| COMPLIANCE REPORT AS OF DECEMBER 2011
COMPLIANCE BY TRIBE TRIBE |COMPLIANGE ITEMS PER OPERATIO!
; OPERATIONS - RECEIVED | RECEIVED ‘SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS JOPERATION| FINANCIAL
APPROVED/[APPROVED FINGER ISTATEMENTJSTATEMENT] LICENSED | AUDITS TO
COMPACT JORDINANGH PRINTS ST 12 1 2 | BYTRIBE NIGC
147 Xo; x x PUEBLO OF LAGUNA
Dancing Eagle Casino NM x_X x Xx x Xx
_ Rt. 66 Casino NM x_X x x x x
Rt. 66 Casino Express NM x_X x_Xx x Xx
148) x Xx x PUEBLO OF POJOAQUE
Cities of Gold Casino NM xX _X x x x Xx
tl Cities of Gold Sports Bar _ NM x_X xX x x
i Buffalo Thunder NM x xX x x x x
: Kicks 66 NM xX X_| xXx x
149 x x Xx PUEBLO OF SAN FELIPE
Casino Hollywood NM x_X x X x
150| Xx x x PUEBLO OF SAN JUAN
Ohkay Casino NM x_X x x x x
151 xo x x PUEBLO OF SANDIA
Sandia Casino NM * xX_X x xX x x
152 x x x PUEBLO OF SANTA ANA
! i_ Santa Ana Star Casino NM x x xXx x x
153 x x x PUEBLO OF SANTA CLARA
Santa Claran Hotel:Casino NM XL bt x x
154/x x x PUEBLO OF TAOS _
Taos Mountain Casino NM XL x xX x x
155, x «|x X____ [PUEBLO OF TESUQUE __
Camel Rock Casino NM x xX xX x x
156 x x STATE LAS VEGAS PAIUTE INDIANS
a \ Snow Mountain Smokeshop NV x Xx xX x x
157] x x |___STATE _|MOAPA BAND OF PAIUTES
| | | Moapa Paiute Tribal Casino NV x x
158) X X_ |STATE & NIGC|ONEIDA NATION OF NEW YORK
] | Turning Stone Casino Resort NY x_X x xX x x



| COMPLIANCE REPORT AS OF DECEMBER 2011

[COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
_ OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMEN]| LICENSED | AUDITS TO
COMPACT |ORDINANCH _ PRINTS ST 12 1 2 | BYTRIBE NIGC
93 x x | x KOOTENAI TRIBE OF IDAHO
Kootenai Gaming Enterprise ID Lx Lx x x
94 x x x NEZ PERCE TRIBE
I Clearwater River Casino ID x xX x xX x x
i i tse Ye-Ye- Bingo & Casino DP) X_X xX x x
| 95) x x | x [SHOSHONE BANNOCK TRIBE
i _ Bannock Peak Casino !D xX x | xXx x x
| Sage Hill Convenience Store & Casino ID xX_x xX x x |
- i Fort Hall Casino ID X_X x xX x x
96 x x STATE & NIGC|IOWA TRIBE OF KANSAS & NEBRASKA
Casino White Cloud cS xX_X x Xx x x
97 x x ISTATE & NIGC|KICKAPOO TRIBE OF KANSAS
i |_ Golden Eagle Casino cS x X xX xX x Xx
98 x x STATE & NIGC| PRAIRIE BAND OF POTAWATOMI
_ Prairie Band Potawatomi Casino - KS x _X xX x LATE
99 x x STATE & NIGC|SAC & FOX TRIBE OF MISSOURI
Sac & Fox Casino KS x _X x X x x
100 x x WYANDOTTE NATION
Wyandotte 7th Street Casino Ks x_X x Xx x x
101 x x STATE & NIGC|CHITIMAGHA TRIBE OF LOUISIANA
i Hl | Cypress Bayou Casino LA x X XxX XxX x x
102) x x STATE _|COUSHATTA TRIBE OF LOUISIANA
Coushatta Casino Resort LA xX _X x xX x x
103 x | x STATE _|TUNICA-BILOXI INDIAN TRIBE OF LOUISIANA
Paragon Casino & Resort. LA xX XxX xX XxX x LATE
104 x x x BAY MILLS INDIAN COMMUNITY
| | Bay Mills Indian Casino MI LL x x x xX
| I | King's Club Casino & Lodge MI LL x xX x x
105 x x | x GRAND TRAVERSE BAND OF OTTAWA & CHIPPEWA
Leelanau Sands Casino : MI x xX X_X x x
Turtle Creek Casino MI x_X x_x x x



| | COMPLIANCE REPORT AS OF DECEMBER 2011 |
[COMPLIANCE BY TRIBE _|TRIBE |COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCE| _ PRINTS ST 1.2 12 BY TRIBE NIGC
169 x | x x DELAWARE NATION
Gold River Casino - OK x Xx x_X x x
170 x x x EASTERN SHAWNEE TRIBE OF OKLAHOMA
a Bordertown Casino and Bingo OK x_X X_X x x
Bordertown Outpost Casino OK x xX xX _X x x
x] x FORT SILL APACHE
= Fort Sill Apache Casino OK xX X xX X x x
_172| x x x IOWA TRIBE OF OKLAHOMA _ {fo
Cimarron Bingo Casino OK x _XxX x _X x x
173 x x xX KAW NATION | |
Kaw SouthWind Casino OK x_X x x | x x
174 x x x KICKAPOO TRIBE OF OKLAHOMA
a 7 Kickapoo Casino OK xX_X xX xX x x
Kickapoo Conoco Station OK x
175 x x x KIOWA TRIBE OF OKLAHOMA
|. \ Kiowa Casino Red River OK x_X X_X x x
: i ;_ Kiowa Casino Verden OK xX X xX xX x x
| 176 x x |MIAMI TRIBE OF OKLAHOMA
i | Miami Tribe Entertainment OK X_X x_X x x
177! x x x iMIAMI TRIBE/MODOC TRIBE
: i | The Stables OK x_x XX x x



Tribal License

The IGRA requires a separate tribal license for each gaming facility on Indian lands. 25
U.S.C. § 2710 (b)(1). Indian lands include all lands within the boundary of a federally
recognized tribe’s reservation, whether the land is held in fee or in trust.

Annual Audits

Tribes are required to obtain an annual independent audit of the financial statements of
each gaming operation on Indian lands and submit to the NIGC a copy of the report. 25
C.F.R. §§ 571.12, 571.13.

Verification of Minimum Internal Control System (MICS) Compliance

Tribes are required to submit a copy of a report prepared by an independent certified

public accountant verifying that the internal control systems of its gaming operations are
in substantial compliance with NIGC’s MICS regulations. 25 C.F.R. §542.3(d)


