TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

NO. 03-18-00754-CV

Smith Robertson, L.L.P.; and Alton Lee Rigby, Jr., Appellants

v.

Paul Jason Hamlin and Tara Natalie Bertalan Hamlin, Appellees

FROM THE 26TH DISTRICT COURT OF WILLIAMSON COUNTY

NO. 18-0609-C26, THE HONORABLE DONNA GAYLE KING, JUDGE PRESIDING

M E M O R A N D U M O P I N I O N 

Appellees Tara and Paul Hamlin sued attorney Alton Lee Rigby and his firm, 

Smith Robertson, L.L.P. (Appellants), claiming that Appellants fraudulently domesticated a 

foreign judgment against Tara Hamlin and in favor of Appellants’ client, MFG Financial, Inc.

(MFG). Appellants filed a motion to dismiss under the Texas Citizens Participation Act (TCPA), 

which was denied by operation of law because the district court did not rule on the motion. See 

Tex. Civ. Prac. & Rem. Code § 27.008(a). We hold that the TCPA applies to the Hamlins’ 

claims and that Appellants are entitled to dismissal based on the affirmative defense of attorney 

immunity. Therefore, we reverse the district court’s denial of the motion to dismiss.

BACKGROUND

In the late 1990s, Tara Bertalan (now Tara Bertalan Hamlin) purchased a gym 

membership in Phoenix, Arizona. She does not dispute that she did not pay the membership fees 
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that were due. Debt collection company MFG acquired the interest in the debt and sued Tara1 to 

recover it. On May 25, 1999, MFG obtained a judgment against Tara in small claims court in 

Arizona for the $774.00 principal amount of the debt, $476.33 in interest, and $21.75 in costs, 

for a total of $1272.08. Under Arizona law, that judgment was valid for five years. Tara did not 

pay that judgment, so on March 31, 2004, MFG renewed the judgment. The renewal stated that

its expiration date was May 25, 2009, ten years from the original judgment instead of five years 

from the date the renewal was docketed. The court mailed a notice of renewal of the judgment to 

MFG and Tara on April 1, 2004. Before the listed expiration date of the renewal, on May 7, 

2009, MFG again renewed the judgment. MFG sent Tara a copy of the affidavit seeking 

renewal. The court renewed the judgment for an additional 5 years, until May 7, 2014.

Before the second renewal expired, MFG hired Appellants to domesticate the 

Arizona judgment in Texas, which they did. An affidavit by Rigby and documents supporting a 

notice of the filing for foreign judgment were sent by certified mail to Tara on December 4, 

2013. On December 12, 2013, Appellants filed the authenticated copy of the May 7, 2009 

judgment for domestication on MFG’s behalf. Notice of filing of the foreign judgment was sent 

to Tara on January 29, 2014. In April 2014, the clerk of the district court recorded the judgment 

in Texas and on May 1, 2014, an abstract of the judgment was filed in Williamson County.

Tara and her husband, Paul, sold their Williamson County home in June 2016.

While attempting to close on the sale, the title company discovered the abstract of judgment. 

The title company informed the Hamlins that to close they would either have to sign an affidavit 

testifying that the judgment did not apply to their homestead or satisfy the debt. The Hamlins 

executed the affidavit, and the sale closed on June 24, 2016. In July 2016, the Hamlins sent 

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 We will refer to Appellees by their first names because they share the same last name.
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Appellants a demand letter seeking to have MFG release the debt on the basis that the first 

renewal of the judgment had expired five years from the date it was renewed, March 2009, rather 

than from the stated expiration date, May 25, 2009. The Hamlins contend that because the first 

renewal expired in March 2009, the second renewal on May 7, 2009, was untimely. MFG, 

through Appellants, filed a release of judgment in Williamson County district court in September 

2016. That release was recorded in the public records of Williamson County in March 2017, 

with the result that all of the claims arising from the domestication of the judgment against Tara 

were released. Nevertheless, in May 2018, the Hamlins sued MFG and Appellants, seeking 

declaratory relief that the released judgment is unenforceable, illegal, and fraudulent; seeking to 

have the debt released and expunged from all the public records; and seeking a minimum of 

$10,000 in damages on account of the mental anguish, inconvenience, pain, suffering, and costs 

(including over $70,000 in attorney’s fees) that the Hamlins have suffered and are suffering as a 

result of having had the judgment against them domesticated in Texas. The Hamlins allege that 

MFG and Appellants engaged in illegal and fraudulent behavior by violating Chapter 12 of the 

Civil Practice and Remedies Code (fraudulent court records or liens) and the Deceptive Trade 

Practices Act (DTPA).

