A1 W. Milham, Chairperson 

Forest County Potawatomi Community 

P.O. Box 340 

Crandon, Wisconsin 54520 

Dear Chairperson Milham: 

This letter responds to your request to review and approve 

the amendment to the tribal gaming ordinance of the Forest County 

Potawatomi Community (Community). The amendment to the ordinance 

was adopted by the Community by Resolution GC006-93, on July 24, 

1993, as amended on October 15, 1993, and approved by the 

Chairman of the National Indian Gaming Commission (NIGC) on 

November 8, 1993. This letter constitutes approval under the 

Indian Gaming Regulatory Act (IGRA). 

Under the IGRA and the regulations of the NIGC, the Chairman 

is directed to review amendments to ordinances with respect to 

the requirements of the IGRA and the implementing regulations. 

Thus, the scope of the Chairmanfs review and approval is limited 

to the requirements of the IGRA and the NIGC regulations. 

Thank you for submitting the amendment to the tribal gaming 

ordinance of the Community. The NIGC staff and I continue to 

look forward to working with you and the Community in 

implementing the IGRA. 

Sincerely yours, 

Chairman 

cc: Virginia Jacobson, chairperson, 

Forest County Potawatomi 

community ~aming commission 

hhomas B. ~eff elf inger , Esq. 
FEB 16 '95 12:33PM F C 1 NITY - 

Resolution No. GW1 - 95 

WHEREAS, the Foresc County Potawatd Community ie a duly 

constituted Tribal Government in accordance with all the 

provisions of the Foreest County ~otawatomi Constitution and ByLaws ("Constitution and By-Lawsn) adopted on June 5, 1982, 

pursuant to the Indian Reorganization Act of June 18, 1934 (P.L. 

73-383), AND 

WHEREAS, on February 1, 1993, pursuant to its authority under 

the Constitution and By-Laws the Forest County Potawatomi General 

Council ("General Council") by and through a special Resolution 

approved and adopted the Forest County Potawatomi Community of 

Wisconsin Gaming Control Ordinance (ll~aming Control Ordiaance ) , which amended the Forest County ~otawatomi ~ommunity of Wisconsin 

Bingo Control Ordinance, created the Forest County Potawatomi 

Community Gaming Commission ("Gaming ~odssion~), and assigned 

to the Gaming Commission certain authority and duties, AND 

WHEREAS, on July 24, 1993, the General Council adopted and 

approved the Forest County Pocawatomi Community Class I1 and 

Class I11 Gaming Or2inance ("Class 11 and Class I11 Gaming 

Ordinancev) by and through Resolution No. GC006-93, which further 

defined the duties and authority of the Gaming Commission, AND 

WHEREAS, Resolution No. GC006-93 misstated its intent, which was 

to adopt and approve the.Class I1 and Class 111 Gaming Ordinance 

and reaffirm the creation of the Gaming Commission through the 

Gaming 'control Ordinance enacted by the special Resolution of 

February 1, 1993, AND 

WHEREAS, pursuant to the Gaming Control Ordinance, Class I1 and 

Class III Gaming Orclinance, and Gaming Regulations, the gamin6 

Commission is authorized to, among other things, regulate Type A 

and Type B gaming licenses, as defined in those ordinances and 

regulatione, and is required to provide certain rights to 

applicants for or holders of such licenses, AM3 

WHEREAS, pursuant to iLe authority the Gaming Commission has 

adopted the Forest County Potawatomi Gaming Commission Gaming 

Regulations, and amendments thereto (nGaming Regulationsw), AND 
FEB 16 '95 12:34PM F C :C ~ITY - . . 

Page 2 - Resolution No. GCC[)I-~S 

WHEREAS, the Gaming Commission has prepared the Forest County 

Potawatomi Comnity Gaming Commission Rules of Licensing 

Procedure ("Rules of ProcedureN) for use in the licensing 

process, AND 

WHEREAS, the Gaming Comieeion has submitted the Gaming 

Regulations and the Rules of Procedure for approval and adoption 

by the General Council, NOW TREREFORE BE IT 

RESOLVED, that the Gaming Control Ordinance remains in full force 

and effect except to the extent that the Class 11 and Class I11 

Gaming Ordinance is inconsistent with ic, AND BE IT FURTHER 

RESOLVED, that the Class II and Class 111 Gaming Ordinance is 

hereby amended as follows: 

