alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EX-31 Rule 13a-14(d)/15d-14(d) Certification.


  I, Kristen Ann Cronin, certify that:

  1.I have reviewed this report on Form 10-K and all reports on Form 10-D
    required to be filed in respect of the period covered by this report on
    Form 10-K of Deutsche Alt-A Securities Mortgage Loan Trust, Series
    2007-OA1 (the "Exchange Act periodic reports");

  2.Based on my knowledge, the Exchange Act periodic reports, taken as a
    whole, do not contain any untrue statement of a material fact or omit
    to state a material fact necessary to make the statements made, in
    light of the circumstances under which such statements were made, not
    misleading with respect to the period covered by this report;

  3.Based on my knowledge, all of the distribution, servicing and other
    information required to be provided under Form 10-D for the period
    covered by this report is included in the Exchange Act periodic reports;

  4.I am responsible for reviewing the activities performed by the
    servicer(s) and based on my knowledge and the compliance review(s)
    conducted in preparing the servicer compliance statement(s) required in
    this report under Item 1123 of Regulation AB, and except as disclosed
    in the Exchange Act periodic reports, the servicer(s) have fulfilled
    their obligations under the servicing agreement(s) in all material
    respects; and

  5.All of the reports on assessment of compliance with servicing criteria
    for asset-backed securities and their related attestation reports on
    assessment of compliance with servicing criteria for asset-backed
    securities required to be included in this report in accordance with
    Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18
    have been included as an exhibit to this report, except as otherwise
    disclosed in this report.  Any material instances of noncompliance
    described in such reports have been disclosed in this report on Form
    10-K.

    In giving the certifications above, I have reasonably relied on
    information provided to me by the following unaffiliated parties:
    Countrywide Home Loans Servicing LP as Servicer , GMAC Mortgage, LLC
    f/k/a GMAC Mortgage Corporation as Sub-Servicer for Residential Funding
    Company, LLC, Homecomings Financial, LLC as Sub-Servicer
    for Residential Funding Company, LLC and Residential Funding Company,
    LLC as Servicer.

    Dated:   March 31, 2008


    /s/ Kristen Ann Cronin
    Signature

    Vice President
    (senior officer in charge of the servicing function of the master
    servicer)
**Exhibit 32.2**

 

**CERTIFICATION PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002(18 U.S.C. SECTION 1350)**

 

 

Inconnection with the Quarterly Report of BancTec, Inc, a Delaware corporation(the “Company”), on Form 10-Q for the quarter ending September 30,2005 as filed with the Securities and Exchange Commission (the “Report”), I,Jeffrey D Cushman, Senior Vice President and Chief Financial Officer of theCompany, certify, pursuant to § 906 of the Sarbanes-Oxley Act of 2002 (18U.S.C. § 1350), that to my knowledge:

 

 

(1) TheReport fully complies with the requirements of section 13(a) or 15(d) ofthe Securities Exchange Act of 1934; and

 

 

(2) Theinformation contained in the Report fairly presents, in all material respects,the financial condition and results of operations of the Company.

 

 
| / S / Jeffrey D. Cushman |   |
|--------------------------|--------|

 

Jeffrey D. Cushman

SeniorVice President and Chief Financial Officer

 

November 18,2005

 

Asigned original of this written statement required by 18 USC Section 1350has been provided to the Company and will be retained by the Company andfurnished to the Securities and Exchange Commission or its staff upon request.

 

1

----
Exhibit 3.4
 CERTIFICATE OF DESIGNATIONS
 OF
 FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES B
 OF
 FIRST PRIORITY FINANCIAL CORP.
 Issuer
 Board of Directors Fixed Rate Cumulative
Perpetual Preferred Stock, Series B
 RESOLVED
 Designation and Number of Shares Designated
Preferred Stock
 Standard Provisions
 Definitions
 Common Stock
 Dividend Payment Date




---



##### 



Junior Stock
 Liquidation Amount
 Minimum Amount
 Parity Stock
 Signing Date
 UST Preferred Stock
 Certain Voting Matters
 Remainder of Page Intentionally Left Blank
  2




