3Ir., 

Ff?OM : Joe P 1 umer Fw NO. :218759?@52 Mar. 01 2886 07:EWH. P2 

03/81 /2006 09: 53 3602217898 RICHLIH PAGE 82 

SETTLEMENT ACREEMItNT t 

INTRODUCTION 

T'hi@ ScMcment mm ("~grccmnmt") ir atemi into and e5ixtive (bia2P~H - 

t 

dry of 2006, by md bctakn Floyd ~ourdajn, Chdrnn of he Red Lake Bmd of 

I 

Chippewb Band of Chippmm m, a Ikkdly-rscognized Indian tribe C'the Band") , 

and Philip N. Hajpm, the Chainom of the National, Mian Gtrmiag Commission (''the 

re* to the malton yned in Notice of Violation KO. NOV-060). 

Me, ldhaeao6 Wu Minnesota and Thief River Falls, Minnesota since 

. .. + *: FYhsrsea, tb6 Chhm and drc Tni desire to resolve issuts dated to Notice of . . . . 

Viulatiopl No. NOV-M-04. 

l"heraEatd, the Cbeinnsa and the Ttibe have agmed to mecute tixis Agwnmt and 

pdma in accdmca with thc fotlming covenants and Wtionp: 
FROM : Joe P 1 umer FRX W. : 2187597852 Mar. 01 2886 07:09PM' P3 

03/81/2066 89: 53 368221 7898 RICHLIN PAGE 03 

2. (la J-3IJ2006, thd NIGC imied Notice of Violation No. NOV-06-04 to the 

a. Tbe Bd'r untrarcly submissions of the quarterly statemeat8 and 

fw pap- to tha MGC for the folio* quartars: 

i. Seven Mans CaIliw Red Lake 

la 2001 3/3 1/01 Not filed 

2"d 2001 6nW1 Not filed 

3d 2001 9/3 w01 Nd filed 

4a 2001 12/3 1/01 Not filed 

lY 2002 3/3 1 /02 Not filed 

2"" 2002 6/30/02 Not filed 

3* 2002 9nwm Not filed 

4a 202 12/31/02 Not filed 

1" 2000 3/31/00 Not filed 

Pa ti/3Q/Qo NQ~ filed 

3* 2000 9/UK00 Not filed 

4' 2000 12/31/00 Not filed 

1"2001 313 1/01 Not filed 

P 2001 6/30/01 Not filed 

3"' 2061 9MW1 Not filed 
Ft?ON : Joe Plumer FFU( NO. : 2187597052 

u. Sm ClPna C& Thjef River Falls 

Mare to mbmit a timely md audit report 

Mar. Ol 2086 07:- p4 

Nd filed 

I& 

Not 61ed 

Not filed 

Not filed 

Not filed 

Not filed 

Not filed 

Not filed 

Not jileil 

1/6/03 . 

1/4/03 ~/m 

1/6/03 

6/10#3 

7m3 

10/22/03 

1/5/04 

5/13/04 

1/6/05 
FROM : ~oe umer f FRX NO. : 2187597052 Mar. 01 2006 07:09PM PS 

03/01/ 6 89: 53 36022170Q0 RICXlLIN PAGE 05 

1J 

3. Tbe Bd agteo that it was required to timely aubmit prkr1y atatemmts and fee 

'LA' 

-fir bt each gaming qxmdon to tbe NIGC. 

4. Thft Band agr- that it did not submit to the NIGC quartaly statements and fee 

paymmta a6 required by the Indian Gaming Regulatory Act ("IGRA") sad M(K: 

ThisfRivm Fdlo fix each of the fobvhg quadem 

IW 5. The Blllld admb that failure to timely submit qusrterly statements and fbe 

-.u

payments is a violdon of IGRA and NIGC regulations. 

