##### 



For the three months ended
    
    
    For the nine months endedSeptember 30
    
    
    September 30*
    
    
    September 30
    
    
    September 30*(unaudited, in millions of Canadian dollars, except for per share amounts)
    
    2005
    
    
    2004
    
    
    2005
    
    
    2004RevenuePremium income:Annuities
    
    $
    1,198
    
    
    $
    1,176
    
    
    $
    3,769
    
    
    $
    3,691Life insurance
    
    
    1,379
    
    
    
    1,474
    
    
    
    4,232
    
    
    
    4,347Health insurance
    
    
    739
    
    
    
    611
    
    
    
    1,994
    
    
    
    1,8003,316
    
    
    
    3,261
    
    
    
    9,995
    
    
    
    9,838Net investment income
    
    
    1,484
    
    
    
    1,430
    
    
    
    4,510
    
    
    
    4,422Fee income
    
    
    730
    
    
    
    699
    
    
    
    2,170
    
    
    
    2,2195,530
    
    
    
    5,390
    
    
    
    16,675
    
    
    
    16,479Policy Benefits and ExpensesPayments to policyholders, beneficiaries and depositors:Maturities and surrenders
    
    
    1,612
    
    
    
    1,400
    
    
    
    4,540
    
    
    
    4,551Annuity payments
    
    
    362
    
    
    
    370
    
    
    
    1,118
    
    
    
    1,128Death and disability benefits
    
    
    617
    
    
    
    607
    
    
    
    1,840
    
    
    
    1,933Health benefits
    
    
    476
    
    
    
    426
    
    
    
    1,380
    
    
    
    1,323Policyholder dividends and interest on claims and deposits
    
    
    282
    
    
    
    240
    
    
    
    819
    
    
    
    8063,349
    
    
    
    3,043
    
    
    
    9,697
    
    
    
    9,741Net transfers to segregated funds
    
    
    189
    
    
    
    84
    
    
    
    499
    
    
    
    447Increase in actuarial liabilities (Note 7)
    
    
    159
    
    
    
    571
    
    
    
    901
    
    
    
    931Commissions
    
    
    428
    
    
    
    478
    
    
    
    1,285
    
    
    
    1,453Operating expenses
    
    
    667
    
    
    
    663
    
    
    
    2,106
    
    
    
    2,085Premium taxes
    
    
    50
    
    
    
    44
    
    
    
    139
    
    
    
    135Interest expense
    
    
    65
    
    
    
    68
    
    
    
    200
    
    
    
    2024,907
    
    
    
    4,951
    
    
    
    14,827
    
    
    
    14,994Income before Income Taxes and Non-controlling Interests
    
    
    623
    
    
    
    439
    
    
    
    1,848
    
    
    
    1,485Income taxes expense (benefit)
    
    
    179
    
    
    
    (7
    )
    
    
    444
    
    
    
    214Non-controlling interests in net income of subsidiaries
    
    
    5
    
    
    
    7
    
    
    
    18
    
    
    
    20Total Net Income
    
    
    439
    
    
    
    439
    
    
    
    1,386
    
    
    
    1,251Less: Participating policyholders net income
    
    
    1
    
    
    
    
    
    
    
    6
    
    
    
    9Preferred shareholder dividends
    
    
    8
    
    
    
    
    
    
    
    15
    
    
    
    Common Shareholders Net Income
    
    $
    430
    
    
    $
    439
    
    
    $
    1,365
    
    
    $
    1,242Average exchange rates:U.S. Dollars
    
    
    1.21
    
    
    
    1.31
    
    
    
    1.23
    
    
    
    1.33U.K. Pounds
    
    
    2.16
    
    
    
    2.38
    
    
    
    2.26
    
    
    
    2.42* As restated for adoption of Consolidation of Variable Interest Entities, Canadian Institute of Chartered Accountants (CICA) Handbook Accounting Guideline 15 (AcG 15) (Note 2)Earnings per share (Note 5)Basic
    
    $
    0.74
    
    
    $
    0.73
    
    
    $
    2.32
    
    
    $
    2.07Diluted
    
    $
    0.73
    
    
    $
    0.73
    
    
    $
    2.30
    
    
    $
    2.06Weighted
average shares outstanding in millions (Note 5)Basic
    
    
    584
    
    
    
    599
    
    
    
    588
    
    
    
    600Diluted
    
    
    588
    
    
    
    601
    
    
    
    591
    
    
    
