# Patent

## Title
Automatic clustering of tokens from a corpus for grammar acquisition

## Abstract

A method of grammar learning from a corpus comprises, for the other non-context words, generating frequency vectors for each non-context token in a corpus based upon counted occurrences of a predetermined relationship of the non-context tokens to identified context tokens. Clusters are grown from the frequency vectors according to a lexical correlation among the non-context tokens.

## Background
PRIORITY APPLICATION
The present application is a continuation of and claims priority to U.S. patent application Ser. No. 09/912,461, filed Jul. 26, 2001 now U.S. Pat. No. 6,751,584, the contents of which are incorporated herein by reference.


BACKGROUND
The present invention relates to an application that builds linguistic models from a corpus of speech.
For a machine to comprehend speech, not only must the machine identify spoken (or typed) words, but it also must understand language grammar to comprehend the meaning of commands. Accordingly, much research has been devoted to the construction of language models that a machine may use to ascribe meaning to spoken commands. Often, language models are preprogrammed. However, such predefined models increase the costs of a speech recognition system. Also, the language models obtained therefrom have narrow applications. Unless a programmer predefines the language model to recognize a certain command, the speech recognition system that uses the model may not recognize the command. What is needed is a training system that automatically extracts grammatical relationships from a predefined corpus of speech.
SUMMARY
An embodiment of the present invention provides a method of learning grammar from a corpus, in which context words are identified from a corpus. For the other non-context words, the method counts the occurrence of predetermined relationships with the context words, and maps the counted occurrences to a multidimensional frequency space. Clusters are grown from the frequency vectors. The clusters represent classes of words; words in the same cluster possess the same lexical significance and provide an indicator of grammatical structure.



BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 is a flow diagram of a method of an embodiment of the present invention.
FIG. 2 illustrates mapping frequency vectors that may be obtained during operation of the present invention.
FIG. 3 illustrates an exemplary cluster tree.



DETAILED DESCRIPTION
Embodiments of the present invention provide a system that automatically builds a grammatical model from a corpus of speech. The present invention uses clustering to group words and/or phrases according to their lexical significance. Relationships between high frequency words called Acontext words@ and other input words are identified. The words to be clustered are each represented as a feature vector constructed from the identified relationships. Similarities between two input words are measured in terms of the distance between their feature vectors. Using these distances, input words are clustered according to a hierarchy. The hierarchy is then cut at a certain depth to produce clusters which are then ranked by a “goodness” metric. Those clusters that remain identify words or tokens from the corpus that possess similar grammatical significance.
Clustering per se is known. In the context of language modeling, clustering has typically been used on words to induce classes that are then used to predict smoothed probabilities of occurrence for rare or unseen events in the training corpus. Most clustering schemes use the average entropy reduction to decide when two words fall into the same cluster. Prior use of clustering, however, does not provide insight into language model of grammar.
FIG. 1 illustrates a method of the present invention according to a first embodiment. The method operates upon input text, a set of words from which the grammar model shall be constructed. Typically, the input text comprises a set of single words or phonemes. From the input text, the method identifies context words (Step 1010). Context words are those words or phonemes in the input text that occur with the highest frequency. The method 1000 may cause a predetermined number of words (say, 50) that occur with the highest frequency to be identified as context words.
The method 1000 determines relationships that may exist between the context words and the remaining words, called “input words” herein, in the input text. For example, the method 1000 may determine how many times and in which positions an input word appears adjacent to a context word. Table 1 below illustrates relationships that may exist between certain exemplary input words and exemplary context words.







TABLE 1







Context Word











to
from
in



















Input Word
−2
−1
1
2
−2
−1
1
2
−2
−1
1
2





Chicago
f111
f112
f113
f114
f121
f122
f123
f124
f131
f132
f133
f134


New York
f211
f212
f213
f214
f221
f222
f223
f224
f231
f232
f233
f234


Baltimore
f311
f312
f313
f314
f321
f322
f323
f324
f331
f332
f333
f334


red
f411
f412
f413
f414
f421
f422
f423
f424
f431
f432
f433
f434


white
f511
f512
f513
f514
f521
f522
f523
f524
f531
f532
f533
f534


blue
f611
f612
f613
f614
f621
f622
f623
f624
f631
f632
f633
f634









Each entry of the table, fijk represents, for a given input word i; how many times a context word C; and non-context word i; appears within a predetermined relationship. Thus, f111-F114 each represent the number of times the input word “Chicago” and the context word “to” appear within adjacencies of −2 words, −1 word, +1 word and +2 words respectively.

