(9)

(10)

(uy

(12)

any gaming devices, equipment or supplies
for the purposes of examination and
inspection;

Seize from the premises of the TGO or
other tribally-licensed gaming operation,
remove, and/or impound, any unauthorized
or illegal gaming devices, equipment or
supplies, including without limitation
Cheating Devices;

Remove to another location or locations for further
inspection and investigation, any and all records,
and any and all gaming equipment and devices,
and/or parts thereof, located upon the premises of
the TGO or other tribally-licensed gaming
operation; .

Require the TGO or any other tribally-licensed
gaming operation to provide to the Agency, within
twenty-four (24) hours, all records concerning:

(a) Sanctions levied by the TGO against
any TGO Employee or levied by
any other tribally-licensed gaming
operation against any licensed
employee;

(b) Performance evaluations by
the TGO of any TGO
Employee, or any other
tribally-license gaming
operation of any licensed
employee;

(c) Written or oral disciplinary
actions by the TGO against
any TGO Employee or any
other tribally-licensed
gaming operation against any
licensed employee.

Require the TGO with respect to any TGO
Employee. or any other tribally-licensed


20.

21.

shall be different from each
other and from the keys to
locks securing the contents
of the Drop Boxes (of the
two keys to the Soft Count
Room, one (1) key (to the
door knob lock) shall be
maintained and controlled by
Security Operations, and the
second key (to the dead bolt
lock) shall be maintained and
controlled the Agency).

Commission Regulations 22.050(2) and 22.050(3), regarding shift changes, are
amended such that the duties assigned therein to a "Shift Manager" may be
conducted by a "Pit Manager (or Game Employee of greater authority)." For the
purposes of implementing such amendment, each and every reference to "Pit
Manager" in Commission Regulations 22.0050(2) and 22.050(3) shall refer to
"Floor Supervisor (or Game Employee of greater authority).”

Commission Regulation 22.090, regarding the preparation of Fills, is amended
such that duties assigned therein to a "Pit Manager" may be conducted by a
“Floor Supervisor (or Game Employee with greater authority).". For the
purposes of implementing such amendment, each and every reference to "Pit
Manager“ in Commission Regulation 22.090 shall refer to "Floor Supervisor (or
Game Employee of greater authority)."

Commission Regulation 22.100, regarding the preparation of Credits, is amended
to clarify that duties assigned therein to a "Floor Supervisor" may be conducted
by a “Floor Supervisor (or Game Employee with greater authority)." For the
purposes of implementing such amendment to Regulation, each and every
reference to "Floor Supervisor" in Commission Regulation 22.100 shall refer to
"Floor Supervisor (or Game Employee of greater authority)."

Commission Regulation 23.020(1) should be amended to read in its entirety:
(1) Each Drop Box removed from a Gaming
Station shall be transported directly to the
Soft Count Room door by, at a minimum:

(a) one (1) Security Officer; and

(b) one (1) Floor Supervisor (or
Game Employee of greater

13


than Five Thousand Dollars ($5,000.00) from any
such account without a counter-signature from a
Commissioner; and (ii) any designee of the
Director may not draw more than Two Thousand
Five Hundred Dollars ($2,500.00) from any such
account without a counter-signature from the
Director or a Commissioner. The Commission
may, in its discretion, require further or more
restrictive safeguards for the protection of
Commission and Agency assets. Any Agency
Employee (including the Director) authorized to
conduct any transactions relating to any bank
account(s) established pursuant to this
Regulation 4.050 shall be either bonded by a surety
bond or covered by an employee dishonesty
insurance policy, executed by a surety or insurance
company acceptable to the Board and authorized to
do business in the State of Washington, which
bond or insurance policy shall be payable to the
Tribe in an amount not less than One Hundred
Thousand Dollars ($100,000)."

Commission Regulation 5.010 is amended to read in its entirety:

"An Agency Inspector shall be present in the TGO
Estabishment during all hours in which gaming
activity occurs, or is expected to occur, and shall
have immediate access to any and all areas of all
gaming operations for the purposes of investigating
and enforcing compliance with the provisions of
the Compact, tribal Ordinance Nos. 55 and S5A,
these Regulations, and other laws and regulations
applicable to such gaming operations. In order to
ensure that the Agency has such immediate access,
the Director may, in his discretion, require the
TGO to provide the Agency with a master key to
all doors within or upon the TGO Establishment.”

