# Patent

## Title
Antimicrobial compositions

## Abstract

Antimicrobial compositions are provided that include a hydroalcoholic solvent system comprising a lower C2-C5 alcohol and water; a cationic antimicrobial agent such as chlorhexidine gluconate; a fatty component containing at least one free hydroxyl group, such as a C12-C21 fatty alcohol, a C12-C21 fatty ester, a C12-C21 fatty ether, a C12-C21 fatty amide, and combinations thereof; and optionally an emollient ester such as diesters of bibasic acids and triesters of citric acid. The compositions described herein display improved antimicrobial efficacy and improved cosmetic elegance.

## Background
CROSS-REFERENCE TO RELATED APPLICATIONS
This application is the National Stage filing under 35 U.S.C. 371 of International Application No. PCT/US2007/082465, filed Oct. 25, 2007, which claims the benefit of U.S. Provisional Application Ser. No. 60/863,335, filed on Oct. 27, 2006, which is incorporated herein by reference in its entirety.


BACKGROUND
It is a standard practice in the industrialized world to disinfect the skin prior to any invasive procedure such as surgery, catheterization, or needle puncture to reduce the risk of infection. Currently, chlorhexidine compositions are an agent of choice for disinfecting hands, skin, surgical sites, catheter sites, and oral cavities. Chlorhexidine and its salts are well-known antimicrobials with excellent efficacy that are safe to use. Chlorhexidine and its salts also show persistent antimicrobial activity on the skin often for more than 24 hours.
Two hydroalcoholic compositions containing chlorhexidine are currently available. AVAGARD surgical hand prep is a hydroalcoholic composition containing 1% chlorhexidine gluconate in 61% ethanol available from 3M Company. CHLOROPREP surgical prep is a composition containing 2% w/v chlorhexidine gluconate (CHG), 70% v/v isopropanol, and water available from Mediflex, Inc.
Products that contain chlorhexidine or its derivatives suffer from several disadvantages. Chlorhexidine is a cationic bisguanide, which can be readily deactivated by salts (chlorides, carbonates, and the like), nonionic surfactants, anionic surfactants, and anionic compounds such as organic acids or salts of organic acids. Many soaps and skin creams contain these agents and readily deactivate chlorhexidine and its salts. Chlorhexidine compositions can also be irritating to skin and mucous membranes. Products that contain greater than 2% CHG can cause significant irritation, particularly after repeated use.
Surgical preps containing chlorhexidine and/or other antimicrobials can undermine the adhesion of medical tapes, dressings, and surgical drapes, particularly under wet skin conditions. Chlorhexidine salts in particular exacerbate this problem because they are hydrophilic and sit on the surface of the skin after topical application. Under wet conditions, such as in surgery when large amounts of body fluids or saline are present, the chlorhexidine salts can cause the loss of adhesion of surgical drapes and dressings. This adhesion loss is often called “drape lift” and is highly undesirable because it can interrupt the sterile field, which increases the probability of a surgical site infection.
There is a clear need for chlorhexidine compositions which have low irritation, cosmetic acceptability, excellent efficacy, and improved wet adhesion for use in surgical and catheter sites.
SUMMARY OF THE INVENTION
The present invention provides compositions useful as products for skin disinfection such as skin antiseptics, preoperative surgical preps, hand sanitizers, catheter and i.v. skin preps, and waterless hand scrubs. The preferred formulations of the present invention, in general, have a desirable cosmetic feel after both single and multiple applications. Additionally, preferred formulations maintain or improve adhesion of medical articles to skin, particularly in the presence of moisture. When used as a preoperative surgical prep or antiseptic, the compositions described herein achieve improved antimicrobial efficacy.
In one aspect, an antimicrobial composition is provided, comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, C12-C21 fatty ethers, C12-C21 fatty amides, and combinations of all of the foregoing; and
        c) a cationic antimicrobial agent;
    
    


wherein the antimicrobial composition is free of surfactants with an HLB greater than 6; and wherein the antimicrobial composition is essentially free of hydrophilic polymers.
In another aspect, an antimicrobial composition is provided, comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, C12-C21 fatty esters, C12-C21 fatty ethers, C12-C21 fatty amides, and combinations of all of the foregoing;
        c) a cationic antimicrobial agent; and
        d) an emollient ester selected from the group consisting of diesters of bibasic acids, triesters of citric acid, diesters of diols, triesters of triols, and combinations thereof.
    
    


In a further aspect, an antimicrobial composition is provided, comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a C12-C21 fatty ether with at least one hydroxyl group; and
        c) a cationic antimicrobial agent;

wherein the antimicrobial composition is essentially free of surfactants.

    
    


In a further aspect, an antimicrobial composition is provided, comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a C12-C21 fatty amide with at least one hydroxyl group; and
        c) a cationic antimicrobial agent;

wherein the fatty amide is soluble in the composition.

    
    


In another aspect, an antimicrobial composition is provided, comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, and C12-C21 fatty esters;
        c) a cationic antimicrobial agent; and
        d) an emollient ester selected from the group consisting of diesters of bibasic acids, diesters of diols, triesters of citric acid, trimesters of triols and combinations thereof;

wherein the emollient ester is present in an amount greater than 1 wt-% based on the total weight of the composition.

    
    


In another aspect, an antimicrobial composition is provided, comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a C12-C21 fatty esters containing one or more free hydroxyl groups in an amount greater than 1 wt-% based on the total weight of the composition; and
        c) a cationic antimicrobial agent;

wherein the antimicrobial composition is free of silicones; and wherein the antimicrobial composition is essentially free of surfactants.

    
    


In a further aspect, a nonvolatile antimicrobial composition is provided, comprising

    
    
        (a) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, C12-C21 fatty esters, C12-C21 fatty ethers, C12-C21 fatty amides, and combinations of all of the foregoing; and
        (b) a cationic antimicrobial agent;
        (c) an optional emollient ester selected from the group consisting of diesters of bibasic acids, triesters of citric acid, diesters of diols, triesters of triols, and combinations thereof;

wherein the nonvolatile antimicrobial composition is essentially free of surfactants.

    
    


Methods are also provided with the compositions above. In one aspect, a method of improving the wet adhesion of medical adhesive article is provided, comprising applying a composition comprising:

    
    
        a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
        b) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, C12-C21 fatty esters, C12-C21 fatty ethers, C12-C21 fatty amides, and combinations of all of the foregoing;
        c) a cationic antimicrobial agent; and

applying a medical adhesive article over the composition; wherein the medical adhesive article has improved adhesion to skin as measured by the Wet Skin Adhesion test.

    
    


In a further aspect, a method of preventing or treating a skin condition of a mammal, the method comprising the step of applying the antimicrobial compositions of any of the compositions above to skin.
In another aspect, a method of preventing surgical site or catheter site infections is provided, the method comprising the step of applying the antimicrobial compositions of any of the compositions above prior to surgery or catheterization.
DEFINITIONS
“Ambient temperature” as used herein refers to the temperature range between about 21° and 25° C.
“Emollient” as used herein refers to materials which are capable of maintaining or improving the moisture level, compliance, or appearance of the skin when used repeatedly. Emollients often act to increase the moisture content of the stratum corneum. Emollients are generally separated into two broad classes based on their function. The first class of emollients function by forming an occlusive barrier, which reduces water evaporation from the stratum corneum. The first class of emollients is further subdivided into compounds, which are waxes at room temperature and compounds which are liquid or oils. The second class of emollients penetrate into the stratum corneum and physically bind water to prevent evaporation. The second class of emollients includes those that are water soluble and are often referred to as humectants. For the purposes of this invention, the emollient esters are considered separate and distinct from any other emollients which may be used in the compositions described herein, even though the emollient esters may also function as occlusive emollients and aid in maintaining or improving the skin condition.
“Polymer” as used herein refers to a natural or synthetic molecule having repetitive units and a number average molecular weight of at least 10,000.
“Lotion” means liquid or cream, free of any propellant.
“Solvent system” or “hydroalcoholic solvent system” as used herein refer to the combination of the lower (C2-C5) alcohol and water in the compositions described herein.
“Solvent” as used herein refers to any organic compound used to dissolve or disperse another compound. Common solvents include lower alcohols, acetone, methyl ethyl ketone, volatile ethers, water and toluene.
“Surfactant” as used herein is synonymous with “emulsifier,” and means an amphiphile (a molecule possessing both polar and nonpolar regions which are covalently bound) capable of reducing the surface tension of water and/or the interfacial tension between water and an immiscible liquid.
“Fatty” as used herein refers to a hydrocarbon chain length of 8 or more carbon atoms (odd or even number), unless otherwise specified.
“Cidatrope” as used herein is a term for a hydrophobic component in the composition that enhances the effectiveness of the antimicrobial composition such that when the composition less the antimicrobial agent and the composition less the cidatrope component are used separately, they do not provide the same level of antimicrobial activity as the composition as a whole. For example, a cidatrope component in the absence of the antimicrobial agent may not provide any appreciable antimicrobial activity. The enhancing effect can be with respect to the level of kill, the speed of kill, and/or the spectrum of microorganisms killed, and may not be seen for all microorganisms. The cidatrope component may act synergistically such that when combined with the remainder of the composition, the composition as a whole displays an activity that is greater than the sum of the activity of the composition less the cidatrope component and the composition less the antimicrobial agent. The cidatrope preferably is a wax at ambient conditions with a melt temperature greater than 23° C. When more than one cidatrope is present in the antimicrobial composition, at least one cidatrope has a melt temperature greater than 23° C. Both the fatty component and the emollient esters are cidatropes in the compositions described herein.
“Hydrophobic” or “water insoluble” refers to a material that will not significantly dissolve in water at 23° C. Solubility can be determined by thoroughly mixing the compound with water at the appropriate concentration at 23° C. for at least 24 hours (or at elevated temperature if that is necessary to dissolve the compound), allowing this to sit at 23-25° C. for 24 hours, and observing the sample. In a glass jar with a 4-cm path length the sample should have evidence of a second phase, which can be liquid or solid and may be separated on the top, bottom, or distributed throughout the sample. For crystalline compounds care should be taken to avoid producing a supersaturated solution. The components should be mixed and observed. Cloudiness or presence of a visible precipitate or separate phase indicates that the solubility limit has been exceeded. Typically, when placed in 1×1 cm cell the sample has less than 70% transmission measured in a suitable spectrophotometer at a wavelength of 655 nm. For solubility determinations less than that which can be observed with the naked eye the solubility is determined using radiolabeled compounds as described under “Conventional Solubility Estimations in Solubility of Long-Chain Fatty Acids in Phosphate Buffer at pH 7.4,” Henrik Vorum, et al. in Biochimica et. Biophysica Acta, 1126, 135-142 (1992).
“Hydrophilic” or “water soluble” refers to a material that will dissolve or disperse in water (or other aqueous solution as specified) at a temperature of 23° C. in an amount of at least 7% by weight, preferably at least 10% by weight, more preferably at least 20% by weight, even more preferably at least 25% by weight, even more preferably at least 30% by weight, and most preferably at least 40% by weight, based on the total weight of the hydrophilic material and the water. The component is considered dissolved if after thoroughly mixing the compound with water at 60° C. for at least 4 hours and allowing this to cool to 23-25° C. for 24 hours, and mixing the composition thoroughly it appears uniform clear solution without visible cloudiness, phase separation, or precipitate in ajar having a path length of 4 cm. Typically, when placed in 1×1 cm cell, the sample exhibits greater than 70% transmission measured in a suitable spectrophotometer at a wavelength of 655 nm. Water dispersible hydrophilic materials disperse in water to form uniform cloudy dispersions after vigorous shaking of a 5% by weight mixture of the hydrophilic component in water.
“Nonvolatile” means that the component does not evaporate readily at ambient conditions, such that a 20 gm sample in a 4 cm2 dish does not lose more than 2% of its weight, e.g., within 60 minutes upon exposure to ambient conditions. Examples of nonvolatile components of the compositions described herein include glycerin, chlorhexide and its salts, and fatty components with a chain length greater than 10 carbons.
“Essentially free” means less than 1% by weight, more preferably less than 0.5% by weight, and even more preferably less than 0.1% by weight, of a component based on the total weight of the composition.


