COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE |COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bor NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE) PRINTS sT 12 12 BY TRIBE NIGC

148 x x x PUEBLO OF SAN JUAN

Ohkay Casino NM xX xX xX x x x
149 x x x PUEBLO OF SANDIA

Sandia Casino NM x xX XX x x
150 x x x PUEBLO OF SANTA ANA

Santa Ana Star Casino NM x xX x x x x
151 x x x PUEBLO OF SANTA CLARA

Santa Ciaran Hotel Casino NM X XK xX xX x x
152 x x x PUEBLO OF TAOS

Taos Mountain Casino NM x xX x xX x x
153 x x x PUEBLO OF TESUQUE

Camel Rock Casino NM x xX xx x x
154 x x STATE LAS VEGAS PAIUTE INDIANS

Snow Mountain Smokeshop NV x xX xX xX x LATE
158 x x STATE MOAPA BAND OF PAIUTES

Moapa Paiute Tribal Casino NV x x
156 x x STATE & NIGC ONEIDA NATION OF NEW YORK

Tuming Stone Casino Resort NY xX Xx XX x x
187 x x STATE & NIGC SENECA NATION OF INDIANS

Seneca Allegany Casino NY x xX xX x x x

Seneca Nation Bingo - Allegany NY x x x x x x

Seneca Nation Bingo - Cattaraugus NY x xX x xX x x

Seneca Niagara Casino NY x XxX x xX x x

Seneca Butlalo Creek Casino NY x xX x Xx x x
158 x x STATE & NIGC ST. REGIS MOHAWK TRIBE

Akwesasne Mohawk Casino NY x xX x x x x

Mohawk Bingo Palace NY xX Xx x Xx x x
159 x x x ABSENTEE-SHAWNEE TRIBE OF OKLAHOMA

Thunderbird Entertainment Center OK x XxX x x x x
160 x x x APACHE TRIBE OF OKLAHOMA

Silver Buffalo Casino OK xX xX XX x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bo! NIGC SUBMITS FEES WKSHTS |OPERATION) FINANCIAL
APPROVED] APPROVED. FINGER STATEMENT| STATEMENT LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS ST 12 12 BY TRIBE NIGC
95 x x x SHOSHONE BANNOCK TRIBE
Bannock Peak Casino ID x x x xX x x
Sage Hill Convenience Store & Casino 10 x Xx xX xX x x
Fort Hall Casino ID xX xX x xX x x
96 x x STATE & NIGC IOWA TRIBE OF KANSAS & NEBRASKA
Casino White Cioud KS x x x x x x
97 x x STATE & NIGC KICKAPOO TRIBE OF KANSAS
Golden Eagle Casino KS Lt Xx Lx x x
98 x x STATE & NIGC PRAIRIE BAND OF POTAWATOMI
Prairie Band Potawatomi Casino KS x xX xX x x
99 x x STATE & NIGC SAC & FOX TRIBE OF MISSOURI
Sac & Fox Casino KS. x xX xX xX * x
100 x x STATE CHITIMACHA TRIBE OF LOUISIANA
Cypress Bayou Casino LA xX xX xX Xx x x
101 x x STATE COUSHATTA TRIBE OF LOUISIANA
Coushatta Casino Resort LA xX xX x Xx x x
102 x x STATE TUNICA-BILOX! INDIAN TRIBE OF LOUISIANA
Paragon Casino & Resort LA x Xx x x LATE
103 x x x BAY MILLS INDIAN COMMUNITY
Gay Mills indian Casino: MI xb XL x x
King's Club Casino & Lodge MI xt XL x x
104 x x x GRAND TRAVERSE BAND OF OTTAWA & CHIPPEWA
Leelanau Sands Casino Ml xX xX xX xX x x
Turlle Creek Casino MI x Xx x Xx x x
105 x x x HANNAHVILLE INDIAN COMMUNITY
Chip-in Casino & Bingo Istand Resort MO x xX xX x x x
106 x x x KEWEENAW BAY INDIAN COMMUNITY
Big Bucks Bingo MI x xX xX XxX x NA
Qjibwa Casino/Resont Bingo Mt x xX x xX x x

Ojibwa Casino/Resort Marquette MI KX xX_X x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS FEES WKSHTS |OPERATION) FINANCIAL
APPROVED] APPROVED | FINGER STATEMENT|STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS 8T 12 12 BY TRIBE NIGC

165 x x x CITIZEN BAND OF POTAWATOMI INDIANS

Firelake Entertainment Contes OK x xX x xX x x

Firelake Grand Casino oK xX x x x x
166 x x x COMANCHE INDIAN TRIBE

Comanche Nation Games OK x x x Xx x x

Comanche Star OK x x x x x x

Comanche Red River Casino oK x x xX Xx x x

Comanche Spur OK x x x Xx x x
167 x x x DELAWARE NATION

Gold River Casino OK x x xX Xx x x
168 x x x EASTERN SHAWNEE TRIBE OF OKLAHOMA

Bordertown Casino and Bingo OK x xX xX xX x x

Bordertown Outpost Casino OK x Xx x x x x
169 x x x FORT SILL APACHE

Fort Sil! Apache Casino oK x xX XL x x
170 x x x JOWA TRIBE OF OKLAHOMA

Cimarron Bingo Casino OK xX x xX XxX x x
474 x x x KAW NATION

Kaw SouthWind Casino OK x Xx x x x x
172 x x x KICKAPOO TRIBE OF OKLAHOMA

Kickapoo Casino OK x x x x x x

Kickapoo Conoco Station oK CLOSED
173 x x x KIOWA TRIBE OF OKLAHOMA

Kiowa Casino Devol OK x Xx x x x x

Kiowa Casino Verden OK x x x NEW

174 x x x MIAMI TRIBE OF OKLAHOMA

Miami Tribe Entertainment OK x xX x Xx x x
175 x x x MIAMI TRIBE/MODOC TRIBE.

The Stables OK xXx x Xx x x



Tribal License

The IGRA requires a separate tribal license for cach gaming facility on Indian lands. 25
U.S.C. § 2710 (b)(1). Indian lands include all lands within the boundary of a federally
recognized tribe’s reservation, whether the land is held in fee or in trust.

Annual Audits

Tribes are required to obtain an annual independent audit of the financial statements of
each gaming operation on Indian lands and submit to the NIGC a copy of the report. 25
C.F.R. §§ 571.12, 571.13.