Commission Regulation 6.020 is amended to read in its entirety:

"At any time during the conduct of an investigation
authorized by these Regulations, the Commission,
the Director, and Agency Inspectors specifically
authorized to do so by the Director. shall have the

wn


(b)

(c)

(d)

(e)

(f)

(g)

(h)

a)

0)

Renewal TGO Application -
$10,000.00

Initial Entity
Application/headquarters in
Washington State --
$1,500.00

Renewal Entity
Application/headquarters in
Washington State -- $500.00

Initial Entity
Application/headquarters not
in Washington State --
$2,500.00

Renewal Entity
Application/headquarters not
in Washington State --
$750.00

Initial Employee Application
for Class II gaming
activity/residing in
Washington State -- $225.00.

Initial Employee Application
for Class III gaming
activity/residing in
Washington State -- $25.00
plus the then-current
Washington State Gambling
Commission fee for state
certification

Renewal Employee
Application for Class II or
Class IIIf gaming
activity/residing in
Washington State -- $25.00

Initial Employee Application
for Class II gaming


Marie M. Zackuse, Secretary

Superintondont’s approval pursuant

to AaUtheritias to 209 DM
Secretary Order No.
Secretary's: Order No. 3150, 10
Bulletins

4%, 15 and Aman
sitland Area
1994,

Yon dateg ie.
Slgnaturo ba

Date SLi. S- .

therato,
BIAM Bulle

15


“NATIONAL

-| INDIAN
1), GAMING OCT 24 1995
Commission

Stanley Jones, Chairman
Tulalip Tribes of Washington
6700 Totem Beach Road
Marysville, Washington 98721

Dear Chairman Jones:

This letter responds to your request for review and approval
of the amendment to Ordinance No. 55A of the Tulalip Tribes of
Washington (Tribe). The amendment to the ordinance was adopted
by the Tribe by Ordinance No. 55A-1 on July 15, 1995.

Under the IGRA and the regulations of the National Indian
Gaming Commission (NIGC), the Chairman is directed to review
amendments to ordinances with respect to the requirements of the
IGRA and the implementing regulations. Thus, the scope of the
Chairman's review and approval is limited to the requirements of
the IGRA and the NIGC regulations. I have determined that the
amendment does not fall within this scope and, therefore, is not
subject to my review and approval.

Thank you for submitting the amendment to Ordinance No. 55A
of the Tulalip Tribes of Washington. The NIGC staff and I
continue to look forward to working with you and the Tribe in
implementing the IGRA.

Sincerely yours,

Harold A. Ffonteau
Chairman

cc: Douglas L. Bell, Esq.
Tom Gobin

1850 M STREET NW SUITE 250 WASHINGTON DC 20036 TEL 202-632-7003 FAX 202 632-7066



(5) Employee (Class II or Class III) -- $25.00
(6) In-state Entity -- $250.00
(7) Out-of-state Entity: $500.00

Provided, however, that if a Tribal Gaming License
or license renewal is denied, then the Agency shall
promptly refund any amount actually received for
such annual license fee."

10. The Subsections of Commission Regulation 7.120 are renumbered to reflect that
there are Subsections (1) through (7).

11. | Commission Regulation 9.010 is amended to read in its entirety:

"The licensing provisions in this Regulation 9 shall
apply in the case of tribal licensing of any
manufacturers and suppliers of gaming services, in
addition to the licensing provisions of Regulation 7
and, if applicable, Regulation 8."

12. Commission Regulation 9.040 is renumbered to Commission Regulation 9.030,
such that there is no longer a Commission Regulation 9.040.

13. Commission Regulation 11.010(2)(cc) is amended to read in its entirety:

(cc) The Licensee, or Person In Control of an
Entity Licensee, has failed to immediately
notify the Agency of any criminal charge
filed against the Licensee, or Person In
Control of an Entity Licensee, and of any
criminal conviction, whether such charge or
conviction arise under Federal, State or
Tribal law.

