alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
**EXHIBIT 31.1**

 

CERTIFICATIONPURSUANT TOSECTION 302 OF THESARBANES-OXLEY ACT OF 2002

 

I, Herbert M. Stein, certify that:

 

1.               I have reviewed this quarterly report ofApogee Technology, Inc.;

 

2.               Based on my knowledge, this report does notcontain any untrue statement of a material fact or omit to state a materialfact necessary to make the statements made, in light of the circumstances underwhich such statements were made, not misleading with respect to the periodcovered by this report;

 

3.               Based on my knowledge, the financialstatements, and other financial information included in this report, fairlypresent in all material respects the financial condition, results of operationsand cash flows of the registrant as of, and for, the periods presented in thisreport;

 

4.               The registrant’s other certifying officer(s)and I are responsible for establishing and maintaining disclosure controls andprocedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e) for theregistrant and have:

 

a)              designed such disclosure controls andprocedures, or caused such disclosure controls and procedures to be designedunder our supervision, to ensure that material information relating to theregistrant, including its consolidated subsidiaries, is made know to us by otherswithin those entities, particularly during the period in which this report isbeing prepared;

 

b)             evaluated the effectiveness of theregistrant’s disclosure controls and procedures and presented in this reportour conclusions about the effectiveness of the disclosure controls andprocedures, as of the end of the period covered by this report based on suchevaluation; and

 

c)              disclosed in this report any change in theregistrant’s internal control over financial reporting that occurred during theregistrant’s most recent financial quarter (the registrant’s fourth fiscalquarter in the case of an annual report) that has materially affected, or isreasonably likely to materially affect, the registrant’s internal control overfinancial reporting;

 

5.               The registrant’s other certifying officer(s)and I have disclosed, based on our most recent evaluation of internal controlover financial reporting to the registrant’s auditors and the audit committeeof the registrant’s board of directors (or persons performing the equivalentfunction):

 

a)              all significant deficiencies and materialweaknesses in the design or operation of internal control over financialreporting which are reasonably likely to adversely affect the registrant’sability to record, process, summarize and report financial information; and

 

b)             any fraud, whether or not material, thatinvolves management or other employees who have a significant role in theregistrant’s internal control over financial reporting.

 

 
| Date:  August 14, 2003               |
|-------------------------------------------|
|                                      |
| /s/ Herbert M. Stein                      |   |
| Herbert M. Stein, Chairman  of the Board, |
| President and Chief  Executive Officer    |

 

----
<PAGE>

Exhibit 32.1

                            18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         In connection with the AnnualReport of Atlas Mining Company on Form
10-KSB for the period ending March 30, 2004 as filed with the Securities and
Exchange Commission on the date hereof, I, Robert Steele, Chief Executive
Officer and Principal Financial Officer of the Company, certify, pursuant to 18
U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of
2002, that:

         1. The Report complies with the requirements of section 13(a) or 15(d)
of the Securities Exchange Act of 1934; and

         2. The information contained in the Report fairly presents, in all
material respects, the financial condition and result of operations of the
Company.

/s/ William T. Jacobson                                       March 30, 2004
------------------------------------
William T. Jacobson
Chief Executive Officer and
Principal Financial Officer
EXHIBIT 3.01(a)


                         CERTIFICATE OF RETIREMENT
                OF 5 1/2% SERIES A CONVERTIBLE EXCHANGEABLE
                              PREFERRED STOCK
                  OF AIR & WATER TECHNOLOGIES CORPORATION


      Air & Water Technologies Corporation, a corporation organized and
existing under the General Corporation Law of the State of Delaware (the
"Company"), in accordance with the provisions of Section 103 thereof,
hereby certifies as follows:

      FIRST: That the Certificate of Designation (the "Certificate of
Designation") of the 5 1/2% Series A Convertible Exchangeable Preferred
Stock, par value $.01 per share (the "Series A Preferred Stock"), provides
that shares of Series A Preferred Stock which have been issued and
reacquired by the Company in any manner shall (upon compliance with any
applicable provisions of the laws of the State of Delaware) be canceled and
shall not be available for reissue or redesignation.