Verification of Minimum Internal Control System (MICS) Compliance
Tribes are required to submit a copy of a report prepared by an independent certified

public accountant verifying that the internal control systems of its gaming operations are
in substantial compliance with NIGC’s MICS regulations. 25 C.F.R. §542.3(d)


COMPLIANCE REPORT AS OF DECEMBER 31, 2010

|COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED f RECEIVED SUBMITS
bol NIGC SUBMITS FEES WKSHTS JOPERATION| FINANCIAL
APPROVED] APPROVED FINGER STATEMENT] STATEMENT] LICENSED } AUDITS TO
COMPACT | ORDINANCE PRINTS st 1 2 1 2 BY TRIBE NIGC
167 x x x CHEROKEE NATION OF OKLAHOMA
Hard Rock Casino oK xX xX xX xX x x
Cherokee Casino Tahlequah OK x Xx x Xx x x
Cherokee Casino West Siloam OK x x x x x x
West Siloam Springs Smoke Shop. OK x x x x x x
Cherokee Casino Ft. Gibson OK x XxX x x x x
Cherckee Casino Roland OK x XxX x XK x x
Catoosa Smoke Shop. OK x xX x x x x
Cherokee Casino Ramona OK NEW NIA x NA
Cherokee Casino Sallisaw OK xX xX xx x x
162 x x x CHEYENNE & ARAPAHO TRIBE OF OKLAHOMA
Lucky Star - Concho OK x XxX xX x x x
Lucky Star - Clinton OK x xX xX XxX x x
Feather Warrior Casino - Watonga OK x XxX xX x x
Feather Warrior Casino - Canton OK x xX x XxX x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

[COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVED| APPROVED FINGER - STATEMENT|STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE| PRINTS sT 12 42 BY TRIBE NIGC

192 x x STATE  CONFEDERATED TRIBES OF COOS, LOWER UMPQUA, SUISLAW

Three Rivers Casino OR x xX x x x x
193 x x STATE | CONFEDERATED TRIBES - GRAND RONDE

Spirit Mountain Gaming, inc. OR x x x xX x x
194 x x STATE | CONFEDERATED TRIBES OF THE SILETZ INDIANS

Chinook Winds OR x xX xX Xx x x
195 x x STATE | CONFEDERATED TRIBES OF UMATILLA INDIANS

Wildhorse Gaming Resort OR x x x x x x
196 x x STATE  CONFEDERATED TRIBES OF WARM SPRINGS

Kah-Nee-Ta High Desert Resort Casino OR x Xx x xX x x
197 x x STATE — COQUILLE INDIAN TRIBE

The Mill Casino OR x xX x x x x
198 x x STATE | COW GREEK BAND OF UMPQUA INDIANS

Seven Feathers Hotel - Gaming Resort OR x Xx xX xX x x
199 x x STATE — KLAMATH TRIBE

Kla-Mo-Ya Casino OR x x x x x x
200 x x CHEYENNE RIVER SIOUX TRIBE

C.R.S.7. Bingo sD x LATE
201 x x STATE CROW CREEK SIOUX TRIBE

Lode Star Casino sD Lx tx x x
202 x STATE _ FLANDREAU SANTEE SIOUX TRIBE

Royal River Casino sp x Xx x xX x x
203 x x STATE LOWER BRULE SIOUX TRIBE

Golden Buffalo Casino & Resort sD Lx Lx x x
204 x x STATE —_OGLALA SIOUX TRIBE

Praine Winds Casino so toe Lou x x
205 x x STATE ROSEBUD SIOUX TRIBE

Rosebud Casino so xX xX x x x x
206 x x STATE  SISSETON-WAHPETON SIOUX TRIBE

Dakota Connection Casino sD x XxX xX Xx x x

Dakota Sioux Casino sD x_X x Xx x x



COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bot NIGC SUBMITS FEES WKSHTS |OPERATION) FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS ST 12 1 2 BY TRIBE NIGC
164 x x x CHOCTAW NATION OF OKLAHOMA
Durant Bingo & Casino OK x xX x Xx x x
Choctaw Casino - McAlester OK x xX x x x x
Choctaw Casino - Idabel OK xX x x XxX x x
Choctaw Casino - Pocoia OK x x x x x x
Choctaw Casino - Grant OK x Xx xX XxX x x
Choctaw Casino - Stringtown OK x x xX XK x x
Choctaw Casino - Broken Bow OK xX Xx x x x x
Choctaw Casino Too - McAlester OK x x x Xx x x
Choctaw Travel Plaza - Idabel OK x XxX xX XxX x x
Choctaw Travel Plaza - Pocola OK x x xX XK x x
Choctaw Travel Plaza - Atoka oK NEW NIA x NA
Choctaw Durant Casino & Resort OK x x xX XxX x x
Choctaw Travel Plaza - Grant OK NEW N/A x x
Choctaw Travel Piaza - Broken Bow OK x x x xX x x
Choctaw Travet Plaza - Durant East OK xX xX x x x x
Choctaw Travel Plaza - Durant West OK xX xX x xX x x
Choctaw Travel Plaza - Poteau OK xX xX x xX x x
Choctaw Stringtown Travel Plaza OK x xX x xX x x
Choctaw Witburton Travel Plaza OK xX xX x_X x x

COMPLIANCE REPORT AS OF DECEMBER 31, 2010

_|



COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS, RECEWED | RECEIVED SUBMITS
DOI NIGC SUBMITS FEES WKSHTS |OPERATION FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS st 12 1 2 BY TRIBE NIGC

128 x x x CHIPPEWA CREE TRIBE - ROCKY BOY

4 C's Café-Casino aka Bear Paw Casino MT L Xx Lx x

Norther Winz Casino MT lx x x
129 x x CONFEDERATED SALISH & KOOTENA! TRIBES

Kwa Taqnuk Resort MT x XxX xX XxX x x

Gray Weif Peak Casino MT x x x Xx x x
130 x x x CROW INDIAN TRIBE

Little Big Horn Casino MT Lx Lx x LATE
131 x x x FORT BELKNAP INDIAN COMMUNITY

Fort Belknap Casino MT LX Lx x x
132 x x x NORTHERN CHEYENNE TRIBE

Charging Horse Casino MT x x x XxX x x
133 x x x EASTERN BAND OF CHEROKEE INDIANS

Cherokee Tribal Bingo NC LX Lx x x

Harrah's Cherokee Casino NC xX XxX x x x x
134 x x x SISSETON-WAHPETON SIOUX TRIBE

Dakota Magic Casino ND x XxX x xX x x
135 x x x SPIRIT LAKE SIOUX TRIBE

Spirit Lake Casino & Resort ND xX XxX x XxX x x
136 x x x STANDING ROCK SIOUX TRIBE

Prairie Knights Casino ND x XxX x x x x
137 x x x THREE AFFILIATED TRIBES FT. BERTHOLD

