alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EX-10.3



 Exhibit 10.3 
 Non-Employee Director Compensation Information 
 Sunesis Pharmaceuticals, Inc. has
established the following annual compensation for non-employee members of its board of directors as follows. 
 CASH
COMPENSATION: 
 Board member: $40,000 
 In addition, each non-employee member of the board of directors is eligible to receive: 
 Board Chair: $20,000 
 Audit Committee Chair: $20,000 

Compensation Committee Chair: $15,000 
 Nominating and Corporate Governance Committee Chair: $7,500 
 Audit Committee
member: $10,000 
 Compensation Committee member: $7,500 
 Nominating and Corporate Governance Committee member: $5,000 
 In addition, all non-employee
directors are reimbursed for out-of-pocket expenses incurred in attending board of directors and committee meetings. 
 EQUITY
COMPENSATION: 
 Initial Grant—Number of options to purchase shares of common stock: 30,000 

Annual Grant—Number of options to purchase shares of common stock: 20,000
EX-4.1



 Exhibit 4.1 

 
 



 
 LPC INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR
CERTAIN DEFINITIONS CUSIP 53630X 10 4 FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.0001 PAR VALUE, OF LIPOCINE INC. transferable only on the books of the Corporation in person or by duly authorized attorney, upon surrender of this
Certificate properly endorsed. This Certificate is not valid unless countersigned by the Transfer Agent and Registered by the Registrar. IN WITNESS whereof, the facsimile signatures of the Corporation’s duly authorized officers. Dated:
SECRETARY PRESIDENT COUNTERSIGNED AND REGISTERED: GLOBEX TRANSFER, LLC (DELTONA, FL) TRANSFER AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE LIPOCINE INCORPORATION SPICEMEN 







 



 
 UNIF GIFT MIN ACT– Custodian (Cust) (Minor) under Uniform Gifts to Minors Act
(State) The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM TEN ENT JT TEN as tenants in common as
tenants by the entireties as joint tenants with right of survivorship and not as tenants in common Additional abbreviations may also be used though not in the above list. of the common stock represented by the within Certificate, and do hereby
irrevocably constitute and appoint to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated For value received, hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY
OR OTHER IDENTIFYING NUMBER OF ASSIGNEE Shares Attorney PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE, OF ASSIGNEE SIGNATURE(S) GUARANTEED: THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE
FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATSOEVER. NOTICE:
CERTIFICATION PURSUANT TO
18 U.S.C. Section 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002







In connection with the Quarterly Report of Sentry Petroleum Ltd. (the "Company") on Form 10-Q for the period ended November 30, 2009 as filed with the Securities and Exchange Commission on the date here of (the "report"), I, Raj Rajeswaran, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:



(1)

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)

The information contained in this Report fairly presents, in all material respects, the financial condition and results of operations of the Company.







Dated this 6th day of January, 2010.

| |     |                                                           
| | --- | ----------------------------------------------------------
| |     |                                                           
| | BY: | RAJ RAJESWARANRaj Rajeswaran, 
Principal Executive Officer
[Federal Register Volume 74, Number 120 (Wednesday, June 24, 2009)]
[Notices]
[Pages 30181-30182]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E9-14806]


-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION

[License No. 02/72-0625]


Founders Equity SBIC I, L.P.; Notice Seeking Exemption Under 
Section 312 of the Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Founders Equity SBIC I, L.P., 711 Fifth 
Avenue, 5th Floor, New York, NY 10022, a Federal Licensee under the 
Small Business Investment Act of 1958, as amended (``the Act''), in 
connection with the financing of a small concern, has sought an 
exemption under Section 312 of the Act and Section 107.730, Financings 
which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Founders Equity SBIC I, L.P. proposes to provide equity security 
financing to CORE Business Technology Solutions, 201 West 103rd Street, 
Indianapolis, IN 46290. The financing will provide the company with 
additional capital to fund its acquisition program and working capital 
requirements.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Founders Equity NY, L.P., an Associate of 
Founders Equity SBIC I, L.P., owns more than ten percent of CORE 
Business Technology Solutions and therefore CORE Business Technology 
Solutions is considered an Associate of Founders Equity SBIC I, L.P. as 
defined in Sec.  107.50 of the Regulations.
    Notice is hereby given that any interested person may submit 
written comments on the transaction to the Associate Administrator for 
Investment, U.S. Small Business Administration, 409 Third Street, SW., 
Washington, DC 20416.


[[Page 30182]]


    Dated: June 9, 2009.
Harry Haskins,
Acting Associate Administrator for Investment.
[FR Doc. E9-14806 Filed 6-23-09; 8:45 am]
BILLING CODE 8025-01-P
#### In the Matter of Blanche Hunter, Deceased. JPMorgan Chase Bank, N.A., Appellant; Margaret Hunter et al., Respondents.

