Federal Register / Vol. 79, No. 242 / Wednesday, December 17, 2014 / Notices 75225 

11 15 U.S.C. 78f(b)(8). 

12 15 U.S.C. 78s(b)(3)(A). 

13 17 CFR 240.19b–4(f). 14 17 CFR 200.30–3(a)(12). 

As noted, NASDAQ incurs costs in 

monitoring a subscribing member firm’s 

report limit and in administering the 

fee. Consequently, reducing the number 

of fee tiers will reduce NASDAQ’s costs, 

thereby allowing NASDAQ to keep the 

fee lower than it would otherwise be. In 

addition, NASDAQ does not believe that 

elimination of the Monthly Compliance 

Report Card reports from the service is 

unfairly discriminatory. As noted, the 

report is used very little by subscribing 

member firms and any member firm that 

seeks similar information may obtain 

similar reports from FINRA at no cost. 

Lastly, NASDAQ believes that the 

proposed name change will avoid any 

market participant confusion due to the 

name of the service used in the rule and 

the commonly-used name. NASDAQ 

notes that the proposed change does not 

affect what is offered by the service in 

any way. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

NASDAQ does not believe that the 

proposed rule changes will result in any 

burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act, as 

amended.11 NASDAQ notes that it 

operates in a highly competitive market 

in which market participants can 

readily favor competing venues if they 

deem fee levels at a particular venue to 

be excessive. In such an environment, 

NASDAQ must carefully balance the 

fees it assesses with the costs incurred 

to remain competitive with other 

exchanges. To the extent NASDAQ’s 

fees are too high or another exchange’s 

products and services provide greater 

value, NASDAQ will likely lose 

subscriber revenue. As such, NASDAQ 

believes that the degree to which fee 

changes in this market may impose any 

burden on competition is extremely 

limited. In this instance, NASDAQ last 

increased the Data Package fees in 

February 2012 and NASDAQ is now 

realigning the fee assessed for the 

subscription to the service with the 

costs it incurs in offering it. Such costs 

include adding enhancements to the 

service to make it more useful to 

subscribers. Moreover, increasing the 

fees also allows NASDAQ to continue to 

derive a profit from the service, which 

will allow NASDAQ to continue to offer 

the service in the long term. Moreover, 

NASDAQ believes that the fee increase 

does not impose a burden on 

competition because the service is 

optional and member firms may develop 

their own alternatives to the service or 

acquire similar functionality through 

third parties. For these reasons, 

NASDAQ does not believe that the 

proposed changes will impose any 

unnecessary burden on competition. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

Written comments were neither 

solicited nor received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

The foregoing change has become 

effective pursuant to Section 19(b)(3)(A) 

of the Act,12 and paragraph (f) 13 of Rule 

19b–4, thereunder. At any time within 

60 days of the filing of the proposed rule 

change, the Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors, or otherwise in furtherance of 

the purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

NASDAQ–2014–121 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Brent J. Fields, Secretary, Securities 

and Exchange Commission, 100 F Street 

NE., Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–NASDAQ–2014–121. This 

file number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE., 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing also will be available for 

inspection and copying at the principal 

offices of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR– 

NASDAQ–2014–121, and should be 

submitted on or before January 7, 2015. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.14

Kevin M. O’Neill, 

Deputy Secretary. 

[FR Doc. 2014–29511 Filed 12–16–14; 8:45 am] 

BILLING CODE 8011–01–P 

SMALL BUSINESS ADMINISTRATION 

Reporting and Recordkeeping 

Requirements Under OMB Review 

AGENCY: Small Business Administration. 

ACTION: 30-Day notice. 

SUMMARY: The Small Business 

Administration (SBA) is publishing this 

notice to comply with requirements of 

the Paperwork Reduction Act (PRA) (44 

U.S.C. Chapter 35), which requires 

agencies to submit proposed reporting 

and recordkeeping requirements to 

OMB for review and approval, and to 

publish a notice in the Federal Register 

notifying the public that the agency has 

made such a submission. This notice 

also allows an additional 30 days for 

public comments. 

DATES: Submit comments on or before 

January 16, 2015. 

ADDRESSES: Comments should refer to 

the information collection by name and/ 

or OMB Control Number and should be 

sent to: Agency Clearance Officer, Curtis 

Rich, Small Business Administration, 

409 3rd Street SW., 5th Floor, 

Washington, DC 20416; and SBA Desk 

Officer, Office of Information and 

Regulatory Affairs, Office of 

Management and Budget, New 

Executive Office Building, Washington, 

DC 20503. 

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75226 Federal Register / Vol. 79, No. 242 / Wednesday, December 17, 2014 / Notices 

FOR FURTHER INFORMATION CONTACT: 

Curtis Rich, Agency Clearance Officer, 

(202) 205–7030 curtis.rich@sba.gov. 

Copies: A copy of the Form OMB 83– 

1, supporting statement, and other 

documents submitted to OMB for 

review may be obtained from the 

Agency Clearance Officer. 

SUPPLEMENTARY INFORMATION: Lenders 

requesting SBA to purchase the 

guaranty portion of a loan are required 

to supply the Agency with a certified 

transcript of the loan account. This form 

is uniform and convenient means for 

lenders to report and certify loan 

accounts to purchase by SBA. The 

Agency uses the information to 

determine date of loan default and 

whether Lender disbursed and serviced 

the loan according to Loan Guaranty 

agreement. 

Solicitation of Public Comment 

Comments may be submitted on (a) 

whether the collection of information is 

necessary for the agency to properly 

perform its functions; (b) whether the 

burden estimates are accurate; (c) 

whether there are ways to minimize the 

burden, including through the use of 

automated techniques or other forms of 

information technology; and (d) whether 

there are ways to enhance the quality, 

utility, and clarity of the information. 