COMPLIANCE REPORT AS OF DECEMBER 2011 |
| COMPLIANCE BY TRIBE | TRIBE ICOMPLIANGE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bor | _NIGc SUBMITS FEES | WKSHTS |OPERATION| FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCEH PRINTS ST 12 12 BY TRIBE NIGC
159 x | x STATE & NIGC|SENECA NATION OF INDIANS
[ | Seneca Allegany Casino NY x Xx x xX x x
I Seneca Nation Bingo - Allegany NY x x xX x x
_ Seneca Nation Bingo - Cattaraugus NY x xX x_x x x
Seneca Niagara Casino NY xX xX xX x x
Seneca Buffalo Creek Casino NY x_Xx x xX x x
160 x X___|STATE & NIGC/ST. REGIS MOHAWK TRIBE __
| Akwesasne Mohawk Casino NY x X x _X x x
| Mohawk Bingo Palace |_NY x x
| 161 x x x ABSENTEE-SHAWNEE TRIBE OF OKLAHOMA.
Thunderbird Entertainment Center OK x _X xX X x x
Thunderbird Casino - Shawnee OK NEW NA x NA
162 x x x APACHE TRIBE OF OKLAHOMA
; _ Silver Buffalo Casino OK LX Lx x x
fl Golden Eagle Casino OK NEW N/A x N/A
163 x x x CHEROKEE NATION OF OKLAHOMA.
Hard Rock Casino OK xX Le x x
Cherokee Casino Tahlequah OK x Xx LL x x
Cherokee Casino West Siloam OK x_X Let x x
West Siloam Springs Smoke Shop OK x xX LL x x
| i Cherokee Casino Ft. Gibson OK xX LL x x
i Cherokee Casino Roland OK XX cL x x
Catoosa Smoke Shop OK x _X LL x x
a Cherokee Casino Ramona OK x_X LL x xX
Cherokee Casino Sallisaw OK x Xx wa x x
164 x x x CHEYENNE & ARAPAHO TRIBE OF OKLAHOMA __|
Lucky Star - Concho OK XL XL x x
i Lucky Star - Clinton OK XL XL x x
a i Feather Warrior Casino - Watonga OK xX x Xx x x
Feather Warrior Casino - Canton OK x_X x x x x



COMPLIANCE REPORT AS OF DECEMBER 2011

i}
i

= [COMPLIANCE BY TRIBE _|TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
= por NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCE] PRINTS ST 12 1 2 | BYTRIBE NIGC
194 x x STATE __|GONFEDERATED TRIBES OF COOS, LOWER UMPQUA, SUISLAW
| Three Rivers Casino OR x_X x_x xX x
195 x X___| _ STATE __|CONFEDERATED TRIBES - GRAND RONDE
Spirit Mountain Gaming, Inc. OR x_X x Xx x x
196 x x STATE _|CONFEDERATED TRIBES OF THE SILETZ INDIANS
Chinook Winds OR X_X x_Xx x x
197 x _x STATE __|CONFEDERATED TRIBES OF UMATILLA INDIANS _ _
| Wildhorse Gaming Resort OR x_X x Xx x x
_198 x _X__| STATE __|CONFEDERATED TRIBES OF WARM SPRINGS | _
Kah-Nee-Ta High Desert Resort Casino OR x_x x xX x x
| 199 x x STATE _|COQUILLE INDIAN TRIBE
The Mill Casino OR Lx Lx x x
| 200 x x STATE __|COW CREEK BAND OF UMPQUA INDIANS .
Seven Feathers Hotel - Gaming Resort OR xX_X xx x Xx
201 x x STATE _|KLAMATH TRIBE
Kla-Mo-Ya Casino OR x x Lx x x
202 x x CHEYENNE RIVER SIOUX TRIBE
C.R.S.T. Bingo sD LL LL x LATE
|__203 xX x STATE __|CROW GREEK SIOUX TRIBE
Lode Star Casino sD xX_X x Xx xX x
| 204 x STATE __|FLANDREAU SANTEE SIOUX TRIBE
i I | Royal River Casino ‘sD x x x x x x
205 x x STATE _ |LOWER BRULE SIOUX TRIBE
Golden Buffalo Casino & Resort sD Lx ux x x
206 x x STATE _ |OGLALA SIOUX TRIBE
Prairie Winds Casino sD XL XL x LATE
207 x x STATE _|ROSEBUD SIOUX TRIBE
Rosebud Casino sD xX_X Lx x x
Turtle Creek Crossing Casino sD NEW N/A x NA



COMPLIANCE REPORT AS OF DECEMBER 2011 |
— COMPLIANCE BY TRIBE | TRIBE |COMPLIANCE ITEMS PER OPERATION
— OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGG SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCH PRINTS ST 12 12 BY TRIBE NIGC
166 x x x CHOCTAW NATION OF OKLAHOMA :
| Durant Resort & Casino OK x x xX x x
| Choctaw Casino - McAlester OK x_X x x x x
_ Choctaw Casino - Idabel OK x_X xX_X x x
Choctaw Casino - Pocola OK XX XX x x
| Choctaw Casino - Grant OK x_x x_x x x
Choctaw Casino - Stringtown OK XX xX xX x x
Choctaw Casino - Broken Bow OK x XxX xX XxX x x
Choctaw Casino Too - McAlester OK x x x xX x x
Choctaw Travel Plaza - Idabel OK x x x x x x
Choctaw Travel Plaza - Pocota OK x_x x_x x x
Choctaw Travel Plaza - Atoka OK xX xX x xX x | Xx
| Choctaw Durant Casino & Resort OK xX_X x xX x x
Choctaw Travel Plaza - Grant OK x xX x x x x
Choctaw Travel Plaza - Broken Bow OK xX xX xX xX x x
Choctaw Travel Plaza - Durant East OK XX xX_Xx x x
Choctaw Travel Plaza - Durant West OK X_X x_X x x
Choctaw Travel Plaza - Poteau OK x xX x Xx x x
Choctaw Stringtown Travel Plaza OK x_xX xX_X x x
Choctaw Wilburton Travel Plaza OK X_X xX x x
| 167 x x x CITIZEN BAND OF POTAWATOMI INDIANS
Firelake Entertainment Center OK x x x
Firelake Grand Casino OK x x x x
168 x x x COMANCHE INDIAN TRIBE
Comanche Nation Games OK x xX x xX x x
Comanche Star OK x _x x x x x
Comanche Red River Casino OK xX _X XX x x
| Comanche Spur OK x Xx x x Xx x



| | COMPLIANCE REPORT AS OF DECEMBER 2011)
[ [COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
| OPERATIONS RECEIVED | RECEIVED SUBMITS
Dor NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCH PRINTS ST 12 1 2 | BYTRIBE NIGC
| 128 x x x ASSINIBOINE & SIOUX TRIBES FT. PECK
= t Gitn-Go MT LL cL X Xx
| i Tribal Express Casino MT LL LL x Xx.
_ TJ's Quikstop “ MT Lek cL x x
_. B & S Laundry MT LL LL x x
5 Silverwolf Casino MT x X x_Xx x x
129 Xx x BLACKFEET TRIBE OF INDIANS an
| | __ Glacier Peaks Casino & Lodge MT x_Xx X_x X x
130 xX x x |CHIPPEWA CREE TRIBE - ROCKY BOY |,
_ Northern Winz Casino MT L x x __x
Northem Winz Casino It MT L LL x Xx
x x CONFEDERATED SALISH & KOOTENAI TRIBES
_ Kwa Tagnuk Resort MT ux X x x
Gray Wolf Peak Casino MT Lx x x x
| 132 x x X GROW INDIAN TRIBE |
— Little Big Horn Casino MT xXx x_Xx x x
' Apsaalooke Nights Casino MT NEW NIA x N/A
133 x x x FORT BELKNAP INDIAN COMMUNITY
Fort Belknap Casino MT ux ux x x
134 x Xx NORTHERN CHEYENNE TRIBE
Charging Horse Casino MT x_X X_X x x
| 135 x x Xx EASTERN BAND OF CHEROKEE INDIANS
Cherokee Tribal Bingo NC x X x_X x X
Harrah's Cherokee Casino NC x_X xX _X x x
136) Xx X x [SISSETON-WAHPETON SIOUX TRIBE
Dakota Magic Casino ND x x x_X x x
137 x x x SPIRIT LAKE SIOUX TRIBE
Spirit Lake Casino & Resort ND x_X x xX x x
| 138 x x x STANDING ROCK SIOUX TRIBE
Prairie Knights Casino ND X_X x_xX x | LATE



