SIXTH DIVISION

March 31, 2011

No. 1-09-2484

GAZI H. MASHAL., Indiv., and in a Representative

Capacity on Behalf of All Those Similarly Situated,

Plaintiff-Appellant,

v.

THE CITY OF CHICAGO; TERRY G. HILLARD, Not

Indiv., but as Superintendent of the Chicago Police

Department; CAROLINE O. SHOENBERGER, Not Indiv.,

but as Commissioner of the City of Chicago Department of

Consumer Services; and BEA REYNA-HICKEY, Not

Indiv., but as Director of the City of Chicago Department of

Revenue,

Defendants-Appellees.

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Appeal from

the Circuit Court

of Cook County

No. 00 CH 013396

Honorable

Stuart E. Palmer,

Judge Presiding.

JUSTICE CAHILL delivered the judgment of the court, with opinion.

Presiding Justice Garcia and Justice McBride concurred in the judgment and opinion.

O P I N I O N

In this appeal, we respond to a supervisory order entered by the supreme court directing

us to answer four certified questions under Illinois Supreme Court Rule 308 (eff. Feb. 26, 2010). 

We first set out verbatim the four certified questions contained in the order:

“A. What is a ‘decision on the merits’ under [section 2-802 of the Code of

Civil Procedure (Code) (735 ILCS 5/2-802 (West 2004))] that would preclude the

entry of a class decertification order.

B. Whether, in a class action case challenging defendants’ practice of
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issuing parking or standing violations to taxicab drivers and others by mail and

without any personal service on the driver or placement of the citation on the

offending vehicle, a prior Judge’s ruling that the defendants’ ‘practice of sending a

second notice of a parking or standing violation prior to an initial notice being

either hand delivered to the driver of the vehicle or affixed to the vehicle is

violative of the plain language of the [operative] statute and the ordinances’

constitutes a decision on the merits under [section 2-802 of the Code] such that a

subsequent Judge presiding in the case lacks the authority to decertify the class.

C. Whether, in a class action case challenging defendants’ practice of

issuing parking or standing violations to taxicab drivers and others by mail and

without any personal service on the driver or placement of the citation on the

offending vehicle, a prior Judge’s ruling that denied the defendants’ motion for

partial summary judgment on the application of their affirmative defenses of failure

to exhaust administrative remedies, res judicata, the collateral attack doctrine, and

the voluntary payment doctrine constitutes a decision on the merits under [section

2-802] such that a subsequent Judge presiding in the case lacks the authority to

decertify the class.

D. Whether, in a class action case challenging defendants’ practice of

issuing parking or standing violations to taxicab drivers and others by mail and

without any personal service on the driver or placement of the citation on the

offending vehicle, a Judge’s ruling that granted in part the defendants’ motion for

summary judgment on the application of the statute of limitations constitutes a
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decision on the merits under [section 2-802] such that a subsequent Judge

presiding in the case lacks the authority to decertify the class.”

In answering the first question we conclude that for a decision to be “on the merits” under 

section 2-802 there must be a complete determination of liability on a claim, based on the facts

disclosed by the evidence. We answer the second question in the negative: the grant of partial

summary judgment in favor of plaintiff in this case did not completely determine the liability on a

claim based on the facts disclosed in evidence. We answer the third question in the negative: the

court did not render a “decision on the merits” when it denied defendants’ motion for partial

summary judgment on their affirmative defenses because the court made no determination of

liability. We answer the fourth question in the negative: the partial summary judgment ruling on

the statute of limitations was not a decision on the merits because it did not determine liability as

to the remaining members of the class.

This case arises from a class action lawsuit filed in 2000 by plaintiff Gazi Mashal against

the City of Chicago (City). Mashal worked as a Chicago taxi driver and challenged the City’s

practice of issuing “fly-by” traffic citations to taxicab drivers and others. “Fly-by” traffic citations

are described in the pleadings as those allegedly received by mail, without personal service on the

driver or placement of the citation on the offending vehicle. The circuit court entered a class

certification order in 2002. 