    603




---



##### 



As atSeptember 30
    
    
    December 31*
    
    
    September 30*(unaudited, in millions of Canadian dollars)
    
    2005
    
    
    2004
    
    
    2004AssetsBonds
    
    $
    63,690
    
    
    $
    64,496
    
    
    $
    66,151Mortgages
    
    
    14,035
    
    
    
    13,862
    
    
    
    13,968Stocks
    
    
    3,404
    
    
    
    3,463
    
    
    
    3,640Real estate
    
    
    3,216
    
    
    
    3,148
    
    
    
    3,157Cash, cash equivalents and short-term securities
    
    
    6,282
    
    
    
    5,958
    
    
    
    5,931Policy loans and other invested assets
    
    
    5,643
    
    
    
    5,984
    
    
    
    6,035Invested assets
    
    
    96,270
    
    
    
    96,911
    
    
    
    98,882Goodwill
    
    
    5,459
    
    
    
    5,471
    
    
    
    5,575Intangible assets
    
    
    758
    
    
    
    751
    
    
    
    758Other assets
    
    
    5,427
    
    
    
    4,670
    
    
    
    5,876Total general fund assets
    
    $
    107,914
    
    
    $
    107,803
    
    
    $
    111,091Segregated funds net assets
    
    $
    59,160
    
    
    $
    56,564
    
    
    $
    55,054Liabilities and EquityActuarial
liabilities and other policy liabilities (Note
7)
    
    $
    76,150
    
    
    $
    76,056
    
    
    $
    77,835Amounts on deposit
    
    
    3,126
    
    
    
    3,144
    
    
    
    3,147Deferred net realized gains
    
    
    3,658
    
    
    
    3,466
    
    
    
    3,348Other liabilities
    
    
    8,193
    
    
    
    9,072
    
    
    
    10,194Total general fund liabilities
    
    
    91,127
    
    
    
    91,738
    
    
    
    94,524Subordinated debt
    
    
    1,455
    
    
    
    1,462
    
    
    
    1,729Non-controlling interests in subsidiaries
    
    
    31
    
    
    
    188
    
    
    
    184Total equity
    
    
    15,301
    
    
    
    14,415
    
    
    
    14,654Total general fund liabilities and equity
    
    $
    107,914
    
    
    $
    107,803
    
    
    $
    111,091Segregated funds contract liabilities
    
    $
    59,160
    
    
    $
    56,564
    
    
    $
    55,054Exchange rate at balance sheet date:U.S. Dollars
    
    
    1.16
    
    
    
    1.20
    
    
    
    1.28U.K. Pounds
    
    
    2.05
    
    
    
    2.32
    
    
    
    2.30




---



##### 



For the nine months endedParticipating
    
    
    
    
    
    
    September 30
    
    
    September 30*(unaudited, in millions of Canadian dollars)
    
    Policyholders
    
    
    Shareholders
    
    
    2005
    
    
    2004Preferred SharesBalance, beginning of period
    
    $
    
    
    
    $
    
    
    
    $
    
    
    
    $
    Preferred
shares issued (Note 9)
    
    
    
    
    
    
    725
    
    
    
    725
    
    
    
    Issuance
costs, net of taxes (Note 9)
    
    
    
    
    
    
    (12
    )
    
    
    (12
    )
    
    
    Balance, end of period
    
    
    
    
    
    
    713
    
    
    
    713
    
    
    
    Common SharesBalance, beginning of period
    
    
    
    
    
    
    7,238
    
    
    
    7,238
    
    
    
    7,289Stock options exercised
    
    
    
    
    
    
    73
    
    
    
    73
    
    
    
    54Common shares purchased for cancellation (Note 4)
    
    
    
    
    
    
    (142
    )
    
    
    (142
    )
    
    
    (62
    )Balance, end of period
    
    
    
    
    
    
    7,169
    
    
    
    7,169
    
    
    
    7,281Contributed SurplusBalance, beginning of period
    
    
    
    
    
    
    70
    
    
    
    70
    
    
    
    76Stock based compensation
    
    
    
    
    
    
    22
    
    
    
    22
    
    
    
    11Stock options exercised
    
    
    
    
    
    
    (15
    )
    
    
    (15
    )
    
    
    (13
    )Balance, end of period
    
    
    
    
    
    
    77
    
    
    
    77
    
    
    
    74Retained EarningsBalance, beginning of period, as previously reported
    
    
    85
    
    
    