Submitted June 24, 2013;

decided August 29, 2013

Motion for leave to appeal dismissed upon the ground that the order sought to be appealed from does not finally determine the proceeding within the meaning of the Constitution.
#### Alexander Breytman, Appellant, v Roberta S. Schechter, as Executor of Donald Schechter, Deceased, et al., Respondents, et al., Defendant.

Submitted May 13, 2013;

decided June 25, 2013

Motion for leave to appeal dismissed for failure to demonstrate timeliness as required by the Rules of the Court of Appeals (22 NYCRR) § 500.22 (b) (2). Motion for poor person relief etc. dismissed as academic.
#### Barbara Coleman, by Her Attorney-in-Fact, Mazilee Coleman, on Behalf of Herself and All Others Similarly Situated, Respondent, v Richard F. Daines, M.D., Individually and as Commissioner of the New York State Department of Health, et al., Appellants.

Submitted August 6, 2012;

decided August 28, 2012

Motion by Empire Justice Center et al. for leave to file a brief amici curiae on the appeal herein granted and the proposed brief is accepted as filed. Two copies of the brief must be served and 19 copies filed within seven days.
Exhibit 10.4 - Summary Pension Plan




Exhibit 10.4


SUMMARY OF SUPPLEMENTAL PENSION PLAN OF PHILIP MORRIS IN SWITZERLAND 


Supplemental Pension Plan of Philip Morris in Switzerland 
Plan Summary


	
		
	Overview:
	The supplemental plan is a non-qualified plan that provides retirement, disability and death benefits to executives whose benefits would otherwise be limited by the compensation cap under the Swiss social security legislation. The purpose of this plan is to provide an employee with the same benefits the employee would have been entitled to receive from the Philip Morris Pension Fund in Switzerland (Main plan and IC pension plan) without taking into consideration the cap, and it is not intended to otherwise increase the benefits promised under the Pension Fund.

	 
	 

	Eligible population:
	Swiss-based employees either in salary band D or above or with Main plan pensionable earnings in excess of the salary limit described in article 79c of the Federal Law on Occupational Retirement, Survivors’ and Disability Pension Plans (LPP), currently CHF 842’400.- per year.

	 
	 

	Benefits:
	Benefits from the supplemental plan are generally equal to: 
- the benefits from the Pension Fund without taking into account the salary cap 
- less the benefits entitlement from the Pension Fund 
- less the unpaid personal contribution due to the salary cap.

	 
	 

	Employee contribution:
	None.

	 
	 

	Company contribution:
	100% funded by the company under a non-qualified trust arrangement (separate legal entity).

	 
	 

	Time and form of payment:
	Lump sum payment, generally at retirement, disability, death or termination of employment, if the plan’s Board of Trustees determines in its sole discretion that the employee is entitled to benefits from the supplemental plan.

	 
	 

	Tax impact:
	Benefits are taxable to the employee and subject to social security deductions upon distribution. Tax and social security gross-up will be applied.
Unassociated Document


Exhibit 10.10


 


ASSIGNMENT OF TRADEMARK AND TRADEMARK APPLICATION


 


Whereas, International Alliance Solutions, LLC, a Limited Liability Company of the State of New York, has adopted, used, and is using a mark for which a trademark application has been filed in the United States Patent and Trademark Office, application serial no. 85/461,313 for the mark CODESMART, filed on November 1, 2011 (hereinafter "applied for mark"); and


 


Whereas,  THE CODESMART GROUP, INC., a corporation of the state of Nevada, having an appointed registered agent of Vcorp Services, LLC, 1645 Village Center Circle Suite 170, Las Vegas, Nevada 89134, is desirous of acquiring said applied for mark and the trademark application thereof;


 


Now therefore, for good and valuable consideration, receipt of which is hereby acknowledged, said International Alliance Solutions, LLC does hereby assign unto the said THE CODESMART GROUP, INC. all right, title and interest in and to the applied for mark, together with the good will of the business symbolized by the applied for mark, and the above identified trademark application for the applied for mark thereof.


 




	Dated:   May 7, 2013	 	/s/ Ira Shapiro	 
	 	 	
Signature

	 
	 	 	
BY: Ira Shapiro


CEO of


International Alliance Solutions, LLC

	 












State of _________________________


 


County of ________________________


 


On this __________ day of ______________, 2013, before me appeared Ira Shapiro, the person who signed this instrument, who acknowledged that he signed it as a free act.


