alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Warrant Transaction - Wachovia Bank, NA



 Exhibit 10.11 
 Wachovia Capital Markets LLC 
 201 South College Street 
 Charlotte, NC 28288 
 Attention: Equity Derivatives 
 Telephone No.: (212) 214-6100 
 Facsimile No: (212) 214-5913 
 December 3, 2007 
 Penn Virginia Corporation 
 Three Radnor Corporate Center, Suite 300 
 100 Matsonford Road 
 Radnor, PA 19087 
 Attention: Frank Pici 
                   Vice President & CFO 
  

	Re:	Warrant Transaction Amendment 

 Penn Virginia Corporation
(the “Company”) and Wachovia Bank, National Association (“Dealer”), acting through the agency of Wachovia Capital Markets, LLC (the “Agent”), have entered into a confirmation dated November 29,
2007 (the “Confirmation”) relating to Warrants on shares of common stock, par value USD 0.01, of the Company, issued by Company to Dealer. This letter agreement (this “Amendment”) amends the terms and conditions of
the Transaction (the “Transaction”) evidenced by the Confirmation. 
 Upon the effectiveness of this Amendment, all
references in the Confirmation to the “Transaction” will be deemed to be to the Transaction as amended hereby. Capitalized terms used herein without definition shall have the meanings assigned to them in the Confirmation. 
  

	1.	Amendments. The Confirmation is hereby amended as follows: 

  

	 	a.	Number of Warrants. The “Number of Warrants” shall be “896,103”. 

  

	 	b.	Premium. The “Premium” shall be “USD 4,092,143.96”. 

  

	 	c.	Maximum Amount. The number “2,340,000” set forth in Section 9(k)(i) of the Confirmation is hereby replaced with the number “2,690,000”.


  

	2.	Effectiveness. This Amendment shall become effective upon execution by the parties hereto. 









	3.	No Additional Amendments or Waivers. Except as amended hereby, all the terms of the Transaction and provisions in the Confirmation shall remain and continue in full force and
effect and are hereby confirmed in all respects. 

  

	4.	Counterparts. This Amendment may be signed in any number of counterparts, each of which shall be an original, with the same effect as if all of the signatures thereto and
hereto were upon the same instrument. 

  

	5.	Governing Law. The provisions of this Amendment shall be governed by New York law (without reference to choice of law doctrine). 

  

 2 








 Please confirm that the foregoing correctly sets forth the terms of our agreement by executing this
Amendment and returning it in the manner indicated in the attached cover letter. 
  

									
	Very truly yours,	 		 	
			
	 WACHOVIA CAPITAL MARKETS, LLC,

 ASSOCIATION
	 		 	WACHOVIA BANK, NATIONAL
	 acting solely in its capacity as Agent

 of Wachovia Bank, National Association
	 		 	By: Wachovia Capital Markets, LLC,
acting solely in its capacity as its Agent
					
	By:	 	/s/ Cathleen Burke	 		 	By:	 	/s/ Cathleen Burke
	Name:	 	Cathleen Burke	 		 	Name:	 	Cathleen Burke
	Title:	 	Managing Director	 		 	Title:	 	Managing Director

  

			
	Confirmed as of the
date first above written:
	
	Penn Virginia Corporation
		
	By:	 	/s/ Nancy M. Snyder
	Name:	 	Nancy M. Snyder
	Title:	 	Executive Vice President, General Counsel and Corporate Secretary

  

 3
Exhibit 31.2 CERTIFICATION I, David K. Holeman, certify that: 1.
       I have reviewed this quarterly report on Form 10-Q of Gexa Corp.; 2.
Based on my knowledge, this report does not contain any untrue statement of a material
fact or omit to state a material fact necessary to make the statements made, in light of
the circumstances under which such statements were made, not misleading with respect to
the period covered by this report; 3.
Based on my knowledge, the financial statements, and other financial information included
in this report, fairly present in all material respects the financial condition, results
of operations and cash flows of the registrant as of, and for, the periods presented in
this report; 4.
The registrants other certifying officers and I are responsible for establishing
and maintaining disclosure controls and procedures (as defined in Exchange Act Rules
13a-15(e) and 15d-15(e)) for the registrant and have: (a)
      Designed such  disclosure  controls and  procedures,  or caused such  disclosure
 controls and procedures to be designed under our supervision, to ensure that material
information relating to the registrant, including its consolidated subsidiaries, is made
known to us by others within those entities, particularly during the period in which this
report is being prepared; (b)
      Evaluated the  effectiveness  of the  registrants  disclosure  controls and
 procedures  and presented in this report our conclusions about the effectiveness of the
disclosure controls and procedures, as of the end of the period covered by this report
based on such evaluation; and (c)
      Disclosed  in this  report any change in the  registrants  internal  control
 over  financial  reporting  that occurred during the registrants most recent
fiscal quarter that has materially affected, or is reasonably likely to materially
effect, the registrants internal control over financial reporting; and 5.
The registrants other certifying officers and I have disclosed, based on our most
recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of the registrants board of directors (or persons
performing the equivalent functions): (a)
      All  significant  deficiencies  and material  weaknesses in the design or operation
of controls over  financial reporting which are reasonably likely to adversely affect the
registrants ability to record, process, summarize and report financial information;
and (b)
      Any fraud, whether or not material,  that involves management or other employees
who have a significant role in the registrants internal control over financial
reporting. /s/ David K. HolemanDavid K.
HolemanChief Financial OfficerDated: May 12, 2005
---