4 Bears Casino & Lodge ND x xX x XxX x x

Eagles Landing ND x

Scenic 23 Club ND x

Sportsman Bar ND x

American Legion Post - 290 (Ray's Too} ND x

Sally Dog's Lounge ND x

Players Pub ND x |

COMPLIANCE REPORT AS OF DECEMBER 31, 2010



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

|

COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION _|
OPERATIONS RECEIVED | RECEIVED SUBMITS
boi NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVED] APPROVED FINGER STATEMENT, STATEMENT) LICENSED | AUDITS TO
COMPACT | ORDINANCE} PRINTS: ST 12 1 2 BY TRIBE NIGC
41 x x x HOOPA VALLEY INDIAN RESERVATION
Lucky Bear Casino & Bingo cA x x x xX x x
42 x x x HOPLAND BAND OF POMO INDIANS
Hopland Sho-Ka-Wah Casino CA x XxX x xX x x
43 x x x PAY NATION OF SANTA YSABEL RESERVATION
Santa Ysabel Casino CA x xX x xX x x
44 x x x JACKSON RANCHERIA BAND OF MIWUK INDIANS
Jackson Rancheria Casino CA xX xX x xX x x
45 x x x LAJOLLA BAND OF LUISENO INDIANS
LaJolla Casino CA CLOSED
46 x x x MANCHESTER POINT ARENA BAND OF POMO INDIANS
Garcia River Casino CA NEW NEW x NEW
47 x x x MIDDLETOWN RANCHERIA OF POMO INDIANS
Twin Pine Casino CA xX xX x x x x
48 x x x LA POSTA BAND OF MISSION INDIANS
La Posta Casino CA L x x
49 x x LYTTON RANCHERIA OF POMO INDIANS
Casino San Pablo CA x Xx xX XxX x x
50 x x x MOORETOWN RANCHERIA
Feather Falls Casino cA x x xX x x
51 x x x MORONGO BAND OF MISSION INDIANS:
Morongo Travel Center CA x xX xX XxX x x
Morongo Casino Resort & Spa CA x x x Xx x x
Casino Morongo CA x XxX xX x
52 x x x PALA BAND OF MISSION INDIANS
Paia Casino cA x xX x XxX x x
53 x x x PASKENTA BAND OF NOMLAKI INDIANS
Rolling Hitis Casino CA x Xx xX xX x x
54 x x x PAUMA-YUIMA BAND OF MISSION INDIANS
Casine Pauma CA xX x x x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE. TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
oo! NIGC SUBMITS FEES WKSHTS |OPERATION) FINANCIAL
APPROVED| APPROVED FINGER STATEMENT| STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS ST 12 1 2 BY TRIBE NIGC

231 x x STATE & NIGC TULALIP TRIBES OF WASHINGTON

Tulalip Casino Resort WA x xX x x x x

Tulalip Bingo WA x x x x x x

Quit Ceda Creek Casino WA x x xX xX x x
232 x x STATE UPPER SKAGIT INDIAN TRIBE

Skagit Valley Casino Resort WA x XxX x xX x x
233 x x STATE BAD RIVER BAND

Bad River Lodge & Casino wi x XxX x x x
234 x x STATE FOREST COUNTY POTAWATOMI COMMUNITY

Potawatomi Carter Casino WI Lx Lx x x

Potawatomi Bingo Casino wi x xX x xX x x
235 x x STATE HO-CHUNK NATION

Ho-Chunk Gaming - Wisconsin Delts. wi xX XxX x xX x x

Ho-Chunk Gaming - Black River Falls wi x XxX x xX x x

Ho-Chunk Gaming - Nekoosa wi x XxX x Xx x x

Ho-Chunk Gaming - Tomah Wi x Xx x xX x x

Ho-Chunk Gaming - Wittenberg wi x xX xX XxX x x

Ho-Chunk Gaming - Madison Wi x Xx xX Xx x x
236 x x STATE LAC COURTE OREILLES BAND

Grindstone Creek Casino wi x XxX x Xx x x

LCO-Casino, Lodge & Convention Center wi xX XxX x Xx x x
237 x x STATE LAC DU FLAMBEAU

Lake of the Torches Casino wt xX XxX x XxX x x
238 x x STATE MENOMINEE INDIAN TRIBE OF WISCONSIN

_ Menominee Nation Casino Crystal Palace Wi x x xX x x x
Menominee Tribal Bingo WI X_X x Xx x x



ICOMPLIANCE BY TRIBE TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED [| RECEIVED SUBMITS
Dol NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS sT 12 12 BY TRIBE NIGC
1 x x x KLAWOCK COOPERATIVE ASSOCIATION
Kiawock Coop Assoc. Bingo/Pull Tab AK
2 x x x METLAKATLA INDIAN COMMUNITY
Metlakatia indian Community Bingo AK x xX x xX x
3 x x x ORGANIZED VILLAGE OF KAKE
_ Keex Kwaan Gaming - Bingo AK CLOSED
4 x x POARCH BAND OF GREEK INDIANS
Wind Creek Casino Hotel AL x Xx x x x x
Creek Casino Wetumpka AL x x x x x
Creek Casino Tallapoosa AL x xX x x x
5 x x STATE AK CHIN INDIAN COMMUNITY
Harrah's Ak Chin Casino AZ x x x xX x x
6 x x STATE  COCOPAH INDIAN TRIBE 7
Cocopah Bingo & Casino AZ x Xx x x x x
7 x x STATE & NIGC COLORADO RIVER INDIAN TRIBES
_ Blue Water Casino AZ Lx L x x x
8 x x x FORT McDOWELL YAVAPAI TRIBE
Fort McDowell Gaming Center AZ Lx Lx x x
9 x x STATE FORT MOJAVE INDIAN TRIBE
Spirit Mountain Casino AZ x
Avi Casino NV x xX x x LATE
Mojave Crossing Casino AZ x
10 x x STATE _ GILA RIVER INDIAN COMMUNITY
Wild Horse Pass Casino AZ x xX x xX x Xx
Lone Butte Casine AZ x Xx x xX x x
Vee Quiva Casino AZ x x x x x x
11 x x STATE & NIGC PASCUA YAQUI TRIBE OF ARIZONA
Casino of the Sun AZ Lx Lx x x
Casino Del Sol AZ Lx LX x x
12 x x x QUECHAN INDIAN TRIBE
Paradise Casino Arizona AZ x_xX x_X x Late |

COMPLIANCE REPORT AS OF DECEMBER 31, 2010

_



Some tribes have Memoranda of Understanding (MOUs) with the NIGC goveming the submission of background investigation
information. Over time, the NIGC has realized that ambiguities in the MOUs have caused some disagreements as to whether or not
tribes are in compliance with the regulations. As a result, submission data is not always available. Pending the development of more
precise MOUs, this area of compliance will not be measured in the compliance report and a column in the report “Meets NIGC 25
CFR §§ 556 and 558 Submission Requirements,” that had previously been included is being deleted.

CHART

For ease of reading, the report is in the form of a chart, which lists the major requirements of the Indian Gaming Regulatory Act and
the National Indian Gaming Commission regulations across the top of the page. Each tribe and tribal gaming operation is listed
alphabetically by region in the center of the page, between tribal requirements and the gaming operation requirements.