| .COMPLIANCE REPORT AS OF DECEMBER 2011
COMPLIANCE BY TRIBE [TRIBE ICOMPLIANCE ITEMS PER OPERATION!
OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS FEES WKSHTS {OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCH _ PRINTS sT 12 12 BY TRIBE NIGG
40). x il x FORT INDEPENDENCE INDIAN COMMUNITY |
Winnedumah Winn's Casino CA x x
41 x | x x |HOOPA VALLEY INDIAN RESERVATION
| Lucky Bear Casino & Bingo : CA x_x x xX x x
42 x ! x x HOPLAND BAND OF POMO INDIANS
\ Hopland Sho-Ka-Wah Casino CA LX L_Xx x x
43 x | x x IIPAY NATION OF SANTA YSABEL RESERVATION
Santa Ysabel Casino CA X_X XX x x
44 x x x JACKSON RANCHERIA BAND OF MIWUK INDIANS
Jackson Rancheria Casino CA XX xX_X x x
45 x x x LAJOLLA BAND OF LUISENO INDIANS "
LaJotia Casino CA CLOSED 7
46 x x x LA POSTA BAND OF MISSION INDIANS OT
La Posta Casino CA x x
47 ix x LYTTON RANCHERIA OF POMO INDIANS |
{ Casino San Pablo [CA x xX x xX x x
48 x x x MANCHESTER POINT ARENA BAND OF POMO INDIANS
{ | Garcia River Casino CA xX_X x x | x N/A
49) x x x MIDDLETOWN RANCHERIA OF POMO INDIANS
i Twin Pine Casino CA xX_X xX x x
x x X___|MOORETOWN RANCHERIA
: Feather Falls Casino CA x_Xx x x x x
51! x x Hl x MORONGO BAND OF MISSION INDIANS
Morongo Travel Center CA Lx LX x x
t Morongo Casino Resort & Spa CA X_X x x x x
ii Casino Morongo CA L x xX X x x
52! x x x PALA BAND OF MISSION INDIANS
Pala Casino CA x xX xX x x
53 x x x PASKENTA BAND OF NOMLAKI INDIANS
Rolling Hills Casino CA xX_X xX xX x x



i | COMPLIANCE REPORT AS OF DECEMBER 2011
a [COMPLIANCE BY TRIBE _|TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED ‘SUBMITS
Dol NIGG SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCH PRINTS ST 12 42 BY TRIBE NIGC
231 x X-_ISTATE & NIGC|STILLAGUAMISH TRIBE
i i | Angel of the Winds Casino WA x x xX xX x x
| 232 x STATE & NIGC'SWINOMISH INDIAN TRIBAL COMMUNITY
Swinomish Northem Lights Casino WA x_X xX x x
| 233 x X__|STATE & NIGC TULALIP TRIBES OF WASHINGTON
Tulalip Casino Resort WA x _X x _X x x
- Tulalip Bingo WA x xX xX x x
| i Quil Ceda Creek Casino WA x_X xX x x
234 xX x STATE [UPPER SKAGIT INDIAN TRIBE
Skagit Valley Casino Resort WA XL XL x x
235; x x STATE |BAD RIVER BAND
Bad River Lodge & Casino wi x xX xX x x
| 236 x! x STATE [FOREST COUNTY POTAWATOMI COMMUNITY |
Potawatomi Carter Casino wi x x_X x x
: Potawatomi Bingo Casino wi x xX xX x x
237 x x STATE _|HO-CHUNK NATION
| Ho-Chunk Gaming - Wisconsin Dells wi x xX x Xx x x
! Ho-Chunk Gaming - Black River Falls wi x xX x _X x x
{ Ho-Chunk Gaming - Nekoosa wi x xX x xX x x
an i |_Ho-Chunk Gaming - Tomah wi x_X X_X x x
i | Ho-Chunk Gaming - Wittenberg wi x Xx x_X x | x
i Ho-Chunk Gaming - Madison wi x xX x xX x x
238 x i x STATE __|LAC COURTE OREILLES BAND
Grindstone Creek Casino wi xX x xX x x
—_ LCO-Casino, Lodge & Convention Center Wi x xX xX x x
239 x x STATE _|LAC DU FLAMBEAU
Lake of the Torches Casino wi x xX x Xx Xx x
240 x x STATE _ [MENOMINEE INDIAN TRIBE OF WISCONSIN
Menominee Nation Casino Crystal Palace wi xX xx | x
Menominee Casino Hotel wi x X x xX x x
Thunderbird Club wi NEW NA x NIA



T
i

COMPLIANCE REPORT AS OF DECEMBER 2011

[COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
[_ OPERATIONS RECEIVED | RECEIVED ‘SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
[_ APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT] LICENSED | AUDITS TO
- COMPACT JORDINANCH PRINTS ST 12 12 BY TRIBE NIGC
1 x x | x KLAWOGK COOPERATIVE ASSOCIATION
Klawock Coop Assoc. Bingo/Pull Tab AK x
2 x x x METLAKATLA INDIAN COMMUNITY
_ Metlakatla Indian Community Bingo AK x xX x Xx x
3 x x x ORGANIZED VILLAGE OF KAKE
Keex Kwaan Gaming - Bingo AK CLOSED
4 x | x |POARCH BAND OF GREEK INDIANS
: Wind Creek Casino Hotel AL X_X x _X x x
. _{ Creek Casino Wetumpka AL x x x Xx x x
| Creek Casino Tallapoosa AL x X x xX x x
5 x X_| STATE __|AK CHIN INDIAN COMMUNITY
Harrah's Ak Chin Casino AZ x xX x x x x
6, x x STATE _|COCOPAH INDIAN TRIBE
Cocopah Bingo & Casino AZ x Xx x Xx x x
7 x X___|STATE & NIGC|COLORADO RIVER INDIAN TRIBES
Blue Water Casino AZ xX _X x_X x x
| 8 x x x FORT McDOWELL YAVAPAI TRIBE
Fort McDowell Gaming Center AZ x xX xX x x
go x x STATE _|FORT MOJAVE INDIAN TRIBE
Spirit Mountain Casino AZ L_Xx cL x x
i Avi Casino NV xX _X x Xx x x
|_ Mojave Crossing Casino AZ CLOSED x x
{| 10 x x _ STATE _|GILA RIVER INDIAN COMMUNITY |
Wild Horse Pass Casino AZ x _X x _X x x
Lone Butte Casino AZ x xX x _X x x
Vee Quiva Casino AZ x Xx x Xx x x
11 x x STATE & NIGC|PASCUA YAQUI TRIBE OF ARIZONA
| Casino of the Sun AZ x xX Le x x
Casino Del Sol AZ x xX LL x x
12 x x x QUECHAN INDIAN TRIBE
Paradise Casino Arizona AZ x xX x_X x x



Some tribes have Memoranda of Understanding (MOUs) with the NIGC governing the submission of background investigation
information. Over time, the NIGC has realized that ambiguities in the MOUs have caused some disagreements as to whether or not
tribes are in compliance with the regulations. As a result, submission data is not always available. Pending the development of more
precise MOUs, this area of compliance will not be measured in the compliance report and a column in the report “Meets NIGC 25
CFR §§ 556 and 558 Submission Requirements,” that had previously been included is being deleted.

CHART

For ease of reading, the report is in the form of a chart, which lists the major requirements of the Indian Gaming Regulatory Act and
the National Indian Gaming Commission regulations across the top of the page. Each tribe and tribal gaming operation is listed
alphabetically by region in the center of the page, between tribal requirements and the gaming operation requirements.