DESCRIPTION OF THE PREFERRED EMBODIMENTS
The compositions provided herein are hydroalcoholic formulations that provide rapid and persistent antimicrobial activity. The compositions include a hydroalcoholic solvent system comprising a lower C2-C5 alcohol and water, and a cationic antimicrobial agent such as chlorhexidine gluconate. The compositions also include a fatty component containing at least one free hydroxyl group, such as a C12-C21 fatty alcohol, a C12-C21 fatty ester, a C12-C21 fatty ether, a C12-C21 fatty amide, and combinations thereof. In most embodiments, the compositions also include a hydrophobic emollient ester such as diesters of bibasic acids and triesters of citric acid. The compositions of this invention are useful as preoperative surgical preps, hand antiseptics, dental antiseptics and varnishes, antimicrobial swaps, and wipes for skin disinfection. The compositions are particularly useful for preventing surgical site and catheter site infections when used as an antiseptic on the skin.
The compositions described herein display improved antimicrobial efficacy and improved cosmetic elegance. Improved antimicrobial efficacy means a composition that exhibits any one or a combination of the following: (i) the composition maintains antimicrobial activity in the presence of the cationic antimicrobial agent, despite the presence of a component that is known to interact with cationic antimicrobial agent; (ii) the composition improves antimicrobial activity relative to the same composition without one of either the fatty component or the emollient ester present; or (iii) the composition with less cationic antimicrobial agent present maintains the same activity relative to a composition with more cationic antimicrobial agent present but lacking one of either the fatty component or the emollient ester; or (iv) the composition shows synergistic antimicrobial activity when the cationic antimicrobial agent, fatty component and emollient ester are present.
When applied to the skin, the compositions have rapid bactericidal activity due to the high concentration of lower alcohol(s) and the enhanced activity of the cationic antimicrobial agent in the presence of the fatty component and optionally, the emollient ester. After the compositions are applied to the skin, the compositions dry quickly as the lower alcohol evaporates, and a nonvolatile antimicrobial composition remains. This nonvolatile composition comprises the cationic antimicrobial agent, fatty component, and optionally, the emollient ester. This antimicrobial composition that remains on the skin is non-irritating and provides persistent bactericidal activity. In addition to enhancing the antimicrobial activity, the fatty component can also serve as a protectant and prevent premature removal of the antimicrobial composition by washing off with aqueous fluids.
The compositions described herein also contribute to improved adhesion of medical adhesive articles that may be used in the presence of or on the compositions. Biguanides, such as chlorhexidine gluconate (CHG), are typically water soluble agents, which can resolubilize in the presence of moisture and undermine the skin adhesion of medical adhesive articles such as dressings, adhesive incise drapes or tapes. This loss in adhesion can result in early failure of the medical adhesive article and place the patient at increased risk of infection due to, for example, lift of an incise drape at the incisional area or loss of secural of a catheter. The compositions of this invention contribute to improved adhesive performance of medical adhesive articles primarily as the result of a fatty component, particularly the fatty alcohols. The improvement in adhesion can be an overall increase in adhesive effect, i.e. increased adhesion of the medical adhesive article to skin coated with the antimicrobial compositions described herein. The improvement in adhesion can also be a reduction in the variability of adhesive performance of the medical adhesive article between patients, resulting in a more universally effective attachment of the medical adhesive article in a given patient population. The improvement in adhesion can also be the prevention of drape lift or loss of adhesion in the presence of water or saline. This provides a benefit when the compositions are used as preoperative surgical preps with the presence of large amounts of blood and saline in the area of the incision.
The inventors of this application have surprisingly found that that the fatty components enhance the antimicrobial efficacy of cationic antimicrobial agents such as chlorhexidine and its salts, particularly chlorhexidine gluconate. The inventors have also found that the combination of the fatty components with the emollient esters further can synergistically enhance the activity of the compositions. Thus, the compositions comprise improved overall antimicrobial efficacy compared to compositions containing cationic antimicrobial agents currently employed in the art.
The fatty components and the emollient esters both function to increase hydrophobicity of the composition. The increased hydrophobicity of the composition, after drying on skin, functions to improve adhesion of medical articles in the presence of moisture. The hydrophobic nature of the compositions also reduce the “wash off” effect of the active cationic agent by hydrophilic or aqueous solutions employed in the healthcare setting such as sterile saline rinses.
Unexpectedly, neither the hydrophobic fatty component nor the emollient ester adversely affect the antimicrobial activity of the composition, and in most cases, improve the antimicrobial efficacy of the antimicrobial composition. This is surprising for several reasons. First, the dilution effect of the fatty component and the emollient ester on the cationic antimicrobial agent does not affect the antimicrobial activity of the composition. Thus, lower levels of cationic antimicrobial agent, particularly CHG, are necessary to produce a given antimicrobial efficacy level. This reduction in concentration of the cationic antimicrobial agent on the skin can also aid in reducing the skin irritation possible with compositions containing high concentrations of CHG. When compositions containing only alcohol, CHG, and water are applied to the skin, the alcohol quickly evaporates off essentially leaving behind a film with a high concentration of CHG, which has the potential to irritate the skin.
Conversely, the increased hydrophobicity due to the fatty component and emollient ester, when used, also allows for increased levels of CHG in compositions, which increases the antimicrobial activity of the compositions and maintains desirable cosmetic feel while minimizing skin irritation.
Second, when used with chlorhexidine salts, the inventors also found surprising that the fatty component, particularly the fatty alcohols, enhanced antimicrobial efficacy. Typical components of known antimicrobial compositions such as nonionic surfactants or higher alcohols are likely to decrease chlorhexidine activity, as discussed in U.S. Pat. No. 5,017,617. Anionic surfactants are generally incompatible and may reduce the antimicrobial activity of chlorhexidine salts. The use of nonionic surfactants can also have a dramatic effect on the availability of chlorhexidine salts and their activity. While not wanting to be bound by theory, one explanation may be micellular binding of the chlorhexidine.
An optimal range of antimicrobial efficacy occurs with increasing addition of the hydrophobic fatty components and optionally, the emollient ester. At levels higher than the optimal range of either the fatty component alone, or the fatty component combined with the emollient ester, a gradual reduction in antimicrobial efficacy occurs, most likely due to the dilution effect that eventually overwhelms the cationic antimicrobial agent. In a preferred embodiment, the ratio of nonvolatile hydrophobic components (e.g., the total of the fatty component, the optional emollient ester, and other lipids, if any) to the cationic antimicrobial agent is at least 0.5:1; more preferably 1:1; even more preferably 2:1, and most preferably 3:1.
The antimicrobial efficacy of the composition remains high at ratios exceeding 6:1, but the increasing levels of fatty component and the optional emollient ester begin to negatively impact both the cosmetic feel of the composition and the time to dry (or at least the appearance of dryness). The emollient esters in particular will contribute an oily look and feel that may be aesthetically undesirable in use.
When applied, the antimicrobial composition is preferably a hydroalcoholic composition as a solution. At a minimum, the cationic antimicrobial agent, the fatty component and the emollient ester when used should be soluble at ambient conditions in the lower alcohol and the hydroalcoholic solvent system.
Lower Alcohol
The alcohol used in the present invention is a lower hydrocarbon chain alcohol such as a C2-C5 alcohol. In preferred embodiments the alcohol is chosen from ethanol and isopropanol, and most preferably ethanol. Ethanol is a preferred alcohol based on broad spectrum and quick kill of microbes and an odor acceptable to consumers such as doctors, nurses and clinicians. Propyl alcohol (1-propanol) may also be used.
A blend of two or more lower alcohols may be used as the alcohol content in the hydroalcoholic solvent system. The lower alcohols may be denatured, such as for example, denatured ethanol including SDA-3C (commercially available from Eastman Chemical, Kingsport, Tenn.). Co-solvents may be further included in the composition with the lower alcohol. Considering the topical application contemplated for the antimicrobial composition, suitable co-solvents include acetone, hydrocarbons such as isooctane, glycols, ketones, ethers, and short chain esters.
The C2-C5 lower alcohol used in the compositions is used in sufficient amount to dissolve the C12-C21 fatty component and emollient ester. In most embodiments, the lower alcohol is present in an amount of at least 35 wt-%, and even more preferably at least 50 wt-%, based on the total weight of the antimicrobial composition.
Compositions having lower alcohol to water ratios within the range 40:60 to 95:5 ensure an efficacious immediate bacterial kill. In a preferred embodiment the lower alcohol:water ratio is between about 55:45 and 90:10, and more preferably at least 65:35. Increased lower alcohol to water ratios are used in a preferred embodiment for optimum antimicrobial activity and to ensure the composition is fast drying.
A useful concentration of the fatty component and the cationic antimicrobial agent depend on their respective solubilities in a given hydroalcoholic solvent system. For example, the solubility of CHG in the hydroalcoholic solvent system decreases with increasing C2-C5 alcohol concentration. In contrast, the fatty components may require increased levels of C2-C5 alcohol concentration to solubilize the fatty components. One skilled in the art can readily determine an optimum range of concentrations based on the solubility of the cationic antimicrobial agent and the fatty component for a given antimicrobial composition or a given solvent system.
Fatty Component
The antimicrobial composition includes a fatty component as a cidatrope that provides improved antimicrobial efficacy to the antimicrobial composition. The fatty component preferably comprises at least 12 carbon atoms, and most preferably at least 14 carbon atoms. The fatty component preferably comprises no more than 21 carbon atoms, and preferably no more than 18 carbon atoms.
Fatty components suitable for use as a cidatrope in the antimicrobial compositions include a C12-C21 fatty alcohol, a C12-C21 fatty ester containing one or more free hydroxyl groups, a C12-C21 fatty ether containing one or more free hydroxyl groups, a C12-C21 fatty amide containing one or more free hydroxyl groups, and combinations thereof. The fatty components are preferably linear alkyl chains, but branched alkyl chains may also be used.