      SECOND: That pursuant to the Certificate of Designation, the Company
is authorized to issue 1,200,000 shares of Series A Preferred Stock, all of
which have been issued.

      THIRD: That the Company has reacquired 1,200,000 shares of Series A
Preferred Stock, representing all of the issued and outstanding shares of
Series A Preferred Stock.

      FOURTH: That the Company hereby retires the 1,200,000 shares of
Series A Preferred Stock reacquired, reducing to zero the number of
authorized shares of Series A Preferred Stock.

      IN WITNESS WHEREOF, Air & Water Technologies Corporation, pursuant to
Section 243(b) of the General Corporation Law of the State of Delaware, has
caused this Certificate to be executed and acknowledged by its duly
authorized officers, this 6th day of February 1998.

                               AIR & WATER TECHNOLOGIES CORPORATION

                               By:  /s/Douglas A. Satzger
                                  -------------------------------------
                                  Name:  Douglas A. Satzger
                                  Title: Senior Vice President, General
                                            Counsel and Secretary
COURT OF APPEALS

SECOND DISTRICT OF TEXAS

FORT WORTH

NO. 02-13-00266-CR

NO. 02-13-00291-CR

JOSE ALONSO ARREDONDO APPELLANT

V.

THE STATE OF TEXAS STATE

----------

FROM CRIMINAL DISTRICT COURT NO. 1 OF TARRANT COUNTY

----------

MEMORANDUM OPINION1

----------

Pursuant to a plea bargain, Appellant Jose Alonso Arredondo pled guilty to 

burglary of a habitation and to evading arrest or detention with a vehicle and pled 

true to the habitual offender allegations in each case. The trial court followed the 

plea bargain, convicting Appellant of each offense, entering a deadly weapon 

finding on the evading arrest or detention with a vehicle judgment, and

 1

See Tex. R. App. P. 47.4.
2

sentencing him to twenty-five years’ confinement for each offense, with the 

sentences to run concurrently. Appellant filed a timely pro se notice of appeal in 

each case.

For each case, the trial court’s certification states that this is a pleabargained case, that Appellant has no right of appeal, and that Appellant had 

waived the right of appeal. Accordingly, we informed Appellant by letter on June 

19, 2013 that these cases were subject to dismissal unless he or any party 

showed grounds for continuing the appeals on or before July 1, 2013.2

 

Appellant’s appointed counsel timely responded, indicating that Appellant’s 

appeals should be dismissed because the trial court followed the plea bargain 

and did not reserve issues for appeal.

We therefore dismiss these appeals.

3

PER CURIAM

PANEL: DAUPHINOT, GARDNER, and WALKER, JJ.

DO NOT PUBLISH

Tex. R. App. P. 47.2(b)

DELIVERED: August 1, 2013

 2

See Tex. R. App. P. 25.2(a)(2), 25.2(d).

3

See Tex. R. App. P. 25.2(d), 43.2(f).
DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA

FOURTH DISTRICT

JOEL JASMIN,

Appellant,

v.

STATE OF FLORIDA,

Appellee.

No. 4D17-299

[November 1, 2018]

Appeal from the Circuit Court for the Seventeenth Judicial Circuit, 

Broward County; Jeffrey R. Levenson, Judge; L.T. Case No. 09-20924 

CF10A.

Michael B. Cohen of Michael B. Cohen, P.A., Fort Lauderdale, for 

appellant.

Pamela Jo Bondi, Attorney General, Tallahassee, and Paul Patti, III, 

Assistant Attorney General, West Palm Beach, for appellee.

PER CURIAM.

Affirmed.

TAYLOR, CONNER and KUNTZ, JJ., concur.

* * *

Not final until disposition of timely filed motion for rehearing.
AMENDMENT TO RESTRICTED STOCK AGREEMENT


 


Amendment (this “Amendment”)
dated as of July 12, 2013 to the Restricted Stock Agreement (the “Agreement”) dated May 16, 2012 by and between TG
Therapeutics, Inc. (the “Company” or “TG”) and Michael S. Weiss (“Weiss”). All capitalized
terms not otherwise defined herein shall have the meanings given to them in the Agreement.