Summary of Information Collections 

(1) Title: Lender’s Transcript of 

Account. 

Description of Respondents: SBA 

Lenders. 

Form Number: SBA Form 1149. 

Estimated Annual Respondents: 

3,600. 

Estimated Annual Responses: 3,600. 

Estimated Annual Hour Burden: 

36,000. 

Curtis B. Rich, 

Management Analyst. 

[FR Doc. 2014–29471 Filed 12–16–14; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

Reporting and Recordkeeping 

Requirements Under OMB Review 

AGENCY: Small Business Administration. 

ACTION: 30-Day notice. 

SUMMARY: The Small Business 

Administration (SBA) is publishing this 

notice to comply with requirements of 

the Paperwork Reduction Act (PRA) (44 

U.S.C. Chapter 35), which requires 

agencies to submit proposed reporting 

and recordkeeping requirements to 

OMB for review and approval, and to 

publish a notice in the Federal Register 

notifying the public that the agency has 

made such a submission. This notice 

also allows an additional 30 days for 

public comments. 

DATES: Submit comments on or before 

January 16, 2015. 

ADDRESSES: Comments should refer to 

the information collection by name and/ 

or OMB Control Number and should be 

sent to: Agency Clearance Officer, Curtis 

Rich, Small Business Administration, 

409 3rd Street SW., 5th Floor, 

Washington, DC 20416; and SBA Desk 

Officer, Office of Information and 

Regulatory Affairs, Office of 

Management and Budget, New 

Executive Office Building, Washington, 

DC 20503. 

FOR FURTHER INFORMATION CONTACT: 

Curtis Rich, Agency Clearance Officer, 

(202) 205–7030 curtis.rich@sba.gov. 

Copies: A copy of the Form OMB 83– 

1, supporting statement, and other 

documents submitted to OMB for 

review may be obtained from the 

Agency Clearance Officer. 

SUPPLEMENTARY INFORMATION: The 

objective of the debt collection activities 

is to obtain immediate repayment or 

arrive at a satisfactory arrangement for 

future repayment of debts owed to the 

Government. SBA uses the financial 

information provided by the debtor on 

Form 770 in making a determination 

regarding the compromise of such debts 

and other liquidation proceedings 

including litigation by the Agency and/ 

or the Department of Justice. 

Solicitation of Public Comments 

Comments may be submitted on (a) 

whether the collection of information is 

necessary for the agency to properly 

perform its functions; (b) whether the 

burden estimates are accurate; (c) 

whether there are ways to minimize the 

burden, including through the use of 

automated techniques or other forms of 

information technology; and (d) whether 

there are ways to enhance the quality, 

utility, and clarity of the information. 

Summary of Information Collections 

(1) Title: Financial Statement of Debt. 

Description of Respondents: SBA 

Lenders. 

Form Number: SBA Form 770. 

Estimated Annual Respondents: 

5,000. 

Estimated Annual Responses: 5,000. 

Estimated Annual Hour Burden: 

5,000. 

Curtis B. Rich, 

Management Analyst. 

[FR Doc. 2014–29469 Filed 12–16–14; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

RLJ Credit Opportunity Fund I, L.P. 

License No. 03/03–0256; Notice 

Seeking Exemption Under Section 312 

of the Small Business Investment Act, 

Conflicts of Interest 

Notice is hereby given that RLJ Credit 

Opportunity Fund I, L.P., 3 Bethesda 

Metro Center, Suite 1000, Bethesda, MD 

20814, a Federal Licensee under the 

Small Business Investment Act of 1958, 

as amended (the ‘‘Act’’), in connection 

with the financing of a small concern, 

has sought an exemption under Section 

312 of the Act and Section 107.730, 

Financings which Constitute Conflicts 

of Interest of the Small Business 

Administration (‘‘SBA’’) Rules and 

Regulations (13 CFR 107.730). RLJ 

Credit Opportunity Fund I, L.P. has 

provided debt financing to Naylor, LLC, 

5950 NW 1st Place, Gainesville, FL 

32607. The proceeds were used to 

finance the acquisition of Boxwood 

Technology, Inc. 

The financing is brought within the 

purview of § 107.730(a)(1) of the 

Regulations because RLJ Equity Partners 

Fund I, L.P., an Associate of RLJ Credit 

Opportunity Fund I, L.P., owns more 

than ten percent of Naylor, LLC, and 

therefore this transaction is considered 

a financing to an Associate requiring 

SBA prior written exemption. 

Notice is hereby given that any 

interested person may submit written 

comments on the transaction, within 

fifteen days of the date of this 

publication, to the Associate 

Administrator for the Office of 

Investment and Innovation, U.S. Small 

Business Administration, 409 Third 

Street SW., Washington, DC 20416. 

Dated: December 10, 2014. 

Javier E. Saade, 

Associate Administrator for Office of 

Investment and Innovation. 

[FR Doc. 2014–29518 Filed 12–16–14; 8:45 am] 

BILLING CODE P 

SMALL BUSINESS ADMINISTRATION 

Surrender of License of Small 

Business Investment Company 

Pursuant to the authority granted to 

the United States Small Business 

Administration (‘‘SBA’’) under Section 

309 of the Small Business Investment 

Act of 1958, as amended, and Section 

107.1900 of the Small Business 

Administration Rules and Regulations, 

SBA by this notice declares null and 

void the license to function as a small 

business investment company under the 

Small Business Investment Company 

mstockstill on DSK4VPTVN1PROD with NOTICES