The fatty component of the composition is typically the hydrophobic component of the composition that contributes to the improved adhesion of medical adhesive articles to the skin, particularly in the presence of moisture or fluids. The fatty component is also preferably waxy to improve the overall cosmetic skin feel of the composition as well.
In a preferred embodiment, the components of the antimicrobial compositions are not ethoxylated. Ethoxylation affects the moisture sensitivity of the resultant antimicrobial composition, with a resulting decrease in adhesion performance. If any one of the components is ethoxylated, it is preferably no more than one or two moles of ethylene oxide.
Preferably, the fatty component is present in the composition in an amount of at least 0.5 wt-%, more preferably at least 1 wt-%, even more preferably at least 2 wt-%, and most preferably at least 3 wt-% based on the total weight of the antimicrobial composition. In certain embodiments, the fatty component is present in amounts of no more than 6 wt-%, and more preferably no more than 5 wt-%. Higher levels can be used depending on the ratio of cationic antimicrobial agent to total nonvolatile components in the antimicrobial composition as discussed above.
Fatty Alcohols
The class of fatty alcohols suitable for use in the compositions described herein include an alkyl, alkenyl or aralkyl alcohol comprising at least 12 carbon atoms, and most preferably at least 14 carbon atoms. The fatty alcohol comprises at most 21 carbon atoms, and preferably at most 18 carbon atoms. The fatty alcohols are preferably primary fatty alcohols, although secondary or tertiary alcohols are also effective. Examples of suitable C12-C21 fatty alcohols include but are not limited to lauryl alcohol, myristyl alcohol, cetyl alcohol, isostearyl alcohol, isocetyl alcohol, octyl dodecanol, 2-hexyl decanol, and 2-hexyl dodecanol. Preferably, the C12-C21 fatty alcohol is a wax at ambient conditions.
Particularly preferred C12-C21 fatty alcohols are myristyl alcohol and cetyl alcohol. Cetyl alcohol or 1-hexadecanol provides enhanced and preferably synergistic bactericidal activity with cationic antimicrobial agents, and acceptable cosmetic feel when applied topically. Cetyl alcohol is safe, non-irritating, and is widely used in pharmaceutical and drug creams. It also provides water resistance to the formula after it is applied to the skin, thereby contributing to improved skin adhesion of medical adhesive articles to the composition. In amounts above 2 wt-% based on the total weight of the antimicrobial composition, the C12-C21 fatty alcohols contribute to improved skin adhesion under wet conditions.
Fatty Esters
The class of fatty esters suitable for use in the compositions are C12-C21 fatty acid esters comprising a C12-C18 branched or straight chain alkyl group, at least one ester linkage, and at least one free hydroxyl group. Preferably, the fatty acid esters are highly pure, i.e. fatty acid monoesters, fatty acid diesters.
A subset of this class suitable for use in the compositions described herein includes a (C12-C18) saturated or unsaturated fatty acid ester of a polyhydric alcohol. Preferably, the fatty acid ester is a (C12-C18) saturated fatty acid ester of a polyhydric alcohol. A fatty acid ester of a polyhydric alcohol is preferably of the formula (R1—C(O)—O)n—R2, wherein R1 is the residue of a (C12-C16) saturated fatty acid (preferably, a (C12-C16) saturated fatty acid), or a (C12-C18) unsaturated (preferably, a C12-C16) unsaturated, including polyunsaturated) fatty acid, R2 is the residue of a polyhydric alcohol (typically and preferably, glycerin, and propylene glycol, although a wide variety of others can be used including butylene glycols, hexylene glycols, and diols ), and n=1 or 2. The R2 group includes at least one free hydroxyl group (preferably, residues of glycerin or propylene glycol). Preferred fatty acid esters of polyhydric alcohols are esters derived from C12, C14, and C16 saturated fatty acids. For embodiments in which the polyhydric alcohol is glycerin or propylene glycol, n=1.
Exemplary fatty acid monoesters include, but are not limited to, glycerol monoesters of lauric (monolaurin), myristic, and palmitic acid, and propylene glycol monoesters of lauric, myristic, and palmitic acid. Other fatty acid monoesters include glycerin and propylene glycol monoesters of oleic (18:1), linoleic (18:2), linolenic (18:3), and arachonic (20:4) unsaturated (including polyunsaturated) fatty acids. As is generally know, 18:1, for example, means the compound has 18 carbon atoms and 1 carbon-carbon double bond. Preferred unsaturated chains have at least one unsaturated group in the cis isomer form.
Another subset of fatty acid esters suitable for use as the fatty component include (C12-C21) fatty alcohol ester of a (C2-C8) hydroxycarboxylic acid (also often referred to as a (C2-C8) hydroxycarboxylic acid ester of a (C12-C18) fatty alcohol), a (C12-C22) mono- or poly-unsaturated fatty alcohol ester of a (C2-C8) hydroxycarboxylic acid (also often referred to as a (C2-C8) hydroxycarboxylic acid ester of a (C12-18)mono- or poly-unsaturated fatty alcohol). The hydroxycarboxylic acid moiety can include aliphatic and/or aromatic groups. For example, fatty alcohol esters of salicylic acid are possible.
The hydroxyacids typically have one hydroxyl group and one carboxylic acid group. They are preferably selected from alpha- and beta-hydroxyacids including lactic acid, mandelic acid, glycolic acid, salicylic acid, and hydroxybutanoic acid. The fatty alcohols are most preferably straight or branched alkyl alcohols having 12 to 18 carbon atoms, and most preferably 12 to 16 carbon atoms or a (C12-C20) unsaturated fatty alcohol (preferably, a C12-C18) unsaturated, including polyunsaturated, fatty alcohol). Examples of fatty alcohols include lauryl, myristyl, cetyl, and their derivatives.
Exemplary fatty alcohol monoesters of hydroxycarboxylic acids include, but are not limited to; C12-C15 alkyl lactates, lauryl lactate, myristyl lactate, cetyl lactate, and isostearyl lacatate.
Fatty Ethers
The class of fatty ethers suitable for use in the compositions are C12-C21 fatty acid ethers comprising a C12-C18 branched or straight chain alkyl group, at least one ether linkage, and at least one free hydroxyl group. A subset of fatty ethers suitable for use in the antimicrobial compositions include a (C12-C18) saturated or unsaturated fatty ether of a polyhydric alcohol. Preferably, the fatty ether is a (C12-C16) saturated fatty ether of a polyhydric alcohol.
A fatty ether of a polyhydric alcohol is preferably of the formula (R3—O)n—R4, wherein R3 is a (C12-C18) saturated aliphatic group (preferably, a (C12-C16) saturated aliphatic group), or a (C12-C18) unsaturated (preferably, (C12-C16) unsaturated, including polyunsaturated) aliphatic group, R4 is the residue of glycerin, butylene glycol, or propylene glycol, and n=1 or 2. For glycerin and propylene glycol n=1. Preferred fatty ethers are monoethers of (C12-C18) alkyl groups (more preferably, (C12-C16 alkyl groups).
Exemplary fatty monoethers include, but are not limited to, lauryl glyceryl ether and lauryl propylene glycol ether. Other fatty monoethers include glycerin and propylene glycol monoethers of oleyl (18:1), linoleyl (18:2), and linolenyl (18:3) unsaturated and polyunsaturated fatty alcohols. In certain preferred embodiments, the fatty monoethers that are suitable for use in the present composition include lauryl glyceryl ether, myristyl glycerylether, lauryl propylene glycol ether, cetyl propylene glycol ether, and combinations thereof. Unsaturated chains preferably have at least one unsaturated bond in the cis isomer form.
Emollient Esters
In preferred embodiments, the antimicrobial composition also includes an emollient ester as a cidatrope that provides improved antimicrobial efficacy to the antimicrobial composition. In most embodiments, the emollient ester preferably comprises a total of at least 8 carbon atoms, preferably comprises no more than 20 carbon atoms, and comprises at least two ester linkages.
The emollient esters used in this invention may serve more than one purpose. They may serve to prevent skin irritation and drying, improve the cosmetic feel of the formulation, enhance the antimicrobial activity of the formulation, and moisturize the skin by reducing water transmission. When used at higher concentrations, the emollient esters may also enhance the dry adhesion of medical adhesive articles.
The emollient ester is generally a liquid at room temperature and has poor solubility in water, i.e., soluble in water at 23° C. in amounts less than 2 wt-%. Emollient esters suitable for use as a cidatrope in the antimicrobial compositions are selected from diesters of bibasic acids, diesters of diols, triesters of citric acid, and triesters of triols. Preferred diesters of bibasic acids include dibutyl adipate, diisopropyl adipate, diisobutyl adipate, dihexyl adipate, diisopropyl sebacate, dibutyl sebacate and mixtures thereof. In a similar manner, preferred triesters of citric acid include tributyl citrate. Preferred diesters of diols include esters of butanediol and hexanediol. Diesters of propylene glycol such as propylene glycol dicaprylate may also be useful. The most preferred emollient esters are diisopropyl adipate, dibutyl adipate, and tributyl citrate.
Preferably, the emollient ester is present in the composition in an amount of at least 0.5 wt-%, more preferably at least 1 wt-%, and most preferably at least 2 wt-%. In preferred embodiments, the emollient ester is present in amounts of no more than 6.0 wt-%, more preferably no more than 5 wt-%. Higher levels can be used depending on the ratio of cationic antimicrobial agent to total nonvolatile components as discussed above.
Cationic Antimicrobial Agent
The cationic antimicrobial agent is that component of the composition that provides at least part of the antimicrobial activity. That is, the cationic antimicrobial agent has at least some antimicrobial activity for at least one microorganism. It is generally considered the main active component of the compositions described herein. The cationic antimicrobial agent includes an effective amount of one or more antimicrobial agents selected from the group consisting of biguanides and bisbiguanides such as chlorhexidine and its various salts including but not limited to the digluconate, diacetate, dimethosulfate, and dilactate salts, as well as combinations thereof; polymeric quaternary ammonium compounds such as polyhexamethylenebiguanide; small molecule quaternary ammonium compounds such as benzalkonium halides; and compatible combinations thereof. It is particularly important, however, with cationic antimicrobial agents in a salt form to use a counter ion that ensures solubility in aqueous fluid above the minimum inhibitory concentration (MIC) of the treatment organism. If the solubility limit is less than the MIC, treatment may be ineffective.
The cationic component is at least 10 wt-%, more preferably 15 wt-%, based on the total weight of the nonvolatile components in the composition. The cationic antimicrobial agent is preferably no more than 70 wt-%, and more preferably no more than 50 wt-%, based on the total weight of nonvolatile components in the composition.
Based on the total weight of the antimicrobial composition, cationic antimicrobial agents are typically used at levels of at least 0.05% by weight, preferably at least 0.1% by weight and most preferably at least 0.25% by weight and most preferably at least 0.5% by weight. Compounds of this class are preferably used at levels less than about 8%, more preferably less than about 6%, and most preferably less than about 4% by weight of the composition.
The classes of cationic antimicrobial agent suitable in the present invention are discussed further below.
Biguanides
This class of antimicrobials is represented by the formula:

R—NH—C(NH)—NH—C(NH)—NH(CH2)nNHC(NH)—NH—C(NH)—NH—R

Where n=3-10, preferably 4-8, and most preferably 6; and R═C4-C18 branched or straight chain alkyl optionally substituted in available positions by halogen or C6-C12 aryl or alkaryl optionally substituted in available positions by halogen.

The preferred compound of this class is chlorhexidine. This may be present as the free base but is preferably present as a disalt of acetate, gluconate, lactate, methosulfate (CH3OSO3−), or a halide or combinations thereof. The most preferred compound is chlorhexidine digluconate (CHG). Other anions may be useful. Many salts of chlorhexidine have high solubility (>1 g/100 mL) in alcohol/water systems and are therefore useful in compositions of this invention.
The antimicrobials of this class are particularly preferred in formulations that are aqueous and protected from light. This is believed to reduce the degradation of the compound. When used in compositions comprising less than about 20% by weight water, antimicrobial agents of this class may also include a hydrophilic solvent that solubilizes the antimicrobial agent. Examples of suitable solvents for chlorhexidine gluconate include glycols (compounds having at least two hydroxyl groups per molecule) such as PEGs having a molecular weight below 2000 and preferably less than 1000 and most preferably less than about 800 daltons; glycerin and polyglycerols, propylene glycol, dipropylene glycol, tripropylene glycol, polypropylene glycol, ethylene oxide/propylene oxide random or block copolymers, trimethylolpropane, pentraerithiritol, sorbitol, panetothenol, glucuronolactone, gluconic acid, and the like as well as other polar solvents such as N-methyl pyrrolidone, propylene carbonate, butyrolactone and the like. When used, the solubilizing solvent should be present in sufficiently low amounts to minimize sensitivity to water. Preferably, the solubilizing solvent is present in amounts less than 1 wt % relative to the weight of the total antimicrobial composition.
Care must also be taken when formulating chlorhexidine as well as other cationic antimicrobial compounds to avoid inactivation by sequestering it in micelles which may be formed by incorporation of surfactants and/or emulsifiers. Preferred compositions of this invention are essentially free of surfactants and/or emulsifiers.
Bis(biguanide)s such as chlorhexidine are very basic and capable of forming multiple ionic bonds with anionic materials. For this reason, biguanide-containing compositions are preferably free of anionic compounds that can result in precipitation of the antimicrobial. Anionic surfactants useful, for example, as wetting agents, may also need to be avoided. Halide salts may need to be avoided. For example, chlorhexidine digluconate (CHG) will precipitate rapidly in the presence of halide salts above a concentration of about 0.1M. Therefore, if a system includes CHG or other antimicrobial of this class, and needs to comprise salts for stability or other purposes, preferably gluconate salts such as triethanolamine gluconate or sodium gluconate, are used.
Polymeric Quaternary Amine Compounds
Antimicrobial polymers comprising quaternary amine groups may also be used as the cationic antimicrobial agent in the compositions described herein. These are typically polymers having quaternary amine groups with at least one alkyl or aralkyl chain of at least 6 carbon atoms and preferably as least 8 carbon atoms. The polymers may be linear, branched, hyperbranched or dendrimers. Preferred antimicrobial polymeric quaternary amine polymers include those described in U.S. Pat. Nos. 6,440,405; 5,408,022; and 5,084,096; PCT Publication No. WO/02102244; and Disinfection, Sterilization and Preservation, S. Block, 4th ed., 1991, Chapter 13, Lea & Febiger.
A particularly preferred class of polymeric quaternary ammonium antimicrobial compounds are polybiguanides. Compounds of this class are represented by the formula:

X—R1—NH—C(NH)—NH—C(NH)—NH—R2—NHC(NH)—NH—C(NH)—NH—R3—X

Where R1, R2, and R3 are bridging groups such as polymethylene groups preferably having 2 to 10 methylene groups, more preferably 4 to 8 methylene groups and most preferably 6 methylene groups. The methylene groups can be optionally substituted in available positions with halogen, hydroxyl, or phenyl groups. X is a terminal group and is typically an amine, amine salt, or a dicyandiamide group. The preferred compound of this class is polyhexamethylene biguanide (PHMB) commercially available as Cosmocil CQ from Aveci, Wilmington, Del.

Poly(biguanide) antimicrobials such as PHMB are very basic and are capable of forming multiple ionic bonds with anionic materials. For this reason, biguanide-containing compositions are preferably free of anionic compounds that can result in precipitation and/or inactivation of the antimicrobial. Anionic surfactants useful, for example, as wetting agents, may also need to be avoided. Halide salts also may need to be avoided.
Small Molecule Quaternary Ammonium Compounds
This class of compounds typically comprise one or more quaternary ammonium groups wherein attached to the quaternary ammonium group is at least one C6-C18 linear or branched alkyl or aralkyl chain. Suitable compounds include those disclosed in Disinfection, Sterilization and Preservation, S. Block, 4th ed., 1991, Chapter 13, Lea & Febiger. Particularly preferred compounds of this class have one or two C8-C18 alkyl or aralkyl chains and may be represented by the following formula:

R1R2NR3R4+X−

Where R1 and R2 are C1-C18 linear or branched alkyl, alkaryl, or aralkyl chains that may be substituted in available positions by N, O, or S provided at least one R1 or R2 is a C8-C18 linear or branched alkyl, alkaryl, or aralkyl chains that may be substituted in available positions by N, O, or S. R3 and R4 are C1-C6 alkyl, phenyl, benzyl, or C8-C12 alkaryl groups. R3 and R4 may also form a ring such as a pyridine ring with the nitrogen of the quaternary ammonium group. X is an anion, preferably a halide, and most preferably C1—or Br—. Other anions may include methosulfate, ethosulfate, phosphates and the like. Preferred compounds of this class include mnoalyltrimethylammonium salts, monalkyldimethylbenzyl ammonium salts, dialkyldimethyl ammonium salts, benzethonium chloride, and octenidine.