 


WHEREAS, on May 16, 2012 Weiss received
a grant of 1,500,000 restricted shares of TG common stock, $0.001 par value, and pursuant to the Agreement 375,000 of such shares
(the “Shares”) are set to vest upon the first date that the Company achieves a Market Capitalization of $300 million;


 


WHEREAS, the Company believes that it is
in its best interest to amend the vesting schedule in the Agreement; and


 


WHEREAS, the Company and Weiss have agreed
to amend the Agreement.


 


NOW THEREFORE, in consideration of the foregoing
and of the mutual covenants hereinafter set forth, the parties agree as follows:


 


1.           Amendments.


 


The vesting schedule on page 1
of the Agreement with regard to the Shares shall be amended by deleting the phrase “The first date that the Company achieves
a Market Capitalization (as defined herein) of $300 million” and inserting the phrase “The later to occur of: (a) the
first date that the Company achieves a Market Capitalization (as defined herein) target of $300 million and (b) December 15, 2014”.


 


2.           Effect
on the Agreement.


 


(a)          Upon
the effectiveness of this Amendment, each reference in the Agreement to “this Agreement” “hereunder”, “hereof”,
“herein” or words of like import shall mean and be a reference to the Agreement as amended hereby.


 


(b)          Except
as expressly amended, the Agreement and all other documents and agreements executed and/or delivered in connection therewith, shall
remain in full force and effect.


 


3.           Governing
Law.


 


This Amendment shall be binding
upon and inure to the benefit of the parties hereto and their respective successors and assigns and shall be governed by and construed
in accordance with the laws of the State of New York. 


 


4.           Counterparts.



 


This Amendment may be executed
by the parties hereto in one or more counterparts, each of which shall be deemed an original and all of which when taken together
shall constitute one and the same agreement.


 




    	 



    	 



    

 


IN WITNESS WHEREOF, TG Therapeutics, Inc.
and Michael S. Weiss have executed this Amendment to the Restricted Stock Agreement as of the date first written above.


 


	 	TG THERAPEUTICS, INC.
	 	 
	 	By:	/s/ Michael S. Weiss
	 	 	Michael S. Weiss
	 	 	Chief Executive Officer


 


	 	/s/ Michael S. Weiss
	 	Michael S. Weiss


 








    	- 2 -
Growth of Tribal Ga

Revenues

1995 to 2005

10.96

8.50

5.46 6.30 7.45

9.80

12.82

14.7

05

10152025

1995 1996 1997 1998 1999 2000 2001 200

B illions

Tribal Gaming Revenues
MOTION DOCKET

96-1389.

#### State v. Schlosser.

Montgomery App. Nos. 14968 and 14976. On motion for leave to participate in oral argument. Motion denied.

Douglas and Pfeifer, JJ., dissent.
Electronically FiledIntermediate Court of Appeals3064413-MAR-201310:20 AM
[Federal Register Volume 74, Number 117 (Friday, June 19, 2009)]
[Notices]
[Page 29230]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E9-14393]


-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

Bureau of Land Management

[F-14944-B; AK-964-1410-KC-P]


Alaska Native Claims Selection

AGENCY: Bureau of Land Management, Interior.

ACTION: Notice of decision approving lands for conveyance.

-----------------------------------------------------------------------

SUMMARY: As required by 43 CFR 2650.7(d), notice is hereby given that 
an appealable decision approving lands for conveyance pursuant to the 
Alaska Native Claims Settlement Act will be issued to Tozitna, Limited, 
for the Native village of Tanana. The lands are in the vicinity of 
Tanana, Alaska, and are located in:

Fairbanks Meridian, Alaska

T. 2 N., R. 20 W.,
    Secs. 5 and 8.

    Containing approximately 914 acres.

T. 3 N., R. 20 W.,
    Secs. 6, 7, and 9;
    Secs. 13 to 16, inclusive;
    Secs. 21 to 24, inclusive;
    Secs. 27 and 28;
    Secs. 33 and 34.

    Containing approximately 8,013 acres.