1) to insert the phrase "of February 1, 1993, amending the 

Bingo Control Ordinance and adopting the Gaming Control 

Ordinancew in the blank space following the phrase "and 

limitations established in resolutionn in Section 111. of the 

Class I1 and Class IIf Gaming Ordinance, AND 

2) to insert a comma and the phrase "unless the Gaming 

Commission pursuant to the requirements of federal law orders 

that the information be revealed" after the phrase "in the course 

of the investigationn and before the period at the end of Section 

VII.C.2., AND BE IT FURTHER 

RESOLVED, that Resolution No. GC006-93 ia hereby amended to 1 

insert the phrase "the Forest County Potawatomi Corranrnity Class 

I1 and Class XIS Gaming Ordinance; the Forest County Potawatomf 

Community Gaming Commission, created by the'adoption of the 

Forest County Potawatomi Community of Wisconsin Gaming Control 

ordinance through Resolution on February 1, 1993," in place of 

the phrase "No. GC006-93 of the General Council of the Forest 

County Potawatomi CommunityN, AND BE IT FURTHER 
Page 3 - Resolution NO. WI-~S 

RESOLVED, that the Gaming Codssion has at all times had and 

continues to have the composition, term, authority, 

responsibility and limitations established in the Gaming Control 

Ordinance and Class 11 and Class 1x1 Gaming Ordinance, AND BE IT 

FURTHER 

RESOLVED, that the General Council approves and adopts the Gaming 

Regulations and all amendments thereto previously adopted by the 

Gaming Commission, AND BE IT FURTBER 

RESOLVED, that the General Council approves and adopts the Rules 

of Procedure prepared by the Gaming Commission, effective the 

date upon which the Gaming Commission enacted them conditioned 

upon approval by the General Council, AND BE IT FURTHER 

RESOLVFD, that the Gaming Control Ordinance, Class 11 and Class 

I11 Gaming Ordinance, Gaming ~egulations, and the Rulee of 

Procedure shall remzin in full force and effect and shall govern 

the authority, reponsibilities, and license hearing procedures of 

the Gaming Commission until repealed or amended by the General 

Council. 

1, bru 30-cham , the undersigned Secretary of 

the Forest County Potawatomi General Council, do hereby certify 

that 1 I CB' members constituted a qa.o,rum at a wting duly calle - 

!d, convened, and held on rhe -/ lm day of MWL~ 4 

said resolution was duly adopted by an affSrma'tive 

. d. ----- - - - 

amended in any way. 

Tribal ~ecretary 

Forest County Potawatomi 
FEB 16 '95 12:35PM F C - C' MITY 

I. 

RESOLUTION NO. CA- i G -f+ % (&,&sQn, 

WHBREAS, the 'Foreat County Potawatd Comnnrnity Gaming C~eaion (warning Camiaeionn) is authorized to 

regulate Type A and Type B gaming licensee and irr 

required to provide certain rights to applicants for or 

holdera of such licenses; and 

, the Gaming ComLesion ha6 prepared the Forest County 

Patawatmi Conrirsunity Gantlllg Conmietaion Rules of 

Liceneing Procedure ("ules of Procedureg) for uae in 

the licensing process; and 

WHEREAS, the Gaming CoxrmLseSon will subanit the Rules of 

ProceUure for approval and adoption by the Poreet 

County Potawatd Comnunity General Council; NOW 

THEREFORE BE IT 

REGOLVBD, that the Gaming Cosrrmieeion herewith adopts and approves 

the Rules of Procedure, effective immediately and 

conditioned upon the adoption and approval of the Rules 

of Procedure by the Forest County Potawaeomi Cmity 

General Council. 

I certify that 0x1 the i f3 day of ~*C~L~\.-~~W& C] 1995, Che 

Gaming Cornmisston of the Forget county Potawa ozrununity of 

~ierconein did adopt the foregoing regulations by a vote of 

for, : against, an8 c.3 ab~taining. 

secretary / ktikc: \ 
FEB 16 '95 12:%FTl F C K YITY ? ? .' 

WHBREAG, the Gaming Cddaion of the Forest County Potawatomi 

Co~rrmurrity ("the Gaming ~ssiona) has the authority 

and reegoneibilfty to regulate the gaming enterpkirree 

owned or operated by the Forest County Potawatomj. 