    8,116
    
    
    
    8,201
    
    
    
    7,284Adjustment for change in accounting policy (Note 2)
    
    
    
    
    
    
    3
    
    
    
    3
    
    
    
    4Balance, beginning of period, as restated
    
    
    85
    
    
    
    8,119
    
    
    
    8,204
    
    
    
    7,288Net income
    
    
    6
    
    
    
    1,380
    
    
    
    1,386
    
    
    
    1,251Dividends on common shares
    
    
    
    
    
    
    (432
    )
    
    
    (432
    )
    
    
    (384
    )Dividends on preferred shares
    
    
    
    
    
    
    (15
    )
    
    
    (15
    )
    
    
    Common shares purchased for cancellation (Note 4)
    
    
    
    
    
    
    (322
    )
    
    
    (322
    )
    
    
    (123
    )Balance, end of period
    
    
    91
    
    
    
    8,730
    
    
    
    8,821
    
    
    
    8,032Currency Translation AccountBalance, beginning of period
    
    
    (8
    )
    
    
    (1,089
    )
    
    
    (1,097
    )
    
    
    (673
    )Adjustment for foreign exchange gain (Notes 3 and 11)
    
    
    
    
    
    
    (17
    )
    
    
    (17
    )
    
    
    Changes for the period
    
    
    (1
    )
    
    
    (364
    )
    
    
    (365
    )
    
    
    (60
    )Balance, end of period
    
    
    (9
    )
    
    
    (1,470
    )
    
    
    (1,479
    )
    
    
    (733
    )Total equity
    
    $
    82
    
    
    $
    15,219
    
    
    $
    15,301
    
    
    $
    14,654
 *




---



##### 



For the three months ended
    
    
    For the nine months endedSeptember 30
    
    
    September 30*
    
    
    September 30
    
    
    September 30*(unaudited, in millions of Canadian dollars)
    
    2005
    
    
    2004
    
    
    2005
    
    
    2004Cash Flows Provided by (Used in) Operating ActivitiesTotal net income
    
    $
    439
    
    
    $
    439
    
    
    $
    1,386
    
    
    $
    1,251New mutual fund business acquisition costs capitalized
    
    
    (17
    )
    
    
    (23
    )
    
    
    (69
    )
    
    
    (74
    )Redemption fees of mutual funds
    
    
    7
    
    
    
    16
    
    
    
    31
    
    
    
    51Items not affecting cash
    
    
    (411
    )
    
    
    240
    
    
    
    570
    
    
    
    945Net cash provided by operating activities
    
    
    18
    
    
    
    672
    
    
    
    1,918
    
    
    
    2,173Cash Flows Provided by (Used in) Financing ActivitiesBorrowed funds
    
    
    (23
    )
    
    
    29
    
    
    
    (58
    )
    
    
    23Issuance of
preferred shares (Note 9)
    
    
    325
    
    
    
    
    
    
    
    725
    
    
    
    Payments to
underwriters (Note 9)
    
    
    (10
    )
    
    
    
    
    
    
    (19
    )
    
    
    Issuance of common shares on exercise of stock options
    
    
    22
    
    
    
    6
    
    
    
    58
    
    
    
    41Common
shares purchased for cancellation (Note 4)
    
    
    (85
    )
    
    
    (128
    )
    
    
    (464
    )
    
    
    (185
    )Dividends paid on common shares
    
    
    (149
    )
    
    
    (132
    )
    
    
    (432
    )
    
    
    (384
    )Dividends paid on preferred shares
    
    
    (8
    )
    
    
    
    
    
    
    (15
    )
    
    
    Net cash provided by (used in) financing activities
    
    
    72
    
    
    
    (225
    )
    
    
    (205
    )
    
    
    (505
    )Cash Flows Provided by (Used in) Investing ActivitiesSales, maturities and repayments of bonds, mortgages, stocks
and real estate
    
    
    7,128
    
    
    
    7,880
    
    
    
    23,959
    
    
    
    29,552Purchases of bonds, mortgages, stocks and real estate
    
    
    (7,077
    )
    
    
    (8,725
    )
    
    
    (25,085
    )
    
    
    (30,212
    )Policy loans
    
    
    (15
    )
    
    
    (6
    )
    
    
    (49
    )
    
    
    (7
    )Short-term securities
    
    
    (845
    )
    
    
    19
    
    
    
    (496
    )
    