T. 3 N., R. 21 W.,
    Secs. 1 and 12.

    Containing approximately 705 acres.

T. 4 N., R. 21 W.,
    Secs. 34 and 35.

    Containing approximately 1,060 acres.
    Aggregating approximately 10,692 acres.

The subsurface estate in these lands will be conveyed to Doyon, Limited 
when the surface estate is conveyed to Tozitna, Limited. Notice of the 
decision will also be published four times in the Fairbanks Daily News-
Miner.

DATES: The time limits for filing an appeal are:
    1. Any party claiming a property interest which is adversely 
affected by the decision shall have until July 20, 2009 to file an 
appeal.
    2. Parties receiving service of the decision by certified mail 
shall have 30 days from the date of receipt to file an appeal.

Parties who do not file an appeal in accordance with the requirements 
of 43 CFR part 4, subpart E, shall be deemed to have waived their 
rights.

ADDRESSES: A copy of the decision may be obtained from: Bureau of Land 
Management, Alaska State Office, 222 West Seventh Avenue, <greek-i>13, 
Anchorage, Alaska 99513-7504.

FOR FURTHER INFORMATION CONTACT: The Bureau of Land Management by phone 
at 907-271-5960, or by e-mail at <a href="/cdn-cgi/l/email-protection#385953165a5455165b57564e5d4159565b5d785953165a5455165f574e"><span class="__cf_email__" data-cfemail="2e4f45004c4243004d4140584b574f404d4b6e4f45004c424300494158">[email protected]</span></a>. Persons 
who use a telecommunication device (TTD) may call the Federal 
Information Relay Service (FIRS) at 1-800-877-8330, 24 hours a day, 
seven days a week, to contact the Bureau of Land Management.

Hillary Woods,
Land Law Examiner, Land Transfer Adjudication I.
[FR Doc. E9-14393 Filed 6-18-09; 8:45 am]
BILLING CODE 4310-JA-P


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ex10-10.htm


Exhibit 10.10







Third Amendment to Employment Agreement


 


    This Third Amendment to Employment Agreement (the “Third Amendment”) is entered into on July 5, 2013 (the “Effective Date”), by and between Ivan Braiker (the “Executive”) and Augme Technologies, Inc., a Delaware corporation (the “Company”).


 


    WHEREAS, on August 25, 2011, the Executive and the Company entered into an Employment Agreement (the "Original Agreement"); and


 


    WHEREAS, on November 28, 2011, the Executive and the Company entered into an Amendment to the Original Agreement (the "First Amendment"); and


 


    WHEREAS, on May 7, 2013, the Executive and the Company entered into an Amendment to the Original Agreement (the “Second Amendment”); and


 


    WHEREAS, the Executive and the Company have agreed to enter into this Third Amendment to further amend the Original Agreement, as amended, effective March 22, 2013, the date of Board approval.


 


    NOW, THEREFORE, the Executive and the Company agree as follows:


 


    1.  Amendment to Section 6.  The following paragraph included at Section 6 of the Original Agreement, as amended by the First Amendment, which states:







you will receive one-percent (1%) Transaction Fee for your participation in the realization of the monetization of the Company’s intellectual property either through: a) a settlement agreement; b) license agreement (except for licenses entered into in the ordinary course of the Company’s business); or c) asset sale during the period of directorship and extending six months thereafter.







    shall be deleted in its entirety and nothing shall appear in its place.


 


    2.  Affirmation of Remaining Terms and Conditions.  The Company and the Executive affirm that all of the other terms and conditions of the Original Agreement, as amended, shall continue in full force and effect.












IN WITNESS WHEREOF, the parties have executed this Third Amendment as of the date first set forth above.







COMPANY


AUGME TECHNOLOGIES, INC.









By:  /s/ Todd Wilson                                                                           


Todd Wilson, Chairman of the Board







EXECUTIVE









/s/ Ivan Braiker                                                                           


Ivan Braiker
#### The People of the State of New York, Respondent, v Henry M. Wright, Appellant.