Community of wisconein (mthe Ccammityr) t and 

WHBREAS, the Caming Comniseion Ma conaluded that it is 

inappropriate to pennit gaming at enterprirem owned or 

operated by the Cammity, by members of the Gaming Canmiasion, the mcecutive Council of the Caulmuaity, 

employees of the Gaming Commission, and erqloyees of 

the Ccunmunityfa gaming enterprises; and 

WHEREAS, pursuant to its authority the Gaming Conaniaeion adopted 

the Forest County Potawatomi Gaming Cdosion Gaming 

Re lat5oaa by Resolution No. 191-30 on July 15;1993, 

an r certain anrendments thereto by Resolution No. 08-17- 

94-FCPGC on uguglt 17, 1994 (OGBming Regulationsm) to 

enable the Gaming Caxmiseion to fulfill its dutiee; and 

WHEREAS, pursuant to its authority the Gaming Comaieeion adopted 

the Poreet County ~otat~atomi Con'ununity Gaming 

Colmmiseion Rules of Licensing Procedure by Resolution 

No. ~~:~/,j;i,~on e10-4:jf (wRule8 of Procedurew) to 

govern t e proceee of regulating gaming licebees; and 

WHEREAS, the Gaming Cdasion will subPmit the Gaming 

Regulatione and the Rulee of Procedure for approval by 

the Foreet County Potawatami Cdmmunity General Council 

("General CouncilM) ; and 

WHEREAS, the Gaming Regulatiom must be harmonized with the 

Rules of Procedure submitted for General Council 

adoption and approval; NOPO THBRgB0IU BE IT 1 

' RESOLVED, that the Gaming Cde~ion doee herewith ameh Sections 

VII., VIXI.B., XVIII-B., XIX. of the =Ilg 

Regulatiorm, delete eection X1X.C of the Gaming 

Regulations, and add new sections IX,B., IX.C.,,and 

1X.D. to the Wng ~egulatione, to read as folloow: 

Vf l: ." CRIMINAL AND BACKGROUND RBSTRXCTIONS 

.A. nt Pr-. No person may be employed by 

the Cuinxnunity in the operation or conduct of Claee I1 . 
, FEE 16 '95 12:36PM F f C MITY 

or Class I11 gaming, and the Cmnity shall not pennit 

a gaming related contractor to employ any pefeon in the 

course of performance under the contract, or to be an 

officer or shareholder of a gaming management 

contractor, it that person: 

1. Has been convicted of, or entered a plea of guilty 

or no contest to, any of the following, unleas the 

person haa been pardoned: 

a. A felony, other than a felony conviction for 

an offense under ~~ubdivinian b., c., or d., 

during the immediately preceding ten (10) 

yeara . b. Any gambling-related offexuse. . 

c. Fraud or miarepresentation in any connection. 

d. A violation of any provision of chapter8 561 

or 565, Wie. Stats., a rule promulgated by 

the Wisconsin Lottery Board, Wiscnnain Racing 

Board, Wisconsin Gtate Gaxning Commission, or ' 

a Camunity ordinance regulati'ng or 

prohibiting gdng. 

2. Has been determined by the Gamfng COaani~sian to be 

a person whoee current or prior activities, 

criminal record if any, or reputation, habits, and 

associations pose a threat to the public interest 

or to the effective regulation and.contro1 of 

gaming, or create or enhance the dangers of 

unsuitable, unfair, or illegal gracticee, methode, 

or activitie8.h the operation ot gaming or the 

carrying on of the business and financial 

arrangements incidental thereto. 

B. . The restriction in paragra h, 

mEuZ:l*!$Efif an applicant or employee Pf 

the General Council of t h e Community waives such 

restriction by resolution after the applicant or 

employee has dem~lstrated to the General Council 

evidence of sufficient rehabilitation and greeept fitness. 

C. entioq. The Community shall have primary 

responsibility for the inve8ttgations and 

determinations under thia section, and 8-11 retain for 
a period of at leaat aeven (7) years, all recar& 

relating to such investigations and detednatlone. 

ry O~~ 

A. 