    
    (977
    )Other investments
    
    
    (18
    )
    
    
    24
    
    
    
    2
    
    
    
    3Disposal
(Note 3)
    
    
    130
    
    
    
    
    
    
    
    130
    
    
    
    Redemption
of preferred shares of subsidiary (Note 9)
    
    
    
    
    
    
    
    
    
    
    (150
    )
    
    
    Net cash used in investing activities
    
    
    (697
    )
    
    
    (808
    )
    
    
    (1,689
    )
    
    
    (1,641
    )Changes due to fluctuations in exchange rates
    
    
    (163
    )
    
    
    (83
    )
    
    
    (199
    )
    
    
    (18
    )Increase (decrease) in cash and cash equivalents
    
    
    (770
    )
    
    
    (444
    )
    
    
    (175
    )
    
    
    9Cash and cash equivalents, beginning of period
    
    
    4,343
    
    
    
    3,628
    
    
    
    3,748
    
    
    
    3,175Cash and cash equivalents, end of period
    
    
    3,573
    
    
    
    3,184
    
    
    
    3,573
    
    
    
    3,184Short-term securities, end of period
    
    
    2,709
    
    
    
    2,747
    
    
    
    2,709
    
    
    
    2,747Cash, cash equivalents and short-term securities, end of period
    
    $
    6,282
    
    
    $
    5,931
    
    
    $
    6,282
    
    
    $
    5,931Supplementary InformationCash and cash equivalents:Cash
    
    
    
    
    
    
    
    
    
    $
    846
    
    
    $
    258Cash equivalents
    
    
    
    
    
    
    
    
    
    
    2,727
    
    
    
    2,926$
    3,573
    
    
    $
    3,184Cash disbursements made for:Interest on borrowed funds and subordinated debt
    
    $
    5
    
    
    $
    1
    
    
    $
    139
    
    
    $
    136Income taxes, net of refunds
    
    $
    68
    
    
    $
    75
    
    
    $
    244
    
    
    $
    191
 *




---



##### 



For the three months ended
    
    
    For the nine months endedSeptember 30
    
    
    September 30
    
    
    September 30
    
    
    September 30(unaudited, in millions of Canadian dollars)
    
    2005
    
    
    2004
    
    
    2005
    
    
    2004Additions to Segregated FundsDeposits:Annuities
    
    $
    1,417
    
    
    $
    1,191
    
    
    $
    5,264
    
    
    $
    4,567Life insurance
    
    
    66
    
    
    
    777
    
    
    
    186
    
    
    
    1,0861,483
    
    
    
    1,968
    
    
    
    5,450
    
    
    
    5,653Net transfers from general funds
    
    
    189
    
    
    
    84
    
    
    
    499
    
    
    
    447Net realized and unrealized gains (losses)
    
    
    2,307
    
    
    
    (314
    )
    
    
    3,466
    
    
    
    940Other investment income
    
    
    267
    
    
    
    246
    
    
    
    942
    
    
    
    9214,246
    
    
    
    1,984
    
    
    
    10,357
    
    
    
    7,961Deductions from Segregated FundsPayments to policyholders and their beneficiaries
    
    
    1,733
    
    
    
    2,583
    
    
    
    5,420
    
    
    
    6,220Management fees
    
    
    164
    
    
    
    155
    
    
    
    498
    
    
    
    466Taxes and other expenses
    
    
    54
    
    
    
    29
    
    
    
    124
    
    
    
    89Effect of changes in currency exchange rates
    
    
    2,024
    
    
    
    1,761
    
    
    
    1,719
    
    
    
    2183,975
    
    
    
    4,528
    
    
    
    7,761
    
    
    
    6,993Net additions (reductions) to segregated funds for the period
    
    
    271
    
    
    
    (2,544
    )
    
    
    2,596
    
    
    
    968Segregated funds net assets, beginning of period
    
    
    58,889
    
    
    
    57,598
    
    
    
    56,564
    
    
    
    54,086Segregated funds net assets, end of period
    
    $
    59,160
    
    
    $
    55,054
    
    
    $
    59,160
    
    
    $
    55,054
  As atSeptember 30
    
    
    December 31
    
    
    September 30(unaudited, in millions of Canadian dollars)
    
    2005
    
    
    2004
    
    
    2004AssetsSegregated and mutual fund units
    
    $
    45,868
    
    
    $
    43,589
    
    
    $
    42,154Stocks
    
    
    7,411
    
    
    