[976 NYS2d 900]

Resentence unanimously affirmed. Counsel’s motion to be relieved of assignment granted *(see People v Crawford,*71 AD2d 38 [1979]). (Appeal from Resentence of Erie County Court, Michael F. *1387Pietruszka, J. — Assault, 2nd Degree). Present — Scudder, P.J., Fahey, Peradotto, Garni and Valentino, JJ.
# ARPA-H
<TABLE> <S> <C>

<ARTICLE> 5
       
<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          JUN-30-1998
<PERIOD-END>                               SEP-30-1997
<CASH>                                              20
<SECURITIES>                                         0
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                                    20
<PP&E>                                               0
<DEPRECIATION>                                       0
<TOTAL-ASSETS>                                      20
<CURRENT-LIABILITIES>                            2,729
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         1,330
<OTHER-SE>                                     (4,039)
<TOTAL-LIABILITY-AND-EQUITY>                        20
<SALES>                                              0
<TOTAL-REVENUES>                                     0
<CGS>                                                0
<TOTAL-COSTS>                                        0
<OTHER-EXPENSES>                                  (24)
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                                   (24)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                               (24)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                      (24)
<EPS-PRIMARY>                                   (0.00)
<EPS-DILUTED>                                   (0.00)
        

</TABLE>
EXHIBIT 4.1

    

    

    

    

    OHIO VALLEY BANC CORP.

    420 Third Avenue

    Gallipolis, OH  45631

    (740) 446-2631

    

    

    August 15, 2022

    

    

    Securities and Exchange Commission

    100 F Street, N.E.

    Washington, D.C.  20549

    

    

    RE: Ohio Valley Banc Corp. – Form 10-Q for the six months ended June 30, 2022

    

    

    Gentlemen:

    

    

    Ohio Valley Banc Corp., an Ohio corporation (“Ohio Valley”), is today filing a Quarterly Report on Form 10-Q for the six months ended June 30, 2022
      (the “Form 10-Q”), as executed on August 15, 2022.

    

    

    Pursuant to the instructions relating to the Exhibits in Item 601(b)(4)(iii) of Regulation S-K, Ohio Valley hereby agrees to furnish the
      Commission, upon request, copies of instruments and agreements defining the rights of holders of its long-term debt and of the long-term debt of its consolidated subsidiaries, which are not being filed as exhibits to the Form 10-Q.  No such
      instrument or agreement represents long-term debt exceeding 10% of the total assets of Ohio Valley Banc Corp. and its subsidiaries on a consolidated basis.

    

    

    

    

    Very truly yours,

    

    

    	
            /s/Larry E. Miller, II

          
	
            Larry E. Miller, II

          
	
            President and Chief Executive Officer

          
	
            Ohio Valley Banc Corp.
<TABLE> <S> <C>

<ARTICLE> 5
       
<S>                                            <C>
<PERIOD-TYPE>                                 6-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-START>                             JAN-01-1998
<PERIOD-END>                               JUN-30-1998
<CASH>                                         249,717
<SECURITIES>                                         0
<RECEIVABLES>                                4,408,100<F1>
<ALLOWANCES>                                         0
<INVENTORY>                                     87,878
<CURRENT-ASSETS>                             4,848,259
<PP&E>                                         601,827<F2>
<DEPRECIATION>                                       0
<TOTAL-ASSETS>                              15,187,793
<CURRENT-LIABILITIES>                        6,215,750
<BONDS>                                      7,422,075<F3>
<PREFERRED-MANDATORY>                          211,863<F4>
<PREFERRED>                                          0
<COMMON>                                       376,500
<OTHER-SE>                                     961,605
<TOTAL-LIABILITY-AND-EQUITY>                15,187,793
<SALES>                                      3,936,739
<TOTAL-REVENUES>                                     0
<CGS>                                        1,895,101
<TOTAL-COSTS>                                3,576,513
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             345,334
<INCOME-PRETAX>                                 48,043
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    48,043
<EPS-PRIMARY>                                      .01
<EPS-DILUTED>                                      .01
<FN>
<F1>NET OF ALLOWANCES
<F2>NET OF DEPRECIATION
<F3>LONG-TERM DEBT
<F4>REDEEMABLE WARRANTS
</FN>
        


</TABLE>