- "" 

No person shall semi as a Primary Mana ement Official or a Key Employee unlesu they have 

rece 9 ved from the Wng Cosrrmieraion a prwisioabl or 

permanent Type A License, As used in section MX.D., "the Cd88h22" or 'the mng Cds~ion, when used 

alone, means the Potawatomi Cannuunity Gaming Conrmissian. 

rv - maw OEfidal Def iaea. #Primary 

Management officialw ahall fnclude'any of the 

folldngpereone: (i) the person having 

management responsibility for a management 

contract; (it) any person who has authorit 

hire and fire emplloyees , or to set up work go policy for a gam ng operation; and (iii) the chi 

financial officer or other person who has 

financial management reaponiibility for a gaming 

operaiion. 

Vee Dew* "Key EmployeeD shall 

include any of the following permne: (i) Bingo 

caller; tii) counting room superviaor; (iii) chief 

of security; (iv) custodian of gaming auppliee or 

cash; (v) floor manager; (vi) pit boss; (vii) 

dealer; (viii) croupier; (ix) approver of credit; 

(x) custodian of gambling devices, including 

pereons with access to cash and accounting reconls 

withia such devices; (xi) any person whose total 

cash compeneation exceede $50,000.00 per year; 

(xii) the four. most highly ccxupenaaced pergons in 

a gaming operation; (xiii) surveillance personnel; 

(xiv) accounting etaf f; (xv) any person with 

authority to disburse funds for, or appEove ah&menr~ of, materialr or supplies; and (mi 1 all 

mernberer and employees of the Cdssion., 

3. r w. Before beginning -ch=on seeing a Type r Liceme 

from the Gaming Cdsaion shall complete the 

application £om appearing at Appendix A of these 

Regulatione. 

a. Proce 

In v ess. If the Gaming Cmidaaion , 

employs the applicant, the Gaming Conmission 
shall hmediately: (i) fumieh a copy of the 

completed applicatiun to the National Indian 

Gaming Coarmiseion; and (ii) commence, or 

caulse to be commeacd, a background 

inveetigation with reepect to the applicant. 

b. -A The Caming E%%Fg!Ell inmeaiateiy d the 

application it 1 t receives reliZ~e 

information indicating that the applicant 

does not meet the standards eatabliehed in 

Section VII,A, of these Regulations aad aha21 

pronptly notify the Natimal Indian CamFng Commlssim of any such dendal, Any person or 

encity whoue application f 8 80 dadied shall 

have the right to written notice of the 

reaeons for the cfen.ta.1 and the right to a , 

hearing on the record before the Gamjjrg . 

Cooesaission, in accordance with the prwisions , 

of Bection XIX of these ~egulatfons and the 

Forest Ce~nt)r ~otawa tomf C-ty Gunbzg 

CaamulselIon Rule8 of Licensing Procedure. 

c. mce 0rlkda.l czf Provl sfodaTGamfna C-6ee, 

Upon receiving the results of the background 

investigation, the Gaming Cdssion ehall 

decide whether the applscant is qualif igd for 

a Type A ticense under the stancnards in 

Section V1I.A. of these ~egulations. 

(i) If the Gdng ~ds~icm cancludee 

that the applfcant 58 not eligible, it shall 

deny the application and notify the A&&iaaJ 

Indian Gaffli~~g Cdsslan of the Mal. Aqy 

pezsca or entity whose application i lp ao 

denied ahall hve the right to wrdtten notice 

of the reasans for the denial and the right. 

to a heariug a the record befop& the ) 

Cammissian, in accomce with, thelprovdsiana 

of 8ection XU of t&ese Regulatf ans and the 

Forest Couaty Potawatd Camuznfty m, Commisslfan Rules of ~icenabg Proceduse. 

(ii) If the Gadzag Caanni$~i~~~ concludes 

that the amicant is eligible, the Gaming Canrmissloa shall then f onaard an BligiBili ty 

Report, containing a copy of the reeults of 

the background inveatiqation and a cm of 

the aligibilf ty dete tion, as required by 

25 C.P.R. 5 556,5(b)% to the ~atiorial 
. . FEE 16 '95 12:38PM F C CC YIN 

Indian Gaming Commission. The Gaming 

Comrmission shall notify the applicant of ita 

detemination and shall issue a pmyfsiaadl 

Type A Liceme in the form contained in, 

Appendix A-1 of theae Regulatione. 