KEY SIGNIFIES

x COMPLIANCE

BLANK SPACE NON-COMPLIANCE

NEW NEW OPERATION NOT REQUIRED TO PAY FEES OR SUBMIT AUDIT REPORT

LATE FEES, WORKSHEET(S), OR AUDIT REPORT(S) SUBMITTED AFTER DEADLINE

STATE INDICATES THE STATE PROCESSES THE FINGERPRINTS VIA A TRIBAL/STATE COMPACT

N/A NOT APPLICABLE


COMPLIANCE REPORT AS OF DECEMBER 31, 2010

|COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
001 NIGC SUBMITS FEES WKSHTS [OPERATION FINANCIAL
APPROVED| APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS sT 12 12 BY TRIBE NIGC
138 x x x TURTLE MOUNTAIN BAND OF CHIPPEWA INDIANS
Sky Dancer Casino & Resort ND x Xx xX x LATE
Turtle Mountain Bingo Sky Dancer ND x LATE
Turtle Mountain Mini Casino ND x LATE
139 x x SANTEE SIOUX TRIBE OF NEBRASKA
Ohiya Casino NE x xX K xX x x
140 x x x JICARILLA APACHE NATION
Apache Nugget NM x Xx x xX x x
Wild Horse Casino NM x x x Xx x Xx
1441 x x x MESCALERO APACHE TRIBE
Inn of the Mountain Gods Casino Apache NM x x x x x Changed FYE]
Casino Apache Travel Center NM x x xx x Change! FYF
142 x x x NAVAJO NATION
Fire Rock Navajo Casino NM x x xx x x
Flowing Waters Navajo Casino NM NEW NEW x NA
143, x x x PUEBLO OF ACOMA
Sky City Casino NM LX ux x x
144 x x x PUEBLO OF ISLETA
isleta Casino & Resort NM x xX x x x x
Palace West NM x x x xX x x
145 x x x PUEBLO OF LAGUNA
Dancing Eagle Casino NM x XL x x
Rt. 66 Casino NM XL KL x x
Rt. 66 Casino Express NM x XL x x
146 x x x PUEBLO OF POJOAQUE
Cities of Gold Casino NM x x x x x x
Cities of Gold Sports Bar NM x XxX x x x x
Buffalo Thunder NM x XxX x Xx x x
Kicks 66 NM x xX xX x
147 x x x PUEBLO OF SAN FELIPE
Casino Hollywood NM x_Xx x_X x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

_]

ICOMPLIANCE BY TRIBE TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVED] APPROVED | FINGER STATEMENT| STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS st 12 12 BY TRIBE NIGC
26 x x x BIG SANDY RANCHERIA BAND OF WESTERN INDIANS
Mono Wind Casino cA x XxX x x x x
27 x x x BIG VALLEY RANCHERIA OF POMO INDIANS
Konocti Vista Casino & Bingo CA x x x x x x
28 x x x BISHOP PAIUTE TRIBE
Paiute Palace Casino CA x xX x x x x
29 x x x BLUE LAKE RANCHERIA
Blue Lake Rancheria Casino cA x x x x x LATE
30 x x x CABAZON BAND OF MISSION INDIANS
Fantasy Springs Casino CA x Xx x xX x LATE
31 x x x CAHTO TRIBE OF LAYTONVILLE RANCHERIA
Red Fox Casino & Bingo CA x x x x x x
32 x x x CAHUILLA BAND OF MISSION INDIANS
Cahuilla Creek Casino CA x x x Xx x x
33 x x x CAMPO BAND OF KUMEYAAY INDIANS
Golden Acorn Casino cA x xX x Xx x x
34 x x x CHEMEHUEVI INDIAN TRIBE
Havasu Landing Resort CA Let Le x x
35 x x x CHICKEN RANCH BAND OF ME-WUK INDIANS
Chicken Ranch Casino & Bingo CA x x x Xx x x
36 x x x CACHIL DE HE WINTUN
Colusa Casino & Bingo cA x x x Xx x x
37 x x x COYOTE VALLEY BAND OF POMO INDIANS
Coyote Valley Casino CA x Xx xX x x x
38 x x x DRY CREEK RANCHERIA OF POMO INDIANS.
River Rock Casino CA x x x xX x x
39 x x x ELK VALLEY RANCHERIA
Elk Valley Casino CA x x x XxX x x
40 x x FORT INDEPENDENCE INDIAN COMMUNITY
Winnedumah Winn's Casino CA x_x x _x x x |



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
pol NIGC SUBMITS FEES WKSHTS |OPERATION| FINANCIAL
APPROVED} APPROVED FINGER STATEMENT|STATEMENY LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS sT 12 12 BY TRIBE NIGC
176 x x x MUSCOGEE (CREEK) NATION
Bristow Indian Community Bingo OK x xX xX Xx x x
Checotah Indian Community Bingo OK x xX x Xx x x
Creek Nation Casino Muscogee OK x xX xX xX x x
Creek Nation Casino Okmulgee OK xX xX xX Xx x x
Creek Nation Okmulgee Travel Plaza OK x x x x x x
Creek Nation Casino - Tulsa OK x xX x xX x x
Creek Nation Casino - Holdenvilie OK x x x Xx x x
Eufaula Indian Community Bingo OK x xX x xX x x
Okemab Indian Casino OK x xX xX Xx x x
Muscogee Travel Plaza OK x Xx x xX x x
Duck Creek Casino OK L x LX x x
77 x x x OSAGE NATION
Osage Million Dollar Elm - Hominy OK x x xX Xx x x
Osage Million Dollar Elm - Pawhuska OK x x xX Xx x x
Osage Million Doltar Elm - Sand Springs OK x Xx x xX x x
Osage Million Dollar Elm - Tulsa oK x x x Xx x x
‘Osage Million Dotlar Elm - Bartlesville OK x x x xX x x
Osage Million Dollar Elm - Skiatook OK xX X xX xX x x
‘Osage Million Dollar Elm - Ponca City OK x XxX x x x x
178 x x x OTOE-MISSOURIA TRIBE OF OKLAHOMA
Little Bit One OK x xX x x x x
Lille Bit Two OK x Xx x x x x
First Counct OK x xX x x x x
7 Clans Casino OK x xX x x x x
179 x x x OTTAWA TRIBE
High Winds Casino OK x xX x x x x
180 x x x PAWNEE NATION OF OKLAHOMA
Pawnee Nation Trading Post Casino OK xX xX xX XxX x x
Stonewoll Casing OK x Xx X_Xx x



REPORT

TO

THE SECRETARY OF THE INTERIOR

ON

COMPLIANCE WITH

THE

INDIAN GAMING REGULATORY ACT

December 31, 2010


COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS. FEES WKSHTS |OPERATION| FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE) PRINTS ST 1 2 12 BY TRIBE NIGC
70 x x x SMITH RIVER RANCHERIA
Smith River Lucky 7 Casino CA x Xx xX Xx x x
71 x x x SOBOBA BAND OF MISSION INDIANS
Soboba Casino CA xX xX xX xX x x
72 x x x SUSANVILLE INDIAN RANCHERIA
Diamond Mountain Casino CA x x x Xx x x
73 x x x SYCUAN BAND OF MISSION INDIANS
Sycuan Casino CA tbl LL x x
74 x x x TABLE MOUNTAIN RANCHERIA.
Tabte Mountain Casino CA x x x x x x
75 x x x TORRES MARTINEZ DESERT CAHUILLA INDIANS
Red Earth Casino CA x xX x Xx x x
76 x x x TRINIDAD RANCHERIA
Cher-Ae Heights Bingo & Casino CA x xX xX xX x x
7 x x x TULE RIVER TRIBE OF THE TULE RIVER INDIANS
Eagle Mountain Casino CA xX XxX xX xX x x
78 x x x TUOLUMNE BAND OF ME-WUK INDIANS
Black Oak Casino CA xb XL x x
79 x x x TWENTY NINE PALMS BAND OF MISSION INDIANS
Spotlight 29 Casino CA x xX xX XxX x LATE
80 x x x UNITED AUBURN COMMUNITY
Thunder Valley Casino CA x xX xX xX x x
Bt x x x VIEJAS BAND OF MISSION INDIANS:
Viejas Bowl CA x
Viejas Casino & Turf Casino CA x Xx x xX x x
&2 x x x YUROK TRIBE OF CALIFORNIA
Pem-Mey Fuel Mart CA NEW NEW x
83 x x STATE & NGC SOUTHERN UTE INDIAN TRIBE
Sky Ute Casino Resort co xX xX xXx x x
84 x x STATE & NIGC UTE MOUNTAIN UTE TRIBE
Ute Mountain Casino. co XL Xt x x |