---



##### 



FIRST PRIORITY FINANCIAL CORP.By:
    /s/ David E. SparksName:
    David E. SparksTitle:
    President and Chief Executive Officer  3




---



##### 



Schedule A
 STANDARD PROVISIONS
 General Matters
 Standard Definitions
 Appropriate Federal Banking Agency
 Business Combination
 Business Day
 Bylaws
 Certificate of Designations
 Charter
 Dividend Period
 Dividend Record Date
 Liquidation Preference
 Original Issue Date
 Preferred Director
  A-1




---



##### 



Preferred Stock
 Qualified Equity Offering
 Standard Provisions
 Successor Preferred Stock
 Voting Parity Stock
 Dividends
 Rate i.e. Dividend Period
   A-2




---



##### 



Dividend Record Date
  Priority of Dividends
  A-3




---



##### 



pro rata
  Liquidation Rights
 Liquidation Preference
 Partial Payment
 Residual Distributions
  A-4




---



##### 



Merger, Consolidation and Sale of Assets Not Liquidation
 Redemption
 Optional Redemption
 provided Successor Preferred Stock
  A-5




---



##### 



No Sinking Fund
 Notice of Redemption
 Partial Redemption pro
rata
 Effectiveness of Redemption pro rata
  A-6




---



##### 



Status of Redeemed Shares provided
 Conversion
 Voting Rights
 General
 Preferred Stock Directors Preferred Directors Preferred Director provided
  A-7




---



##### 



Class Voting Rights as to Particular Matters
 Authorization of Senior Stock
 Amendment of Designated Preferred Stock
 Share Exchanges, Reclassifications, Mergers and Consolidations
  A-8




---



##### 



provided, however
 Changes after Provision for Redemption
 Procedures for Voting and Consents
 Record Holders
 Notices
  A-9




---



##### 



No Preemptive Rights
 Replacement Certificates
 Other Rights
  A-10
EXHIBIT
      32.1


CERTIFICATION
      PURSUANT TO


18
      U.S.C. SECTION 1350,


AS
      ADOPTED PURSUANT TO


SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002




In
      connection with the Quarterly Report of Diatect International Corporation (the
      "Company") on Form 10-QSB for the quarter ended June 30, 2007 as filed with
      the
      Securities and Exchange Commission on the date hereof (the “Report”), I, David
      Andrus, Principal Executive Officer and Principal Accounting Officer, certify,
      pursuant to 18 U.S.C. §1350, as adopted pursuant to Section906 of the
      Sarbanes-Oxley Act of 2002, that:




(1)
      The
      Report fully complies with the requirements of Section 13(a) or 15(d) of the
      Securities Exchange Act of 1934; and




(2)
      The
      information contained in the Report fairly presents, in all material respects,
      the financial condition and results of operations of the Company.











December
                31, 2007
            /s/
                David
                AndrusDavid
                S. AndrusPrincipal
                Executive OfficerPrincipal
                Financial Officer






























































---
[Federal Register Volume 74, Number 89 (Monday, May 11, 2009)]
[Notices]
[Page 21833]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E9-10869]


-----------------------------------------------------------------------

DEPARTMENT OF LABOR

Employment and Training Administration

[TA-W-65,122]


Gunderson Rail Services, LLC, dba Greenbrier Rail Services, a 
Subsidiary of the Greenbrier Companies, Chicago Heights, IL; Notice of 
Termination of Investigation

    Pursuant to Section 221 of the Trade Act of 1974, as amended, an 
investigation was initiated on February 4, 2009 in response to a worker 
petition filed by workers of Gunderson Rail Services, LLC, dba 
Greenbrier Rail Services, a subsidiary of The Greenbrier Companies, 
Chicago Heights, Illinois.
    The petitioner has requested that the petition be withdrawn. 
Consequently, the investigation has been terminated.

    Signed at Washington, DC, this 14th day of April 2009.
Elliott S. Kushner,
Certifying Officer, Division of Trade Adjustment Assistance.
[FR Doc. E9-10869 Filed 5-8-09; 8:45 am]
BILLING CODE 4510-FN-P
EX-31 Rule 13a-14(d)/15d-14(d) Certification.