Examples of preferred quaternary ammonium antiseptics include benzalkonium halides having an alkyl chain length of C8-C18, more preferably C12-C16, and most preferably a mixture of chain lengths. For example, a typical benzalkonium chloride sample may be comprise of 40% C12 alkyl chains, 50% C14 alkyl chains, and 10% C16 alkyl chains. These are commercially available from numerous sources including Lonza (Barquat MB-50). Benzalkonium halides substituted with alkyl groups on the phenyl ring are also suitable. A commercially available example is Barquat 4250 available from Lonza. Dimethyldialkylammonium halides where the alkyl groups have chain lengths of C8-C18 are also suitable. A mixture of chain lengths such as mixture of dioctyl, dilauryl, and dioctadecyl may be particularly useful. Exemplary compounds are commercially available from Lonza as Bardac 2050, 205M and 2250 from Lonza; Cetylpyridinium halides such as cetylpyridinium chloride available from Merrell labs as Cepacol Chloride; Benzethonium halides and alkyl substituted benzethonium halides such as Hyamine 1622 and Hyamine 10× available from Rohm and Haas; octenidine and the like.
Optional Ingredients
The compositions of the present invention may optionally include ingredients such as salts, humectants (in minimal amounts due to their hydrophilic nature and affect on moisture sensitivity), stabilizers, other antimicrobials, fragrances, therapeutic agents, propellants, dyes, solvents, other emollients, polymers, conditioning agents, and vitamins. Preferred solvents include acetone, dimethylisosorbide, and isooctane.
Preferably, the formulations are essentially free of surfactants. Most preferably, the compositions do not contain surfactants in any measurable quantity. Surfactants increase the water sensitivity of the formulations when applied on the skin and decrease adhesive performance. If present, the surfactants preferably have an HLB (hydrophilic to lipophilic balance) less than 6, more preferably less than 4. Examples of surfactants include glycerol palmitate, poloxamers, polyglycerol esters, PEG-esters, and sorbitan esters.
Preferably the compositions are essentially free of hydrophilic polymers and water-soluble polymers. Polymeric thickeners such as ethyl cellulose may be used preferably in amounts less than 1 wt-%.
It should be noted that certain fatty components of the fatty acid ester class as well as the emollient esters are amphiphiles and may be surface active. For example, certain alkyl monoglycerides described herein are surface active. For certain embodiments of the invention, the fatty component and emollient ester component is considered distinct from a “surfactant” component.
Methods of Formulation
When formulating compositions described herein, it is desirable to have the C12-C21 fatty component as the waxy component and the emollient ester as a liquid. As used herein, “wax” or “waxy” refers to a component having a melt temperature greater than 23 deg C. By using a combination of the two, the resulting compositions have more elegant skin feel and dry quickly. For example, most emollient esters present without the fatty component in the composition above concentrations of 0.5% (w/w) would be slow to dry and leave an undesirable oily film on the skin when applied topically. By incorporating a fatty component into the composition, the composition dries faster, loses its oily feel, and becomes cosmetically acceptable.
Furthermore, by using a combination of the fatty component and the emollient ester, the amount of each component that can be used in the formula is much greater than if either were used alone. Using greater amounts of either the fatty component or emollient ester is highly desirable, because increasing the concentration of either component increases the antimicrobial efficacy of the composition. By using both a fatty component and an emollient ester, the compositions show both desirable skin feel and improved antimicrobial efficacy. Increasing the concentration of the fatty component is particularly preferred because the fatty component contributes to increased wet adhesion performance as well.
Generally, the fatty component/emollient ester ratio in compositions described herein is about 5:1 to 1:5. Preferably, the ratio is greater than 1:2, and most preferably about 1:1. Preferably, both the fatty component and emollient ester are soluble in the lower alcohol/water solution and do not precipitate over time. Most preferably, the fatty component is a wax at ambient temperature. Without being bound to a particular theory, it is believed that the fatty alcohols and emollient esters interact with the outer cellular membranes of bacteria in such a manner that synergistically enhances the activity of the cationic antimicrobial agent.
The compositions of this invention are especially useful for preoperative surgical, catheter, and IV antiseptic preps. They can also be useful for preventing or reducing catheter-related bloodstream infections. For these formulations, enhanced wet adhesion and enhanced antimicrobial efficacy are two advantages that are important. Preferred formulations according to the invention for these preps contain a significant amount of fatty component, preferably greater than 2 wt %, most preferably greater than 2.5 wt %. Ideally, the fatty component should be as hydrophobic as possible and waxy (with a melting point greater than 23° C.) in order to enhance the adhesion of dressings in wet conditions. Preferred fatty components include myristyl and cetyl alcohol and derivatives thereof.
Preferred compositions would also contain an emollient ester, which is non-comedolytic (does not block skin pores) and further provides enhanced antimicrobial efficacy. Preferred emollient esters according to the invention for catheter and IV preps include diisopropyl adipate, dibutyl adipate, and tributyl citrate at concentrations greater than 1 wt %, and preferably greater than 1.5 wt %. The compositions also contain about 2% (w/w or w/v) chlorhexidine gluconate to meet Center for Disease Control (CDC) guidelines for preventing cathether-related blood stream infections. They would also comprise a majority amount of C2-C5 alcohol, preferably greater than 65 wt-%, so that the formulation will dry quickly after topical application. Catheter prep compositions will also preferably contain no humectants or other water soluble materials (including surfactants), which could undermine dressing adhesion under wet conditions. This is particularly important because small amounts of surfactants, especially fatty alcohol ethoxylates, can significantly undermine adhesion in the presence of moisture including sweat, saline, blood, and water. Small amounts of humectants such as glycols or glycerol may be used in some embodiments of the compositions, but most compositions are preferably free of humectants.
The compositions of this invention are also useful for hand antiseptics and surgical scrubs. For this application, adhesion of medical adhesive articles may be less significant but enhanced efficacy and superior skin feel are very important. For hand antiseptics, the compositions will preferably contain greater than 60 wt % lower alcohol and about 2 to 8 wt % of hydrophobic components comprising a fatty component and emollient ester. Humectants may also be used as moisture sensitivity of the compositions is less critical in hand antiseptic applications. Most preferably, the compositions will contain greater than 70 wt % alcohol to provide an immediate and significant reduction of transient and normal flora of the hands. In addition, the compositions would comprise preferably 0.3 to 1.5 wt % of a nonvolatile antimicrobial cationic agent, and most preferably 0.4 to 1.0 wt %. In these compositions, the preferred fatty components are waxy and used at levels of 1 to 4 wt %.
One or more fatty components can be used including fatty components with two hydroxyl groups such as glycerol monolaurate or glycerol monomyristate. Because water sensitivity is less important in hand antiseptic applications, a large variety of fatty components can be potentially used. Preferably, the compositions also contain a light feeling, liquid emollient ester such as tributyl citrate or diisopropyl adipate and a small amount of humectant. Using the combination of a waxy fatty component and liquid emollient ester results in superior skin feel compared to compositions containing only one of these components alone. Furthermore, the use of both components together allows for the use of higher concentrations of both the fatty component and emollient ester. Furthermore, the use of higher concentrations of these components counteracts the drying effect and irritation of the skin caused by the lower alcohol in these compositions especially with repeated application. Lower alcohols (such as ethanol) by themselves are known to be drying especially at higher concentrations. Optionally, the formulations may contain other emollients such as higher molecular weight waxes and oils that do not enhance antimicrobial efficacy, but lower the transepidermal water loss (TEWL) of skin.
The compositions of this invention are also useful for preventing and treating skin infections. The compositions may be used to prevent surgical site infection by applying the compositions to the skin prior to surgery. When the compositions contain chlorhexidine gluconate, the skin may be preferably treated topically less than about 30 hours prior to surgery, and most preferably less than 10 hours prior to surgery. These compositions can be applied to reduce the transient and normal flora of the skin. Repeated applications may be used to provide even higher efficacy (log reduction of bacteria) on the skin. In a preferred embodiment, the formulations are used a preoperative surgical prep or skin antiseptic.
Likewise, the compositions of this invention can be used to prevent catheter-related bloodstream infections. Specifically, the compositions are applied topically to the skin for 30-180 seconds and allowed to dry for 30-180 seconds or for a time period such that the alcohol evaporates. The remaining layer of nonvolatile components surprisingly provide enhanced antimicrobial activity that is persistent for long periods of time. After the composition is applied and visually dry, a catheter or intravenous line can be inserted and secured with a transparent dressing. The nonvolatile components remain under the dressing as a highly active, persistent bactericidal layer on the skin.
The compositions can be used in the treatment and/or prevention of afflictions that are caused, or aggravated by, microorganisms (e.g., Gram positive bacteria, Gram negative bacteria, fungi, protozoa, mycoplasma, yeast, viruses, and even lipid-enveloped viruses) on skin and/or mucous membranes, such as those in the nose (anterial nares, nasopharangyl cavity, nasal cavities, etc.), outer ear, and mouth, rectum, vagina, or other similar tissues. Particularly relevant organisms that cause or aggravate such afflications include Staphylococcus spp., Streptococcus spp., Pseudomonas spp., Enterococcus spp., and Esherichia spp., bacteria, as well as herpes virus, Aspergillus spp., Fusarium spp. Candida spp. as well as combinations thereof. Particularly virulent organisms include Staphylococcus aureus (including resistant strains such as Methicillin Resistant Staphylococcus Aureus (MRSA), Staphylococcus epidermidis, Streptococcus pneumoniae, Enterococcus faecalis, Vancomycin Resistant Enterococcus (VRE), Pseudomonas auerginosa, Escherichia coli, Aspergillus niger, Aspergillus fumigatus, Aspergillus clavatus, Fusarium solani, Fusarium oxysporum, Fusarium chlamydosporum, Candida albicans, Candida glabrata, Candida krusei, and combinations thereof.
Compositions of the present invention can be used for the prevention and/or treatment of one or more microorganism-caused infections or other afflictions. In particular, compositions of the present invention can be used for preventing and/or treating one or more of the following: skin lesions, conditions of the skin such as impetigo, eczema, diaper rash in infants as well as incontinent adults, inflammation around ostomy devices, shingles, and bacterial infections in open wounds (e.g., cuts, scrapes, burns, lacerations, chronic wounds); necrotizing faciitis; infections of the outer ear; vaginal yeast infections; bacterial rhinitis; ocular infections; cold sores; genital herpes; colonization by Staphylococcus aureus; tinea pedis (i.e., athlete's foot); tinea curis (i.e., jock itch); tinea corporis (i.e., ringworm); candidiasis; strep throat, strep pharyngitis, and other Group A Streptococci infections; rosacea (often called adult acne); psoriasis; and burns. In sum, compositions of the present invention can be used for preventing and/or treating a wide variety of topical afflictions caused by microbial infection (e.g., yeast, viral, bacterial infections).
The compositions are particularly useful because lower alcohols and some of the fatty components are known skin penetration enhancers and can deliver the nonvolatile components to deeper layers of the skin. Furthermore, the lower alcohol can disinfect the skin as well providing an immediate log reduction of microorganisms on skin.
Methods of Application
The compositions can be applied using a variety of techniques including but not limited to: foamed applicators, cotton swabs, saturated swab sticks, saturated wipes, aerosols, sprays, brushes, and dips. Preferably, the compositions are contacted with the skin or inanimate object for 15 to 180 seconds and then allowed to dry. They may be used as a paint or as a surgical scrub. Because of the unique characteristics of the inventive compositions, the compositions are particularly useful for infection prevention products such as a preoperative antiseptic surgical preparations and antiseptic skin preparations used prior to catheterization. These compositions are particularly useful when used in conjunction with medical adhesives, tapes, surgical drapes, and transparent dressing under wet or suboptimal conditions.
Since many of the compositions of the present invention contain antimicrobials, it is important that they be dispensed in an efficacious and precise amount. The compositions of the present invention can be dispensed in a discreet, substantially uniform amount using the dispensers disclosed in U.S. Pat. No. 5,897,031, and U.S. Pat. No. 5,799,841.
Methods of Preparation
The compositions of the present invention may be prepared by a variety of techniques. For example, the process can often be as simple as adding heating the lower alcohol, adding the fatty component and mixing until dissolved, adding the remaining components, followed by the cationic antimicrobial agent.
The processing variables including amount and intensity of high shear mixing, rate of cooling, and order of addition are easily determined by one skilled in the art.
Test Methods
Skin Adhesion Test Protocol
Volunteer human test subjects were used for the Skin Adhesion Testing. The subjects' backs were washed with a diluted Ivory soap, rinsed and dried well. The test compositions were applied to their backs by simply painting the site with gauze saturated with the test composition using moderate pressure three times in a continuous circular motion. After allowing the test composition to dry, 1 inch×3 inch (2.54 cm×7.6 cm) strips of 3M IOBAN 2 Antimicrobial Incise Drape were very gently applied over the dry composition. Within 5 minutes the samples were rolled with a 4.5-lb (2.1-kilogram (kg)), 2-inch (5.1 cm) roller to ensure uniform application pressure and to simulate conditions in surgery. After the drape was applied, there was a 5 minute waiting period. A piece of gauze (large enough to cover the sample) soaked with saline was applied, followed by another 5 minute waiting period. An additional 3 mL of saline was added to the gauze followed by another 5 minute waiting period. The gauze was removed from the samples. The incise drape strip was removed using a force-measuring instrument at a peel angle of 90 degrees to the skin and at a peel rate of 12 inches (30.5 cm) per minute. The average peel force was calculated based on twenty tests across ten subjects (two per subject). The average peel force required to remove the sample was recorded.
Direct Innoculation Filter Assay
This is an in vitro assay using filter paper to compare the residual efficacy of different surgical skin prep formulations.
Phosphate Buffered Water solution (PBW) was made by making a 0.25M stock solution by putting 34 grams KH2PO4 into 500 mL of DI water, adjusting the pH to 7.2 with 10N NaOH, and adding enough DI water to make 1 liter. The solution was filtered, sterilized, dispensed into a 1 liter sterile bottle, and stored under refrigeration. Butterfield's PBW was made by adding 1.25 mL of the stock solution to 900 mL of DI water and adding neutralizers, stirring, heating to dissolve the components, and diluting to 1 liter with DI water. The solution was mixed well, dispensed into two 500-mL bottles. The bottles containing the solution were autoclaved for 25 minutes at 121 degree C. The contents were carefully swirled after removing the bottles from the autoclave.
A Standard Sampling Solution (SSS) was prepared which contained: 0.4 grams KH2PO4, 10.1 grams Na2HPO4, 1.0 gram TRITON X-100 surfactant, 3.0 grams lecithin, 30.0 grams TWEEN 80, and deionized water to bring the total volume to 1 liter.
Additional solutions and materials included: 24 hour growth plate of E. faecalis; ATCC #10741; Tryptic Soy Agar (TSA); 0.5 McFarland EquivalenceTurbidity standard, available from Remel of Lenexa, Kans.; sterile disposable dilution tubes, available from Becton Dickenson & Co. Franklin Lakes N.J.; Whatman No. 54 filter paper, cut into 15 mm diameter circles, Whatman International, Ltd., Maidstone, England; sterile round microscope cover slips, available from VWR Scientific, Inc. of Media Pa.; microscope slides, available from VWR; sterile foreceps; 70% Isopropyl Alcohol (IPA); sterile disposable petri plates, available from VWR; sterile 50 mL centrifuge tubes available from Becton Dickenson & Co. Franklin Lakes N.J.; digital timers; pipets and pipettors of appropriate volumes.
A stock suspension of E. faecalis was prepared by adding colonies to test tube containing PBW. Using the 0.5 McFarland EquivalenceTurbidity Standard, the suspension was brought to approximately 1.5×108. Serial dilutions were performed to achieve 10−6 and plate in duplicate 10−6 and 10−7. For each Example preparation or control (70% IPA), a microscope slide was wiped with 70% IPA and placed in the bottom of a petri dish. Using sterile foreceps, two sterile 18 mm round cover slips were placed side-by-side on the slide, and then a 15 mm round cut Whatman filter disc was placed on each of the round cover slips.
Onto each filter disc was pipetted 25 μL of each Example preparation or control. These discs were allowed to dry for 10 minutes. After 10 minutes of dry time, 25 μL of stock suspension of E. faecalis was pipetted onto each filter. The inoculum was left on the filters for 5 minutes. After the 5 minute inoculum exposure time, sterile foreceps were used to place each cover slip and filter disc into a 50 mL centrifuge tube containing 20 mL SSS solution. Each Example or control was vortexed in the centrifuge tubes for 2 minutes. Next, 100 μL of each Example or control was diluted in a dilution tube containing 9.9 mL PBW, to yield a 10−2 dilution. Serial dilutions were repeated to achieve a 10−4 dilution. Dilutions were plated in duplicate with TSA using pour plate methods and incubated for 48 hours at 35° C. After 48 hours, colonies were counted and recorded.
The CFU/mL was determined by multiplying CFU count by dilution rate. The CFU/sample was calculated by multiplying the CFU/mL by 20, the amount of the SSS dilution. The log10 of the CFU/sample was calculated. This was the Log Recovery for each sample. The log recovery values were averaged for the replicates of each sample (Example) and control. The log recovery value of each Example was subtracted from the log recovery of the control. The result is the log reduction for that Example preparation. The log recovery of control was verified as statistically equal to calculated inoculum amount, based on enumeration of stock suspension. Unless stated otherwise, log reduction values reported below are the average of duplicate preparations.
Skin Panel Evaluation
The purpose of this study was to assess the antimicrobial efficacy of selected Example formulations, which represent embodiments of the invention and an alcohol/CHG comparative example. The reduction of normal skin flora on backs at was measured 10 minutes post prep.
Two weeks (14 days) prior to the Study Day, human test subjects followed a washout procedure by refraining from using antimicrobial soaps & shampoos, lotions (on the back) and topical and systemic antibiotics; refraining from using chemically treated hot tubs, whirlpools, swimming pools and tanning beds; refraining from adhesive back panel evaluations and/or antimicrobial or antiseptic back panel evaluations; refraining from showering or tub bathing the back (the subject may sponge bathe) 24 hours prior to the study. If clipping was required the subject returned to the panel facility a minimum of 48 hours prior to Study Day.
On The Study Day the “Study Day Questionnaire” was completed which determined if the subject had been compliant with the washout procedures and was still eligible for participation. A randomization scheme for each back determined location of baseline sampling and treatment (prepped) test sites. Baseline sampling of skin flora was done using the Williamson-Kligman cup scrub technique. Each prep formulation was applied to the appropriate test site with a sponge using a back and forth motion for 30 seconds covering an approximate 2 inch×2 inch area. Prepped sites were allowed to dry and post treatment skin samples were taken at 10 minutes (±1 min) using the Williamson-Kligman cup scrub technique. Timing for sample collection began after application.
The neutralization subject washout was for 7 days and was not required to refrain from showering or tub bathing 24 hours before the test day. The samples were collected using the Williamson-Kligman cup scrub technique.
Willimson-Kligman Cup Scrub Technique
A sterile scrub cup was placed on the desired skin site and held firmly to the skin. 2.5 mL of sampling solution was pipetted into the cup and the area was scrubbed with moderate pressure for 1 minute using a sterile Teflon policeman. The sampling solution was removed and placed in a sterile test tube. An additional 2.5 mL of fresh sampling solution was pipetted into the cup. The scrub was repeated and this solution was pooled with the first. Bacteria in the sample were enumerated using the pour plate technique following serial dilutions in phosphate buffered water. Plates were incubated at 35° C.±2° C. for 72±4 hours. Colony Forming Units (CFUs) were counted and bacteria enumerated using standard methods.
The sampling solution for skin scrubbing consisted of phosphate buffer (0.04% KH2PO4, 1.01% Na2HPO4) containing 0.1% Triton X-100, 3.0% Tween 80, and 0.3% Lecithin, adjusted to pH 7.9±0.1. The adequacy and efficacy of the neutralizers in these solutions was validated by an in vitro method prior to study conduct.
EXAMPLES
The following non-limiting Examples are provided to illustrate features of the invention but are not intended to limit the scope of the invention. All percent amounts are percent weight/weight (% wt/wt) unless otherwise noted.







