’s recommendation, we hereby dismiss the alleged violations of Prof.Cond.R. 1.3 (requiring a la wyer to act with reasonable diligence in representing a client), 1.4(a)(1) through (4) (requiring a lawyer to reasonably communicate with the lawyer’s client and comply with the client’s reasonable request for information), 1.15(a) (requiring a lawyer to hold property of clients in an interest-bearing client trust account, separate from the lawyer’s own property), 8.1(b) (prohibiting a lawy er from knowingly failing to respond to a demand for information by a disciplinar y authority during an investigation), 8.4(a) (prohibiting a lawyer from violating or attempting to violate the Ohio Rules
of Professional Conduc t), 8.4(c) (prohibiting a lawyer from engaging in conductS UPREME C OURT OF O HIO

4 involving dishonesty, fraud, deceit, or misrepresentation), (d) (prohibiting a lawyer from engaging in conduct that is prejudicial to the administration of justice), and (h) (prohibiting a lawyer from engaging in conduct that adversely reflects on the lawyer’s fitness to practice law).
Count Two {¶ 9} Saunders was hired to f ile a lawsuit on behalf of Mildred Barreno. Barreno stated that she attempted to c ontact respondent on several occasions, that he never returned her phone calls, and that he later sent her a check for $1,340 without explanation. 1 {¶ 10} Based upon the foregoing, the master commissioner and board found that Saunders violated DR 1-102(A)(4), 6-101(A)(3), and 7-101(A)(1). We agree that respondent’s failure to pursue the action to a conclusion that had the consent of his client is an intentional failure to seek the lawful objectives of his
client and that his failure to return her phone calls or explain the disposition of her case and to keep her informed constitutes both neglect and deceit. Therefore, we
find that Saunders’s conduct violated DR 1-102(A)(4), 6-101(A)(3), and 7- 101(A)(1).
Count Three {¶ 11} In a third case, the Greene County Probate Court discovered that a fiduciary’s account filed on March 10, 2005, showed that money had been deposited with Saunders for the payment of estate taxes. Four years later, the court directed respondent to finaliz e the account, but he did not do so. {¶ 12} Relator alleged that respondent converted approximately $2,500
from this estate. Because the amount respondent was fined when he was convicted of two counts of theft nearly matched the sum of the money allegedly converted by Saunders in this estate a nd the money converted in count one, the

1. The sworn and certified exhibits do not establish either that respondent filed a complaint or, if the complaint was filed, the reason that it was dismissed.January Term, 2012

5 master commissioner and the board concl uded that Saunders’s theft convictions
related to the conduct alle ged in this count and in count one of relator’s complaint. Although it appears likely that respondent’s convicti ons are related to this conduct, because the judgment of conviction does not identify the underlying facts and there is not a certified copy of the indictment against respondent in the record or an affidavit from a person with personal knowledge of the case, there is
not sufficient evidence to infer that the convictions and the misconduct are related. The remaining sworn or certified exhibits presented to the master commissioner do not show that respondent converted funds from this estate. Therefore, we cannot adopt the board’s finding that respondent violated DR 1- 102(A)(4). {¶ 13} Based on the finding that responde nt failed to finalize the account as ordered by the probate judge, the master commissioner and board found, and we agree, that Saunders violated DR 6-101(A)(3).
Count Four {¶ 14} With respect to the fourth and final count, the master
commissioner found that in 2009 and while serv ing as an assistant prosecutor for the city of Xenia, Saunders failed to file a brief in opposition to a criminal defendant’s appeal and lied to a governme nt official about this failure. Based upon this conduct and Saunders’s failure to respond to the ensuing disciplinary investigation, the master commissioner found that Saunders had violated Prof.Cond.R. 1.3, 8.1(b), 8.4(a), 8.4(c), 8.4(d), and 8.4(h). {¶ 15} The board adopted these findings of fact but dismissed the alleged violation of Prof.Cond.R. 1.3 without explan ation. We have previously rejected summary, conclusory assessments of misconduct that were based solely on conversations with grievants and that we re not based upon the affiant’s personal knowledge as insufficient to constitute th e sworn or certified documentary prima facie evidence required to support a moti on for default in attorney disciplinaryS UPREME C OURT OF O HIO