(iii) If the Natfonal Indian Camin. . Conanfssion approves ae appli catfon &thin 

thirty (30) days of the time the ~~~ 

Indian Gaming Cammission receivqs the 

BlJgfbdlity Report, the Candssioor 

issue to the applicant a pemanent lype A 

license in tbe fonn appearing at Appeadix A 

of theae Regula tians. 

(ivl If withfa thirty (30) daya of its 

receipt of the Eligibility Report the 

=ti-1 maan (;amfilg ~o~~nissian ~uhmft~ 

objectiam to the Gaming Cdgeian pursuant 

to 25 C.P.R. 1 558.41b), the Gaming, Caanissian ahall reconsider the .applfcatdao . and elf giblli ty de tedngtf on, but may deci d8 

to upbald the earlier elfgfbilfty 

determination. 

fv) If withfn arty (301 rbys'of its 

receApt of the Bligfbili ty Report the 

hkn~ioaal In&= Gaming Cannnig~im mquepts 

additional infonnatAan pursuant to 25 C,F,R, 

S 558.3 (c) , the Gamfng C~esion shall 

respond to the request and shall npt issue a 

permanent license until the hl;atianal XnBian 

Gaming Cammission approves the application. 

(vi) If the Natfonal Indlan Gaming Commission not respornd to the . 

Eligibility Report dthin thirty (3b) dayp of 

the th .it reuei vet3 the Eligibilf Report, the GalQfllg C0d88d0n nlay extend the 

provislanal A If cense issued to the 

applicant as needed. However, aqy li c-e 

iesued by the Ckming C~EJB~M ia at 811 

timer swbject to suspensdnn &y the,lostinrul mai- ~amfng cdssdon pursuant tb 2s 

C.F.R. B 558.5(b). 

(vfi) me Gaming Cammfsrrfon ahall llat 

employ a management offfcfal or key 

employee who lacks 8 me A 1ic~e:sftek ninety (90) dam from the beginudng. of 

enploymeat, except on a case-by-case basis BB 

needed to allow addl tf tmal reaeonable time 

for the completion of the background f nvegtiga ti on, 
FEB 16 '95 12:.38PM F C CC IITY . , 

a. SllsQ&a&n of ticense. ti) 

Bum-. The Wng Caarunissioa shall 

immediately suspend any Type A Licenee if it 

is directed to do.80 by the ~ational 1ndian 

Oaming Commieaim under the provirionu of 25 

C.F.R. .I 558.5, or if the Wng Caaumiasion 

makes the requisite finding under Rule 7 of 

the Forest County Pota-tad C'ammdw Gdg 

Cdssion Rules of Licensing Procedure. Any 

person or entity whose Type A license la 

nded shall have the right to mitten 

not musi? ce of the reasons For the termination and 

the'right to a hearing on the record before the Cdesion, in accordance with the 

prwisione of Section XIX of these 

Regulations and the Forest Counw Potamtad 

Cdmaudity Wng Cdssion Rules of 

Licensing Procedure. 

(ii) . me88 the 

oaalng cnmmidbbe ,of license under Section VII.D.3.e., aftmitten notice of propose8 suwioa sad a 

hearing in accordance with the Forest Coamty 

~otawtd CPmmuni ty Gaming Cdsai~ Rules 

of ticemring Procedure, the Cdasion ghall 

suspend any Type A licentre if the Cdssion 

caneludes that the person doerr not meet the 

staadar&for~loymentinsectian VI1.A. of , 

these ~egulatf ma. The ang ~d8mion 

shall notify the licensee and theaNational 

Indian Gaming Coaanisaion of its decision wftb 

respect to the license sugpeneion, a8 . 

provided in the Forest: County Potawammi 

Cannmrni ty Rules of Liceasing Procedure. If 

allowad under applicable ordfnancer~, rules, regulatf am, the If censee raay apply for a 

tdrmtian of the suspedsicm. 

1 

e. ,Rew~aa of License. Unleas the, (iamiag Cdssion orders suspension of the Iicanse 

under Section WI.D.3.d. (ii), aft- riotice of 

propsecl revocatim anci a &wing in. 

accordance wf th the Fore8t Comty Potawtod 

Cdty Wng Canmzfssion Rules of 

Xllcenaing Procedure, the Gaming Cbmissiaa 

shafl revoke any A If c&ae if the 

Comhfssi on concludee that the persan does not 

meet the st.andar& for enploymerrt in section 

VZI.A. of these ~egulatfons. me Gaming 
CoWsafon aha11 notify the licensee and the 

Nati anal Indian mng Copleeion of it8 

decisf on, as pmvf tied in tbe Forest County PotawaW Cwty Rules of Lf cenafng 

Procedure. 

