918 Federal Register / Vol. 80, No. 4 / Wednesday, January 7, 2015 / Notices 

12 15 U.S.C. 78s(b)(3)(a)(ii). 

13 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 

4(f)(6) requires a self-regulatory organization to give 

the Commission written notice of its intent to file 

the proposed rule change at least five business days 

prior to the date of filing of the proposed rule 

change, or such shorter time as designated by the 

Commission. The Exchange has satisfied this 

requirement. 14 17 CFR 200.30–3(a)(12). 

1 12 U.S.C. 5465(e)(1). 

2 17 CFR 240.19b–4(n)(1)(i). 

3NSCC and DTC filed Amendment Nos. 1 to 

provide additional description of the changes 

proposed in advance notices SR–NSCC–2014–811 

and SR–DTC–2014–812, respectively. 

4FICC withdrew Amendment No. 1 to advance 

notice SR–FICC–2014–810 due to an error in filing 

the amendment. FICC filed Amendment No. 2 to 

advance notice SR–FICC–2014–810 in order to 

provide additional description of the changes 

proposed in the advance notice. 

5See Release No. 34–73755 (Dec. 5, 2014), 79 FR 

73665 (Dec. 11, 2014). 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

Nasdaq does not believe that the 

proposed rule change will result in any 

burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act, as amended. 

Specifically, by offering market 

participants additional options with 

regard to management of open orders, 

the change has the potential to enhance 

Nasdaq’s competitiveness with respect 

to other trading venues, thereby 

promoting greater competition. 

Moreover, the change does not burden 

competition in that it does not restrict 

the ability of members to enter and 

update trading interest in Nasdaq. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were either 

solicited or received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing proposed rule 

change does not: (i) Significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A)(ii) of the Act 12 and 

subparagraph (f)(6) of Rule 19b–4 

thereunder.13

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is: (i) Necessary or appropriate in 

the public interest; (ii) for the protection 

of investors; or (iii) otherwise in 

furtherance of the purposes of the Act. 

If the Commission takes such action, the 

Commission shall institute proceedings 

to determine whether the proposed rule 

should be approved or disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NASDAQ–2014–126 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Brent J. Fields, Secretary, Securities 

and Exchange Commission, 100 F Street 

NE., Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NASDAQ–2014–126. This 

file number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR– 

NASDAQ–2014–126, and should be 

submitted on or before January 28, 2015. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.14

Brent J. Fields, 

Secretary. 

[FR Doc. 2014–30971 Filed 1–6–15; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–73975; File Nos. SR–FICC– 

2014–810; SR–NSCC–2014–811; SR–DTC– 

2014–812] 

Self-Regulatory Organizations; Fixed 

Income Clearing Corporation; National 

Securities Clearing Corporation; The 

Depository Trust Company; Notice of 

Extension of Review Period of 

Advance Notices, as Amended, To 

Amend and Restate the Third 

Amended and Restated Shareholders 

Agreement, Dated as of December 7, 

2005 

December 31, 2014. 

On November 5, 2014, Fixed Income 

Clearing Corporation (‘‘FICC’’), National 

Securities Clearing Corporation 

(‘‘NSCC’’), and The Depository Trust 

Company (‘‘DTC,’’ together with FICC 

and NSCC, ‘‘Operating Subsidiaries’’) 

filed with the Securities and Exchange 

Commission (‘‘Commission’’) advance 

notices SR–FICC–2014–810, SR–NSCC– 

2014–811 and SR–DTC–2014–812 

(‘‘Advance Notices’’), pursuant to 

section 806(e)(1) of the Payment, 

Clearing, and Settlement Supervision 

Act of 2010 (‘‘Clearing Supervision 

Act’’) 1 and Rule 19b–4(n)(1)(i) under 

the Securities Exchange Act of 1934 

(‘‘Exchange Act’’).2 On November 17, 

2014, the Operating Subsidiaries each 

filed Amendments No. 1 to the Advance 

Notices.3 On November 17, 2014, FICC 

withdrew Amendment No. 1 and filed 

Amendment No. 2 to advance notice 

SR–FICC–2014–810.4 The Advance 

Notices were published for comment in 

the Federal Register on December 11, 

2014.5 As of December 31, 2014, the 

Commission had not received any 

comment letters on the proposal 

contained in the Advance Notices. 

Section 806(e)(1)(G) of the Clearing 

Supervision Act provides that the 

Operating Subsidiaries may implement 

the changes proposed in the Advance 

Notices if they have not received an 

objection to the proposed changes 

within 60 days of the later of (i) the date 

that the Commission receives the 

Advance Notices or (ii) the date that any 


rljohnson on DSK3VPTVN1PROD with NOTICES
Federal Register / Vol. 80, No. 4 / Wednesday, January 7, 2015 / Notices 919 

6See 12 U.S.C. 5465(e)(1)(G). 

7See 12 U.S.C. 5465(e)(1)(H). 

8 Id. 

9 Id. 

additional information requested by the 

Commission is received,6 unless 

extended as described below. 

Pursuant to section 806(e)(1)(H) of the 

Clearing Supervision Act, the 

Commission may extend the review 

period of an advance notice for an 

additional 60 days, if the changes 

proposed in the advance notice raise 

novel or complex issues, subject to the 

Commission providing the clearing 

agency with prompt written notice of 

the extension.7

Here, as the Commission has not 

requested any additional information, 

the date that is 60 days after the 

Operating Subsidiaries filed the 

Advance Notices with the Commission 

is January 4, 2015. However, the 

Commission finds it appropriate to 

extend the review period of the 

Advance Notices, as amended, for an 

additional 60 days under section 

806(e)(1)(H) of the Clearing Supervision 

Act.8 The Commission finds the 

Advance Notices, as amended, are both 

novel and complex because the material 

aspects of the proposed amendments to 

the Shareholders Agreement are 

substantial, a first for the Clearing 

Agencies, and are interrelated with 

other regulatory aspects of the Clearing 

Agencies. 