KEY SIGNIFIES

xX COMPLIANCE

BLANK SPACE NON-COMPLIANCE

NEW NEW OPERATION NOT REQUIRED TO PAY FEES OR SUBMIT AUDIT REPORT

LATE FEES, WORKSHEET(S), OR AUDIT REPORT(S) SUBMITTED AFTER DEADLINE

STATE INDICATES THE STATE PROCESSES THE FINGERPRINTS VIA A TRIBAL/STATE COMPACT

N/A NOT APPLICABLE


| COMPLIANCE REPORT AS OF DECEMBER 2011
COMPLIANCE BY TRIBE [TRIBE COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bo! NIGC SUBMITS FEES WKSHTS JOPERATIO! FINANCIAL
APPROVED|APPROVED| FINGER’ ISTATEMENT|STATEMEN]| LICENSED | AUDITS TO
COMPACT |ORDINANCH PRINTS ; ST 12 1 2 BY TRIBE NIGC
139 x x x THREE AFFILIATED TRIBES FT. BERTHOLD
es ee ee 4 Bears Casino & Lodge ND XL XL x x
__ | Eagles Landing ND CLOSED x
i Scenic 23 Club ND x
i Sportsman Bar ND x
American Legion Post - 290 (Ray's Too) ND x
Lt Salty Dog's Lounge ND x
PlayersPub [ND — | x
140 x i x x TURTLE MOUNTAIN BAND OF CHIPPEWA INDIANS
‘Sky Dancer Casino & Resort ND x _X x X x | x
Turtle Mountain Bingo Sky Dancer | ND | x
Turtle Mountain Mini Casino ND x
141 x x SANTEE SIOUX TRIBE OF NEBRASKA
Ohiya Casino NE x xX x xX x x
142 x x x JICARILLA APACHE NATION
Hl i Apache Nugget NM. xX xX x X x x
! i i Wild Horse Casino NM xX xX x_X x x
143: x x x MESCALERO APACHE TRIBE
\_ __. Inn of the Mountain Gods Casino Apache NM x X XX x . x
i Casino Apache Travel Center NM x xX xX xX x x
144) x x x NAVAJO NATION
i | Fire Rock Navajo Casino NM x xX x xX x x
| : i | Flowing Waters Navajo Casino NM LL Li x LATE
145) x x x |PUEBLO OF ACOMA
i Sky City Casino NM xX X x xX x x
146) x x x PUEBLO OF ISLETA
! | | Isleta Casino & Resort NM XL XL x x
| | | Palace West NM XL XL x x



| COMPLIANCE REPORT AS OF DECEMBER 2011
ICOMPLIANCE BY TRIBE [TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS JOPERATION, FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT [ORDINANCE] PRINTS ST 412 12 BY TRIBE NIGC
25! x x x BERRY CREEK RANCHERIA OF TYME MAIDU INDIANS
i Gold Country Casino [cA x x x x x x
| 26) x x x BIG SANDY RANCHERIA BAND OF WESTERN INDIANS
H | Mono Wind Casino CA xX xX x Xx x x
| 27 x x | x IBIG VALLEY RANCHERIA OF POMO INDIANS
Konocti Vista Casino & Bingo CA x_X x xX x x
28 x x x BISHOP PAIUTE TRIBE __
_ _ Paiute Palace Casino CA xX L Xx x Xx
| 29 x x x BLUE LAKE RANCHERIA
Blue Lake Rancheria Casino CA ke LL Xx LATE
Playstation 777 CA x .
30) x x x ICABAZON BAND OF MISSION INDIANS
Fantasy Springs Casino CA xX _X x x x x
34 x x x CAHTO TRIBE OF LAYTONVILLE RANCHERIA
| Red Fox Casino & Bingo cA x_X Lx x x
32 x x x CAHUILLA BAND OF MISSION INDIANS
Cahuilla Creek Casino CA x_X x x x x
33 x x x CAMPO BAND OF KUMEYAAY INDIANS
H Goiden Acorn Casino CA xX_Xx x xX x x
34 x x x 'CHEMEHUEVI INDIAN TRIBE
Havasu Landing Resort CA Le ce x x]
35 x x x |CHICKEN RANCH BAND OF ME-WUK INDIANS
Chicken Ranch Casino & Bingo CA x xX x x x LATE
36 x x x CACHIL DE HE WINTUN
Colusa Casino & Bingo CA x_X x xX x x
37) Xx x x COYOTE VALLEY BAND OF POMO INDIANS
Coyote Valley Casino CA ce X_X x x
38 x x x DRY CREEK RANCHERIA OF POMO INDIANS
! River Rock Casino cA x_X x xX x x
| 39 x x x ELK VALLEY RANCHERIA
Elk Valley Casino CA x_x ux x x



| COMPLIANCE REPORT AS OF DECEMBER 2011
; [COMPLIANCE BY TRIBE _|TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
DOI NIGC SUBMITS FEES | WKSHTS [OPERATION FINANCIAL
APPROVED[APPROVED| FINGER ISTATEMENT|STATEMENT) LICENSED | AUDITS TO
COMPACT JORDINANCE] _ PRINTS ST 412 42 | BYTRIBE NIGG
178 x x x MUSCOGEE (CREEK) NATION
i |_Creek Nation Casino - Bristow OK XL XL x x
Creek Nation Casino - Checotah OK xX xX x x |
| Creek Nation Casino - Muskogee OK x x x xX x x
i Creek Nation Casino - Okmulgee OK x_X ux x x
[ _ | Creek Nation Casino - Okmulgee Travel Plaza OK Lx LX xX x
| Creek Nation Casino - River Spirit Casino OK x xX x xX x x
| es eee Creek Nation Casino - Holdenville OK XL xe | x | x
i Creek Nation Casino - Eufaula OK x Xx x xX x x
__ | Creek Nation Casino - Okemah OK x Xx x _X x x
Creek Nation Casino - Muskogee Travel Plaza_|. OK x_X x xX x x
Creek Nation Casino - Duck Creek OK x Xx xX XxX x x
179, x i x x OSAGE NATION
° Osage Million Dollar Elm - Hominy OK x_X x_X x
Osage Million Dollar Elm - Pawhuska OK x xX xX xX x
Osage Million Dollar Elm - Sand Springs OK x xX x X x
Osage Million Dollar Elm - Tulsa OK x_X x _X x
Osage Million Dollar Elm - Bartlesville OK x xX x _X x
Osage Million Dollar Elm - Skiatook OK x_X x_X x
Osage Million Dollar Elm - Ponca City OK x xX x X x
180 x | x x OTOE-MISSOURIA TRIBE OF OKLAHOMA
| | Little Bit One OK x Xx x xX x x
i Little Bit Two OK x xX x X x x
| | First Council OK xX xX XxX X x x
i 7 Clans Casino OK x _X x xX x x
181 x | x x OTTAWA TRIBE
| High Winds Casino OK x_xX x_X x x
182 x H x x PAWNEE NATION OF OKLAHOMA
—_ TM i Pawnee Nation Trading Post Casino OK x Xx x Xx x x
i Stonewolf Casino OK x _X X_X x x



4\ 7
= YW
* *”
: §
a

“mp, ‘ >
CG COMN
REPORT
TO

THE SECRETARY OF THE INTERIOR
ON
COMPLIANCE WITH
THE

INDIAN GAMING REGULATORY ACT

December 31, 2011


| COMPLIANCE REPORT AS OF DECEMBER 2011
COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED |. RECEIVED SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS JOPERATION| FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCE] PRINTS ST 12 12 BY TRIBE NIGC
69 x x x SHINGLE SPRINGS BAND OF MIWOK INDIANS.
Red Hawk Casino CA x_X x xX x x
| 70 x x x SMITH RIVER RANCHERIA
- Lucky 7 Casino CA XL XL x x
Lucky 7 Fuel Mart CA x
71) x x x SOBOBA BAND OF MISSION INDIANS
| Soboba Casino _ CA x _X x_X x x |
72 x x x [SUSANVILLE INDIAN RANCHERIA
_[ Diamond Mountain Casino CA x xX x Xx x x
73 x x x SYCUAN BAND OF MISSION INDIANS
_ ‘Sycuan Casino CA x xX x _X x x
74 x x x TABLE MOUNTAIN RANCHERIA
Table Mountain Casino [cA x xX x_X x x
75; Xx x x TORRES MARTINEZ DESERT CAHUILLA INDIANS [
| | Red Earth Casino CA x _X X_X x x
76 x x x TRINIDAD RANCHERIA
Cher-Ae Heights Bingo & Casino CA x Xx x_x x x
77 x x x TULE RIVER TRIBE OF THE TULE RIVER INDIANS
Eagle Mountain Casino cA x X x xX x x
78 x x x TUOLUMNE BAND OF ME-WUK INDIANS. ;
| ! Black Oak Casino cA x_X LX x x
79) XxX x x TWENTY NINE PALMS BAND OF MISSION INDIANS
i | Spotlight 29 Casino CA x xX x xX x x
80 x x x UNITED AUBURN COMMUNITY
Thunder Valley Casino CA xX X xX xX x x
81 x x x VIEJAS BAND OF MISSION INDIANS
Viejas Bowl CA CLOSED
_ | Viejas Casino & Turf Casino CA x _X x x x x
82 x x x YUROK TRIBE OF CALIFORNIA
Pem-Mey Fuel Mart CA NEW NIA x NEW