Based upon the frequencies, an N dimensional vector may be built for each input word (step 1020). The number of dimensions N of the frequency vector is a multiple of the total number of context words, the total number of input words and the total number of relations identified by the method 1000. The vector represents grammatical links that exist between the input words and the context words. Thus, each input word maps to an N dimensional frequency space. A representative frequency space is shown in FIG. 2 (N=3).
The method 1000 builds clusters of input words (Step 1030). According to the principles of the present invention, input words having the same lexical significance should possess similar vectors in the frequency space. Thus, it is expected that city names will exhibit frequency characteristics that are similar to each other but different from other input words having a different lexical significance. They will be included in a cluster (say, cluster 10, FIG. 2). So, too, with colors. They will be included in another cluster (say, cluster 20). Where words exhibit similar frequency significance, they are included within a single cluster.
As is known, a cluster may be represented in an N-dimensional frequency space by a centroid coordinate and a radius indicating the volume of the cluster. The radius indicates the “compactness” of the elements within a cluster. Where a cluster has a small radius, it indicates that the elements therein exhibit a very close relationship to each other in the frequency space. A larger radius indicates fewer similarities between elements in the frequency space.
The similarity between two words may be measured using the Manhattan distance metric between their feature vectors. Manhattan distance is based on the sum of the absolute value of the differences among the vector=s coordinates. Alternatively, Euclidean and maximum metrics may be used to measure distances. Experimentally, the Manhattan distance metric was shown to provide better results than the Euclidean or maximum distance metrics.
Step 1030 may be applied recursively to grow clusters from clusters. That is, when two clusters are located close to one another in the N dimensional space, the method 1000 may enclose them in a single cluster having its own centroid and radius. The method 1000 determines a distance between two clusters by determining the distance between their centroids using one of the metrics discussed above with respect to the vectors of input words. Thus, the Manhattan, Euclidean and maximum distance metrics may be used.
A hierarchical “cluster tree” is grown representing a hierarchy of the clusters. At one node in the tree, the centroid and radius of a first cluster is stored. Two branches extend from the node to other nodes where the centroids and radii of subsumed clusters are stored. Thus, the tree structure maintains the centroid and radius of every cluster built according to Step 1030. Step 1030 recurs until a single, all encompassing cluster encloses all clusters and input words. This cluster is termed the “root cluster” because it is stored as the root node of the cluster tree. An exemplary cluster tree is shown in FIG. 3.
As will be appreciated, the root cluster N13 has a radius large enough to enclose all clusters and input words. The root cluster, therefore, possesses very little lexical significance. By contrast, “leaf clusters,” those provided at the ends of branches in the cluster tree, possess very strong lexical significance.
At Step 1040, the method 1000 cuts the cluster tree along a predetermined line in the tree structure. The cutting line separates large clusters from smaller clusters. The large clusters are discarded. What remains are smaller clusters, those with greater lexical significance.
The cutting line determines the number of clusters that will remain. One may use the median of the distances between clusters merged at the successive stages as a basis for the cutting line and prune the cluster tree at the point where cluster distances exceed this median value. Clusters are defined by the structure of the tree above the cutoff point.
Finally, the method 1000 ranks the remaining clusters (Step 1050). The lexical significance of a particular cluster is measured by its compactness value. The compactness value of a cluster simply may be its radius or an average distance of the members of the cluster from the centroid of the cluster. Thus, the tighter clusters exhibiting greater lexical significance will occur first in the ranked list of clusters and those exhibiting lesser lexical significance will occur later in the list. The list of clusters obtained from Step 1050 is a grammatical model of the input text.
The method 1000 is general in that it can be used to cluster “tokens” at any lexical level. For example, it may be applied to words and/or phrases. Table 2 illustrates the result of clustering words and Table 3 illustrates the result of clustering phrases as performed on an experimental set of training data taken from the How May I Help You? Training corpus disclosed in Gorin, et al., “How May I Help You?,” vol. 23, Speech Communication, pp. 113-127 (1997). Other lexical granularities (syllables, phonemes) also may be used.







TABLE 2







Results of Clustering Words from AT&T's


How May I Help You ? Corpus









Class
Compactness



Index
Value
Class Members












C363
0.131
make place




eight eighty five four nine oh one seven six




three two


C118
0.18
zero


C357
0.19
bill charge


C260
0.216
an and because but so when


C300
0.233
K O ok


C301
0.236
From please


C277
0.241
again here


C202
0.252
as it's


C204
0.263
different third


C77
0.268
number numbers


C275
0.272
Need needed want wanted


C256
0.274
assistance directory information


C197
0.278
all before happened


C68
0.278
ninety sixty


C41
0.29
his our the their


C199
0.291
called dialed got have




as by in no not now of or something that that's there


C27
0.296
whatever working


C327
0.296
I I'm I've




canada england france germany israel italy japan


C48
0.299
london mexico paris


C69
0.308
back direct out through


C143
0.312
connected going it




arizona california carolina florida georgia illinois




island jersey maryland michigan missouri ohio




pennsylvania


C89
0.314
virginia west york


C23
0.323
be either go see somebody them


C90
0.332
about me off some up you
















TABLE 3







Results from a First Iteration of Combining Phrase Acquisition


and Clustering from the How May I Help You? Corpus


(Words in a Phrase are Separated by a Colon).