TABLE 1a







Components










Trade/Abbrev.





Name
Description
Supplier/Manf.
Manf. Location





Acetone
Acetone
EMD Chemicals, Inc.
Gibbstown, NJ


ATBC
Acetyl Tributyl Citrate
Morflex Inc.
Greensboro, NC


ATEC
Acetyl Triethyl Citrate, NF
Morflex Inc.
Greensboro, NC


Cetyl OH
Cetyl alcohol or
Sasol North America
Westlake, LA



1-hexadecanol


CHG
20% Chlorhexidine
Medichem, S. A,
Paramus, NJ



Gluconate solution
distributed by George




Uhe Company, Inc.


Citric Acid
Citric Acid
MCB Reagents
Rahway, NJ


DBA
Dibutyl adipate
Alzo International
Sayreville, NJ


DBS
Dibutyl sebacate
Morflex Inc.
Greensboro, NC


DIPA
Diisopropyl adipate
Alzo International
Sayreville, NJ


DIPS
Diisopropyl sebacate
Alzo International
Sayreville, NJ


Disodium
Na2HPO4, ACS grade
EMD Chemicals, Inc.
Gibbstown, NJ


phosphate


DGE
dodecyl glyceryl ether
Sigma-Aldrich Co.
St. Louis, MO


EtOH
Ethyl alcohol, USP 200
Aaper Alcohol
Shelbyville, KY



proof


Ethocel 100
Ethylcellulose polymer
Dow Chemical Co.
Midland, MI


E. faecalis
Enterococcus faecalis
ATCC
Manassas, VA



(ATCC #10741)


FD&C Blue No. 1
FD&C Blue No. 1 food safe
Sensient Technologies
Milwaukee, WI



dye
Corporation


GDL
Glucono-delta-lactone (D-
Archer Daniels
Decatur, IL



Gluconic acid)
Midland Co.


Glycerin
Glycerin USP
Procter & Gamble
Cincinnati, OH




Chemicals


Glycerol
Glycerol
Dow Chemical Co.
Midland, MI


GML
Glycerol monolaurate
Med-Chem Labs
Galena, IL


IPA
Isopropyl alcohol
EMD Chemicals, Inc.
Gibbstown, NJ


IPP
Isopropyl palmitate
Alzo International
Sayreville, NJ


Iso-Cetyl OH
Iso-Cetyl alcohol
Jarchem Industries
Newark, NJ


(Jarcol I-16)

Inc.


Lecithin
Refined Lecithin
AlfaAesar
Ward Hill, MA


Myristyl OH
Myristyl Alcohol
Sasol North America
Westlake, LA


Myristyl lactate
Myristyl lactate
ISP (International
Wayne, NJ




Specialty Products)


Permethyl 97A
Isooctane
Chesham Speciality
Harrow, UK




Ingredients Ltd


Permethyl 99A
Isododecane
Chesham Speciality
Harrow, UK




Ingredients Ltd


PHMB
polyhexamethylene
Arch UK Biocides
Castleford, UK



biguanide, (Cosmocil 100)


PVP
Polyvinyl pyrrolidone K90
ISP (International
Wayne, NJ



100% powder: 1,300,000
Specialty Products)



weight average molecular



weight (Mw) in Daltons


TBC
Tributyl citrate
Morflex Inc.
Greensboro, NC


TEC
Triethyl citrate, NF
Morflex Inc.
Greensboro, NC


Triton X-100
C14H22O(C2H4O)n is a
Shelton Scientific, Inc.
Shelton, CT



nonionic surfactant;



Molecular Biology Certified


TSA
Tryptic soy agar; Soybean
Becton Dickinson &
Sparks, MD



Casein Digest Agar
Co.


Tween 80
Polyoxyethylene (20)
JT Baker
Philliopsburg, NJ



sorbitan monoleate
(Mallinckrodt Baker,




Inc.)
















TABLE 1b







Components used in Tables 7b, 9b, 10b and 12b










Trade/Abbrev.





Name
Description
Supplier/Manf.
Manf. Location





Cetyl OH
Cetyl alcohol or
M. Michel and
New York, NY



1-hexadecanol
Company, Inc.


CHG
20% Chlorhexidine
Xttrium Laboratories
Chicago, IL



Gluconate solution


DIPA
Diisopropyl adipate;
ISP; International
Wayne, NJ



(Ceraphyl ® 230)
Specialty Products


DIPS
Diisopropyl sebacate
JEEN International
Fairfield, NJ




Corp.


DGE
Dodecyl glyceryl ether;
Phoenix Chemical, Inc
Somerville, NJ



SC50 Skin Care Additive


EtOH
Ethyl alcohol; ethanol, USP
Spectrum Chemicals
Gardena, CA



200 proof
and Lab Products


Glycerol
Superol Glycerine USP
Procter & Gamble
Cincinnati, OH




Chemicals


GML
Glycerol monolaurate
Med-Chem Labs
Galena, IL


Myristyl OH
Myristyl Alcohol
M. Michel and
New York, NY




Company, Inc.


PHMB
Polyhexamethylene
Arch UK Biocides
Castleford, UK



biguanide, (Cosmocil 100)


TBC
Tributyl citrate
Morflex Inc.
Greensboro, NC









Comparative Examples C1-C3 and Examples 1-3
The Examples shown in Table 2 were prepared by first mixing IPA with PVP and Ethocel and heating in an oven at 122° F. (50° C.) and mixing until dissolved. Next Myristyl alcohol was added and heated at 122° F. (50° C.) until dissolved. Separately, FD&C Blue 1 dye was added to water and dissolved. Ester and glycerol were added to the alcohol solution and mixed. The water solution was then added to the alcohol solution, and mixed. Finally, CHG was added and solution, which was then well mixed. The components are in units of grams unless otherwise noted.














TABLE 2





Components
Control
C1
C2
C3
Ex. 1
Ex. 2
Ex. 3






















Ethocel 100
—
0.8
0.8
0.8
0.8
0.8
0.8


Glycerol
—
0.4
0.4
0.4
0.4
0.4
0.4


PVP
—
0.2
0.2
0.2
0.2
0.2
0.2


IPA
64.5
64.5
64.5
64.5
64.5
64.5
64.5


Ester
None
TEC
DBS
TEC
DBS
TEC
DBS


Ester Amount
—
5.0
0.75
0.75
0.75
0.75
0.75


Myristyl OH
—
—
—
—
5.0
5.0
2.5


CHG
12.23
12.23
12.23
12.23
12.23
12.23
12.23


Water
23.26
16.86
21.11
21.11
16.11
16.11
18.61


FD&C Blue 1
0.01
0.01
0.01
0.01
0.01
0.01
0.01


Ave. Peel force
141.75
105.95
109.75
147.44
187.52
197.12
212.50


(grams/inch)


Ave. Peel
55.8
41.7
43.2
58.1
73.8
77.6
83.7


force (grams/cm)









Examples 4-8
Examples 4-8 were prepared by first dissolving the fatty alcohol in IPA. After the fatty alcohol was dissolved, water and the remaining components were added followed finally by adding the CHG to obtain the final formulations whose compositions are shown in Table 3, below. These formulations were tested according to the Direct Inoculation Filter Assay described above.













TABLE 3





Component %








w/w
Control
Ex. 4
Ex. 5
Ex. 6
Ex. 7
Ex. 8





















IPA
70.0
69.8
69.6
70.0
70.0
69.9


Cetyl alcohol
—
4.0
4.0
4.0
4.0
4.0


Ester %
—
2.0
2.0
2.0
2.0
2.0


Ester type
—
DBS
TBC
IPP
DIPA
DBS


Acetone
—
5.2
5.1
5.2
5.0
5.0


CHG
2.0
2.0
2.0
2.0
2.0
2.2


Water
28.0
17.0
17.3
16.8
17.0
16.9


Total
100.0
100.0
100.0
100.0
100.0
100.0


Log Red.
2.1
1.7
3.6
1.8
5.1
1.5









All these formulations have pleasant skin feel and dry rapidly to a form a dry, non-tacky layer when applied to skin.
Table 3 above shows the effect of the emollient ester class and structure on the log reduction of E. faecalis. All formulations showed residual activity against this bacterial strain. The medium chain length esters, tributyl citrate and diisopropyl adipate, significantly enhanced the bactericidal activity of the CHG in these dried waxy coatings. Longer chain esters such as isopropyl palmitate did not enhance the activity of the CHG when challenged with E. faecalis. Increasing the concentration of CHG in the starting formula by 10% did not increase the bactericidal of the formulation but using a medium chain ester significantly enhanced the bactericidal activity.
Comparative Examples C4 and C5 and Examples 9-19
Examples 9-19 and Comparative Examples C4-C5 were prepared by first dissolving the fatty alcohol in 200 proof Ethanol (EtOH). After the fatty alcohol was dissolved, water and the remaining components were added followed finally by adding CHG to obtain the final formulations whose compositions are shown in Tables 4 and 5, below. These formulations were tested according to the Direct Inoculation Filter Assay described above. The amounts of the components in Tables 4 and 5 are in grams unless otherwise noted. The total weight of each prepared Example was 60 grams.