COMPLIANCE REPORT AS OF DECEMBER 2011
[COMPLIANCE BY TRIBE | TRIBE . ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED ‘SUBMITS
i. bOI NIGC SUBMITS FEES | WKSHTS [OPERATION FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCH PRINTS ST 12 12 BY TRIBE NIGC
54 x x x PAUMA-YUIMA BAND OF MISSION INDIANS
i {_Casino Pauma CA x x x_X x x
55 x : x x PECHANGA BAND OF MISSION INDIANS
Pechanga Resort & Casino CA x xX x xX x x
| 56] x Xx x PICAYUNE RANGHERIA OF THE CHUKCHANS! ~
| Chukchansi Gold Resort & Casino CA x_X Lx x LATE
57/ x x x PIT RIVER TRIBE | a
| __ Pit River Casino & Bingo CA x x_[ xx x x
58x x | x QUECHAN INDIAN TRIBE ;
| Quechan Casino Resort CA x Xx x_x x Xx
59 x x x REDDING BAND OF WINTU INDIANS.
L Win-River Casino CA x _X x xX x x
60 x x x RINCON SAN LUISENO BAND OF MISSION INDIANS
Harrah's Rincon Casino CA x_X x x x x
61 x x x ROBINSON RANCHERIA OF POMO INDIANS
Robinson Rancheria Bingo & Casino CA XL XL x x
62 x x ROUND VALLEY INDIAN TRIBES
Hidden Oaks Casino CA L.x Lx x LATE
63 xX x i x YOCHA DEHE WINTUN NATION
Cache Creek Bingo & Casino cA x Xx x_X x x
64) x x x SAN MANUEL BAND OF MISSION INDIANS
San Manuel Indian Bingo & Casino CA x_X x _X x x
65 x x x SAN PASQUAL BAND OF MISSION INDIANS
Valley View Casino CA x xX xX x LATE
| 66 x x x SANTA ROSA BAND TACHI INDIANS
Tachi Palace Hotel & Casino CA x xX x_X x x
67 x x x SANTA YNEZ BAND OF MISSION INDIANS
Chumash Casino CA X_X x Xx x x
68 xX x x SHERWOOD VALLEY RANCHERIA
l Sherwood Valley Rancheria Casino CA x_X x_X x x



| COMPLIANCE REPORT AS OF DECEMBER 2011
| COMPLIANCE BY TRIBE [TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
bol NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT) LICENSED | AUDITS TO
COMPACT ORDINANCE] PRINTS ST 12 12 | BYTRIBE NIGC
| 241 x x STATE __|ONEIDA TRIBE OF INDIANS OF WISCONSIN
Oneida Bingo & Casino Main wi x_x x xX x x
Oneida Bingo & Casino IMAC wi x Xx x X x x
HWY 54 Casino wi x Xx x XxX x x
Oneida Bingo & Casino Travel Center wi x Xx x _X x x
a E & EE Casino wi x_Xx x Xx x x
al _ Mason Street Casino wi _ x x x Xx x x
_ Oneida Packerland One Stop wi x_X x x x x
242 x x STATE _|RED CLIFF BAND _ __
_ isle Vista Casino wl CLOSED x x
: Legendary Waters Resort Casino wl Le LL NA
243 x x STATE _|SOKAOGON CHIPPEWA COMMUNITY
Mole Lake Bingo wi x_X x_x x x
Regency Resort wi x x
244 x x STATE _|ST. CROIX CHIPPEWA INDIANS OF WISCONSIN
a i St_Croix Casino Danbury wi xX X x Xx x x
Little Turtle Hertel Express wi x xX x x x x
St. Croix Casino & Bingo wi x_x x x x x
245 x x x STOCKBRIDGE-MUNSEE COMMUNITY
ia Mohican North Star Casino & Bingo wi x _X x_x x x
Mohican Bingo wi x x
246 x x x SHOSHONE TRIBE OF WIND RIVER
_ i ‘Shoshone Rose Casino wy x_Xx x Xx x x
247 x x x NORTHERN ARAPAHO WIND RIVER RES.
Wind River Casino wy xX XxX X_X x x
Little Wind Casino wy x_x X_X x x
789 Smoke Shop & Casino wy x_x xX x x



| __ COMPLIANCE REPORT AS OF DECEMBER 2011
ICOMPLIANGE BY TRIBE _ | TRIBE |COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED | SUBMITS
Dol NIGC SUBMITS FEES WKSHTS [OPERATION] FINANCIAL
APPROVEDJAPPROVED FINGER ISTATEMENYSTATEMENT] LICENSED | AUDITS TO
COMPACT JORDINANCE| PRINTS ST 1 2 1 2 BY TRIBE NIGC
x x x SALT RIVER PIMA-MARICOPA INDIAN COMMUNITY
Casino Arizona at McKellips (at Salt River) AZ x x x x x x
Casino Arizona at Indian Bend(Talking Stick) AZ X_X x Xx x x
x x x SAN CARLOS APACHE TRIBE
Apace Gold Casino AZ XL XL x x
x x x TOHONO O'ODHAM NATION
an __| Desert Diamond Casino Why AZ x_X x_X x x
Desert Diamond Casino Tucson AZ xX _X XX xX x
_ Desert Diamond Casino Sahuarita AZ x x x x x x
x x x TONTO APACHE TRIBE |
H Mazatzal Hotel & Casino AZ x_Xx x_x x x
x i x STATE & NIGC| WHITE MOUNTAIN APACHE TRIBE
Hon Dah Casino. AZ x xX x_X x x
x x STATE & NIGC|/ YAVAPAI APACHE TRIBE
Cliff Castle Casino AZ x _xX xX XxX x x
x x [STATE & NIGC/YAVAPAI-PRESCOTT INDIAN TRIBE
Bucky's Casino AZ x_xX xX xX | x x
| Yavapai Casino AZ x xX x xX x x
x x i x ‘AGUA CALIENTE BAND OF CAHUILLA INDIANS
| Spa Hotel & Casino CA x Xx x Xx x x |
_ Aqua Caliente Casino CA x_X xx x x
x Xx x ALTURAS RANCHERIA _ |
The Desert Rose Casino CA xX _X XX x x
x x x AUGUSTINE BAND OF CAHUILLA INDIANS
Augustine Casino CA xX XxX xX x x
x x x BARONA BAND OF MISSION INDIANS
| Barona Valley Ranch Resort & Casino CA xX XxX XX x Xx
x x x BEAR RIVER BAND ROHNERVILLE
. Bear River Pump & Play CA xX _Xx xXx x x
Bear River Casino CA x_X XX xX x