6. The Band f'hthcr to submit its quartwly statammts and fee payments for 

Seven Cfans Red Lake, Seven Clans Warroad md Seven Clana Tbief River Palls 

-. -.. ". . %. . .: .. - . -. .- 

MI latathprMd31; frm~30, Ssptembar.30dmban 31,2006. a 

. . .. . t . . . . 7. 'lIteBabd~t61payaBdeiotheamountof~~ 

(Sl8,WO.W). 010 Thwurnd Ihllrus ($1,000.00) of the fine will be paid on w 

will bt mp&d pmdfns tba timely mWon of the 2006 qnartaly statanents 

& ~~. up- BubrrJiodonoftha llfbrmcwtim6d quarterly 

ahhmb md fw payments by thdr due dates, tbe Cbdmraa will &@v6 the 

411~ snspendsd Seventeen Thattsand Dollar ($17,000.00) fine. If the Baud fds to 
FROM :.Joe t FW W. : 2187597852 

03/81/2 6 89: 53 3682217898 RICHLIN 

w 

sobmit the afbmmmtitmed qnarteriy stetemcnte and f6e payments by such dates, ..-a 

2007. 

8. T&Bd~Witam~tocimcly~bdm~ua~uditlsportofib 

gmhg operadonr for the 2003 Iiscll yur m tite NIOC. 

9. ~Bd~thrtitdidaottimay~tt~tbaMOCamnrslimdit~for 

5al ycwr 2003, as requid by IGRA #Id NIGC regulations. 

10, TheBandrdzffttsthrttht~tosubmitan~ualmdit~inatimely 

khkm is a vialation of I(3RA and NIGC rqulatians. 

11. ~~dfwthma~towhmitita2~mmdouditrcpor16noI~tathanApril ! 

' 30,2006. 

'd 12, The Bd ageea to pay a fine in the amount of Five "l'hom DoUgIB 

($5,000.00). Oot 'Ilmwad DaUm ($1,000.00) of the fine will be paid on ar 

Wort April 30,2006. T& dw Fm lbaarad Iknm 1$4,000.00) will bs - -. 

~ptndias(tr~.~onofthc20~snodaudit~m0~1* .. .- 

NIOC by Aplil36,2006. mccafhl submission of the ~f-tionod 

orml~rsporr.by~drdoadry~eCluim.nvWtogvc~crnrpendod 

Four TboPsad Dab ($4,000.00) fine If the Bad Ws to submit the I 

i 

~~~~cdrdit~b~auEb~thcymustbesubmiLdlaroonu 

po~&Is und the mining Par 'llmmd Qllm (S4.000.00) of th fine will be 
Mar. 01 2006 07: 18PM P7 

PAGE 07 

hnpore my further cnil BM b Notice of VioMon No. NOVOdW against tbe 

BarPd, tralarrr the Band Ms to comply with thfr Agreemat. If the Bsad fails to 

!. 

-1~ with -t. the Chairmen ramvcs the right to initiate 

I 14. The Band agma upom execution of this Ageanent to wive ite right, if my, to 

i 

I furtbQ &ew of Notice of Violstion No. NOV=WO4, incl-g all rights to 

appeal to the fbll Coarsmitsion ss outlined in 25 C.P.R. 1 577 et my. and judicial 

review- b 25 U.S.C. 21 2714, 

15. Subsequent to tbe WOS' awept(u~cc of this Agrtemmt, the civil he aeseshncnt 

set tbr& herein will become a Pinal hsment Omk of the Ccmmiosiun. 

ADDITIONAL COvENrn 

1. Thi8 Agtment con%titrrt#l the entire apeanent between the man and the 

Band and supasah all prior &a1 or writtar apemmts and dcrstandinp 

incw the modiffcrtian or waivur of tam, must be in writing ad signed by 

2. Tbe Bmd stipuldua thst the Notice of Violation dran ba deemed r b1 ader of 

the Commission ad a final qpcy action punPrtnt to 25 CJ.R 8 577.9(d). 
FROM : j~e PI mer FFU( ND. : 2187597052 Mar. Ol 2086 07: 1ERl P8 

03/ 01 / 2086 89: 53 368221 7899 RICHLIN rm- 08 

Wm.0 

upon tha patties, thair heirs, petaonaf -tives, succ#rsora and ..dJ 

Piad Zdtb Band of C2l@pcwe fndianrr 011 

i ?-3-0/~ -Y+"~G - 

me Data