4. e B m. No per~lon shall 

be employed by the Colanrunfty in any Gaming 

Operation unleas they ha- received from the 

Ganing Coaonission a rwieional or permaneat Type 

B Licenee. The prw f sions oi this section ehall 

not apply to Primary Mzwgment Official8 and Key 

Employees. Before beginning enployn&?nt, each 

pereon seeking a Type B Licenee from the Gaming 

Cdesion shall complete the application forni 

appearing at Appendix B of theee Regulations. 

a. 

the applicant, the 

irranediately: (i) iseue to the applicant a 

provisional Type B liceme in the form 

contained at Appendix B-1 of these 

Regulatiods for a period not to exceed ninety 

days, provided that in the went the 

background investigation is not oompleted within ninety days, the CoaPnieeion may, oh a 

case-by-came basis, =tend the term of the 

provisional liceme; and (ii) commence, or 

cause to be comaenced, a background investigation wfth respect to the applicant. 

b. T- of prov- .a 

. The 

Gaming Conunisaion ehall hdiately terminate 

any provieional Type B licesse'and deny the 

application if the Gaming C~saion receives 

reliable information indicating that the 

applicant does not meet th;e etanhrds 1 

established in Section VI1.A. of these 

Replatione. Any person or entity whose 

provisional Type B liceme is termhated and 

applicatian dded shall have the right to 

written notice of the reasons for the, 

termination and dezzfal and the right to a' 

hearing on the record before the Cdeaion, in accordance with the provisions of Section 

XIX of these ~egulatione and the EbreBt 

County ~otawatamf Cmty Gaming ~omnfssi~11? 

Rule# of ticeasing PrOceaUr8. 
FEB 16 '95 12:40PM F C CC :CITY <. 

I . Dpon receiving the 

-ground investigation, the 

Gaming Ccamisaion ehall decide whether the 

applicant is qualified for a permanent Type B 

License under the staadarda An Bection VI1.A. 

of theee Regulatione. 

(1) Xf the Gaming Caclnniss1an canclucks 

that the applicant is not eligible, it ahall 

deny the applicatfo&. Any persa or eaUty Mose appl.ication is so denried shall have the 

right to written notfce of the reasons for the deaial aad the ffght to a hearfng orr the 

record before the Cd8sion, in accordance 

wi tb the provisians of Section JKX of there 

Regulatfoas aud the Forest County Po&awrtad 

Community Gatitfag Cammissf on Rule8 of 

Licensing Procedufe. 

i If the a plicant has been 

determined to be el f gible, the Gkmhg Cammissicm shall notify the applicant and 

issue a permanent ~ype B Liceme in the form 

contained in Appendix 8-1 of theae 

Regulations. 

Susaensign of ' . (i) 22m&&a 

m-. Tmng Cdasion a-11 

immediately euspead any Type B Licenee if it 

is directed to do so by the ~ational'Indian 

Wng Cdesion, or if the Gaming 

Ccucuniasion makes the requisite finding: under 

Rule -7 of the mrert County Potaaatami 

Cw~nf ty -9 CanInf~BiaZI Rule8 of 

tfceasfng Procedure. Any person or eatity 

whose 2Lpe B licenae i~ suspended shall have 

the right to written notice of the rearroad 

for the termination and the right to a 

hearing on the record before the Canmission, 

in accordance with the prariaidaa of 8ection 

XIX of these Regulatiom and cbe Foreae 

county mmvatomi c-ty ~aming C~SS~O~ 

Rule8 of Licaefnq Procedure. 