In March 2005, plaintiff filed a motion for partial summary judgment on the City’s liability

for issuing the citations. Among other claims, plaintiff argued that the City’s practice violated the

Illinois Vehicle Code (625 ILCS 5/11-208.3(b)(3), (b)(5)(i) (West 2004)) and the Municipal Code
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of Chicago (Chicago Municipal Code §9—100—030(b) (amended Feb. 10, 2009);

§9—100—050(d) (amended Dec. 7, 2005)). In July 2005, the City also filed a motion for

summary judgment. The City argued that plaintiffs were barred from litigating their claims

because they failed to first challenge the citations at the department of administrative hearings. 

The City also argued that the claims were barred by res judicata, collateral estoppel, the voluntary

payment doctrine and failure to exhaust administrative remedies. The court found that the

practice of issuing the “fly-by” citations was illegal under the Illinois Vehicle Code and Chicago

Municipal Code, granted plaintiff’s motion for partial summary judgment and denied the City’s

motion for summary judgment. Some time passed, without explanation in the record.

In 2006, the City filed a motion for partial summary judgment on the affirmative defense

of the statute of limitations. The City contended that the one-year statute of limitations in section

8-101 of the Local Governmental and Governmental Employees Tort Immunity Act (745 ILCS

10/8-101 (West 2006)) applied to bar certain claims, and in the alternative, the five-year limitation

period in section 13-205 of the Code (735 ILCS 5/13-205 (West 2006)) applied. Judge Richard

Siebel, who had handled the case up to that point, retired and was replaced by Judge Stuart

Palmer. Judge Palmer found that the five-year statute of limitations applied and held that all

claims before September 13, 1995, were barred. Again considerable time passed without

explanation in the record.

In January 2007, the City moved to decertify the class, arguing that the case no longer

satisfied the requirements for class certification. Specifically, the City contended that Judge

Siebel’s ruling that the “fly-by” practice was illegal resolved the common issues in the case, such
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that class certification was no longer warranted. Judge Palmer granted the City’s motion in July

2008. 

Plaintiff filed a motion under Illinois Supreme Court Rule 308 (eff. Feb. 26, 2010) to

certify a question for interlocutory review: whether the court’s order granting plaintiff partial

summary judgement was a “decision on the merits” such that a subsequent judge lacked authority

under section 2-802 of the Code (735 ILCS 5/2-802 (West 2004)) to decertify the class. 

Plaintiff’s motion was denied. 

Plaintiff then filed a motion for a supervisory order with the Illinois Supreme Court, asking

that the four questions above be certified. The supreme court entered a supervisory order

directing the circuit court to certify the four questions for appeal and directing this court “to

accept the appeal pursuant to Illinois Supreme Court Rule 308 and answer the certified

questions.” The circuit court certified the questions on September 9, 2009.

The first question is: “[w]hat is a ‘decision on the merits’ under [section 2-802] that would

preclude the entry of a class decertification order?”

Section 2-802(a) of the Code states:

“As soon as practicable after the commencement of an action brought as a class action, the

court shall determine by order whether it may be so maintained and describe those whom

the courts finds to be members of the class. This order may be conditional and may be

amended before a decision on the merits.” 735 ILCS 5/2-802(a) (West 2004).

The parties agree that section 2-802 does not define “decision on the merits,” and our

research has not revealed an Illinois case specifically defining a “decision on the merits” in the
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context of section 2-802. 

We review questions of statutory interpretation de novo. People ex rel. Madigan v.

Illinois Commerce Comm’n, 231 Ill. 2d 370, 377, 899 N.E.2d 227 (2008). The primary purpose

of our review is to give effect to the legislature’s intent. Hernon v. E.W. Corrigan Construction

Co., 149 Ill. 2d 190, 194, 595 N.E.2d 561 (1992). When the language of a statute is unclear we

will examine the “reason and necessity for the law, the evils sought to be remedied, and the

purpose to be achieved.” In re Detention of Lieberman, 201 Ill. 2d 300, 308, 776 N.E.2d 218

(2002).

The parties appear to agree that res judicata case law provides guidance in this case,

equating “judgment on the merits” with “decision on the merits” in the context of section 2-802. 

The parties cite Fraley v. Boyd, 83 Ill. App. 2d 98, 102, 226 N.E.2d 81 (1967), where the court

stated: “[a] judgment is on the merits when it amounts to a decision as to the respective rights and

disabilities of the parties based on the ultimate facts or state of facts disclosed by the pleadings or

evidence, or both, and on which the right of recovery depends, irrespective of formal, technical or

dilatory objections or contentions.”