COMPLIANCE REPORT AS OF DECEMBER 31, 2010



60

61

62

63

64

66

67

68

69

COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE

COMPLIANCE ITEMS PER OPERATION

NIGC
APPROVED

ORDINANCE

RECEIVED

STATEMENT) LICENSED

SUBMITS

FINANCIAL
AUDITS TO

NIGC

x

x

OPERATIONS
SUBMITS
FINGER STATEMENT|
PRINTS ST

x PECHANGA BAND OF MISSION INDIANS

Pechanga Resort & Casino cA
x PICAYUNE RANGHERIA OF THE GHUKCHANS!

Chukchansi Gold Resort & Casino cA
x PIT RIVER TRIBE :

Pit Rivor Casino & Bingo CA
x QUECHAN INDIAN TRIBE

Paradise Casino California cA
x REDDING BAND OF WINTU INDIANS

Win-River Casino : cA
x RINCON SAN LUISENO BAND OF MISSION INDIANS

Harrab's Rincon Casino cA
x ROBINSON RANCHERIA OF POMO INDIANS

Robinson Rancheria Bingo & Casino CA
x ROUND VALLEY INDIAN TRIBES

Hidden Oaks Casino cA
x RUMSEY INDIAN RANCHERIA

Cache Creek Bingo & Casino CA
x SAN MANUEL BAND OF MISSION INDIANS

San Manuel Indian Bingo & Casino CA
x SAN PASQUAL BAND OF MISSION INDIANS

Valley View Casino cA
x SANTA ROSA BAND TACHI INDIANS

Tachi Palace Hotel & Casino CA
x SANTA YNEZ BAND OF MISSION INDIANS :

Chumash Casino cA
x SHERWOOD VALLEY RANCHERIA

Sherwood Valley Rancheria Casino CA
x SHINGLE SPRINGS BAND OF MIWOK INDIANS

Red Hawk Casino CA



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

JCOMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
DdOI NIGC SUBMITS FEES. WKSHTS JOPERATION| FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS: st 12 12 BY TRIBE NIGC
239 x x STATE ONEIDA TRIBE OF INDIANS OF WISCONSIN
Oneida Bingo & Casino Main wi x XxX xX xX x x
Oneida Bingo & Casino IMAC WI x x
HWY 54 Casino wi x
Oneida Bingo & Casino Travel Center wi x
E & EE Casino wi x
Mason Street Casino wi x
Oneida Packerland One Stop Wi x
240 x x STATE RED CLIFF BAND
Isle Vista Casino WI Lb Xx L Xx x x
241 x x STATE SOKAOGON CHIPPEWA COMMUNITY
Mole Lake Bingo wi xX xX x x x x
Regency Resort WI x x
242 x x STATE ST. CROIX CHIPPEWA INDIANS OF WISCONSIN
St. Croix Casino Danbury wi x Xx x x x x
Little Turtle Hertel Express wi x Xx x xX x x
St. Croix Casino & Bingo wi x xX x xX x x
243 x x x STOCKBRIDGE-MUNSEE COMMUNITY
Mohican North Star Casino & Bingo wi xX XxX xX xX x x
Mohican Bingo wi x x
244 x x x SHOSHONE TRIBE OF WIND RIVER
Shoshone Rose Casino WY xX xX x x x x
245, x x x NORTHERN ARAPAHO WIND RIVER RES.
Wind River Casino wy x xX x x x x
Little Wind Casino WY x xX xX xX x x
789 Smoke Shop & Casino WY x Xx xX xX x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

[COMPLIANCE BY TRIBE _| TRIBE [COMPLIANCE ITEMS PER OPERATION
‘OPERATIONS RECEIVED | RECEIVED SUBMITS
D0! NIGC SUBMITS FEES WKSHTS |OPERATION FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS: ST 1 2 12 BY TRIBE NIGC

13 x x x SALT RIVER PIMA-MARICOPA INDIAN COMMUNITY

Casino Arizona at McKellips (at Salt River) AZ x xX x XxX x x

Casino Arizona at Indian Bend(Talking Stick) AZ x x x Xx x x
14 x x x SAN CARLOS APACHE TRIBE

Apace Gold Casino AZ Lx Lx x x
15 x x x TOHONO O'ODHAM NATION

Desert Diamond Casino Why AZ x x x xX x x

Desert Diamond Casino Nogales AZ x x x XxX x x

Desert Diamond Pima Mine Road AZ x x xX x x x
16 x x x “TONTO APACHE TRIBE

Mazatzal Hotel & Casino AZ xX xX x xX x LATE
7 x x STATE & NIGC_ WHITE MOUNTAIN APACHE TRIBE

Hon Dah Casino: AZ Lx L x x
18 x x STATE & NIGC YAVAPAI APACHE TRIBE

Cliff Castle Casino AZ xX XxX x xX x x
19 x x STATE & NIGC_YAVAPAI-PRESCOTT INDIAN TRIBE

Bucky's Casino AZ x xX x Xx x x

Yavapai Casino AZ x x x x x x
20 x x x AGUA CALIENTE BAND OF CAHUILLA INDIANS

Spa Hotel & Casino CA x XxX x xX x x

Aqua Caliente Casino CA x x xX xX x x
24 x x x ALTURAS RANCHERIA

The Desert Rose Casino CA x Xx xx x x
22 x x x AUGUSTINE BAND OF CAHUILLA INDIANS

Augustine Casino CA x x KX x x
23 x x x BARONA BAND OF MISSION INDIANS

Barona Valley Ranch Resort & Casino CA x Xx xx x x
24 x x x BEAR RIVER BAND ROHNERVILLE

Bear River Casino CA x xX xX xX x x
25 x x x BERRY CREEK RANCHERIA OF TYME MAIOU INDIANS

Gold Country Casino CA xX xX x xX x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