  I, Jenna L. Kemp, certify that:

  1.I have reviewed this report on Form 10-K and all reports on Form 10-D
    required to be filed in respect of the period covered by this report on
    Form 10-K of Bear Stearns Asset Backed Securities I Trust 2007-AC2 (the
    "Exchange Act periodic reports");

  2.Based on my knowledge, the Exchange Act periodic reports, taken as a
    whole, do not contain any untrue statement of a material fact or omit
    to state a material fact necessary to make the statements made, in
    light of the circumstances under which such statements were made, not
    misleading with respect to the period covered by this report;

  3.Based on my knowledge, all of the distribution, servicing and other
    information required to be provided under Form 10-D for the period
    covered by this report is included in the Exchange Act periodic reports;

  4.I am responsible for reviewing the activities performed by the
    servicers and based on my knowledge and the compliance reviews
    conducted in preparing the servicer compliance statements required in
    this report under Item 1123 of Regulation AB, and except as disclosed
    in the Exchange Act periodic reports, the servicers have fulfilled
    their obligations under the servicing agreements in all material
    respects; and

  5.All of the reports on assessment of compliance with servicing criteria
    for asset-backed securities and their related attestation reports on
    assessment of compliance with servicing criteria for asset-backed
    securities required to be included in this report in accordance with
    Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18
    have been included as an exhibit to this report, except as otherwise
    disclosed in this report.  Any material instances of noncompliance
    described in such reports have been disclosed in this report on Form
    10-K.

    In giving the certifications above, I have reasonably relied on
    information provided to me by the following unaffiliated parties: Wells
    Fargo Bank, N.A. as Trustee.

    Dated:   March 31, 2008


    /s/ Jenna L. Kemp
    Signature

    Executive Vice President
    (senior officer in charge of the servicing function of the master
    servicer)
EX-31 Rule 13a-14(d)/15d-14(d) Certification.


  I, Diane Courtney, certify that:

  1.I have reviewed this report on Form 10-K and all reports on Form 10-D
    required to be filed in respect of the period covered by this report on
    Form 10-K of Morgan Stanley Mortgage Loan Trust 2007-5AX (the "Exchange
    Act periodic reports");

  2.Based on my knowledge, the Exchange Act periodic reports, taken as a
    whole, do not contain any untrue statement of a material fact or omit
    to state a material fact necessary to make the statements made, in
    light of the circumstances under which such statements were made, not
    misleading with respect to the period covered by this report;

  3.Based on my knowledge, all of the distribution, servicing and other
    information required to be provided under Form 10-D for the period
    covered by this report is included in the Exchange Act periodic reports;

  4.I am responsible for reviewing the activities performed by the
    servicers and based on my knowledge and the compliance reviews
    conducted in preparing the servicer compliance statements required in
    this report under Item 1123 of Regulation AB, and except as disclosed
    in the Exchange Act periodic reports, the servicers have fulfilled
    their obligations under the servicing agreements in all material
    respects; and

  5.All of the reports on assessment of compliance with servicing criteria
    for asset-backed securities and their related attestation reports on
    assessment of compliance with servicing criteria for asset-backed
    securities required to be included in this report in accordance with
    Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18
    have been included as an exhibit to this report, except as otherwise
    disclosed in this report.  Any material instances of noncompliance
    described in such reports have been disclosed in this report on Form
    10-K.

    In giving the certifications above, I have reasonably relied on
    information provided to me by the following unaffiliated parties:
    Central Mortgage Company as Servicer, and GMAC Mortgage, LLC f/k/a GMAC
    Mortgage Corporation as Servicer.