But, the parties differ on the application of the definition to this case. Relying on our

statement in Rosolowski v. Clark Refining & Marketing, 383 Ill. App. 3d 420, 426, 890 N.E.2d

1011 (2008), that "a 'decision on the merits' is something different than a final judgment,” plaintiff

urges us to adopt an expansive definition of “decision on the merits." Plaintiff asks us to define

“decision on the merits” as a decision that “concerns the respective rights and liabilities of the

parties based on the ultimate facts or state of facts disclosed by the pleadings or evidence, or both,
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and on which the right of recovery depends, and regardless of whether the decision is in the

context of awarding affirmative relief, such as by the granting of a motion to dismiss or a motion

for summary judgment, or is in the context of denying such relief, as by denying these motions.” 

(Emphasis added). 

Where statutory language is unclear, we look to similar laws for guidance, even when the

laws do not relate precisely to the same subject matter. Wade v. City of North Chicago Police

Pension Board, 226 Ill. 2d 485, 511-12, 877 N.E.2d 1101 (2007). We agree that “judgment on

the merits,” as defined in res judicata case law, is analogous to a decision on the merits in the

class action context. Res judicata and class actions are governed by principles of judicial

efficiency: to ensure duplicative legal claims can be decided in a single judicial proceeding. See

Carey v. Neal, Cortina & Associates, 216 Ill. App. 3d 51, 56, 576 N.E.2d 220 (1991) (“[t]he

main purpose of res judicata is to avoid duplicative litigation between the same parties over the

same matters”); Process Color Plate Co., Inc. v. Chicago Urban Transportation District, 125 Ill.

App. 3d 885, 889, 466 N.E.2d 1033 (1984) (“primary purpose of [class action] is to avoid a

multiplicity of lawsuits”). A “decision on the merits” and a “judgment on the merits” serve similar

procedural functions: after a “decision on the merits” a court can no longer decertify a class, and

after a “judgment on the merits” the court can no longer hear a claim. See Munson v. Rinke, 395

Ill. App. 3d 789, 794, 919 N.E.2d 438 (2009) (there must be a final judgment on the merits for

res judicata to apply); Rosolowski, 383 Ill. App. 3d at 424 (“absence of a decision on the merits is

the second prerequisite for [class] decertification”). Based on the similar contexts and purposes,

we agree that a “decision on the merits” and a “judgment on the merits” should be similarly
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interpreted. But, for the reasons below, we agree with defendants that a narrow definition of a

“decision on the merits” is called for: there must be a complete determination of liability on a

claim based on the facts disclosed by the evidence.

Where there are no Illinois cases addressing this issue in the class action context, we may

look to federal law for guidance. See, e.g., Copley Press, Inc. v. City of Springfield, 266 Ill. App.

3d 421, 426, 639 N.E.2d 913 (1994). Our certification statute was patterned after an earlier

version of Rule 23 of the Federal Rules of Civil Procedure, which allowed amendment and

decertification after a “decision on the merits.” Fed. R. Civ. P. 23; see Rosolowski, 383 Ill. App.

3d at 426. In an effort to reduce confusion, the term “final judgment” was substituted for

“decision on the merits” in 2003. The federal advisory committee explained that the change was

made because, “[f]ollowing a determination of liability *** proceedings to define the remedy may

demonstrate the need to amend the class definition or subdivide the class.” Fed. R. Civ. P. 23

advisory committee's notes. Under this reasoning, both a “decision on the merits” and a “final

judgment” require “a determination of liability.” But, unlike a “decision on the merits,” a “final

judgment” also requires a determination of remedies. See Arangold Corp. v. Zehnder, 187 Ill. 2d

341, 359, 718 N.E.2d 191, 201 (1999) (a final judgment is one where, “ ‘if affirmed, the only

thing remaining is to proceed with the execution of the judgment’ ” (emphasis added)) (quoting

Flores v. Dugan, 91 Ill.2d 108, 112, 435 N.E.2d 480 (1982)). This is authority that a “decision

on the merits” under section 2-802 of the Code requires a full determination of liability but is

something less than a final judgement requiring a determination of remedies.

The policies underlying class certification call for a narrow definition of a “decision on the
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merits.” Among other requirements, to certify a class a plaintiff must show that “there are

questions of fact or law common to the class” that “predominate over any questions affecting only

individual members” and “the class action is an appropriate method for the fair and efficient

adjudication of the controversy.” 735 ILCS 5/2-801 (West 2004); Smith v. Illinois Central R.R.