(iil &d&sate ' . Dales8 'the 

Qaming Camis~ian od-tian of the 

license under Seetfpn VII.D.Q.e., aft- ' 

written notice of proposed sumsican and a 

heardng la accordance with the Foreat Couuty 

Potawatamf Caamnrnf ty Wng Cdssdan Rules 

of ~AcensAng Procedure, the Cammi~sion &all 

auepepd any B llicenae if the Carmnisoim 
, , FEB 16 '95 12: 4m F c cePiIw 

conclude8 that the perean does not meet the 

standards for emgploynrent fn sectfon VI1.A. of 

these Regulations. Gaming Cdsadon 

shall notify the If censee and the mtioaal 

Indian Gaming Carnmissfan of its decAsian with 

respect to the license suspensfan, as 

pmvi ded in the Foreat County Potawatd 

Gaming Commissicrn Rules of Licensing 

Pzocedure. If allowed under a@dca&le 

ordhiimces, nales, and regulatians, the 

lic-ee may apply for a termination of the 

susp~foa. 

e. Evocation of License. Wee8 the Gaming Cammiaatfan orders suspensf on of tho Iicenaa 

under Section VII.D.4.d. (fi), after notice of . proposed revocation and a hearing in 

accordance with the Forest County Potamtad 

Canmu& ty Gaming Cammia~ioa Rules of 

~i cenefng Procedure, the Gaming Cd~slon 

&all fevoke any B ldcense ff the 

Coatmi~sion concludee that the person does a06 

aeet the s-rds for engplbpnent in rrectian 

VX1.A. of cherre Regulatfons. 2218 Gaming 

Ccmnni~srian shall aotify the lfcea~ee and the 

National Wan Gaming Cd~sion of its 

decieion with respect to the remcation, as 

provided in tbe Forest County Potawatomf 

V~S 

Cornmud ty Rules of ~i tensing Procedure. 

- - S-tl~' Rule8 

Recrul Inf 

mi pZ%Z iZ!d?nmeS%iiceE%Ei 

conply with all ales and regulat ?== on8 of the Gaming 

Carmission., including rules and regulations adogted 

subseatent to the issuance of the license, and nhArl 

cqlf with all reguests for infomation pertaining to 

the gerson'a suitability for a license, including / 

requgsts subsequent to -me issuance of the Ii,cenae. 

F. periodic Review of Lieu. Pereone subject to thia 

section shall be periodically reviewed (at leaat every 

two [21 years) to determine whether they continue to 

meet the requirements and limitations of this section. 
: FEB 16 '95 12:41F'M F C PC YIN 

Records pertaining to employeem or corrtractors of 

the Camunity shall ba held as confidential by the 

Camtunfcy'e Ganing Cdssion, and shall not be 

releaeed to any third party.wi,thout the written 

penniesion of the person or entity, except aa may 

be: (i) required by law; or (f i 1 needed in any later proceeding brought to challenge the Gaming 

Caarmissian's licensing decisian. No tribal 

records or Bocuzamts submitted to the state, or of 

which the State ha^ retained copies in the course 

of its gaming oversight and enforcement, will be 

dieclosed to any member of the public except as 

needed in a judicial proceecling to interpret or 

enforce the terms of the Conpact. 

IX. B. Thefo2lowfngpersons&xhall notbepermitted cog&mble 

at any gamiag enterprise med or operated by the 

Community: members of the Gaming Cdssfon; memhra 

of the ~"xecutf ve Council of tbe Cammunity; eqplmee of 

the Gaming Commfssion; or employeerr of any gaming 

enterprise owned or operated by the Coxundty, 

I. C. c. EveryIraember of the Gaming 

Carrnnission shall yearly prepare and sruhwit a financfal 

disclosure whdch shall list any real or peranrul 

property owed by the Ccrmmi~sion member havfng a 

reasonable market value of at least 8500.00 and all 

real property, persanal property, or fnccrme in aqy foxm 

received in the previous year from any source if t&e 

total amount or value received fm that source 

exceeded $500.00. The disclosure shall be srlhmitled 

every year on JUt? 1 during the c~asiorzerls term 

except that any Cdnsfoner Mo has not ma& a 

disclosure &all do so wlichia sixty dqw of the 1 

enactment of this sectf on or the Cendssianer begins 

her or Ms first term, whichever i~ later. 

Dlsclorsures made under this sectian shall be 

sfgned and sworn to under oath in the presence of a 

notary public. Disclosures shall be retained by the 

Chair of the Gaming Cdssdon and made available qpon 

request for inspecti on by any trfbal membaf or person 

cadtesting a licensing actfan. 
Prov* DUclomre. Zb the extent not otherwise 

requfrw of the person or entity, all guovicfer~ to the 

Cmunity of materials or semi ces related ia any ovay 

to the Caarmuai tyrs gaming operations shall yearly 

prepare and submf t to the Ccurenission a disclosure of 

gami ng-related interests. The disc1 osure shall be 

based on the faccs known by or reasonably available to 

the persan or entity, as detenuined by the Gaming Cod~srian In the exercise of fts discretion. 