CERTIFICATION OF CHIEF EXECUTIVE
  OFFICER     PURSUANT TO 18 U.S.C. SECTION 1350, AS
  ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I, Gordon F. Burley, Chief Executive Officer of Terrace Ventures
  Inc. (the “Company”), hereby certify pursuant to 18 U.S.C. Section
  1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
  that, to the best of my knowledge:

| | (i)  | the Quarterly Report on Form 10-QSB of the Company,
        for the fiscal quarter ended January 31, 2005, and to which this certification
        is attached as Exhibit 32.1 (the “Report”) fully complies
        with the requirements of Section 13(a) or 15(d) of the Securities Exchange
        Act of 1934, as amended; and
| | ---- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|
| | (ii) | the information contained in the Report fairly presents, in all material
      respects, the financial condition and results of operations of the Company.                                                                                                                                                                          
|

|By:    | /s/ Gordon F. Burley   
|------ | -----------------------
|Name:  | GORDON F. BURLEY       
|Title: | Chief Executive Officer
|Date:  | March 16, 2005         

A signed original of this written statement required by Section 906 of the Sarbanes-Oxley Act of 2002 has been provided to the Registrant and will be retained by the Registrant and furnished to the Securities and Exchange Commission or its staff
upon request.

This certification accompanies the Form 10-QSB to which it relates, is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933 or
the Securities Exchange Act of 1934 (whether made before or after the date of the Form 10-QSB), irrespective of any general incorporation language contained in such filing.

---
#### In the Matter of The People of the State of New York, by Eliot Spitzer, as Attorney General of the State of New York, Respondent, v Gaston Hooks Jr., Individually and Doing Business as Justice for All Document Preparation, Mediation and Lawyer Referral Firm, Appellant.

Submitted August 31, 2009;

decided October 20, 2009

Reported below, 64 AD3d 1075.

Motion for leave to appeal dismissed upon the ground that the order sought to be appealed from does not finally determine the proceeding within the meaning of the Constitution.
**EXHIBIT 23.1**

 

Consent of Independent Registered Public Accounting Firm 

 

We consent to the incorporation by reference in the Registration Statement (Form S-8 No. 333-104873) pertaining to the 401(k) SalaryReduction Plan and Trust, the 2001 Stock Option Plan, and the Employee Stock Purchase Plan, and in the Registration Statements (Forms S-3 No. 333-110603 and No. 333-108848) of Sirna Therapeutics, Inc. (formerly known as Ribozyme Pharmaceuticals,Inc.) of our report dated February 14, 2005, with respect to the financial statements of Sirna Therapeutics, Inc. included in this Annual Report (Form 10-K) for the year ended December 31, 2004. 

 

/s/ Ernst & Young LLP 

 

Denver, Colorado 

March 30, 2005
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**KFS** IN THE SUPREME COURT OF THE STATE OF MONTANA No. DA 19 - 0 581 STATE OF MONTANA,

Plaintiff and Appellee, v. SCOTT W. ELLISON ,

Defendant and Appellant.

**ORDER** Upon consideration of Appellee’s motion for a 30 - day extension of time, and good cause appearing therefor, IT IS HEREBY ORDERED that Appellee is granted an extension of time to and including August 24 , 202 1 , within which to prepare, serve, and file its response brief.