[COMPLIANCE BY TRIBE TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGG SUBMITS FEES WKSHTS |OPERATION] FINANCIAL
APPROVED] APPROVED | FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS ST 12 12 BY TRIBE | _NIGC
163 x x x CHICKASAW NATION OF OKLAHOMA
Ada Gaming Center OK x x XL x K
Ada West Travet Stop oK x x XL x x
Goldsby Gaming Center OK x xX XL x x
Cash Springs Gaming Center OK x x KL x x
Winstar Casinos oK x x xXoL x x
Davis Trading Post aka Witdfire Gaming OK x x XL x x
Gold Mountain Casino OK x x XL x x
Treasure Valley Gaming Center OK x x XL x x
Chisholm Trail Casino aka Marlow Gaming OK x xX XL x x
Newcastle Gaming Center A OK x xX xb x x
Thackervitie Gaming Center OK x xX Xb x x
Madill Gaming Center OK x xX KL x x
Thackerville Travet Plaza OK x x x L x x
Texoma Gaming Center OK x x XL x x
Black Gold Casino aka Wilson Gaming OK x xX Xb x x
Washita Gaming Centes OK x xX XL x x
Riverwind Casino aka Goldsby Travel oK x_x XL x x



z= COMPLIANCE REPORT AS OF DECEMBER 31, 2010
COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dor NIGC SUBMITS FEES | WKSHTS {OPERATION| FINANCIAL
APPROVED] APPROVED | FINGER STATEMENT| srarement LICENSED | AUDITS TO
COMPACT | ORDINANCE| PRINTS st 12 1 2 | syTRBe| Nicc
207 x x STATE STANDING ROCK SIOUX TRIBE
Bear Solider Bingo SD CLOSED LATE
Grand River Casino SD xX xX x xX x x
208 x x STATE YANKTON SIOUX TRIBE
Fort Randall Casino sD x x x x x x
209 x x KICKAPOO TRADITIONAL TRIBE OF TEXAS
Kickapoo Lucky Eagle Casino II TM xX x x x x x
Kickapoo Lucky Eagle Casino | TTM CLOSED
210 x x STATE _CONFEDERATED TRIBES OF CHEHALIS RES.
” Eagles Landing Casino WA NEW NIA x x
" Lucky Eagle Casino WA x x x x x x
2u1 x x x CONFEDERATED TRIBES OF THE YAKAMA NATION
Yakama Legends Casino WA x Xx x x x x
212 x x x CONFEDERATED TRIBES OF COLVILLE RES.
Coulee Dam Casino WA x x x x x x
Mill Bay Casino WA x x x x x x
Okanogan Bingo & Casino WA x x x x x x
21300 x x STATE & NIGC JAMESTOWN S'KALLAM TRIBE
Seven Cedars Casino WA x x x x x x
214 x x STATE & NIGC KALISPEL TRIBE OF INDIANS
Norther Quest Casino WA x x x x x x
x x STATE & NIGC LOWER ELWHA TRIBAL COMMUNITY x
Elwha River Casino WA x x x x x LATE
215 x x STATE & NIGC LUMMI NATION x
Silver Reef Casino WA x x x x x x
2160 x x x MAKAH INDIAN TRIBE OF MAKAH INDIAN RES.
Makah Bingo WA CLOSED
217 x x STATE & NIGC MUCKLESHOOT INDIAN TRIBE
Muckleshoot Indian Bingo WA x x x x x x
Muckleshoot Indian Casino | WA x x x x x x
Muckleshoot indian Casino tl WA xX_x x x x x



By regulation, the NIGC has established the minimum requirements for background
investigations. 25 C.F.R. Part 556. The three components of the background
investigation are listed on the chart as separate requirements.

1) The NIGC requires tribes to prepare and submit investigative reports on each
background investigation. 25 C.F.R. §556.5. Tribes are required to notify the
NIGC of the results of their background investigations before issuing a license to
a key employee or primary management official 25 US.C. § 2710
(b)(2)(F)Gi)TID. The report must describe: the steps taken in conducting the
background investigation; the results obtained; the conclusions reached; and the
basis for those conclusions and eligibility determinations. It is NIGC policy that a
tribe may not make its final suitability determination until after the results of the
Federal Bureau of Investigation (FBI) criminal records checks have been received
by the tribe. The FBI response time averages four to six weeks.

2) The tribe must obtain and review the FBI criminal history record information
CHRD) on a potential employee. This information is accessed through fingerprint
records. The tribe may process these fingerprint cards through the NIGC or,
under certain circumstances, through their State Bureau. 25 C.F.R. § 556.4

(a)(14).

3) Under NIGC regulations, the tribe must submit a completed application for
employment to the NIGC when a key employee or primary management official
begins work at a tribal gaming operation. 25 C.F.R. § 558.3 (a)(1). To facilitate
NIGC’s review and to reduce the number of applications on file for individuals
employed in tribal gaming operations, tribes have the option of submitting
employee applications with the investigative report.

Tribal Ordinances

A tribe that wishes to engage in class II or class III gaming must adopt a tribal gaming
ordinance that meets the requirements of the IGRA and NIGC regulations, and that
ordinance must be approved by the Chairman of the NIGC. 25 U.S.C. § 2710 (b)(1)(B)
and (d)(1)(A). Tribes with approved gaming ordinances that are not currently conducting
gaming are excluded from this report.

Fee Assessments

Tribes engaged in gaming must pay a fec to the NIGC based on a rate established by the
NIGC each year. 25 U.S.C. § 2717 (a). The rate is applied to the prior year’s assessable
gross revenues from gaming activities, and the total amount of fees that can be assessed
by the NIGC in a fiscal year cannot exceed $8 million. Gaming operations must pay the
fee quarterly. Only gaming operations that have paid their fees for each required quarter
are considered to be in compliance. New operations are required to make their first fee
payment on March 31 of the year following the opening.


COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS: RECEIVED | RECEIVED SUBMITS
dor NIGC SUBMITS FEES WKSHTS [OPERATION FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS ST 12 12 BY TRIBE NIGC

107 x x x LAC VIEUX DESERT BAND

Lac Vieux Desert Bingo & Casino Mi x XxX x Xx x a
108 x x x LITTLE RIVER BANO OF OTTAWA

Little River Casino Mi x xX x Xx x x
109 x x x LITTLE TRAVERSE BAY BAND.

Odawa Casino Resort MI x xX x xX x LATE
110 x x x NOTTAWASEPPI HURON BAND:

Firekeepers Casino MI x xX xt x x
114 x x x POKAGON BAND OF POTAWATOM! INDIANS.