i | COMPLIANCE REPORT AS OF DECEMBER 2011 |
— [COMPLIANCE BY TRIBE _|TRIBE [COMPLIANCE ITEMS PER OPERATION
[ ZZ OPERATIONS RECEIVED | RECEIVED SUBMITS
DOI NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
[ APPROVEDJAPPROVED| FINGER ISTATEMEN]|STATEMENT] LICENSED | AUDITS TO
COMPACT JORDINANCE| . PRINTS ST 412 41 2 | BYTRIBE NIGC
165 x x Xx CHICKASAW NATION OF OKLAHOMA _
[ ; i Ada Gaming Center OK x x xX x x
i Ada West Travel Stop OK x xX x_X x x
L_ Goldsby Gaming Center OK x _X x _X x x
Cash Springs Gaming Center OK x xX x xX x x
_ Winstar Casinos OK xX_X x_X x Xx
Davis Trading Post aka Wildfire Gaming oK x xX x _X x x
L Gold Mountain Casino OK xX xX |} XX | Xx x
Treasure Valley Gaming Center OK x XxX xX XxX x Xx
Chisholm Trail Casino aka Marlow Gaming OK xX x_X x |x
Newcastle Gaming Center A OK x _X xX x x
| Thackerville Gaming Center OK xX xX xX X x x
l Madill Gaming Center OK x _X xX xX x x
| } Chickasaw Travel Stop - Thackerville Gaming OK x _X x_X x [x
| Texoma Gaming Center OK x xX xX x x
i |_Black Gold Casino aka Wilson Gaming OK xX X x xX x x
i | Washita Casino OK x_X xX_X x x
| i - | Riverwind Casino aka Goldsby Travel OK Xx _X x_X x x
i |_WinStar at the Inn OK NEW NIA x NIA



| COMPLIANCE REPORT AS OF DECEMBER 2011
[COMPLIANCE BY TRIBE [TRIBE ICOMPLIANCE ITEMS PER OPERATION
ee a OPERATIONS RECEIVED | RECEIVED ‘SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS JOPERATION| FINANCIAL
APPROVEDJAPPROVED| _ FINGER ISTATEMENTJSTATEMEN]| LICENSED | AUDITS TO
COMPACT ORDINANCE] _ PRINTS sT 12 12 J BYTRIBE NIGC
208! Xx x STATE __|SISSETON-WAHPETON SIOUX TRIBE
| {_ Dakota Connection Casino sD xX X xX Xx x x
Dakota Sioux Casino sD x xX X_X x Xx
| 209 Xx x STATE _|STANDING ROCK SIOUX TRIBE
Grand River Casino sp x Xx x xX x x
| 210; x x STATE _|YANKTON SIOUX TRIBE
Fort Randall Casino sD x xX x_X x x
211 x x KICKAPOO TRADITIONAL TRIBE OF TEXAS -
Kickapoo Lucky Eagle Casino II 1X x _X x xX x x
212 x x STATE _ |CONFEDERATED TRIBES OF CHEHALIS RES.
Eagles Landing Casino WA x x
[ot ! Lucky Eagle Casino WA x_ x x _X x x
213 x x x |CONFEDERATED TRIBES OF THE YAKAMA NATION
i Yakama Legends Casino WA Lx Lx x x
214 xX x x CONFEDERATED TRIBES OF COLVILLE RES.
i Coulee Dam Casino WA x Xx Lx x x
Mill Bay Casino WA x xX LX x x
Okanogan Bingo & Casino WA x_X Lx x x
215 Xx X___|STATE & NIGC|JAMESTOWN S'KALLAM TRIBE
‘Seven Cedars Casino WA xX XL x x
| 216 x x [STATE & NIGC KALISPEL TRIBE OF INDIANS _
__ |_Northem Quest Casino WA x_X x xX x x
x X__|STATE & NIGC|LOWER ELWHA TRIBAL COMMUNITY
Elwha River Casino WA x X x xX x x
217 x X__|STATE & NIGC|LUMMI NATION
Silver Reef Casino WA x Xx x Xx x x
218, x | x x MAKAH INDIAN TRIBE OF MAKAH INDIAN RES|
| Makah Bingo - WA CLOSED



By regulation, the NIGC has established the minimum requirements for background
investigations. 25 C.F.R. Part 556. The three components of the background
investigation are listed on the chart as separate requirements.

1) The NIGC requires tribes to prepare and submit investigative reports on each
background investigation. 25 C.F.R. §556.5. Tribes are required to notify the
NIGC of the results of their background investigations before issuing a license to
a key employee or primary management official. 25 U.S.C. § 2710
(b)(2)(F)(ii)(II)._ The report must describe: the steps taken in conducting the
background investigation; the results obtained; the conclusions reached; and the
basis for those conclusions and eligibility determinations. It is NIGC policy that a
tribe may not make its final suitability determination until after the results of the
Federal Bureau of Investigation (FBI) criminal records checks have been received
by the tribe. The FBI response time averages four to six weeks.

2) The tribe must obtain and review the FBI criminal history record information
CHRI) on a potential employee. This information is accessed through fingerprint
records. The tribe may process these fingerprint cards through the NIGC or,
under certain circumstances, through their State Bureau. 25 C.F.R. § 556.4

(a)(14).

3) Under NIGC regulations, the tribe must submit a completed application for
employment to the NIGC when a key employee or primary management official
begins work at a tribal gaming operation. 25 C.F.R. § 558.3 (a)(1). To facilitate
NIGC’s review and to reduce the number of applications on file for individuals
employed in tribal gaming operations, tribes have the option of submitting
employee applications with the investigative report.

Tribal Ordinances

A tribe that wishes to engage in class II or class III gaming must adopt a tribal gaming
ordinance that meets the requirements of the IGRA and NIGC regulations, and that
ordinance must be approved by the Chairman of the NIGC. 25 U.S.C. § 2710 (b)(1)(B)
and (d)(1)(A). Tribes with approved gaming ordinances that are not currently conducting
gaming are excluded from this report.

Fee Assessments

Tribes engaged in gaming must pay a fee to the NIGC based on a rate established by the
NIGC each year. 25 U.S.C. § 2717 (a). The rate is applied to the prior year’s assessable
gross revenues from gaming activities, and the total amount of fees that can be assessed
by the NIGC in a fiscal year cannot exceed $8 million. Gaming operations must pay the
fee quarterly. Only gaming operations that have paid their fees for each required quarter
are considered to be in compliance. New operations are required to make their first fee
payment on March 31 of the year following the opening.


| | COMPLIANCE REPORT AS OF DECEMBER 2011 |
[COMPLIANCE BY TRIBE _ [TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED ‘SUBMITS
Do! NIGC SUBMITS FEES | WKSHTS JOPERATION| FINANCIAL
APPROVEDJAPPROVED| _ FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT JORDINANCH PRINTS ST 12 | 4 2 | BYTRBE NIGC
106 x | xX x HANNAHVILLE INDIAN COMMUNITY:
Island Resort and Casino MI x xX x x | xXx x
107 x x x KEWEENAW BAY INDIAN COMMUNITY | _.
Big Bucks Bingo * Audit incl w/Ojibwa Casino MI x xX x X x
— 7 Ojibwa Casino/Resort Bingo MI x x x x x x |
Ojibwa Casino/Resort Marquette MI x xX x xX x x
108 x x x LAG VIEUX DESERT BAND
—_ __. Lac Vieux Desert Bingo & Casino MI x xX xX_Xx x
109 x x x LITTLE RIVER BAND OF OTTAWA.
Little River Casino MI xX x X Xx x
110 x x x LITTLE TRAVERSE BAY BAND
Odawa Casino Resort MI x _X x X x x
111 x MATCH-E-BE-NASH-SHE-WISH BAND OF POTAWATOMII INDIANS
Gun Lake Casino MI NEW NA x NA
112 x x x NOTTAWASEPPI HURON BAND
Firekeepers Casino MI x xX x x x LATE
113 x x x POKAGON BAND OF POTAWATOMI INDIANS
Four Winds Casino Resort MI x xX x xX x x
Four Winds Casino Hartford MI NEW NA x NA
114 x x x SAGINAW CHIPPEWA INDIAN TRIBE
Soaring Eagle Casino & Resort ML LX LX x LATE
Saganing Eagle's Landing Casino MI Lx Lx x LATE
Soaring Eagle Slot Palace & Bingo Hall MI x
115 x x x SAULT ST. MARIE TRIBE OF CHIPPEWA INDIANS
Christmas Kewadin Casino MI x xX x xX x x
| Kewadin Casino - St. Ignace MI x X xx | x x
| Kewadin Casino - Hessel MI x X Xx xX | x x
Manistique Kewadin Casino MI x x x x x x
Kewadin Casino - Sault MI x_X x_X x x
116 x. xX STATE __|BOIS FORTE BAND OF CHIPPEWAS
H Fortune Bay Casino MN xX X x x x