    Dated:   March 26, 2008


    /s/ Diane Courtney
    Signature

    Vice President
    (senior officer in charge of the servicing function of the master
    servicer)
Severance Agreement between the Registrant and Steven W. Smith



 Exhibit 10.23 
 NimbleGen TM
Systems, Inc. 
 1 Science Ct. 
 Madison, WI 53711 
 August 11, 2003 
 Mr. Steven W.
Smith 
 2854 Richardson Street 
 Fitchburg, WI 53711 

Dear Steven: 
 This letter confirms that by Consent of
the Board of Directors dated April 30, 2003 and in recognition of your value and continued service to NimbleGen Systems Inc. (“NimbleGen”) and in order to induce you to remain employed by NimbleGen, NimbleGen: (i) has agreed to pay you
three months of severance (“Severance”) in the event, but only in the event, your employment with NimbleGen is terminated by NimbleGen and if such termination is within 180 days after (a) a new chief executive officer is hired by NimbleGen
or (b) a Change in Control (as such term is defined in NimbleGen’s 2000 Stock Option and Restricted Stock Plan, hereinafter referred to as the “Plan”) occurs; and (ii) has agreed that all Options or Restricted Shares (as each such
term is defined in the Plan) held by you as of April 30, 2003, will, in addition to any vesting provided for in the option agreement governing such Options or Restricted Shares, immediately vest upon termination of your employment with NimbleGen,
unless the termination of your employment is a “Termination for Cause” (as such term is defined in the Plan), if such termination is (a) within 180 days after a new chief executive officer is hired by NimbleGen or (b) within 12 months
after a Change in Control occurs. 
 Your right to receive Severance from NimbleGen is limited to the circumstances set forth above. You will
have no right to receive Severance from NimbleGen in any other manner or for any other reason, including without limitation, if your employment with NimbleGen is terminated for any reason other than those circumstances set forth above, including as
a result of (a) a Termination for Cause, (b) your voluntary termination of such employment, (c) your death, or (d) your Disability (as such term is defined in the Plan). 
 In addition, your right to receive Severance from NimbleGen and to the acceleration of your Options and Restricted Shares is each conditioned upon the execution by you or your personal representative, as the case may
be, of a standard release benefiting NimbleGen, in a form satisfactory to NimbleGen, and your agreement to take such other cooperative actions as NimbleGen may request. 
  

			
	 Phone: 608-218-7600
 FAX: 608-218-7601
	 	 info@nimblegen.com
 www.nimblegen.com









 Steve Smith 
 Page 2

 August 11, 2003 
 Any Severance paid to you by
NimbleGen shall be calculated based upon your base salary in effect on the date of the termination of your employment with NimbleGen and will be paid over the three month period following the termination of such employment. 
 Please acknowledge your agreement to the foregoing by signing this letter in the space provided below and returning it to the undersigned. 
  

	
	Very truly yours,
	
	/s/ Robert J. Palay
	Robert J. Palay
	Chairman of the Board


  

	
	 Acknowledged and agreed to
 this 8th day of September ,
2003.

	
	/s/ Steven W. Smith
	Steven W. Smith

  

 2
EXHIBIT 32.2

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Tellabs, Inc. (the Company) on Form 10-Q for the quarter
ended September 28, 2007, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Timothy J. Wiggins, the Chief Financial Officer of the Company, certify, pursuant to and for purposes of 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:



| | (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------



|                       
|-----------------------
|/s/ Timothy J. Wiggins 
|Timothy J. Wiggins     
|Chief Financial Officer
|Date: November 5, 2007 

A signed original of this written statement required by Section 906 has been provided to the Company and will
be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.
#### In the Matter of Atlantic Outdoor Advertising, Inc., Appellant, v Meenakshi Srinivasan, as Chairperson of the Board of Standards and Appeals of the City of New York, et al., Respondents.

[973 NYS2d 613]

Judgment, Supreme Court, New York County (Peter H. Moulton, J.), entered December 7, 2012, denying the petition to annul the determination of respondent Board of Standards and Appeals of the City of New York (BSA), dated June 5, 2012, which denied petitioner’s appeal of a determination of respondent Department of Buildings finding that the subject rooftop sign was not an “advertising sign,” and dismissing the proceeding brought pursuant to CPLR article 78, unanimously affirmed, without costs.