Four Winds Casino Resort MI x xX x Xx x x
412 x x x SAGINAW CHIPPEWA INDIAN TRIBE

Soaring Eagie Casino & Resort Mi x Xx x xX x x

Saganing Eagle's Landing Casino MI x x x x x x
113 x x x SAULT ST. MARIE TRIBE OF CHIPPEWA INDIANS

Christmas Kewadin Casino MI xX xX x xX x x

Kewadin Casino - St. Ignace MI x xX x Xx x x

Kewadin Casino - Hessel MI x Xx X xX x x

Manistique Kewadin Casino MI xX xX x xX x x

Kewadin Casino - Sault MI x xX x XxX x x
114 x x STATE BOIS FORTE BAND OF CHIPPEWAS

Fortune Bay Casino MN x xX x xX x x
115 x x x FOND DU LAC RESERVATION

Black Bear Casino MN x xX xX xX x x

Fond du Luth Casino MN xX Xx x Xx x x
116 x x STATE GRAND PORTAGE BAND OF CHIPPEWA INDIANS

Grand Portage Casino MN x x x x x

Grand Portage Trading Post Casino MN x xX x Xx x x
117 x x STATE LEECH LAKE BAND OF CHIPPEWA INDIANS

Northern Lights Gaming Emporium MN xX xX x x x x

Leech Lake Bingo Palace & Casino MN x xX xX Xx x x

White Oak Casino MN X_X x_xX x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

124

125

126

127

(COMPLIANCE BY TRIBE TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGC SUBMITS FEES WKSHTS |OPERATION FINANCIAL
APPROVED] APPROVED | FINGER STATEMENT|STATEMENT] LICENSED | AUDITS TO
COMPACT | ORDINANCE] _ PRINTS st 12 12 BY TRIBE NIG

x x STATE WHITE EARTH BAND OF CHIPPEWA INDIANS
Shooting Star Casino MN xX x x x x x
Pinoburst Resort MAN x x x x x x
Mahnomen Amencan Legion - Bingo MN x Xx xX Xx x x
Wild Rice Lounge - Mannomen MN x x x x x x
City of Callaway d/b/a Callaway Municipal Liq MN x xX xX x x x
Pappy's Pizzeria MN x xX x x x x
Ogema Fire Dept. - Bingo MN x x xX x x x
Hiltop Supper Club MN x x x x x x
113 Bait & Tackle MN x x x x x x
Elbow Lake Store - Bingo MN x Xx x xX x x
Bear's Sports Bar MN x Xx x xX x x
M & W Service Center - Bingo MN x x x x x x
D&G Lounge MN x x x Xx x x
Lean To Tavern MN x x x xX x K
Naytahwaush Village Store MN x xX x x x x
Berry's Liquor MN x x x xX x x
Cedar Crest MN x Xx x x x x

x x x MISSISSIPPI BAND OF CHOCTAW INDIANS
Silver Star Hotel & Casino MS NIA NA x x
Golden Moon Resort & Casino MS NA NA x x

x x x ASSINIBOINE & SIOUX TRIBES FT. PECK
Git-n-Go MT x Xx x x x x
Tribal Express Casino MT x xX x x x x
TJ's Quixstop MT x XxX x x x x
B&S Laundry MT x x x Xx x x
Silverwolf Casino MT x x xX x x x

x x BLACKFEET TRIBE OF INDIANS

Glacier Peaks Casino & Lodge MT x x x xX x x
Discovery Lodge Casino MT CLOSED



Results

This report showed gaming tribes to be maintaining a strong record of compliance. A
number of tribes, however, failed to meet regulatory deadlines with regard to the
submission fec payments, audit reports and MICS verification reports. A high level of
compliance was achieved concerning the submission of investigative reports and
employee applications. Tribes also maintained an excellent compliance record for
approved ordinances and facility licenses.

Tribat Notification

Every tribe with a gaming operation has been sent a written notification of the current
compliance status of their operation(s) and, where applicable, outlining the specific
area(s) of noncompliance identified in this report.

Current Operations

IGRA provides that class IJ] gaming activities are lawful on Indian lands only if the
gaming activities are conducted pursuant to a tribal-state compact that has been approved
by the Secretary of the Interior. 25 U.S.C. § 2710(d)(1)(C). As of March 1, 2006, the
Sccretary of the Interior has approved 259 compacts with 232 tribes in 24 ‘states.’ The
information regarding tribal-state compact compliance was obtained from the BIA Tribal-
State Compact List and compliance reports prepared by NIGC ficld investigators. As of
the date of this report, 242 tribes are currently operating gaming facilities.

Background Investigations

The IGRA requires Indian tribes to conduct background investigations on their key
employces and primary management officials and to notify the NIGC of the results of the
background investigations before issuing a license to those individuals. 25 U.S.C. § 2710

(b)(2)(F).

" Source: Tribal — State Compact List. This list is maintained and updated by the Indian Gaming
Management Staff, Bureau of Indian Affairs, Office of the Commissioner.


[COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS FEES | WKSHTS [OPERATION FINANCIAL
APPROVED] APPROVED | FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS st 12 1 2 | sytRiee| Nice

181 x x x PEORIA TRIBE OF OKLAHOMA

Peoria Gaming Center oK x x x x x x

Buffalo Run ok x x x x x x
182 x x x PONCA TRIBE OF OKLAHOMA

Two Rivers Casino oK x x x Xx x NEW
183 x x x QUAPAW TRIBE OF OKLAHOMA

Quapaw Casino OK xX x x x x x

Downstream Casino oK x xX x x x x
184 x x x SAC AND FOX NATION

Sac and Fox Casino - Stroud oK x x x x x x

Sac and Fox Casino - Shawnee oK xX Xx x x x x

Sac and Fox Casino Sports Center oK x x x Xx x x
185 x x x SEMINOLE NATION OF OKLAHOMA

Seminole Nation Casino OK x xX x x x x

Wewoka Trading Post oK x x x x x x

Rivermist Casino oK x Xx x x x x
186 x x x SENECA-CAYUGA TRIBE OF OKLAHOMA

Grand Lake Casino oK xX x x Xx x x
187 x x x THLOPTHLOCCO TRIBAL TOWN

Goiden Pony Casino OK x x x x x x
188 x x x TONKAWA TRIBE OF INDIANS

Tonkawa Tribal Casino OK x x x x x x

Native Lights Casino oK x x x x x x
189 x x x WICHITA AND AFFILIATED TRIBES

Sugar Creek Casino OK x x xX x x x
190 x x x WYANDOTTE NATION

Wyandotte 7th Street Casino KS x x x x x x

Wyandotte Nation Casino OK x x x x x x
191 x x STATE BURNS PAIUTE TRIBE

Old Camp Casino oR x_x x x x x |

COMPLIANCE REPORT AS OF DECEMBER 31, 2010



Background

The National Indian Gaming Commission (NIGC) was created by the Indian Gaming
Regulatory Act (IGRA) of 1988 25 U.S.C. §2701, et. seq. The three-person commission
has the authority to take actions for violations of the IGRA, NIGC regulations and tribal
ordinances approved by the NIGC. The mission of the NIGC is to provide fair, firm and
consistent enforcement of IGRA’s requirements to ensure the integrity of Indian gaming
operations.

The NIGC is a small regulatory commission, which became operational in 1993. Since
that time, the NIGC has processed more than 427,422 fingerprint cards. The NIGC
database contains records pertaining to key employces and primary management officials
including the number of individuals that have been licensed, been denied a license or
have had their licenses revoked.

Compliance Report

The NIGC prepares a report for the Secretary of the Interior on tribal compliance with the
IGRA. This report is as of December 31, 2010. The report will continue to be updated
regularly.