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 The Hamlins also alleged that Appellants violated six Penal Code provisions: Section

32.46 Signing Or Securing Execution Of Document By Deception; Section 32.48 Simulating 

Legal Process; Section 32.49 Refusal To Execute Release Of Fraudulent Lien Or Claim; Section

37.09(a)(2) Tampering With Or Fabricating Physical Evidence; Section 37.10(2) and (5) 

Tampering With Government Records; and Section 37.13 Record Of A Fraudulent Court. 

Although the Hamlins state that they alleged these violations only to show the “nature and 

character” of Appellants’ actions and “are not attempting to assert any private causes of action 

. . . under the provisions of the Texas Penal Code,” they also assert that there is “relief available” 

to them based on violations of the Penal Code. To the extent that the Hamlins seek relief under 

the Penal Code, we reject their claims. See Brown v. De La Cruz, 156 S.W.3d 560, 567 (Tex. 

2004) (cautioning against implying a private cause of action to enforce penal statutes and stating
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Appellants answered with a general denial and a motion to dismiss under the 

TCPA. The district court heard arguments on the motion to dismiss, but did not rule on the 

motion, which was denied by operation of law. Appellants filed this interlocutory appeal.

DISCUSSION

“The [TCPA] protects citizens who petition or speak on matters of public concern 

from retaliatory lawsuits that seek to intimidate or silence them.” In re Lipsky, 460 S.W.3d 579, 

584 (Tex. 2015). The protection comes in the form of a motion to dismiss a suit that would stifle 

the defendant’s exercise of those rights. Id. Reviewing a TCPA motion to dismiss requires a 

three-step analysis. Youngkin v. Hines, 546 S.W.3d 675, 679 (Tex. 2018). First, the party 

moving for dismissal must show by a preponderance of the evidence that the TCPA applies to 

the legal action against it. Tex. Civ. Prac. & Rem. Code § 27.005(b). If the movant meets that 

burden, the nonmovant must establish by clear and specific evidence a prima facie case for each 

essential element of its claim. Id. § 27.005(c). If the nonmovant satisfies that requirement, the 

burden shifts back to the movant to prove each essential element of any valid defenses by a 

preponderance of the evidence. Id. § 27.005(d). 

The TCPA’s Applicability

We review de novo whether the movant has established by a preponderance of the 

evidence that the TCPA applies and whether the nonmovant has presented clear and specific 

evidence establishing a prima facie case for each essential element of the challenged claims. 

Serafine v. Blunt, 466 S.W.3d 352, 357 (Tex. App.—Austin 2015, no pet.). A party may invoke 

the TCPA dismissal procedure if that party shows by a preponderance of the evidence that the 

 

that “causes of action may be implied only when a legislative intent to do so appears in the 

statute as written”).
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legal action against it “is based on, relates to, or is in response to” the party’s exercise of the 

right to speak, petition, or associate. Tex. Civ. Prac. & Rem. Code § 27.003(a); see Youngkin, 

546 S.W.3d at 680. The “exercise of the right to petition” includes “a communication in or 

pertaining to . . . a judicial proceeding.” Tex. Civ. Prac. & Rem. Code § 27.001(4)(A). A 

“communication” is “the making or submitting of a statement or document in any form or 

medium.” Id. § 27.001(1). 

In this case, Appellants submitted documents in the form of the Arizona judgment 

and at least the renewal with the May 7, 2014 expiration date3 to the district court in Williamson 

County in order to domesticate that judgment in Texas. Under the statute’s definitions, 

Appellants made a communication in or pertaining to a judicial proceeding, thereby exercising 

the right to petition on behalf of their client. See Youngkin, 546 S.W.3d at 680 (analyzing the 

“expansive statutory definition of the ‘exercise of the right to petition’”); Hawxhurst v. Austin’s 

Boat Tours, 550 S.W.3d 220, 227-228 (Tex. App.—Austin 2018, no pet.) (discussing the “right 

to petition” and noting the “broad reach” of the TCPA). The TCPA’s protections therefore apply 

to the Hamlins’ claims against Appellants. We next turn to whether Appellants are entitled to 

dismissal.

Appellants’ Entitlement to Dismissal

Because the TCPA applies, the burden shifts to the Hamlins to establish by clear 

and specific evidence a prima facie case for each essential element of their claims. Tex. Civ. 