BSA’s determination that the rooftop sign at issue qualified as an accessory business sign rather than as an “advertising sign” under New York City Zoning Resolution § 12-10 was not arbitrary and capricious *(cf. Matter of Mazza & Avena v Chin,**599261 AD2d 546 [2d Dept 1999]). The court properly deferred to BSA’s fact-based analysis as to whether the accessory use of the sign was clearly incidental to and customarily found in connection with the principal use of the property *(see Matter of New York Botanical Garden v Board of Stds. & Appeals of City of N.Y.,*91 NY2d 413 [1998]; *see also Matter of Chelsea Bus. & Prop. Owners’ Assn., LLC v City of New York,*107 AD3d 414 [1st Dept 2013]). Concur — Tom, J.P., Sweeny, Saxe, Freedman and Clark, JJ. [Prior Case History: 2012 NY Slip Op 32827(U).]
EX-10.8



 Exhibit 10.8 

REGENXBIO INC. 

COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS 

ADOPTED                  , 2015 

 

	A.	Cash Compensation 

  

	 	1.	Board retainer: $35,000 per year, paid in quarterly installments in arrears. 

  

	 	2.	Chairman of the Board retainer: $30,000 per year, paid in quarterly installments. 

  

	 	3.	Committee chair retainer: $15,000 per year for the Audit Committee chair, $10,000 per year for the Compensation Committee chair, and $8,000 per year for the Corporate Governance and Nominating Committee chair, paid in
quarterly installments in arrears. 

  

	 	4.	Committee member retainer: $7,500 per year for members of the Audit Committee, $5,000 per year for the members of the Compensation Committee, and $4,000 per year for the Governance and Nominating Committee, paid in
quarterly installments in arrears. 

  

	B.	Equity Compensation 

  

	 	1.	Initial Stock Option grant: stock option to purchase 25,000 shares of the Company’s common stock. The option shall vest in equal monthly installments over the 36 months following the grant date, with immediate full
vesting in the event of a change in control. The options will be granted by the Compensation Committee under the 2015 Equity Incentive Plan (the “EIP”) in conjunction with the director’s initial appointment or election to the Board.
Upon consummation of the initial public offering of the Company’s common stock (the “IPO”), Messrs. Engleman and Fox and Ms. Samuels will be granted their respective Initial Stock Option. 


 

	 	2.	Annual Stock Option grant: stock option to purchase 12,500 shares of the Company’s common stock. The option shall vest in equal monthly installments over the 12 months following the grant date, with immediate full
vesting in the event of a change in control. The stock option will be granted by the Compensation Committee under the EIP in conjunction with the Annual Meeting of the Company’s stockholders. Upon consummation of the IPO, Messrs. Beshar, Hayden
and Karabelas will be granted their respective Annual Stock Option in a pro-rated amount to reflect their service from the month of the IPO through the date of the Company’s next Annual Meeting of the Company’s stockholders.
#### Kenneth J. Lewis et al., Appellants, v New York State Department of Civil Service et al., Respondents. Margaret Godfrey et al., Appellants, v Andrew J. Spano et al., Respondents. New York State Comptroller, Intervenor-Respondent.

Submitted September 14, 2009;

decided September 17, 2009

Reported below, 60 AD3d 216; 57 AD3d 941.

Motion by City of New York for leave to file a brief amicus curiae on the appeals herein granted and the proposed brief is accepted as filed.
#### The People of the State of New York, Respondent, v Dwayne Jones, Appellant.

[973 NYS2d 557]

Judgment, Supreme Court, New York County (Richard D. Carruthers, J.), rendered on or about March 23, 2011, unanimously affirmed.

Application by appellant’s counsel to withdraw as counsel is granted *(see Anders v California,*386 US 738 [1967]; *People v Saunders,*52 AD2d 833 [1976]). We have reviewed this record and agree with appellant’s assigned counsel that there are no non-frivolous points which could be raised on this appeal.

*546Pursuant to Criminal Procedure Law § 460.20, defendant may apply for leave to appeal to the Court of Appeals by making application to the Chief Judge of that Court and by submitting such application to the Clerk of that Court or to a Justice of the Appellate Division of the Supreme Court of this Department on reasonable notice to the respondent within 30 days after service of a copy of this order.

Denial of the application for permission to appeal by the judge or justice first applied to is final and no new application may thereafter be made to any other judge or justice. Concur— Gonzalez, P.J., Tom, Saxe, Manzanet-Daniels and Gische, JJ.