    7,082
    
    
    
    6,792Bonds
    
    
    5,550
    
    
    
    5,600
    
    
    
    5,625Cash, cash equivalents and short-term securities
    
    
    1,168
    
    
    
    961
    
    
    
    1,396Real estate
    
    
    152
    
    
    
    159
    
    
    
    153Mortgages
    
    
    49
    
    
    
    61
    
    
    
    67Other assets
    
    
    970
    
    
    
    716
    
    
    
    1,76461,168
    
    
    
    58,168
    
    
    
    57,951Liabilities
    
    
    2,008
    
    
    
    1,604
    
    
    
    2,897Net assets attributable to segregated funds policyholders
    
    $
    59,160
    
    
    $
    56,564
    
    
    $
    55,054




---



##### 



1. Basis of Presentation
  2. Changes in Accounting Policies
 Consolidation of Variable Interest Entities:
  
 
 
 Financial
Instruments  Disclosure and Presentation:




---



##### 



For the three months ended
    
    
    For the nine months endedSeptember 30
    
    
    September 30*
    
    
    September 30
    
    
    September 30*2005
    
    
    2004
    
    
    2005
    
    
    2004Common shareholders net income
    
    $
    430
    
    
    $
    439
    
    
    $
    1,365
    
    
    $
    1,242Less: Effect of stock options of subsidiaries(1)
    
    
    1
    
    
    
    1
    
    
    
    4
    
    
    
    1Common shareholders net income on a diluted basis
    
    $
    429
    
    
    $
    438
    
    
    $
    1,361
    
    
    $
    1,241Weighted average number of shares outstanding for basic earnings per share
(in millions)
    
    
    584
    
    
    
    599
    
    
    
    588
    
    
    
    600Add: Adjustments relating to the dilutive impact of stock options(1)
    
    
    4
    
    
    
    2
    
    
    
    3
    
    
    
    3Weighted average number of shares outstanding on a diluted basis (in millions)
    
    
    588
    
    
    
    601
    
    
    
    591
    
    
    
    603
 (1)
    
    The effect of stock options is calculated based on the treasury stock method
requirements which assume that unrecognized compensation, as well as any proceeds from the
exercise of the options, would be used to purchase common shares at the average market
prices during the period.*
    
    As restated for adoption of AcG 15 (Note 2)




---



##### 



Results by segment for the three months ended

September 30, 2005United States
    
    
    
    
    
    
    
    
    
    
    ConsolidationCanada
    
    
    Sun Life
    
    
    MFS
    
    
    Asia
    
    
    Corporate
    
    
    Adjustments
    
    
    TotalRevenue
    
    $
    2,120
    
    
    $
    2,443
    
    
    $
    412
    
    
    $
    178
    
    
    $
    454
    
    
    $
    (77
    )
    
    $
    5,530Total net income
    
    $
    229
    
    
    $
    133
    
    
    $
    46
    
    
    $
    10
    
    
    $
    21
    
    
    $
    
    
    
    $
    439Results by segment for the three months ended

September 30, 2004*United States
    
    
    
    
    
    
    
    
    
    
    ConsolidationCanada
    
    
    Sun Life
    
    
    MFS
    
    
    Asia
    
    
    Corporate
    
    
    Adjustments
    
    
    TotalRevenue
    
    $
    1,960
    
    
    $
    2,399
    
    
    $
    414
    
    
    $
    189
    
    
    $
    534
    
    
    $
    (106
    )
    
    $
    5,390Total net income
    
    $
    221
    
    
    $
    92
    
    
    $
    42
    
    
    $
    10
    
    
    $
    74
    
    
    $
    
    
    
    $
    439Results
and assets by segment for the nine months ended

September 30, 2005United States
    
    
    
    
    
    
    
    
    
    
    ConsolidationCanada
    
    
    Sun Life
    
    
    MFS
    
    
    Asia
    
    
    Corporate
    
    
    Adjustments
    
    
    TotalRevenue
    
    $
    6,370
    
    
    $
    7,167
    
    
    $
    1,232
    
    
    $
    597
    
    
    $
    1,522
    
    
    $
    (213
    )
    
    $
    16,675Total net income
    
    $
    715
    
    
    $
    346
    
    
    $
    134
    
    
    $
    35
    
    
    $
    156
    
    
    $
    
    
    