Co., 223 Ill. 2d 441, 447, 860 N.E.2d 332 (2006). It would be unwise to compel a judge to

adhere to his certification order if subsequent discovery established a lack of commonality on any

other factor required to certify in the first place. See People v. Jones, 214 Ill. 2d 187, 199, 824

N.E.2d 239 (2005) (the legislature is presumed to act rationally).

Prohibiting decertification only after liability has been completely determined serves the

purposes of certification in three ways. First, judges who have not made a complete

determination of liability can avoid the judicial inefficiency inherent in making numerous

individualized determinations in a single proceeding. See, e.g., Avery v. State Farm Mutual

Automobile Insurance Co., 216 Ill. 2d 100, 138, 835 N.E.2d 801 (2005) (holding common issues

did not predominate where court would have to examine hundreds of thousands of individual

vehicles). Second, barring decertification after a final determination of liability ensures the court

does not waste resources in making repeated liability determinations. Finally, barring class

decertification only after a determination of liability ensures the parties can trust that the class will

not be decertified after a right to recovery has been established. See Rosolowski, 383 Ill. App. 3d

at 428 (“it makes no sense to take the case away from the plaintiffs in the end zone”).

A narrow reading of “decision on the merits” also promotes the principal purposes of class

action suits: efficiency and economy of litigation. See Portwood v. Ford Motor Co., 183 Ill. 2d
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459, 463-64, 701 N.E.2d 1102 (1998). “On the merits” in the context of section 2-802 must be

read to allow the judge to decertify where he has jurisdiction to undo a previous order if necessary

or where decertification does not prejudice any party who has benefitted by the previous order.

For the reasons stated above, we believe that for a decision to be “on the merits,” there

must be a complete determination of liability on a claim based on the facts disclosed by the

evidence. This comports with our reasoning in Rosolowski that "a 'decision on the merits' is

something different from a final judgment.” Rosolowski, 383 Ill. App. 3d at 426.

The second certified question is: “Whether, in a class action case challenging defendants’

practice of issuing parking or standing violations to taxicab drivers and others by mail and without

any personal service on the driver or placement of the citation on the offending vehicle, a prior

Judge’s ruling that the defendants’ ‘practice of sending a second notice of a parking or standing

violation prior to an initial notice being either hand delivered to the driver of the vehicle or affixed

to the vehicle is violative of the plain language of the [operative] statute and the ordinances’

constitutes a decision on the merits under [section 2-802 of the Code] such that a subsequent

Judge presiding in the case lacks the authority to decertify the class.”

Here, Judge Palmer noted that while Judge Siebel’s December 9, 2005, memorandum

opinion and order held that the "fly-by" violation notices violated the Illinois Vehicle Code and

Chicago Municipal Code, “[t]he Court did not specifically find that such conduct occurred and if

so, how often.” Judge Palmer then quoted Judge Siebel’s order: “[t]he Court makes no

declaration as to the remaining issues for the reason that genuine issues of material fact exist as to

the number of ‘fly-by’ tickets issued by the City during the relevant time period.” 
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While the “predominant legal issue” had been decided, Judge Palmer made clear that there

still remained “the determination of the highly contested issue of whether any of these citations, or

at least which of these citations were issued in this manner.” The court’s order established the

illegality of the fly-by ticketing practice in theory, but no finding was made that the City was

actually liable to the members of the class and more remained to be decided than the

determination of remedies. Based on this analysis, the grant of partial summary judgment in favor

of plaintiff in this case was not a decision on the merits and did not preclude decertification. So

we conclude that a grant of summary judgment is a decision on the merits only where it

completely determines the liability on a claim based on the facts disclosed in evidence. 

Plaintiff’s reliance on Lehman v. Continental Health Care, Ltd., 240 Ill. App. 3d 795, 608

N.E.2d 303 (1992), and Fraley, 83 Ill. App. 2d 98, 226 N.E.2d 81, is unpersuasive. Lehman’s

holding that a dismissal for lack of subject matter jurisdiction has no res judicata effect is

inapposite here. Lehman, 240 Ill. App. 3d at 802. The holding in Fraley that a defendant cannot

use res judicata without proving that two actions litigated the same claim is similarly inapposite. 