| COMPLIANCE REPORT AS OF DECEMBER 2011
ICOMPLIANGE BY TRIBE _|TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT [ORDINANCE] PRINTS ST 12 | 4 2 | BYTRIBE NiGc
126 Xi x STATE _ |WHITE EARTH BAND OF CHIPPEWA INDIANS
{ Shooting Star Casino MN X_X x Xx x x
Pinehurst Resort MN xX x xX x x
Golden Eagle Bingo Lodge MN X_X x_X x x
Wild Rice Lounge - Mahnomen MN x_X X_X x x
. Callaway Liquor Store MN x_X x_X x x
. Pappy's Pizzeria ; MN x_X x x x x
fo Ice Cracking Lodge MN XxX | xXx x x
an Ogema Fire Dept. - Bingo MN x x [ x x x x
Hilltop Supper Club MN x_X xX Xx x x
Double Barrel LLC MN x_x x xX x x
Elbow Lake Store - Bingo MN x x x xX x x
| Bear's Sports Bar MN xX X x X x x
M &W Foods Ogema MN xX xX x x
M & W Service Center - Bingo MN x_x x xX Xx x
i On the Go, LLC MN x xX x xX x x
Lean To Tavem MN x x xX _X x x
Stumps Bar and Grill, LLC MN xX x xX x x
McAruthur's Village Store, Inc. MN x x x_X x x
! Berry's Liquor MN x x x_x x x
a Cedar Crest Resort MN x_Xx x x x x
lsaacson-Bjorge Post 331 American Legion MN x xX x xX x x
127 x x x MISSISSIPPI BAND OF CHOCTAW INDIANS -
Silver Star Hotel & Casino MS NA N/A x x
Golden Moon Resort & Casino MS N/A NA x x
Bok Homa Casino Ms NA NA x x



Results

This report showed gaming tribes to be maintaining a strong record of compliance. A
number of tribes, however, failed to meet regulatory deadlines with regard to the
submission fee payments, audit reports and MICS verification reports. A high level of
compliance was achieved concerning the submission of investigative reports and
employee applications. Tribes also maintained an excellent compliance record for
approved ordinances and facility licenses.

Tribal Notification

Every tribe with a gaming operation has been sent a written notification of the current
compliance status of their operation(s) and, where applicable, outlining the specific
area(s) of noncompliance identified in this report.

Current Operations

IGRA provides that class III gaming activities are lawful on Indian lands only if the
gaming activities are conducted pursuant to a tribal-state compact that has been approved
by the Secretary of the Interior. 25 U.S.C. § 2710(d)(1)(C). As of March 1, 2011, the
Secretary of the Interior has approved 268 compacts with 241 tribes in 26 states.' The
information regarding tribal-state compact compliance was obtained from the BIA Tribal-
State Compact List and compliance reports prepared by NIGC field investigators. As of
the date of this report, 247 tribes are currently operating gaming facilities.

Background Investigations

The IGRA requires Indian tribes to conduct background investigations on their key
employees and primary management officials and to notify the NIGC of the results of the
background investigations before issuing a license to those individuals. 25 U.S.C. § 2710

(b)\(2)F).

" Source: Tribal — State Compact List. This list is maintained and updated by the Indian Gaming
Management Staff, Bureau of Indian Affairs, Office of the Commissioner.


\ COMPLIANCE REPORT AS OF DECEMBER 2011
[COMPLIANCE BY TRIBE [TRIBE ICOMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
eo NIGC ‘SUBMITS FEES | WKSHTS JOPERATION| FINANCIAL
APPROVEDJAPPROVED| FINGER ISTATEMENT|STATEMENT) LICENSED | AUDITS TO
|_| compact [ORDINANCE PRINTS ST 12 42 | BYTRIBE NIGC
183 Xx x x PEORIA TRIBE OF OKLAHOMA
| Peoria Gaming Center OK CLOSED x
Buffalo Run OK XL XL x x
184, x x x IPONCA TRIBE OF OKLAHOMA
Two Rivers Casino OK be LL x LATE
185 x x x QUAPAW TRIBE OF OKLAHOMA
Quapaw Casino _ _ OK xX xX xX xX x x
4 Downstream Casino OK x xX x x x LATE
_ 186 X | x | x SAC AND FOX NATION _.
_ Sac and Fox Casino - Stroud OK xX x xX x x
Sac and Fox Casino - Shawnee OK x_X x Xx x __ x
Sac and Fox Casino Sports Center OK xX_X x xX x x
| 187' "x x x SEMINOLE NATION OF OKLAHOMA
i | Seminole Nation Casino OK x Xx xX xX x x
Wewoka Trading Post OK x _X x_X x x
Rivermist Casino OK X_X x xX x x
188 x i x x SENECA-CAYUGA TRIBE OF OKLAHOMA
Grand Lake Casino OK XL XL x x
189 Xx x x THLOPTHLOCCO TRIBAL TOWN
Golden Pony Casino OK x _X x_x x xX
190 x x x TONKAWA TRIBE OF INDIANS
l Tonkawa Tribal Casino OK x xX x_X x x
Native Lights Casino OK x X x_X x x
191 x xf x WICHITA AND AFFILIATED TRIBES
Sugar Creek Casino OK x_X xX_X x x
192] x x x WYANDOTTE NATION
; Wyandotte Nation Casino OK x Xx XX x x
Lucky Turtle Casino OK x _X x_X x x
193, x x | STATE _|BURNS PAIUTE TRIBE
| | | Old Camp Casino OR x x x xX x x



Background

The National Indian Gaming Commission (NIGC) was created by the Indian Gaming
Regulatory Act (IGRA) of 1988 25 U.S.C. §2701, et. seq. The three-person commission
has the authority to take actions for violations of the IGRA, NIGC regulations and tribal
ordinances approved by the NIGC. The mission of the NIGC is to provide fair, firm and
consistent enforcement of IGRA’s requirements to ensure the integrity of Indian gaming
operations.

The NIGC is a small regulatory commission, which became operational in 1993. Since
that time, the NIGC has processed more than 494,784 fingerprint cards. The NIGC
database contains records pertaining to key employees and primary management officials
including the number of individuals that have been licensed, been denied a license or
have had their licenses revoked.

Compliance Report

The NIGC prepares a report for the Secretary of the Interior on tribal compliance with the
IGRA. This report is as of December 31, 2011. The report will continue to be updated
regularly.

The IGRA imposes many requirements on Indian tribes and their gaming operations. This
report focuses on nine key requirements of the IGRA. In reviewing this report, please
keep in mind that regulatory compliance is a dynamic concept - - a tribe may be out of
compliance initially and come into compliance or may be in compliance and then fall out
of compliance. Some compliance factors are ongoing activities, such as the submission
of background checks and suitability determinations. Therefore, this report is a
“snapshot” in time of tribal compliance and is subject to future changes.

