Federal Register / Vol. 79, No. 231 / Tuesday, December 2, 2014 / Notices 71461 

are subject to the recordkeeping 

requirements of Rules 17a–3 and 17a–4 

of the Act. Information received in 

response to Rule 12f–3 shall not be kept 

confidential; the information collected 

is public information. 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

Commission, including whether the 

information shall have practical utility; 

(b) the accuracy of the Commission’s 

estimates of the burden of the proposed 

collection of information; (c) ways to 

enhance the quality, utility, and clarity 

of the information on respondents; and 

(d) ways to minimize the burden of the 

collection of information on 

respondents, including through the use 

of automated collection techniques or 

other forms of information technology. 

Consideration will be given to 

comments and suggestions submitted in 

writing within 60 days of this 

publication. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid OMB 

control number. 

Please direct your written comments 

to: Pamela Dyson, Acting Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington 

DC, 20549 or send an email to: PRA_

Mailbox@sec.gov. 

Dated: November 25, 2014. 

Kevin M. O’Neill, 

Deputy Secretary. 

[FR Doc. 2014–28307 Filed 12–1–14; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE., Washington, DC 

20549–2736. 

Extension: 

Form 2–E under Rule 609, SEC File No. 

270–222, OMB Control No. 3235–0233. 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission (the 

‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for extension of the 

previously approved collection of 

information discussed below. 

Rule 609 (17 CFR 230.609) under the 

Securities Act of 1933 (15 U.S.C. 77a et 

seq.) requires small business investment 

companies and business development 

companies that have engaged in 

offerings of securities that are exempt 

from registration pursuant to Regulation 

E under the Securities Act of 1933 (17 

CFR 230.601 to 610a) to report semiannually on Form 2–E (17 CFR 239.201) 

the progress of the offering. The form 

solicits information such as the dates an 

offering commenced and was completed 

(if completed), the number of shares 

sold and still being offered, amounts 

received in the offering, and expenses 

and underwriting discounts incurred in 

the offering. The information provided 

on Form 2–E assists the staff in 

monitoring the progress of the offering 

and in determining whether the offering 

has stayed within the limits set for an 

offering exempt under Regulation E. 

There has not been a Form 2–E filing 

since calendar year 2010, when there 

was one filing of Form 2–E by one 

respondent. The Commission has 

previously estimated that the total 

annual burden associated with 

information collection and Form 2–E 

preparation and submission is four 

hours per filing. Although there have 

been no filings made under this rule 

since 2010, we are requesting one 

annual response and an annual burden 

of one hour for administrative purposes. 

Estimates of average burden hours are 

made solely for the purposes of the 

Paperwork Reduction Act and are not 

derived from a comprehensive or even 

representative survey or study of the 

costs of Commission rules and forms. 

The collection of information under rule 

609 and Form 2–E is mandatory. The 

information provided under rule 609 

and Form 2–E will not be kept 

confidential. An agency may not 

conduct or sponsor, and a person is not 

required to respond to, a collection of 

information unless it displays a 

currently valid OMB control number. 

The public may view the background 

documentation for this information 

collection at the following Web site, 

www.reginfo.gov. Comments should be 

directed to: (i) Desk Officer for the 

Securities and Exchange Commission, 

Office of Information and Regulatory 

Affairs, Office of Management and 

Budget, Room 10102, New Executive 

Office Building, Washington, DC 20503, 

or by sending an email to: Shagufta_

Ahmed@omb.eop.gov; and (ii) Pamela 

Dyson, Acting Chief Information Officer, 

Securities and Exchange Commission, 

c/o Remi Pavlik-Simon, 100 F Street 

NE., Washington, DC 20549 or send an 

email to: PRA_Mailbox@sec.gov. 

Comments must be submitted to OMB 

within 30 days of this notice. 

Dated: November 25, 2014. 

Kevin M. O’Neill, 

Deputy Secretary. 

[FR Doc. 2014–28311 Filed 12–1–14; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE., Washington, DC 

20549–2736. 

Extension: Mutual Fund Interactive Data, 

SEC File No. 270–580, OMB Control No. 

3235–0642. 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission (the 

‘‘Commission’’) is soliciting comments 

on the collection of information 

summarized below. The Commission 

plans to submit this existing collection 

of information to the Office of 

Management and Budget (‘‘OMB’’) for 

extension and approval. 

Open-end management investment 

companies (‘‘funds’’) are required to 

submit to the Commission information 

included in their registration 

statements, or information included in 

or amended by post-effective 

amendments thereto, in response to 

Items 2, 3, and 4 (‘‘risk/return summary 

information’’) of Form N–1A (17 CFR 

239.15A and 274.11A) in interactive 

data format and to post it on their Web 

sites, if any, in interactive data form. In 

addition, funds are required to submit 

an interactive data file to the 

Commission for any form of prospectus 

filed pursuant to rule 497(c) or (e) (17 

CFR 230.497) under the Securities Act 

of 1933 (‘‘Securities Act’’) (15 U.S.C. 77a 

et seq.) that includes risk/return 

summary information that varies from 

the registration statement and to post 

the interactive data file on their Web 

sites, if any. 

The title for the collection of 

information for submitting risk/return 

summary information in interactive data 

format is ‘‘Mutual Fund Interactive 

Data.’’ This collection of information 

relates to regulations and forms adopted 

under the Securities Act, the Securities 

Exchange Act of 1934 (15 U.S.C. 78a et 

seq.), and the Investment Company Act 

of 1940 (15 U.S.C. 80a–1 et seq.) that set 

forth disclosure requirements for funds 

and other issuers. The purpose of the 


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