Accordingly, the Commission, 

pursuant to 806(e)(1)(H) of the Clearing 

Supervision Act,9 extends the review 

period for an additional 60 days so that 

the Commission shall have until March 

5, 2015 to issue an objection or nonobjection to the Advance Notices, as 

amended (File Nos. SR–FICC–2014–810, 

SR–NSCC–2014–811, and SR–DTC– 

2014–812). 

By the Commission. 

Brent J. Fields, 

Secretary. 

[FR Doc. 2014–30973 Filed 1–6–15; 8:45 am] 

BILLING CODE 8011–01–P 

SOCIAL SECURITY ADMINISTRATION 

[Docket No. SSA–2014–0073] 

Privacy Act of 1974, as Amended: 

Proposed New Routine Use and 

Updated Retention and Disposal 

AGENCY: Social Security Administration 

(SSA). 

ACTION: Proposed New Routine Use and 

Updated Retention and Disposal. 

SUMMARY: Pursuant to the Privacy Act of 

1974, as amended, we are issuing public 

notice of our intent to add a new routine 

use to, and update the retention and 

disposal schedule of, an existing system 

of records entitled: Representative 

Disqualification, Suspension and NonRecognition Information File, (60–0219). 

This system was last published in the 

Federal Register, 75 FR 25904 (May 10, 

2010). The new routine use will allow 

broader disclosure to a bar disciplinary 

authority, court, or administrative 

tribunal before the agency imposes 

sanctions against a representative. The 

Office of General Counsel will use this 

new routine use to disclose records 

regarding the agency’s investigation of 

an attorney, as well as records regarding 

non-attorneys misrepresenting 

themselves as attorneys, and nonattorneys continuing to practice despite 

non-recognition, suspension, or 

disqualification by the agency. The new 

routine use will allow for broader 

disclosure of representative misconduct 

to promote the integrity of our 

programs. The update to the retention 

and disposal section is based on the 

agency’s specific records schedules. The 

new routine use and update to the 

retention and disposal section are 

described below. 

DATES: We invite public comment on 

this proposal. In accordance with 5 

U.S.C. 552a(e)(4) and (e)(11), the public 

is given a 30-day period in which to 

submit comments. Therefore, please 

submit any comments by February 6, 

2015. 

ADDRESSES: The public, Office of 

Management and Budget (OMB), and 

Congress may comment on this 

publication by writing to the Executive 

Director, Office of Privacy and 

Disclosure, Office of the General 

Counsel, Social Security 

Administration, Room 617 Altmeyer 

Building, 6401 Security Boulevard, 

Baltimore, Maryland 21235–6401 or 

through the Federal e-Rulemaking Portal 

at http://www.regulations.gov. All 

comments we receive will be available 

for public inspection at the above 

address. 

FOR FURTHER INFORMATION CONTACT: 

Jasson Seiden, Government Information 

Specialist, Privacy Implementation 

Division, Office of Privacy and 

Disclosure, Office of the General 

Counsel, Social Security 

Administration, Room 617 Altmeyer 

Building, 6401 Security Boulevard, 

Baltimore, Maryland 21235–6401, 

telephone: (410) 597–4307, Email: 

Jasson.Seiden@ssa.gov. 

In accordance with 5 U.S.C. 552a(r), 

we have provided a report to OMB and 

Congress on the proposed new routine 

use and update to the retention and 

disposal section. 

Dated: December 11, 2014. 

Kirsten J. Moncada, 

Executive Director, Office of Privacy and 

Disclosure, Office of the General Counsel. 

Social Security Administration 

SYSTEM NUMBER: 60–0219 

SYSTEM NAME: 

Representative Disqualification, 

Suspension and Non-Recognition 

Information File 

* * * * * 

ROUTINE USES OF RECORDS COVERED BY THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

THE PURPOSES OF SUCH USES: 

* * * * * 

17. To a Federal court, State court, 

administrative tribunal, bar disciplinary 

authority or other authority, by the 

Office of the General Counsel, as 

necessary, to permit these authorities to 

investigate and conduct proceedings 

relating to potential professional 

disciplinary actions or other measures 

relating to the authorities’ regulation of 

professional conduct. 

* * * * * 

RETENTION AND DISPOSAL: 

* * * * * 

We retain and destroy this 

information in accordance with 

National Archives and Records 

Administration approved authorities. 

We will destroy those cases in which 

the agency receives an allegation of 

misconduct but determines that the 

representative did not violate SSA’s 

Rules of Conduct and Standards of 

Responsibility two years after the 

investigation ends, in accordance with 

SSA’s agency specific records schedule, 

N1–047–10–004/I.E.1. We will destroy 

all other cases 25 years after closure, in 

accordance with N1–047–10–004/I.E.2. 

We will erase or destroy records in 

electronic form and shred records in 

paper form. 

[FR Doc. 2014–30969 Filed 1–6–15; 8:45 am] 

BILLING CODE 4191–02–P 

DEPARTMENT OF TRANSPORTATION 

Federal Motor Carrier Safety 

Administration 

Sunshine Act Meetings; Unified Carrier 

Registration Plan Board of Directors 

AGENCY: Federal Motor Carrier Safety 

Administration (FMCSA), DOT. 

ACTION: Notice of Unified Carrier 

Registration Plan Board of Directors 

meeting. 


rljohnson on DSK3VPTVN1PROD with NOTICES