6 matters. See Gov.Bar R. V(6)(F)(1)(b); Dayton Bar Assn. v. Sebree , 104 Ohio St. 3d 448, 2004-Ohio-6560, 820 N.E.2d 318, ¶ 6-8, citing Northwestern Bar Assn.
v. Lauber
, 104 Ohio St.3d 121, 2004-Ohio-6237, 818 N.E.2d 687. And many of
the averments set forth in the affidavit relator has submitted in support of this count are hearsay. Likewise, we find that the January 16, 2009 decision of the Second District Court of App eals referring to the state’s failure to file a brief does not identify Saunders as counsel of record for the plaintiff-appellee and therefore cannot establish that he was the attorney re sponsible for the state’s failure to file an appellate brief. We also point out that the copy of the appellate court’s opinion presented to the master commissioner was not a certified copy. {¶ 16} We adopt the board’s findings of fact and misconduct with respect to this count with one exception. Because there is no evidence to show that it was Saunders’s responsibility to file the appellate brief in this client matter or that he
knew that the brief had not been file d, we cannot find that he engaged in dishonesty, fraud, deceit, or misrepresen tation when he advised a government
official that the brief had been file d. Therefore, we adopt the board’s recommendation to dismiss the alleged vi olations of Prof.Cond.R. 1.3 and also dismiss the alleged violat ion of Prof.Cond.R. 8.4(c).
Sanction {¶ 17} In recommending a sanction, the board considered the aggravating and mitigating factors liste d in BCGD Proc.Reg. 10. See Stark Cty. Bar Assn. v.
Buttacavoli , 96 Ohio St.3d 424, 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. Aggravating factors found by the board include Saunders’s prior disciplinary record, dishonest or selfish motive, pattern of misconduct involving multiple offenses, lack of cooperation in the disciplinary process, and vulnerability of and resulting harm to the victims of the misconduct. See BCGD Proc.Reg. 10(B)(1)(a) through (e), (h). Saunders has not made restitution to Johnston. SeeJanuary Term, 2012

7 BCGD Proc.Reg. 10(B)(1)(i). The board found that no mitigating factors were present. See BCGD Proc.Reg. 10(B)(2). {¶ 18} The master commissioner and board recommend that Saunders be permanently disbarred from the practice of law in Ohio. In support of this recommendation, they cite the seriousness a nd wide-ranging nature of Saunders’s misconduct, which included the misappropriation of mo re than $40,000 of client funds, and the presence of significant ag gravating factors, which included the indefinite suspension imposed by this c ourt in November 2010 for his neglect of client matters, conversion of client funds, dishonesty, fraud, deceit, and misrepresentation, and his failure to respond to the ensuing disciplinary investigations. {¶ 19} Disbarment is the presumptive sa nction for the misappropriation of
client funds. Trumbull Cty. Bar Assn. v. Kafantaris , 121 Ohio St.3d 387, 2009- Ohio-1389, 904 N.E.2d 875, ¶ 14, citing Cleveland Bar Assn. v. Dixon , 95 Ohio St.3d 490, 2002-Ohio-2490, 769 N.E.2d 816, ¶ 15. In light of respondent’s pattern of misconduct, including the mis appropriation of more than $40,000 in client funds, his complete di sregard for the disciplinary process, and the indefinite suspension we imposed in November 2010 for unrelated misconduct, we agree that permanent disbarment is warranted. {¶ 20} Accordingly, Craig William Saunders is permanently disbarred from the practice of law in the state of Ohio. Costs are taxed to respondent. Judgment accordingly.
O’C ONNOR , C.J., and P FEIFER , L UNDBERG S TRATTON , O’D ONNELL , L ANZINGER , C UPP , and M C G EE B ROWN , JJ., concur.

__________________ David Miles, for relator.

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