In compiling this compliance report, the NIGC relied on lists prepared by the NIGC,
including: a tribal background investigations list, a tribal operations list, a fee assessment
list, and an audit compliance list, and an internal control system compliance letter list.
For compact compliance, the NIGC relied on the Tribal-State Compact List of the Bureau
of Indian Affairs (BIA) and NIGC tribal operations lists.

Under IGRA the major compliance obligations for gaming tribes include: (1) obtaining a
tribal-state compact approved by the Department of the Interior (DOI) prior to conducting
class II] gaming; (2) submitting investigative reports and suitability determinations on
each key employee and primary management official summarizing the results of the tribal
background investigation; (3) submitting fingerprint cards to the NIGC for processing;
(4) submitting gaming employee applications to the NIGC at the commencement of
employment; (5) adopting a gaming ordinance that has been approved the NIGC; (6)
paying a fee assessment to the NIGC based on gaming revenues; (7) issuing a separate
license for each facility where gaming is conducted; and (8) submitting an annual
independent audit of each gaming operation to the NIGC.


| COMPLIANCE REPORT AS OF DECEMBER 2011
COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED SUBMITS
pol__| _NiGc SUBMITS FEES | WKSHTS JOPERATION| FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
| COMPACT JORDINANCH PRINTS ST 12 42 BY TRIBE NIGC
219 x X___|STATE & NIGC|MUCKLESHOOT INDIAN TRIBE
| Muckleshoot Indian Bingo WA X_X x xX x x
| | Muckleshoot Indian Casino | WA x xX x x x x
[ Muckleshoot Indian Casino Il WA x xX x_X x x
| 220 x __x STATE __|NISQUALLY TRIBE OF INDIANS
Red Wind Casino WA x _X xX x x
221 x X__|STATE & NIGC|NOOKSACK INDIAN TRIBE
| Northwood Casino WA cet LL x x
__ _ Nooksack River Casino WA x x xX x x |
222 x x STATE & NIGC|PORT GAMBLE S'KALLAM TRIBE
The Point Casino WA X_Xx x xX x x
223 x x STATE & NIGC/PUYALLUP TRIBE OF INDIANS
_ Emerald Queen Casino I-5 WA x_X x xX x x |
Emerald Queen Casino at Fife WA x X xX _X x x
BJ's Enterprises WA x X X_X x x
224 x x STATE _|QUINAULT INDIAN NATION
t } Quinault Beach Resort & Casino WA L Xx Lx x LATE
225 x x STATE & NIGC| SHOALWATER BAY INDIAN TRIBE
Shoalwater Bay Bingo & Casino WA x_X x_x x x
226 X x STATE & NIGC|SKOKOMISH INDIAN TRIBE -
Lucky Dog Casino WA XL XL x LATE
227| x x x SNOQUALMIE TRIBE |
Snoqualmie Casino WA x xX x_x x x
228 x X__|STATE & NIGCISPOKANE TRIBE OF INDIANS
| | Chewelah Casino & Bingo WA xX_X x xX x x
: Two Rivers Casino WA x Xx xX x x
| 229 x x STATE & NIGC|SQUAXIN ISLAND TRIBE
Little Creek Casino WA. LL LL x x
230 x x STATE & NIGC|SUQUAMISH TRIBE
Clearwater Casino WA XL x_x x x



. COMPLIANCE REPORT AS OF DECEMBER 2011 |
[COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
OPERATIONS RECEIVED | RECEIVED . | SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT |ORDINANCH PRINTS ST 12 1 2 | BYTRIBE NIGC
83 x | _X_|STATE & NIGC SOUTHERN UTE INDIAN TRIBE |
[ ‘Sky Ute Casino Resort co x x x x x x
7 TX __|STATE & NIGC|UTE MOUNTAIN UTE TRIBE
Ute Mountain Casino co XL x xX x x
| _ 85 x Xx STATE _ |MASHANTUCKET PEQUOT TRIBE
Foxwoods High Stakes Casino cT x Xx x X x x
86 x x STATE _|MOHEGAN TRIBE OF INDIANS
_ Mohegan Sun Casino | et x xX xx | x |]
87 x STATE _|MICCOSUKEE TRIBE OF INDIANS OF FLORIDA
Miccosukee Indian Bingo & Gaming FL x xX xX x XT
88 x x x SEMINOLE TRIBE
Seminole Indian Casino - Coconut Creek FL x x xX x x.
‘Seminole Indian Casino - Hollywood FL x xX xX x x
Seminole Indian Casino - Brighton FL xX X xX xX x x
| ‘Seminole Indian Casino - Immokalee FL x _X xx [| x x
Seminole Hard Rock Hotel & Casino - Hollywood FL xX X xX xX x x
Seminole Hard Rock Hotel & Casino - Tampa FL x_Xx x XxX x x
_ Seminole Indian Casino - Big Cypress FL x xX xX x x
89 x x x OMAHA TRIBE OF NEBRASKA
Casino Omaha A XL XL CLOSED
Lucky 77 NE xX x x x
90 x x x SAG & FOX TRIBE OF MISSISSIPPI IN IOWA
Meskwaki Bingo & Casino wa. | x x x xX x x
91 x x x WINNEBAGO TRIBE OF NEBRASKA
Winnavegas Casino 1A XL xX x x
Native Star Casino. NE xX XxX XX x x
Rez Line Bingo NE NEW NIA x x
| tron Horse Bar & Casino [NE x Xx x_x x x
92) x x x COEUR D'ALENE TRIBE
: Coeur d'Alene Casino 1D x_X x_X x x



COMPLIANCE REPORT AS OF DECEMBER 2011

COMPLIANCE BY TRIBE [TRIBE [COMPLIANCE ITEMS PER OPERATION
‘OPERATIONS RECEIVED | RECEIVED SUBMITS
Dol NIGC SUBMITS FEES | WKSHTS [OPERATION] FINANCIAL
APPROVED|APPROVED| FINGER ISTATEMENT|STATEMENT| LICENSED | AUDITS TO
COMPACT |ORDINANCH PRINTS ST 12 1 2 | BYTRIBE NIGC
417 x x x |FOND DU LAC RESERVATION
Black Bear Casino MN x_X x_X x x
Fond du Luth Casino MN x XxX xX_X x x
{| 118 x x STATE _|GRAND PORTAGE BAND OF CHIPPEWA INDIANS
[ Grand Portage Casino MN X_X xX_X Xx x
Grand Portage Trading Post Casino MN x _X x_X X x
[119 x _X | STATE [LEECH LAKE BAND OF CHIPPEWA INDIANS
Northem Lights Gaming Emporium MN XL XL Xx x
Leech Lake Bingo Palace & Casino wn [| xt | xe | x x
White Oak Casino MN xu xe | x | x |
120 Xx x STATE _ |LOWER SIOUX INDIAN COMMUNITY
Jackpot Junction MN xX x_X Xx x
121 x x STATE [MILLE LAGS BAND OF CHIPPEWA INDIANS
“ Grand Casino Hinckley MN X_X x_X Xx x
Grand Casino Mille Lacs MN x_X X_X x x
122 x x STATE _ [PRAIRIE ISLAND INDIAN COMMUNITY
Treasure Island Casino & Bingo MN x _X x_X X x
[123 X x STATE _ [RED LAKE BAND OF CHIPPEWA INDIANS
[ ‘Seven Clans - Warroad MN xX_X xX_X x x
‘Seven Clans - Red Lake MN x_X x_X x X
I - { Clans - Thief River Falls MN x _X x X x x
1241 x x STATE _ |SHAKOPEE MDEWAKANTON SIOUX COMMUNITY s~s«d
I ! "Little Six Casino MN x _X X_X x x
Mystic Lake Casino MN x xX Xx x x
125 x x STATE _ |UPPER SIOUX COMMUNITY
Prairie Edge Casino Resort MN xX X xX xX x x
| Prairies Edge Non Smoking Casino MN x NIA