 



	 	 	 
	 	

Signature of Notary Public
#### In the Matter of Linda Salvati, an Incapacitated Person. Julie Stoil Fernandez, Appellant. George J. McCormack, Nonparty Respondent.

Submitted May 7, 2012;

decided June 27, 2012

Motion for leave to appeal dismissed upon the ground that the orders sought to be appealed from do not finally determine the action within the meaning of the Constitution.
II 

111TH CONGRESS 

2D SESSION S. 3633 

To amend the Solid Waste Disposal Act to improve a provision relating 

to Federal procurement of recycled materials to reduce greenhouse gas 

emissions. 

IN THE SENATE OF THE UNITED STATES 

JULY 22, 2010 

Mr. CARPER (for himself and Ms. SNOWE) introduced the following bill; which 

was read twice and referred to the Committee on Environment and Public 

Works 

A BILL 

To amend the Solid Waste Disposal Act to improve a provision relating to Federal procurement of recycled materials to reduce greenhouse gas emissions. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. FEDERAL PROCUREMENT OF RECYCLED MATE4 RIALS TO REDUCE GREENHOUSE GAS EMIS5 SIONS. 

6 Section 6002(c) of the Solid Waste Disposal Act (42 

7 U.S.C. 6962(c)) is amended— 

8 (1) by striking ‘‘(1) After the date’’ and insert9 ing the following: 


jbell on DSKDVH8Z91PROD with BILLS
2 

•S 3633 IS

1 ‘‘(1) IN GENERAL.—After the date’’; 

2 (2) by redesignating paragraphs (2) and (3) as 

3 paragraphs (4) and (5); 

4 (3) in paragraph (1)(C)— 

5 (A) by inserting ‘‘subject to paragraph 

6 (3),’’ before ‘‘are only available’’; and 

7 (B) by striking the last sentence; and 

8 (4) by inserting after paragraph (1) the fol9 lowing: 

10 ‘‘(2) RELATIONSHIP TO BUREAU OF STAND11 ARDS GUIDELINES.—Any determination under para12 graph (1)(B) shall be made on the basis of the 

13 guidelines of the Bureau of Standards in any case 

14 in which the material is covered by those guidelines. 

15 ‘‘(3) UNREASONABLE PRICE RESTRICTION.— 

16 For a product containing at least 25 percent recov17 ered materials, a price in the amount of not more 

18 than 110 percent of the bid price of the highest19 ranked competing product containing zero or de 

20 minimis recovered materials shall not be considered 

21 an unreasonable price under paragraph (1)(C).’’. 

Æ 


jbell on DSKDVH8Z91PROD with BILLS
EXHIBIT
32.1





CERTIFICATION
OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO


18
U.S.C. SECTION 1350 AND EXCHANGE ACT RULES 13a-14(b)
AND 15d-14(b)


(Section 906
of the Sarbanes-Oxley Act of 2002)





In
connection with the Quarterly Report of Neuralstem, Inc. (the “Company”) on Form
10-Q for the period ending March 31, 2010, as filed with the Securities and
Exchange Commission on the date hereof (the “Report”), I, I. Richard Garr,
certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906
of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge and
belief:





(1)
            The
      Report fully complies with the requirements of Section 13(a) or 15(d) of
      the Securities Exchange Act of 1934;
and





(2)
            The
      information contained in the Report fairly presents, in all material
      respects, the financial condition and results of the operation of the
      Company.





/s/ I. Richard
      GarrI.
      Richard GarrChief
      Executive OfficerNeuralstem,
      Inc




This
certification accompanies the Report pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by
the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes
of Section 18 of the Securities Exchange Act of 1934, as
amended.





A signed
original of this written statement required by Section 906 has been
provided to the Company and will be retained by the Company and furnished to the
Securities and Exchange Commission or its staff upon request.
# Director’s Innovation Speaker Series: Developmental Cognitive Neuroscience in the Era of Big Data

### ** Date      

### ** Location

## Overview

Damien Fair PA-C, Ph.D.**, highlighted positive developments in functional neuroimaging with the potential to put the field on a more solid footing moving forward and realize the translational potential of these non-invasive methodologies.

The field of cognitive neuroscience, particularly developmental cognitive neuroscience, continues to evolve in ways that its founders may not have recognized nearly 50 years ago. The past decade has witnessed the emergence of a series of openly available, large-scale (N > 1000) neuroimaging data resources, spanning a range of populations and experimental designs. Over the same period, the growth of small N studies (N ~ 1-10) with massive amounts of within-subject imaging (>10 hrs) and phenotyping have also emerged. These “big data” areas have brought about new concepts and technologies but have also highlighted new challenges and pitfalls in the field.  On the one hand, these growing pains revealed the promise of the work for understanding complex human brain function and its translational potential. On the other hand, it exposed practices slowing progress.