Electronically signed by: Mike McGrath Chief Justice, Montana Supreme Court

July 13 2021

07/13/2021

Case Number: DA 19-0581
---

CERTIFICATION OF 
  CHIEF EXECUTIVE OFFICERPURSUANT TO 
  18 U.S.C. SECTION 1350, 
  AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I, Gordon F. Burley, Chief Executive Officer of Terrace Ventures
  Inc. (the "Company"), hereby certify pursuant to 18 U.S.C. Section 1350, as
  adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to
  the best of my knowledge:

| | (i)  | the Quarterly Report on Form 10-QSB of the Company,
        for the fiscal quarter ended July 31, 2004, and to which this certification
        is attached as Exhibit 32.1 (the "Report") fully complies with the requirements
        of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended;
        and
| | ---- | ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
| |      |                                                                                                                                                                                                                                                                                                                                  
| | (ii) | the information contained in the Report fairly presents,
        in all material respects, the financial condition and results of operations
        of the Company.                                                                                                                                                             



| | By:    | /s/ Gordon F. Burley   
| | ------ | -----------------------
| |        |                        
| | Name:  | GORDON F. BURLEY       
| |        |                        
| | Title: | Chief Executive Officer
| |        |                        
| | Date:  | September 20, 2004     

A signed original of this written statement required by Section 906 of the
  Sarbanes-Oxley Act of 2002 has been provided to the Registrant and will be retained
  by the Registrant and furnished to the Securities and Exchange Commission or
  its staff upon request.

This certification accompanies the Form 10-QSB to which
  it relates, is not deemed filed with the Securities and Exchange Commission
  and is not to be incorporated by reference into any filing of the Registrant
  under the Securities Act of 1933 or the Securities Exchange Act of 1934 (whether
  made before or after the date of the Form 10-QSB), irrespective of any general
  incorporation language contained in such filing.

---
Exhibit 32.1
 CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350
  (1)
    
    The Report fully complies with the requirements of section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and
 (2)
    
    The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of Full House Resorts, Inc.
 Dated: March 26, 2009
    By:
    /s/ ANDRE M. HILLIOUAndre M. HilliouChief Executive Officer




---



##### 



CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350
  (1)
    
    The Report fully complies with the requirements of section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and
 (2)
    
    The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of Full House Resorts, Inc.
 Dated: March 26, 2009
    By:
    /s/ MARK MILLERMark MillerChief Financial Officer
<TABLE> <S> <C>

<ARTICLE>                          5

<S>                                <C>
<PERIOD-TYPE>                      6-MOS
<FISCAL-YEAR-END>                  OCT-31-1999
<PERIOD-START>                     NOV-01-1998
<PERIOD-END>                       APR-30-1999
<CASH>                              1,218,000
<SECURITIES>                                0
<RECEIVABLES>                      31,790,000
<ALLOWANCES>                          980,000
<INVENTORY>                        30,756,000
<CURRENT-ASSETS>                   69,037,000
<PP&E>                             24,674,000
<DEPRECIATION>                     12,889,000
<TOTAL-ASSETS>                     83,851,000
<CURRENT-LIABILITIES>              10,878,000
<BONDS>                             2,925,000
<PREFERRED-MANDATORY>                       0
<PREFERRED>                                 0
<COMMON>                               14,000
<OTHER-SE>                         68,844,000
<TOTAL-LIABILITY-AND-EQUITY>       83,851,000
<SALES>                            55,352,000
<TOTAL-REVENUES>                   55,352,000
<CGS>                              35,541,000
<TOTAL-COSTS>                      51,945,000
<OTHER-EXPENSES>                      111,000
<LOSS-PROVISION>                      181,000
<INTEREST-EXPENSE>                    273,000
<INCOME-PRETAX>                     3,023,000
<INCOME-TAX>                        1,182,000
<INCOME-CONTINUING>                 1,841,000
<DISCONTINUED>                              0
<EXTRAORDINARY>                             0
<CHANGES>                                   0
<NET-INCOME>                        1,841,000
<EPS-BASIC>                            0.13
<EPS-DILUTED>                            0.13
#### State v. Gwynn

Case below: 182 N.C. App. 343

No. 158P07

1. AG’s Motion for Temporary Stay (COA06-403)

2. AG’s Petition for Writ of Supersedeas

3. AG’s PDR Under N.C.G.S. § 7A-31

1. Allowed 04/04/07 361 N.C. 363

2. Allowed 11/08/07

3. Allowed 11/08/07
II 

111TH CONGRESS 

1ST SESSION S. 2555 

To extend the temporary suspension of duty on N-[[(4,6-dimethoxypyrimidin2-yl)amino]carbonyl]-3-(ethylsulfonyl)-2-pyridinesulfonamide and application adjuvants. 