TABLE 4





Components
C4
C5
Ex. 9
Ex. 10
Ex. 11
Ex. 12
Ex. 13






















Cetyl OH as
0.0%
0.0%
3.0%
4.5%
3.0%
6.0%
1.5%


% of Total


TBC as % of
3.0%
6.0%
6.0%
4.5%
3.0%
6.0%
1.5%


Total


Cetyl OH
—
—
1.8
2.7
1.8
3.6
0.9


TBC
1.8
3.6
3.6
2.7
1.8
3.6
0.9


EtOH
45.60
44.16
42.72
42.72
44.16
41.28
45.60


CHG
6.30
6.30
6.30
6.30
6.30
6.30
6.30


Water
6.30
5.94
5.58
5.58
5.94
5.22
6.30


Total Wt.
60.0
60.0
60.0
60.0
60.0
60.0
60.0


Log
5.3
5.3
5.3
4.3
5.3
4.3
5.5


Reduction
























TABLE 5






Ex.
Ex.
Ex.
Ex.
Ex.
Ex.
Control
Control


Components
14
15
16
17
18
19
A
B























Cetyl OH as
3.0%
0.6%
1.5%
6.0%
4.5%
3.0%
0.0%
0.0%


% of Total


TBC as % of
0.0%
3.0%
4.5%
0.0%
1.5%
3.0%
0.0%
0.0%


Total


Cetyl OH
1.8
3.6
0.9
3.6
2.7
1.8
—
—


TBC
—
1.8
2.7
—
0.9
1.8
—
—


EtOH
45.60
42.72
44.16
44.16
44.16
44.16
47.04
47.04


CHG
6.30
6.30
6.30
6.30
6.30
6.30
6.30
6.30


Water
6.30
5.58
5.94
5.94
5.94
5.94
6.66
6.66


Total Wt.
60.0
60.0
60.0
60.0
60.0
60.0
60.0
60.0


Log
2.8
4.2
5.7
2.5
4.7
5.8
1.9
1.9


Reduction









Examples 20-40
Examples 20-40 were prepared by first dissolving the fatty alcohol in 200 Proof Ethanol (EtOH). After the fatty alcohol was dissolved, water and the remaining components were added followed finally by adding CHG to obtain the final Example formulations whose compositions are shown in Tables 6-8, below. The amounts of the components in Tables 6, 7 and 8 are in grams unless otherwise noted. The total weight of each prepared example was 60 grams. These formulations were tested according to the Direct Inoculation Filter Assay described above. Log Reduction 2 was measured two weeks after Log Reduction 1.














TABLE 6





Components
Ex. 20
Ex. 21
Ex. 22
Ex. 23
Ex. 24
Ex. 25
Ex. 26







Fatty Acid
80%
20%
35%
20%
65%
20%
80%


Fatty Acid
Myristyl
Myristyl
Myristyl
Myristyl
Myristyl
Cetyl
Cetyl


Type
Alcohol
Alcohol
Alcohol
Alcohol
Alcohol
Alcohol
Alcohol


Emollient
TBC
DBA
DBS
TBC
DIPS
DIPS
DBS


Type


DBA
—
2.88
—
—
—
—
—


DIPA
—
—
—
—
—
—
—


DBS
—
—
2.34
—
—
—
0.72


DIPS
—
—
—
—
1.26
2.88
—


TBC
0.72
—
—
2.88
—
—
—


Cetyl OH
—
—
—
—
—
0.72
2.88


Myristyl OH
2.88
0.72
1.26
0.72
2.34
—
—


EtOH
48.00
48.00
48.00
48.00
48.00
48.00
48.00


CHG
6.30
6.30
6.30
6.30
6.30
6.30
6.30


Water
2.10
2.10
2.10
2.10
2.10
2.10
2.10


Log Red. 1
5.1
3.7
5.2
6.4
3.9
4.2
1.8


Log Red. 2
6.6
4.8
4.5
5.9
4.7
2.5
1.9
























TABLE 7a





Components
Ex. 27
Ex. 28
Ex. 29
Ex. 30
Ex. 31
Ex. 32
Ex. 33
Ex. 34







Fatty Acid
80%
80%
65%
20%
35%
80%
80%
20%


Fatty Acid
Myristyl
Cetyl
Cetyl
Cetyl
Cetyl
Cetyl
Cetyl
Myristyl


Type
OH
OH
OH
OH
OH
OH
OH
OH


Emollient
DBS
DIPS
DIPA
DIPA
TBC
DBA
DBS
DIPA


Type


DBA
—
—
—
—
—
0.72
—
—


DIPA
—
—
1.26
2.88
—
—
—
2.88


DBS
0.72
—
—
—
—
—
0.72
—


DIPS
—
0.72
—
—
—
—
—
—


TBC
—
—
—
—
2.34
—
—
—


Cetyl OH
—
2.88
2.34
0.72
1.26
2.88
2.88
—


Myristyl OH
2.88
—
—
—
—
—
—
0.72


EtOH
48.00
48.00
48.00
48.00
48.00
48.00
48.00
48.00


CHG
6.30
6.30
6.30
6.30
6.30
6.30
6.30
6.30


Water
2.10
2.10
2.10
2.10
2.10
2.10
2.10
2.10


Log Red. 1
4.2
3.0
5.7
4.4
5.9
4.5
3.5
6.4


Log Red. 2
3.4
2.2
5.2
4.5
6.8
4.0
2.3
5.4









Examples 34b and PHMB Control
Examples 34b and PHMB Control were prepared by the same method as Examples 20-40, above, adding PHMB instead of CHG to obtain the formulations shown in Table 7b, below. The amounts of the components in Table 7b are in grams. The total weight of each prepared example was 60 grams. These formulations were tested according to the Direct Inoculation Filter Assay described above. The results of Table 7b show that neither the hydrophobic fatty component nor the emollient ester adversely affect the antimicrobial activity of the composition, and in most cases, improve the antimicrobial efficacy of the antimicrobial composition.











TABLE 7b








PHMB




Components
Control
Ex. 34b









Fatty Acid
20%
20%



Fatty Acid Type
Myristyl
Myristyl




OH
OH



Emollient Type
DIPA
DIPA



DIPA
—
2.88



Myristyl OH
—
0.72



EtOH
48.00
48.00



PHMB
1.20
1.20



Water
10.80
10.80



Log Reduction
3.1
3.1
























TABLE 8












Table 8


Components
Ex. 35
Ex. 36
Ex. 37
Ex. 38
Ex. 39
Ex. 40
Control







Fatty Acid
20%
80%
80%
20%
20%
80%
—


Fatty Acid
Myristyl
Myristyl
Cetyl
Cetyl
Cetyl
Myristyl
—


Type
Alcohol
Alcohol
Alcohol
Alcohol
Alcohol
Alcohol


Emollient
DIPA
DIPA
TBC
DBS
DBA
DBA
—


Type


DBA
—
—
—
—
2.88
0.72
—


DIPA
—
0.72
—
—
—
—
—


DBS
—
—
—
2.88

—
—


DIPS
2.88
—
—
—
—
—
—


TBC
—
—
0.72
—
—
—
—


Cetyl OH
—
—
2.88
0.72
0.72
—
—


Myristyl OH
0.72
2.88
—
—
—
2.88
—


EtOH
48.00
48.00
48.00
48.00
48.00
48.00
48.00


CHG
6.30
6.30
6.30
6.30
6.30
6.30
6.30


Water
2.10
2.10
2.10
2.10
2.10
2.10
5.70


Log Red. 1
4.2
5.9
4.1
3.1
5.3
6.4
3.5


Log Red. 2
3.9
6.2
4.8
2.0
4.7
6.6
3.0









Comparative Examples C6a-C10a
Comparative Examples C6a-C10a were prepared in a similar manner to Examples 1-3, above. These Examples are shown in Tables 9a, below, with all components listed in units of percent weight/weight (% w/w). Each formulation was evaluated for skin feel by placing about 0.5 g of the formulation on a forearm and allowing the formulation to dry for about 90 seconds followed by evaluation of the treated skin with a clean finger. The results are also shown in Tables 9a, below. Overall, this example shows the superior skin feel provided by the fatty component and the emollient ester.












TABLE 9a





Components
C6a
C7a
C8a
C9a
C10a




















EtOH
80
80
80
80
80


CHG
1.9
1.9
1.9
1.9
1.9


Glycerin
0.2
0.2
0.2
0.2
0.2


DIPS
—
1
2
0.5
1.5


Cetyl OH
—
—
—
—
—


Water
17.9
16.9
15.9
17.4
16.4


Feel Described
Slight
Slight
Oily,
Dry
Slight



stickiness
tack
slippery

tack


Acceptable Feel
No
No
No
Yes
No









Comparative Examples C6b-C10b
Comparative Examples C6b-C10b were prepared by the same method as Comparative Examples C6a-C10a, but on a separate occasion. These Examples are shown in Tables 9b, below, with all components listed in units of percent weight/weight (% w/w). These formulations were tested according to the Direct Inoculation Filter Assay described above and their results are shown in Tables 9b, below.














TABLE 9b







Components
C6b
C7b
C8b
C9b
C10b























EtOH
80
80
80
80
80



CHG
1.9
1.9
1.9
1.9
1.9



Glycerin
0.2
0.2
0.2
0.2
0.2



DIPS
—
1
2
0.5
1.5



Cetyl OH
—
—
—
—
—



Water
17.9
16.9
15.9
17.4
16.4



Log
0.8
1.0
0.9
1.3
1.1



Reduction










Examples 41a-45a
Examples 41a-45a were prepared in a similar manner to Examples 1-3, above. These Examples are shown in Tables 10a, below, with all components listed in units of percent weight/weight (% w/w). Each formulation was evaluated for skin feel by placing about 0.5 g of the formulation on a forearm and allowing the formulation to dry for about 90 seconds followed by evaluation of the treated skin with a clean finger. The results are also shown in Tables 10a, below. Overall, this example shows the superior skin feel provided by the fatty component and the emollient ester.