The IGRA imposes many requirements on Indian tribes and their gaming operations. This
report focuses on nine key requirements of the IGRA. In reviewing this report, please
keep in mind that regulatory compliance is a dynamic concept - - a tribe may be out of
compliance initially and come into compliance or may be in compliance and then fall out
of compliance. Some compliance factors are ongoing activities, such as the submission
of background checks and suitability determinations. Therefore, this report is a
“snapshot” in time of tribal compliance and is subject to future changes.

In compiling this compliance report, the NIGC relied on lists prepared by the NIGC,
including: a tribal background investigations list, a tribal operations list, a fee assessment
list, and an audit compliance list, and an internal control system compliance letter list.
For compact compliance, the NIGC relied on the Tribal-State Compact List of the Bureau
of Indian Affairs (BIA) and NIGC tribal operations lists.

Under IGRA the major compliance obligations for gaming tribes include: (1) obtaining a
tribal-state compact approved by the Department of the Interior (DOD prior to conducting
class III gaming; (2) submitting investigative reports and suitability determinations on
each key employce and primary management official summarizing the results of the tribal
background investigation; (3) submitting fingerprint cards to the NIGC for processing;
(4) submitting gaming employee applications to the NIGC at the commencement of
employment; (5) adopting a gaming ordinance that has been approved the NIGC; (6)
paying a fee assessment to the NIGC based on gaming revenues; (7) issuing a separate
license for each facility where gaming is conducted; and (8) submitting an annual
independent audit of cach gaming operation to the NIGC.


iz COMPLIANCE REPORT AS OF DECEMBER 371, 2010
(COMPLIANCE BY TRIBE _|TRIGE [COMPLIANCE ITEMS PER OPERATION
‘OPERATIONS RECEIVED SUBMITS
bol Nice SUBMITS WKSHTS JOPERATION| FINANCIAL
APPROVED| APPROVED | FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE] PRINTS st 1 2 | eytRiBE| NIGC

218 x x STATE NISQUALLY TRIBE OF INDIANS

Red Wind Casino WA x x x x
219 x x STATE & NIGC_NOOKSACK INDIAN TRIBE

Northwood Casino WA x x x x

Nooksack River Casino. WA x xX x x
220 x x STATE & NIGC PORT GAMBLE S'KALLAM TRIBE

The Point Casino | WA x x x x
221 x x STATE & NIGC_ PUYALLUP TRIBE OF INDIANS

Emerald Queen Casino |-5 WA x x x x

Emerald Queen Casino at Fife WA xX x x x

8J's Enterprises WA x x x x
222 x x STATE QUINAULT INDIAN NATION

Quinault Beach Resort & Casino WA x x x x
223 x x STATE & NIGC SHOALWATER BAY INDIAN TRIBE

Shoalwater Bay Bingo & Casino WA Lx x x
224 x x STATE & NIGC_SKOKOMISH INDIAN TRIBE

Lucky Dog Casino WA x x x x
225 x x x SNOQUALMIE TRIBE :

Snoqualmie Casino WA x x x x
226 x x STATE & NIGC SPOKANE TRIBE OF INDIANS

Chewelah Casino & Bingo WA x x x

"Two Rivers Casino WA x x x

227 x x STATE & NIGC SQUAXIN ISLAND TRIBE

Litlle Creek Casino WA x x x
228 x x STATE & NIGC SUQUAMISH TRIBE

Clearwater Casino WA x x x x
229 x x STATE & NIGC STILLAGUAMISH TRIBE

Angel of the Winds Casino WA xX x x x
230 x x STATE & NIGC SWINOMISH INDIAN TRIBAL COMMUNITY

Swinomish Northern Lights Casino WA x x x x



86

87

88

89

90

91

92

93

COMPLIANCE REPORT AS OF DECEMBER 31, 2010

COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS, RECEIVED } RECEIVED SUBMITS
bol NIGC SUBMITS FEES WKSHTS |OPERATION FINANCIAL,
APPROVED| APPROVED FINGER STATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS st 12 4 2 BY TRIBE NIGC
x x STATE MASHANTUCKET PEQUOT TRIBE
Foxwoods High Stakes Casino CT xX xX x xX x x
x x STATE MOHEGAN TRIBE OF INDIANS
Mohegan Sun Casino CT x x x xX x x
x STATE MICCOSUKEE TRIBE OF INDIANS OF FLORIDA
Miccosukee Indian Bingo & Gaming FL x x xX x x x
x x x SEMINOLE TRIBE
Seminole Indian Casino - Caconut Creek FL xX xX XX x x
Seminole tndian Casino - Hailywood FL xX xX Kx x x
Seminole Indian Casino - Brighton FL xX xX x xX x x
Seminole Indian Casino - tmmokatee FL x xX x xX x x
Seminole Hard Rack Hote! & Casino - Hollywood FL xX XK xX x x
Seminole Hard Rock Hotel & Casino - Tampa FL xX xX x xX x x
Seminole Indian Casino - 8ig Cypress FL x XxX x xX x x
x x x OMAHA TRIBE OF NEBRASKA
Casino Omaha 1A x LATE
Lucky 77 NE XL xL x LATE
x x x SAC & FOX TRIBE OF MISSISSIPPI IN IOWA
Meskwaki Bingo & Casino A xX xX xX x LATE
x x x WINNEBAGO TRIBE OF NEBRASKA
Winnavegas Casino A x x x x x x
Native Star Casino NE x xX x XxX x x
iron Horse Bar & Casino NE x Xx xX xX x x
x x x COEUR D'ALENE TRIBE
Coeur d'Alene Casino ID xX xX XxX x x
x x x KOOTENAI TRIBE OF IDAHO
Kootenai Gaming Enterprise ID bee Le x x
x x x NEZ PERCE TRIBE
Clearwater River Casino 1D xX xX XX x x
it'se Ye-Ye- Bingo & Casino 1D x xX xXx x x



COMPLIANCE REPORT AS OF DECEMBER 31, 2010

118

119

120

122

123

COMPLIANCE BY TRIBE TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED SUBMITS
bor NIGC SUBMITS WKSHTS [OPERATION FINANCIAL
APPROVED] APPROVED FINGER STATEMENT|STATEMENT LICENSED | AUDITS TO
COMPACT | ORDINANCE PRINTS. ST 1 (2 BY TRIBE NIGC

x x STATE LOWER SIOUX INDIAN COMMUNITY :
Jackpot Junction MN xX Xx x x

x x STATE MILLE LACS BAND OF CHIPPEWA INDIANS .
Grand Casino Hinckley MN x xX x x
Grand Casino Mille Lacs MN xX xX x x

x x STATE PRAIRIE ISLAND INDIAN COMMUNITY
Treasure Istand Casino & Bingo MN xX Xx x x

x x STATE RED LAKE BAND OF CHIPPEWA INDIANS
Seven Clans - Warroad MN x x x x
Seven Clans - Red Lake MN x XxX x x
Seven Clans - Thief River Falls MN xX XxX x x

x x STATE SHAKOPEE MDEWAKANTON SIOUX COMMUNITY
Little Six Casino MN x Xx x x
Mystic Lake Casino MN x x x x

x x STATE UPPER SIOUX COMMUNITY
Prairie Edge Casino Resort MN x_ Xx x x