Modern-day efforts toward characterizing correspondence of complex behavioral phenotypes to networks and systems in the brain require new sample collection strategies, study designs, and analytic strategies. During his talk, Dr. Fair highlighted positive developments in functional neuroimaging with the potential to put the field on a more solid footing moving forward and realize the translational potential of these non-invasive methodologies.

## Recording

Read transcript.

## About Dr. Damien Fair

Dr. Fair is a founding co-director of the Masonic Institute for the Developing Brain and a professor in the Department of Pediatrics at the University of Minnesota Medical School. Dr. Fair’s research focuses on mechanisms and principles underlying child and adolescent brain development. Most of his work uses functional MRI and resting-state functional connectivity MRI to assess typical and atypical populations.

## About the Director’s Innovation Speaker Series

The National Institute of Mental Health (NIMH) established the Director’s Innovation Speaker Series to encourage broad, interdisciplinary thinking in the development of scientific initiatives and programs, and to press for theoretical leaps in science over the continuation of incremental thought. Innovation speakers are encouraged to describe their work from the perspective of breaking through existing boundaries and developing successful new ideas, as well as working outside their primary area of expertise in ways that have pushed their fields forward. We encourage discussions of the meaning of innovation, creativity, breakthroughs, and paradigm-shifting.

## Sponsored by

Division of Extramural Activities
```

[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[S. 3634 Introduced in Senate (IS)]

111th CONGRESS
  2d Session
                                S. 3634

  To amend the Internal Revenue Code of 1986 to clarify the types of 
energy conservation subsidies provided by public utilities eligible for 
                           income exclusion.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                             July 22, 2010

 Mr. Bingaman (for himself and Mr. Udall of New Mexico) introduced the 
 following bill; which was read twice and referred to the Committee on 
                                Finance

_______________________________________________________________________

                                 A BILL

 
  To amend the Internal Revenue Code of 1986 to clarify the types of 
energy conservation subsidies provided by public utilities eligible for 
                           income exclusion.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. CLARIFICATION OF TYPES OF ENERGY CONSERVATION SUBSIDIES 
              PROVIDED BY PUBLIC UTILITIES ELIGIBLE FOR INCOME 
              EXCLUSION.

    (a) In General.--Section 136 of the Internal Revenue Code of 1986 
is amended by redesignating subsection (d) as subsection (e) and by 
inserting after subsection (c) the following new subsection:
    ``(d) Net Metering or Net Billing Programs; Renewable Energy 
Credits.--
            ``(1) In general.--For purposes of this section, the term 
        `subsidy' includes amounts received by a customer from a public 
        utility--
                    ``(A) to pay for electricity generated from an 
                energy conservation measure under a net metering or net 
                billing program, or
                    ``(B) to pay for renewable energy credits 
                attributable to an energy conservation measure.
            ``(2) Limitation.--The amount treated as a subsidy for any 
        taxable year by reason of paragraph (1)(B) shall not exceed an 
        amount equal to--
                    ``(A) $2,000, multiplied by
                    ``(B) the whole number of years worth of renewable 
                energy credits that are sold by the customer.
            ``(3) No basis reduction.--Subsection (b) shall not apply 
        with respect to property any portion of the basis of which is 
        attributable to an amount described in paragraph (1).''.
    (b) Effective Date.--The amendments made by this section shall 
apply to amounts received after the date of the enactment of this Act.
                                 <all>
```
**Exhibit
      99.4**








CERTIFICATE
      PURSUANT TO


18
      U.S.C.
      SECTION 1350


AS
      ADOPTED PURSUANT TO


SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002








In
      connection with the Quarterly Report (the “Report”) on the Form 10-QSB of
      Mortlock Ventures Inc. (the “Company”) for the six months ended December 31,
      2006, as filed with the Securities and Exchange Commission on the date hereof,
      I, William Timmins, Chief Accounting Officer, Chief Financial Officer and
      Director, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant
      to
      Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge
      and belief:





1.
      The
      Quarterly Report fully complies with the requirements of Section 13 (a) or
      15
      (d) of the Securities and Exchange Act of 1934, as amended; and





2.
      The
      information contained in this Quarterly Report fairly presents, in all material
      respects, the financial condition and results of operation of the
      Company.








Date:
      January 17, 2007





WILLIAM
      TIMMINS


William
      Timmins


Chief
      Accounting Officer


Chief
      Financial Officer and Director










-1-
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<NAME> GEODYNE ENERGY INCOME LTD. PARTNERSHIP II-C
       
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<FISCAL-YEAR-END>                          DEC-31-1997
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