14. Commission Regulation 14.010 is amended to add a new Subsection (3) as
follows:

(3) The TGO shall have a Chief Operating
Officer to whom all TGO operational

divisions shall ultimately report.

15. Commission Regulation 15.040(1) is amended to read in its entirety:

ll


ORDINANCE NO. 554-1 SEP 5 ggg

AN AMENDMENT TO TRIBAL ORDINANCE 55A
PROMULGATED BY THE BOARD OF DIRECTORS OF
THE TULALIP TRIBES OF WASHINGTON (the "Board")
enacting a technical correction and minor modification to
Ordinance 55A and adopting minor amendments and technical
corrections to Tulalip Tribal Gaming Commission Regulations 1
through 25.

WHEREAS, on May 16, 1995, the Board adopted Tribal Ordinance 55A;

WHEREAS, the Board has determined that Section 6 of Ordinance 55A contained a
numbering error;

WHEREAS, to address such error, the Board must make a technical correction to
Ordinance 55A;

WHEREAS, Tribal Ordinance 55A specifically adopted Tulalip Tribal Gaming
Commission Regulations 1 through 25;

WHEREAS, the Tulalip Tribal Gaming Commission (the "Commission") adopted
Regulations | through 25 by Commission Resolution No. 2 as of June 12, 1995;

WHEREAS, the Commission has determined that certain Commission Regulations
require some minor modifications and corrections to accurately reflect the intent of the
Commission and the Board; and

WHEREAS, to address such issues, the Commission has adopted Commission
Resolution No. 3 approving, subject to this Board’s adoption, various amendments to the
above-referenced Commission Regulations;

NOW THEREFORE, BE IT ENACTED BY THE BOARD that:
A. Section 3(f) of Ordinance 55A is hereby amended to read in its entirety:

(f) Before entering the duties of office, each Commissioner
shall: (i) enter into a surety bond or provide employee dishonesty
insurance and/or public official error and ommission insurance,
paid for the Commission and executed by a surety or insurance
company authorized to do business in the State of Washington
and acceptable to the Board, such bond or insurance to be payable
to the Tribe in an amount not less than One Hundred Thousand

Dollars ($100.000) and conditioned upon such Commissioner’ sRANCH GF TRIBAL OPERATIONS
PUGET SOUND AGENCY

1 AUG 02 1995

OFFICIAL 1niBAL ACTION
RECEIVED


Commission Employee, the Director, or an Agency Employee.

(f) The Regulations proposed by the Commission shall define
the powers of the Commission delegated to the Director, and may
authorize the Director to further delegate such powers to Agency
Inspectors and other Agency Employees.

(g) The regulations attached hereto as Commission
Regulations 1-25, are adopted as part of this Tribal Ordinance No.
55A and are incorporated herein by reference. The Commission
and the Director shall have the authority provided for therein in
addition to any other authority conferred by tribal ordinance.

(h) The Director may propose, and the Commission may
review, revise, and preliminarily approve, additional rules and
regulations on all subjects addressed in the attached
Regulations 1-25, for submission to, and review, revision as
appropriate and final adoption by, the Board. In conjunction with
such approval and adoption, the Commission shall prepare revised
Regulations marked with the month and year of such revisions
which shall, upon adoption by the Board, be substituted for the
Regulations initially attached to Tribal Ordinance 55A and
attached thereafter in accordance with this Section 6(h).

ji The Commission shall not repeal or modify any
Regulation adopted by the Board; provided that the Commission
may suspend or modify internal control provisions of
Regulations 13-25, where necessary to assure the operational
integrity of the TGO. The Commission shall immediately provide
written notice to the Board of any such suspension or modifica-
tion, and may, on its own motion, sustain, modify or reverse such
action.

Cc. The following amendments to the following Commission Regulations, previously
approved by the Commission pursuant to Commission Resolution No. 3, are hereby adopted
by the Board:

I. Commission Regulation 1.060 is amended to read in its entirety:

"These Regulations, and any amendments,
additions or modifications thereto, shall be
effective upon the date of their adoption by the
Board of Directors of the Tribe. These
Regulations shall apply retroactively to all Tribal