    $
    1,386Assets
General fund assets
    
    $
    51,108
    
    
    $
    40,343
    
    
    $
    819
    
    
    $
    2,490
    
    
    $
    15,072
    
    
    $
    (1,918
    )
    
    $
    107,914Segregated funds net assets
    
    $
    27,740
    
    
    $
    24,412
    
    
    $
    
    
    
    $
    62
    
    
    $
    6,946
    
    
    $
    
    
    
    $
    59,160Results
and assets by segment for the nine months ended

September 30, 2004*United States
    
    
    
    
    
    
    
    
    
    
    ConsolidationCanada
    
    
    Sun Life
    
    
    MFS
    
    
    Asia
    
    
    Corporate
    
    
    Adjustments
    
    
    TotalRevenue
    
    $
    6,133
    
    
    $
    7,201
    
    
    $
    1,298
    
    
    $
    529
    
    
    $
    1,660
    
    
    $
    (342
    )
    
    $
    16,479Total net income
    
    $
    679
    
    
    $
    299
    
    
    $
    70
    
    
    $
    27
    
    
    $
    176
    
    
    $
    
    
    
    $
    1,251AssetsGeneral fund assets
    
    $
    50,792
    
    
    $
    41,580
    
    
    $
    861
    
    
    $
    2,273
    
    
    $
    16,434
    
    
    $
    (849
    )
    
    $
    111,091Segregated funds net assets
    
    $
    22,909
    
    
    $
    25,220
    
    
    $
    
    
    
    $
    24
    
    
    $
    6,901
    
    
    $
    
    
    
    $
    55,054
    2005
    
    
    2004Actuarial liabilities, January 1
    
    $
    74,258
    
    
    $
    75,324Change in liabilities on in-force business and arising from new policies
    
    
    903
    
    
    
    931Significant changes in assumptions and methodology(1):Gross increases
    
    
    167
    
    
    
    Gross decreases
    
    
    (169
    )
    
    
    Increase in actuarial liabilities
    
    
    901
    
    
    
    931Actuarial liabilities before the following:
    
    
    75,159
    
    
    
    76,255Change due to termination of reinsurance agreement(2)
    
    
    1,223
    
    
    
    Other
    
    
    50
    
    
    
    (73
    )Effect of changes in currency exchange rates
    
    
    (2,029
    )
    
    
    (314
    )Actuarial liabilities, September 30
    
    
    74,403
    
    
    
    75,868Add: other policy liabilities
    
    
    1,747
    
    
    
    1,967Actuarial liabilities and other policy liabilities, September 30
    
    $
    76,150
    
    
    $
    77,835
 (1)
    
    The increase in reserves arises from lapse and morbidity assumption changes in the
Reinsurance Business Unit. The decreases arise mainly from mortality assumption changes in
the same business.(2)
    
    Reserve increase due to the termination of a reinsurance treaty on Canada Group
business, and the resulting recapture of the business. An associated
decrease in other liabilities was also recorded to reflect this
recapture.




---



##### 



For the three months ended
    
    
    For the nine months endedSeptember 30
    
    
    September 30
    
    
    September 30
    
    
    September 302005
    
    
    2004
    
    
    2005
    
    
    2004Pension benefit cost
    
    $
    3
    
    
    $
    2
    
    
    $
    10
    
    
    $
    7Other post-retirement benefit cost
    
    $
    6
    
    
    $
    5
    
    
    $
    18
    
    
    $
    18
     LEGAL AND REGULATORY PROCEEDINGS
   (In re Mutual Funds Investment Litigation (Alger, Columbia, Janus,
MFS, One Group,
Putnam, Allianz Dresdner), No.1:04-md-15863 (transfer began March 19, 2004) Riggs v. MFS et al., Case No. 04-CV-01162-JFM Hammerslough v. MFS et al., Case No. 04-MD-01620 Anita Walker
v. MFS et al., Case No. 1:04-CV-01758 (Forsythe v. Sun Life Financial Inc., et al., No. 04cv10584
(GAO) (a consolidated action); and Marcus Dumond, et al. v. Massachusetts Financial Servs. Co., et
al., No. 04cv11458 (GAO) Securities Act of 1933 Securities




---



##### 



Exchange
Act of 1934 Investment Company Act of 1940 Investment Advisers Act of 1940 Employee
Retirement Income Security Act of 1974
 (Reaves, et al. v. MFS Series Trust I, et al, Mass, Super.Ct, C.A. No. 05-1094)
   PROVISIONS IN THE UNITED KINGDOM