Class
Compactness



Index
Value
Class Members












D365
0.226
wrong:C77 second


D325
0.232
C256:C256 C256


D380
0.239
area:code:C118:C118:C118:C118:C118 C68


D386
0.243
A:C77 this:C77


D382
0.276
C260:C357:C143:to:another




C260:C357:C143:to:my:home


D288
0.281
C327:C275:to:C363 I'd:like:toC363 to:363




yes:I'd:like:to:C363


D186
0.288
good:morning yes:ma'am yes:operator hello hi




ma'am may well


D148
0.315
problems trouble


D87
0.315
A:T:C260:T C260:C327 C27:C27 C41:C77 C118




C143 C260 C197 C199 C202 C23 C260 C27




C277 C301 C69 C77 C90 operator to


D183
0.321
C118:C118:hundred C204 telephone


D143
0.326
new:C89 C48 C89 colorado massachusetts




tennessee texas


D387
0.327
my:home my:home:phone


D4
0.336
my:calling my:calling:card my:card


D70
0.338
C199:a:wrong:C77 misdialed


D383
0.341
like:to:C363 trying:to:C363 would:like:to:C363


D381
0.347
like:to:C363:a:collect:call:to




like:to:C363:collect:call




would:like:to:C363:a:collect:call




would:like:to:C363:a:collect:call




would:like:to:C363:a:collect:call:to


D159
0.347
C118:C118 C118:C118:C118




C118:C118:C118:C118:C118:C118




C118:C118:C118:C118:C118:C118:C118




C118:C118:C118:C118:C118:C118:C118:C118:




C118:C118




C:118:C118:C118:C118:C118:C118:C118:C118:




C118:C118:C118 area:code:C118:C118:C118




C300









Adjacency of words is but one relationship that the method 1000 may be applied to recognize from a corpus. More generally, however, the method 1000 may be used to recognize predetermined relationships among tokens of the corpus. For example, the method 1000 can be configured to recognize words that appear together in the same sentences or words that appear within predetermined positional relationships with punctuation. Taken even further, the method 1000 may be configured to recognize predetermined grammatical constructs of language, such as subjects and/or objects of verbs. Each of these latter examples of relationships may require that the method be pre-configured to recognize the grammatical constructs.
Several embodiments of the present invention are specifically illustrated and described herein. However, it will be appreciated that modifications and variations of the present invention are covered by the above teachings and within the purview of the appended claims without departing from the spirit and intended scope of the invention.

## Claims

1. A machine-readable medium having stored thereon executable instructions that when executed by a processor, cause the processor to:
generate frequency vectors for each non-context token in a corpus based upon counted occurrences of a predetermined relationship of the non-context tokens to context tokens; and
cluster the non-context tokens into a cluster tree based upon the frequency vectors according to a lexical correlation among the non-context tokens, wherein the cluster tree is used in a pattern recognition system.

2. A method of grammar learning from a corpus, comprising:
generating frequency vectors for each non-context token in a corpus based upon counted occurrences of a predetermined relationship of the non-context tokens to context tokens; and
clustering the non-context tokens based upon the frequency vectors according to a lexical correlation among the non-context tokens, wherein the cluster tree is used in a pattern recognition system.

3. The method of claim 2, wherein the step of clustering further comprises clustering the non-context tokens into a cluster tree.

4. The method of claim 3, wherein the cluster tree represents a grammatical relationship among the non-context tokens.

5. The method of claim 3, further comprising cutting the cluster tree along a cutting line to separate large clusters from small clusters.

6. The method of claim 2, wherein small clusters are ranked according to a compactness value.

7. The method of claim 2, wherein the predetermined relationship is a measure of adjacency.

8. The method of claim 2, wherein the clustering is performed based on Euclidean distances between the frequency vectors.

9. The method of claim 2, wherein the clustering is performed based on Manhattan distances between the frequency vectors.

10. The method of claim 2, wherein the clustering is performed based on maximum distance metrics between the frequency vectors.

11. The method of claim 2, further comprising normalizing the frequency vectors  based upon a number of occurrences of the non-context token in the corpus.

12. The method of claim 2, wherein the frequency vectors are multi-dimensional vectors, the number of dimensions being determined by the number of context tokens and a number of predetermined relationships of non-context tokens to the context token being counted.

13. A file storing a grammar model of a corpus of speech, created according to a method comprising:
generating frequency vectors for each non-context token in a corpus based upon counted occurrences of a predetermined relationship of the non-context tokens to context tokens;
clustering the non-context tokens into a cluster based upon the frequency vectors according to a lexical correlation among the non-context tokens; and
storing the non-context tokens and a representation of the clusters in a file for use in a pattern recognition system.

14. The file of claim 13, wherein the clusters may be represented by centroid vectors.

15. The file of claim 13, wherein the predetermined relationship is adjacency.

16. The file of claim 13, wherein the correlation is based on Euclidean distance.

17. The file of claim 13, wherein the correlation is based on Manhattan distance.

18. The file of claim 13, wherein the correlation is based on a maximum distance metric.

19. The file of claim 13, wherein the frequency vectors are normalized based upon the number of occurrences of the non-context token in the corpus.

20. The file of claim 13, wherein the frequency vectors are multi-dimensional vectors, the number of dimensions of which is determined by the number of context tokens and the number of predetermined relationships of non-context tokens to context tokens.