IN THE SENATE OF THE UNITED STATES 

OCTOBER 30, 2009 

Mr. BURRIS introduced the following bill; which was read twice and referred 

to the Committee on Finance 

A BILL 

To extend the temporary suspension of duty on N-[[(4,6- 

dimethoxypyrimidin-2-yl)amino]carbonyl]-3- 

(ethylsulfonyl)-2-pyridinesulfonamide and application adjuvants. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. N-[[(4,6-DIMETHOXYPYRIMIDIN-2- 

4 YL)AMINO]CARBONYL]-3-(ETHYLSULFONYL)-2- 

5 PYRIDINESULFONAMIDE AND APPLICATION 

6 ADJUVANTS. 

7 (a) IN GENERAL.—Heading 9902.33.60 of the Har8 monized Tariff Schedule of the United States (relating to 


smartinez on DSKB9S0YB1PROD with BILLS
2 

•S 2555 IS

1 mixtures of N-[[(4,6-dimethoxypyrimidin-2-yl)amino]-car2 bonyl]-3-(ethylsulfonyl)-2-pyridinesulfonamide and appli3 cation adjuvants) is amended by striking ‘‘12/31/2009’’ 

4 and inserting ‘‘12/31/2011’’. 

5 (b) EFFECTIVE DATE.—The amendment made by 

6 subsection (a) applies with respect to goods entered, or 

7 withdrawn from warehouse for consumption, on or after 

8 the 15th day after the date of the enactment of this Act. 

Æ 


smartinez on DSKB9S0YB1PROD with BILLS
<PAGE>   1
                                  EXHIBIT 24.4


                            SPECIAL POWER OF ATTORNEY

The undersigned constitutes and appoints Vince Hren, or the Chief Financial
Officer of Microtest, Inc., a Delaware corporation, and each of them, his true
and lawful attorney-in-fact and agent with full power of substitution and
resubstitution, for him and in his name, place, and stead, in any and all
capacities, to sign the Annual Report on Form 10-K for the fiscal year ended
December 31, 1999, for filing with the Securities and Exchange Commission by
Microtest, Inc., a Delaware corporation, together with any and all amendments to
such Form 10-K, and to file the same with all exhibits thereto, and all
documents in connection therewith, with the Securities and Exchange Commission,
granting to such attorneys-in-fact and agents, and each of them, full power and
authority to do and perform each and every act and thing requisite and necessary
to be done in and about the premises, as fully and to all intents and purposes
as he might or could do in person, hereby ratifying and confirming all that such
attorneys-in-fact and agents, or each of them, may lawfully do or cause to be
done by virtue hereof.


DATED: 3/2/00

                                                /s/  William C. Turner
                                                ------------------------------
                                                William C. Turner
#### TERESA SMITH GILREATH v. NORTH CAROLINA DEPARTMENT OF HEALTH AND HUMAN SERVICES

No. 310A06

(Filed 15 December 2006)

Appeal pursuant to N.C.G.S. § 7A-30(2) from the decision of a divided panel of the Court of Appeals, 177 N.C. App. 499, 629 S.E.2d 293 (2006), reversing an order entered on 3 June 2005 by Judge W. Russell Duke, Jr. in Superior Court, Granville County. Heard in the Supreme Court 22 November 2006.

*Schiller & Schiller, PLLC, by David G. Schiller, for plaintiffappellee.*

*Roy Cooper, Attorney General, by Angel E. Gray, Assistant Attorney General, for defendant-appellant.*

PER CURIAM.

AFFIRMED.
#### Sable v. Sable (now Knight)

Case below: 177 N.C. App. 811 (6 June 2006)

No. 351P06

1. Pit’s Petition for Writ of Supersedeas (COA05-664)

2. Pit’s PDR Under N.C.G.S. § 7A-31

3. Pit’s Motion for Leave to Partially Withdraw PDR

4. Pit’s Motion for Limited Remand

1. Denied 03/08/07

2. Denied 03/08/07

3. Dismissed as Moot 03/08/07

4. Dismissed as Moot 03/08/07
<PAGE>
                                                                    Exhibit 32.1

Certification of Chief Executive Officer pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002

Laurel Capital Group, Inc.

In connection with the Annual Report of Laurel Capital Group, Inc. (the
"Company") on Form 10-K for the year ended June 30, 2004 as filed with the
Securities and Exchange commission on the date hereof (the "Report"), I, Edwin
R. Maus, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, that:

      1.    The Report fully complies with the requirements of Section 13(a) or
            15(d) of the Securities Exchange Act of 1934; and

      2.    The information contained in the Report fairly presents, in all
            material respects, the financial condition and results of operations
            of the Company as of and for the period covered by the Report.

/s/ Edwin R. Maus
-------------------------------------
Edwin R. Maus
President and Chief Executive Officer
September 28, 2004