2015 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

7-13-2015

Joseph Sargent v. USA

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"Joseph Sargent v. USA" (2015). 2015 Decisions. Paper 720.

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ALD-243 NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

___________

No. 15-1083

___________

JOSEPH G. SARGENT,

Appellant

v.

UNITED STATES OF AMERICA

____________________________________

On Appeal from the United States District Court

for the District of New Jersey

(D.C. Civil No. 1-13-cv-04918)

District Judge: Honorable Jerome B. Simandle

____________________________________

Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)

or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6

June 18, 2015

Before: RENDELL, CHAGARES and SCIRICA, Circuit Judges

(Opinion filed: July 13, 2015)

_________

OPINION*

_________

PER CURIAM

 

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not 

constitute binding precedent.
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Joseph Sargent appeals pro se from the dismissal of his Federal Torts Claims Act

(FTCA) claim. For the following reasons, we will summarily affirm.

I.

Sargent brought this Federal Tort Claims Act (FTCA) action in August 2013 as a

result of two incidents where he claims to have been assaulted by fellow inmates at Fort 

Dix Federal Correctional Institution (FCI-Fort Dix). He claimed that prison officials 

acted negligently when they failed to place him in protective custody after he reported an 

extortion attempt by another inmate, who physically assaulted Sargent a few hours later. 

He also alleged that he was “negligently transferred” to another housing unit in the same 

prison, where he was known among the inmates as a “snitch,” but he did not allege a 

specific harm resulting from this transfer. Sargent further alleged that prison officials 

were aware that he had been threatened by a gang on a different occasion but again failed 

to place him in protective custody. He alleged that this failure led to his assault by “five 

masked men” during a power outage in the prison caused by Hurricane Sandy.

Sargent filed an administrative claim in December 2012, which the Bureau of 

Prisons (BOP) denied on May 31, 2013. Sargent timely filed this action with the District 

Court, naming as defendants the United States of America, the warden of FCI-Fort Dix, 

and a unit manager within the prison. The defendants moved to dismiss, and Sargent 

responded with a letter requesting that the individual defendants be dismissed and that the 

case proceed against the United States alone. On December 15, 2014, the District Court 

granted Sargent’s request, and, in the same opinion, granted the defendants’ motion to 
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dismiss. The District Court held that the United States was immune from liability in this 

case because the conduct that Sargent complained of was protected by the FTCA’s 

“discretionary function” exception. Sargent appealed.

II.

We have jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review 

over the District Court’s order dismissing Sargent’s complaint, see Allah v. Seiverling, 

229 F.3d 220, 223 (3d Cir. 2000), and over the applicability of the discretionary function 

exception to the waiver of sovereign immunity, see Mitchell v. United States, 225 F.3d 

361, 362 (3d Cir. 2000).

III.

The United States has sovereign immunity from civil liability, except in cases 

where it consents to be sued. See United States v. Bormes, 133 S. Ct. 12, 16 (2012). The 

FTCA offers a limited waiver of the federal government's sovereign immunity as to the 

negligent acts of government employees acting within the scope of their employment.1 

28 U.S.C. §§ 2671-80. Thus, in certain circumstances, prisoners may invoke the FTCA 

to seek damages for injuries received while in confinement. United States v. Muniz, 374 

U.S. 150, 153 (1963). However, the FTCA is subject to exceptions, such as the 

 

1 FTCA claims are governed by the substantive tort law of the state where the acts or 

omissions occurred, in this case, New Jersey. See Ciccarone v. United States, 486 F.2d 

253, 257 (3d Cir. 1973). We note at the outset that although Sargent asserted that prison 

officials acted negligently, he did not make any attempt to address the elements of 

negligence, nor did he point to any specific statutes, regulations, or prison policies that 

might bear upon his claim.
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discretionary function exception, which provides that no liability shall lie for claims 

“based upon the exercise or performance or the failure to exercise or perform a 

discretionary function or duty . . . whether or not the discretion involved be abused.” See

28 U.S.C. § 2680(a).

To determine whether the discretionary function exception to the waiver of 

immunity applies, a court must determine (1) whether the act involves an element of 

judgment or choice, rather than a course of action prescribed by a federal statute, 

regulation, or policy; and (2) even if the challenged conduct involves an element of 

judgment, whether that judgment is of the kind that the discretionary function exception 

was designed to shield. Mitchell, 225 F.3d at 363.

The BOP conduct at issue in this case – the alleged failure to protect Sargent from 

his assailants – is governed by a federal statute which requires the BOP to provide for the 

“protection” and “safekeeping” of inmates in its care. See 18 U.S.C. § 4042(a)(2), (3). 

As the District Court explained, however, this statute leaves the implementation of these 

duties to the discretion of BOP officials. Moreover, there is no federal statute, regulation,

or policy that requires the BOP to take a particular course of action to ensure an inmate's 

safety from attacks by other inmates. We note, too, that federal law does not specifically 

address the protection and safekeeping of prisoners during a natural disaster such as a 

hurricane. See, e.g., Freeman v. United States, 556 F.3d 326, 337-38 (5th Cir. 2009). 

Accordingly, we agree with the District Court that the acts of the BOP officials in 

this case clearly involved an element of judgment or choice, thereby satisfying the first 
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prong of the Mitchell analysis. See Cohen v. United States, 151 F.3d 1338, 1342 (11th 

Cir. 1998) (explaining that “even if § 4042 imposes on the BOP a general duty of care to 

safeguard prisoners, the BOP retains sufficient discretion in the means it may use to 

fulfill that duty to trigger the discretionary function exception.”).

As to the second prong of the Mitchell test, a judgment as to how best to protect 

one prisoner from attack by another “is of the kind that the discretionary function 

exception was designed to shield.” 225 F.3d at 363 (quotation omitted); see, e.g., Bell v. 

Wolfish, 441 U.S. 520, 547–48 (1979) (holding that prison administrators should be 

afforded wide-ranging deference in implementing and executing policies because 

discretion is needed to preserve internal discipline and maintain institutional security); 

Whitley v. Albers, 475 U.S. 312, 321–22 (1986) (prison officials have discretionary 

power over the safety of the institutions they operate). Indeed, courts have routinely held 

that federal prisoners’ FTCA claims for injuries by fellow inmates are barred by the 

discretionary function exception. Calderon v. United States, 123 F.3d 947, 950–51 (7th 

Cir. 1997) (discretionary function exception applied to FTCA claim for government's 

failure to protect plaintiff from attack by cellmate); Cohen, 151 F.3d at 1340–45 

(reversing judgment in favor of prisoner who brought an FTCA action for injuries 

sustained as the result of an attack by another inmate). In sum, because both prongs of 

the Mitchell test are satisfied here, we conclude that the District Court correctly 

determined that Sargent’s claim was barred by the discretionary function exception to the 

FTCA.
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IV.

For the foregoing reasons, we will summarily affirm the judgment of the District 

Court.