Fraley, 83 Ill. App. 2d at 102. Although the language about “judgments on the merits” in both

cases could be interpreted broadly, the application of the rules in the cases themselves do not

support plaintiff’s position. Where Judge Siebel’s order did not determine the liability of the

parties on any claim, we believe the correct answer to the second certified question is “no.”

The third certified question is: “Whether, in a class action case challenging defendants’

practice of issuing parking or standing violations to taxicab drivers and others by mail and without

any personal service on the driver or placement of the citation on the offending vehicle, a prior
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Judge’s ruling that denied the defendants’ motion for partial summary judgment on the application

of their affirmative defenses of failure to exhaust administrative remedies, res judicata, the

collateral attack doctrine, and the voluntary payment doctrine constitutes a decision on the merits

under [section 2-802 of the Code] such that a subsequent Judge presiding in the case lacks the

authority to decertify the class.”

Plaintiff contends that Judge Siebel’s order denying summary judgment on defendants’

affirmative defenses was a decision on the merits because it “terminate[d] the litigation between

the parties on the merits or dispose[d] of the rights of the parties, either on the entire controversy

or a separate part thereof" and it "set[] or fixe[d] the rights of a party.” (Internal quotation marks

omitted.) In re A.H., 207 Ill. 2d 590, 594, 802 N.E.2d 214 (2003) (quoting In re Curtis B., 203

Ill. 2d 53, 59, 784 N.E.2d 219 (2002)). To support his contention, plaintiff points to Judge

Siebel’s statement that “the Court declar[es] that none of these affirmative defenses bars the

claims raised by [plaintiff].”

But Judge Siebel’s statement does not go as far as plaintiff would have it go. While the

order may have removed defendants’ ability to bar plaintiff’s claim based on certain affirmative

defenses, it did not affect defendants’ ability to defend each of the claims on the merits. We

believe that the court did not enter a “decision on the merits” when it denied defendants’ motion

for partial summary judgment on their affirmative defenses because the court made no finding of

liability.

This analysis comports with public policy. If we adopted plaintiff’s proposed application

of the rule, other defendants might refrain from bringing meritorious motions for summary
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judgment for fear that any decision by the judge would bar decertification. It would not make

sense for class action procedures, which are intended to promote efficiency, to discourage

meritorious summary judgment motions. See Kahn v. First National Bank of Chicago, 216 Ill.

App. 3d 272, 275, 576 N.E.2d 321 (1991) (“summary judgment procedure is encouraged because

it promotes efficient and economical use of the judicial system”). For these reasons, we answer

the third certified question in the negative.

The fourth certified question is: “Whether, in a class action case challenging defendants’

practice of issuing parking or standing violations to taxicab drivers and others by mail and without

any personal service on the driver or placement of the citation on the offending vehicle, a Judge’s

ruling that granted in part the defendants’ motion for summary judgment on the application of the

statute of limitations constitutes a decision on the merits under [section 2-802 of the Code] such

that a subsequent Judge presiding in the case lacks the authority to decertify the class.” 

Plaintiff contends that the partial grant of summary judgment on statute of limitations

grounds was a decision on the merits and precluded class decertification. Plaintiff again cites to

In re A.H., this time for the proposition that “a judgment is considered final if it terminates the

litigation between the parties on the merits or disposes of the rights of the parties, either on the

entire controversy or a separate part thereof." (Emphasis added.) (Internal quotation marks

omitted.) In re A.H., 207 Ill. 2d at 594 (quoting In re Curtis B., 203 Ill. 2d at 59). In attempting

to apply this language to summary judgment on statute of limitations grounds, plaintiff confuses a

“part” with a “party.” Although a party may have an interest in the controversy, a party is not a

“part of a controversy.” The court’s decision to dismiss some parties had no effect on
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determining defendants’ liability to the remaining members of the class. Because the partial

summary judgment ruling on the statute of limitations did not determine liability as to the

remaining members of the class, we answer the fourth question in the negative.

Having answered the four certified questions, no other matters are properly before this

court. See People v. Pollution Control Board, 129 Ill. App. 3d 958, 965, 473 N.E.2d 452 (1984)

("[a]n appeal [under Illinois Supreme Court Rule 308] should be limited to the question certified

by the trial court").

For the foregoing reasons, we remand this case. 

Certified questions answered; cause remanded.