Prac. & Rem. Code § 27.005(c). The Hamlins assert that they have met their burden with regard 

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 The record does not reflect whether Appellants had the renewal with the May 25, 2009 

expiration date in their possession nor whether it was filed when Appellants domesticated the 

judgment. 
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to their claims under the DTPA and Chapter 12 of the Civil Practice and Remedies Code. As to 

their DTPA claim, the Hamlins acknowledge that they do not have a direct consumer 

relationship with Appellants. See Cameron v. Terrell & Garrett, Inc., 618 S.W.2d 535, 538-39

(Tex. 1981) (stating that consumer status requires a person to “have sought or acquired goods or 

services by purchase or lease” and requires “that the goods or services purchased or leased must 

form the basis of the complaint”). The Hamlins argue that they may nonetheless recover under 

the DTPA because Tara’s purchase of the gym membership in 1998 or 1999 in Arizona was a 

consumer transaction as to the gym, which the Hamlins assert gives rise to Texas DTPA claims 

against debt collector MFG and MFG’s attorneys for domesticating the resulting judgment in 

Texas. In addition, the Hamlins assert that the domesticated judgment was a fraudulent 

document giving rise to liability under Chapter 12’s prohibition on fraudulent court records or 

liens. See Tex. Civ. Prac. & Rem. Code § 12.002 (liability for use of fraudulent documents). 

The Hamlins assert that although the first renewal of the judgment states it expires on May 25, 

2009, by law, Appellants were put on notice that the judgment was invalid because under 

Arizona law, the judgment expired five years from the date the judgment was renewed. 

Appellants argue that, even had they intentionally committed fraud, the defense of 

attorney immunity bars the Hamlins’ claims and entitles Appellants to dismissal under the 

TCPA. Although we note that an attorney’s intentional fraud might give rise to liability, 

Youngkin, 546 S.W.3d at 682 (“Though attorney immunity is broad, it is not limitless.”); Chu v. 

Chong Hui Hong, 249 S.W.3d 441, 446 (Tex. 2008) (“An attorney who personally steals goods 

or tells lies on a client’s behalf may be liable for conversion or fraud in some cases.”), on this

record, we hold that attorney immunity entitles Appellants to a dismissal. Therefore, we need 

not determine whether the Hamlins established a prima facie case for each element of their 
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claims but instead will assume the Hamlins met their burden and will turn to Appellants’ 

affirmative defense. 

In Cantey Hanger, LLP v. Byrd, the Texas Supreme Court explained that an 

attorney is immune from liability to nonclients for conduct within the scope of the attorney’s 

representation of his clients. 467 S.W.3d 477, 481 (Tex. 2015). “Put differently, an attorney 

may be liable to nonclients only for conduct outside the scope of his representation of his client 

or for conduct foreign to the duties of a lawyer.” Youngkin, 546 S.W.3d at 681. As in Cantey 

Hanger and Youngkin, Appellants’ domestication of the Arizona judgment—the latest renewal of 

which was entered by an Arizona court and appears valid on its face—was directly within the 

scope of their representation of their client. “The only facts required to support an attorneyimmunity defense are the type of conduct at issue and the existence of an attorney-client 

relationship at the time. A court would then decide the legal question of whether said conduct 

was within the scope of representation.” Youngkin, 546 S.W.3d at 683. It is undisputed that 

Appellants domesticated the Arizona judgment in the course of representing MFG in its pursuit 

of the debt owed by Tara. Under the circumstances, Appellants have met their burden of proving 

the essential elements of their attorney-immunity defense by a preponderance of the evidence.

Attorney’s Fees

The TCPA entitles a defendant who successfully moves for dismissal to “court 

costs, reasonable attorney’s fees, and other expenses incurred in defending against the legal 

action as justice and equity may require.” Tex. Civ. Prac. & Rem. Code § 27.009(a). Having 

determined that Appellants are entitled to dismissal, we conclude that they may seek an award 
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under section 27.009(a). Because Appellants’ motion to dismiss was overruled by operation of 

law, the district court did not reach this issue. 

CONCLUSION

Having determined that Appellants were entitled to dismissal under the TCPA and 

to an award under section 27.009(a), we reverse the district court’s denial of Rigby and Smith 

Robertson’s motion to dismiss and remand the case to the district court for further proceedings 

consistent with this opinion. 

__________________________________________

Gisela D. Triana, Justice

Before Justices Goodwin, Baker, and Triana

Reversed and Remanded

Filed: July 11, 2019