TABLE 10a





Components
Ex. 41a
Ex. 42a
Ex. 43a
Ex. 44a
Ex. 45a




















EtOH
80
80
80
80
80


CHG
1.9
1.9
1.9
1.9
1.9


Glycerin
0.2
0.2
0.2
0.2
0.2


DIPS
—
1
2
1.5
0.5


Cetyl OH
3
3
3
3
3


Water
14.9
13.9
12.9
13.4
14.6


Feel
Very slight tack,
Dry feel
Dry feel,
Dry feel
Dry feel


Described
gone in 2 min

silky


Acceptable
Yes
Yes
Yes
Yes
Yes


Feel









The results in the Table 10a, above, indicate that both the cetyl alcohol and diisopropyl sebacate reduce the stickiness of the CHG formulation. When diisopropyl sebacate (DIPS) is used alone, at concentrations of 1% diisopropyl sebacate or higher, undesirable tack is observed. At 2% diisopropyl sebacate, a highly undesirable oily film forms on the skin. However, by incorporating 3% cetyl alcohol (a waxy fatty alcohol), the formulations containing 1% diisopropyl sebacate or higher are not tacky and have a light, dry feel. This example shows that formulations containing both an emollient ester and fatty alcohol have improved feel even when higher levels of emollient esters such as diisopropyl sebacate are used.
Examples 41b-45b
Examples 41b-45b were prepared by the same method as Examples 41a-45a, above, but on a separate occasion. These Examples are shown in Tables 10b, below, with all components listed in units of percent weight/weight (% w/w). These formulations were tested according to the Direct Inoculation Filter Assay described above and their results are shown in Tables 10b, below.












TABLE 10b





Components
Ex. 41b
Ex. 42b
Ex. 43b
Ex. 44b
Ex. 45b




















EtOH
80
80
80
80
80


CHG
1.9
1.9
1.9
1.9
1.9


Glycerin
0.2
0.2
0.2
0.2
0.2


DIPS
—
1
2
1.5
0.5


Cetyl OH
3
3
3
3
3


Water
14.9
13.9
12.9
13.4
14.6


Log
1.9
2.5
1.0
1.4
2.6


Reduction









Example formulations C10a and Ex. 44a were further tested in another skin feel test. The difference between the two formulas is that Ex. 44a contains 3.0% w/w cetyl alcohol. Prior to testing for skin feel, hands were washed with bar soap and thoroughly rinsed with water and allowed to dry. An amount of 0.8 g of each formulation was added to the palm of one hand and then the two hands were rubbed together for 30 seconds, followed by a 30 second dry time. After the dry time, the skin surface feel was noted. The results are summarized in Table 11, below. This test simulates a single use application in a health care facility.









TABLE 11






Drying to



Example
skin
Feel Description







C10a
No
Hands feel tacky and grabby when rubbed




together.




Hands cannot be rubbed together due to




excessive friction at the surface.


Ex. 44a
No
Hands feel smooth and dry. Overall feel is good.









Comparative Example C10 and Ex. 44 both contained 80% w/w ethanol and were not drying to the skin. However Ex. 44, containing both 1.5% w/w emollient ester and 3.0% w/w fatty alcohol had superior cosmetic skin feel.
Examples 46a-48a
Examples 46a-48a were prepared by first combining the ethanol phase ingredients (ethanol, tributyl citrate, and waxes) and then stirred to form a clear solution. Deionized water was then added and stirred followed by the CHG. The final formulations were stirred for 2 minutes to ensure thorough mixing. These Examples are shown in Table 12a, below, and all components are in units of grams. Examples 46-48 all have good skin feel and dried rapidly on after application to the skin to form a smooth layer with no tack or greasy feel.










TABLE 12a





Components
Example 46a
Example 47a
Example 48a


















EtOH
36.71
34.49
39.24


Myristyl lactate
1.91
—
—


GML
—
1.66
—


Dodecyl glyceryl ether
—
—
0.50


Cetyl OH
—
—
1.07


TBC
1.04
1.45
1.50


CHG (grams 20% soln.)
5.12
6.26
5.03


Water
5.13
6.11
2.76









Examples 47b-48b
Examples 47b and 48b were prepared by the same method as Examples 46a-48a, above, but on a separate occasion. These Examples are shown in Table 12b, below, and all components are in units of grams. These formulations were tested according to the Direct Inoculation Filter Assay described above and their results are shown in Tables 12b, below.











TABLE 12b







Components
Example 47b
Example 48b




















EtOH
34.49
39.24



GML
1.66
—



Dodecyl glyceryl ether
—
0.50



Cetyl OH
—
1.07



TBC
1.45
1.50



CHG (grams 20% soln.)
6.26
5.03



Water
6.11
2.76



Log Reduction
5.4
5.4










Examples 49-53
Examples 49-53 were made by first preparing a polymer premix of Ethocel, Glycerol, PVP and IPA. The remaining components were then added and stirred, with water and CHG added last. The final formulations were stirred for 2 minutes to ensure thorough mixing. The prepared Examples were evaluated according to the Skin Panel Evaluation procedure described above. The components and results for Examples 49-53 and a control are presented in Table 13, below.
Bacterial counts were converted to log10 CFU/cm2 before analysis. Counts of less than 1 CFU/cm2 were treated as 1 CFU/cm2 such that the log transformation was zero. Log reductions were calculated by subtracting the post treatment log count from the baseline log count from the same area of the back. The baseline CFU counts averaged 3.1 logs.













TABLE 13





Components
Ex. 49
Ex. 50
Ex. 51
Ex. 52
Ex. 53
Control





















Ethocel 100
1.12
1.12
1.12
1.12
1.12
—


Glycerol
0.56
0.56
0.56
0.56
0.56
—


PVP
0.28
0.28
0.28
0.28
0.28
—


IPA
90.3
90.3
90.3
90.3
90.3
90.3


Acetone
—
—
—
—
14
—


Myristyl OH
3.5
4.2
2.8
3.15
3.5
—


TEC
—
—
—
—
—
—


ATEC
—
—
—
—
0.35
—


ATBC
—
4.2
—
6.3
0.35
—


TBC
—
—
—
—
2.8
—


DBS
5.32
—
—
—
—
—


Permethyl 97A
—
—
2.8
—
3.5
—


Permethyl 99A
—
—
—
2.1
—
—


GDL
—
—
—
—
—
—


Water
21.77
22.19
24.99
19.04
7.59
32.55


FD&C Blue 1
0.035
0.035
0.035
0.035
0.035
0.035


CHG
17.12
17.12
17.12
17.12
17.12
17.12


Total wt. grams
140
140
140
140
141.5
140


Log Red
2.3
2.1
1.9
2.1
2.3
1.5









Various modifications and alterations of the present invention will be apparent to those skilled in the art without departing from the scope and spirit of the present invention. The Examples described in this application are illustrative of the possibilities of varying the type, quantity and ratio of composition as well as the methods for making formulations of the present invention. The complete disclosures of all patents, patent applications, and publications recited herein are incorporated by reference, as if individually incorporated by reference.

## Claims

1. An antimicrobial composition comprising:
a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
b) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, C12-C21 fatty ethers, C12-C21 fatty amides, and combinations of all of the foregoing; wherein the fatty component is present in the composition in an amount of at least 2 wt-%; and
c) a cationic antimicrobial agent present in an amount of at least 0.5 wt-% based upon the total weight of the antimicrobial composition; and
d) water, wherein the lower alcohol to water weight ratio is between 40:60 to 95:5;
wherein the fatty component and the cationic antimicrobial are dissolved in the antimicrobial composition, and the antimicrobial composition is a solution;
wherein the antimicrobial composition is free of surfactants with an HLB greater than 6;

wherein if any component of the composition is ethoxylated, no more than two moles of ethylene oxide are included; and
wherein the antimicrobial composition is essentially free of hydrophilic polymers.

2. An antimicrobial composition comprising:
a) a C2-C5 lower alcohol present in an amount of at least 35 wt-%;
b) a fatty component containing one or more free hydroxyl groups selected from the group consisting of C12-C21 fatty alcohols, C12-C21 fatty esters, C12-C21 fatty ethers, C12-C21 fatty amides, and combinations of all of the foregoing;
c) a cationic antimicrobial agent present in an amount of at least 0.5 wt-% based upon the total weight of the antimicrobial composition;
(d) an emollient ester selected from the group consisting of diesters of bibasic acids, triesters of citric acid, diesters of diols, triesters of triols, and combinations thereof; wherein the emollient ester is present in an amount greater than 1 wt-% based on the total weight of the composition; and
e) water, wherein the lower alcohol to water weight ratio is between 40:60 to 95:5;
wherein the fatty component, the emollient ester, and the cationic antimicrobial are dissolved in the antimicrobial composition, and the antimicrobial composition is a solution.

3. The antimicrobial composition of claim 1, wherein the ratio of the fatty component to the cationic antimicrobial agent is at least 0.5:1.

4. The antimicrobial composition of claim 2, wherein the ratio of the combination of the fatty component and the emollient ester to the cationic antimicrobial agent is at least 1:1.

5. The antimicrobial composition of claim 2, wherein the fatty component is present in the composition in an amount of at least 2 wt-% based on the total weight of the antimicrobial composition.

6. The antimicrobial composition of claim 2, wherein the emollient ester is present in the composition in an amount of at least 2 wt-% based on the total weight of the antimicrobial composition.

7. The composition of claim 1, further comprising an emollient ester selected from the group consisting of diesters of bibasic acids, triesters of citric acid, diesters of diols, triesters of triols, and combinations thereof.

8. The antimicrobial composition of claim 1, wherein the C12-C21 fatty alcohol is selected from the group consisting of lauryl alcohol, myristyl alcohol, cetyl alcohol, stearyl alcohol, isocetyl alcohol, octyl dodecanol, 2-hexyl decanol, 2-hexyl dodecanol, and combinations thereof.

9. The antimicrobial composition of claim 2, wherein the emollient ester has a solubility in water of less than 2 wt-%.

10. The antimicrobial composition of claim 9, wherein the emollient ester is a liquid at room temperature.

11. The antimicrobial composition of claim 2, wherein at least one of the fatty component and the emollient ester has a melt temperature greater than 23° C.

12. The antimicrobial composition of claim 1, wherein the cationic antimicrobial agent is selected from the group consisting of chlorhexidine, chlorhexidine digluconate, chlorhexidine diacetate, chlorhexidine dimethosulfate, and chlorhexidine dilactate salts, polyhexamethylenebiguanide, benzalkonium halides, and combinations thereof.

13. The antimicrobial composition of claim 2, wherein the emollient ester is selected from the group consisting of dibutyl adipate, diisopropyl adipate, diisobutyl adipate, dihexyl adipate, diisopropyl sebacate, dibutyl sebacate, tributyl citrate, diesters of butanediol and hexanediol, propylene glycol dicaprylate, and combinations thereof.

14. The antimicrobial composition of claim 2 wherein the ratio of the fatty component to the cationic antimicrobial agent is at least 0.5:1.

15. The antimicrobial composition of claim 2, wherein the C12-C21 fatty alcohol is selected from the group consisting of lauryl alcohol, myristyl alcohol, cetyl alcohol, stearyl alcohol, isocetyl alcohol, octyl dodecanol, 2-hexyl decanol, 2-hexyl dodecanol, and combinations thereof.

16. The antimicrobial composition of claim 7, wherein the emollient ester has a solubility in water of less than 2 wt-%.

17. The antimicrobial composition of claim 2, wherein the cationic antimicrobial agent is selected from the group consisting of chlorhexidine, chlorhexidine digluconate, chlorhexidine diacetate, chlorhexidine dimethosulfate, and chlorhexidine dilactate salts, polyhexamethylenebiguanide, benzalkonium halides, and combinations thereof.

18. The antimicrobial composition of claim 7, wherein the emollient ester is selected from the group consisting of dibutyl adipate, diisopropyl adipate, diisobutyl adipate, dihexyl adipate, diisopropyl sebacate, dibutyl sebacate, tributyl citrate, diesters of butanediol and hexanediol, propylene glycol dicaprylate, and combinations thereof.