The disclosure include a llst of all of the 

provider s fntere~ts, whether financial, ~~uagerlal, proprietary, or other, in any gaming operatf on or 

mtf cy connected to any gaming operation. The 

discloser shall al~a include r lf st of my of the 

providez'~ associates or clf ants fnwlved wiM my 

gdng ogeradon or mdth any entity comected to a 

gaming operation, 

'Provf c¶ersn replred to make a df8closure under 

this section &all u?clude any entity, any P;er&an that 

acts or, behalf of an entity, or any other pernm, that 

provide8 matea-Aals or services, or any other 

determined in the Cdasfonts discretion to 

Hprovider, * 

rzm 

The disclosure nhall be mde evexy year on Jbne 1 

during the period in which the provider was employed by 

or dealt wi th the Cdss~m, except that any provider 

that has, not made a disrclosure shall do so within sixty 

days of the enactment of this sectdon or of the time * 

the provider begins employmeat or begins f ts dealings 

with the Codssian, whichever is later, 

Diaclosurea made under this section shall be 

signed and sworn to under oath in the presence of a 

notary public and ahall be retained by the Ch&l: of the 

Caafng Coarmf ssion. Failure to make a disclosure 

required by thf s sectim my result f9 the Cmty or 

Caanaisoion' s refusal to employ or deal wf tb tbe 

provf der to the extent permitted by the agreemeat than 

extatfng betweezz the Cdty or the Commiasia and , the provider or in t&e refusal by the Camunity or ' 

Cosllmis~iaa to deal again wf th the provider after any 

such agreement -Ares. 

.XVIII. B. B~~L~NBBEL. 17nlese. tbe dispute relates to the ' 

employee ' cr Type A or Type B gaming li cease, 02 these 

Regulatf ons or othw applicable rules provf de 

otherwise, diaputee involving employeee of a gaming 

operation shall be submitted by the employee to the 

management of the gaming enterprise, consistent with 
FEB 16 '95 12:42f'M F C " CQ YITY , 

.. 

the procedures esta4liehed in the Personnel Policiee 

and Procedures Maaual for the enterprise. IF 

thereafter the employee remains dissatisfied with the 

resolution of the dispute, within one hundred and 

eighty days he or she may submit the diepute to the 

Management Camittee tor the enterprfse, which may in 

its discretion request additional information from the 

digputant and/or the General Manager, and which 9 or 

may not render its decision on the diepute in writuag, 

XIX. HEARINGS. 

A. w. wherever these Regrtlaticlng redre or 

in any instance where the Caming Ccxxni~~i~n PCtr to 

deny, ~uepend, or revoke a gaming license under these 

RegulacAons or under applicable tribal ordinances, the 

li cansee ahall be entitled to a hearing under the 

Forest County Potamtomi Connmrnity Gaming Cdssi oh 

Rules of Licemifig Procedure. 

B. Procedures. The procedufes for hearings avall;rble 

Under Section XIX: of the80 Regulations Rhall be 

governed by the mest County Potamto& CgPnrmnf ty 

Gdg Cammi ssi on Rules of Zdcensf ng Procedure. 

AND BE IT FURTHER 

RESOLVED, that Appendix A-1 of the Gaming Regulations is amended 

to delete the characters "a. (ii) from the phrase "section 77x1 .D, 3. a, (ii) in the laet paragraph of 

Appendix A-1, and Appendix B-1 of the Gaming 

Regulations ia amended to delete the characters 

"a. (ii) from the phrase 'section VII.D.4.a. (ii) " in 

the last paragraph of Appendix B-I. 

I 

I certify that on the /O day of 66r~~ry , 199s'. the 

Gaming Codsaion of the Poreat county Potamtomi CoamuAlity of 

~isconain did adopt the toregoing regulation0 by a vote of- 5 

for, 1 agaimt, and b ab~taining. 

sBw~ f\ -4.rsecretary 1 A%*' 

Potawatomi Gaming 3 Nmniesion