68728 Federal Register / Vol. 79, No. 222 / Tuesday, November 18, 2014 / Notices 

number and expiration date; passport 

number, expiration date and country of 

issue; and employer/affiliation 

information (name of institution, 

address, country, telephone, email, 

phone). Contact the International Visitor 

Coordinator, Mary Treat, at (228) 688– 

3916 for the specifics on any foreign 

national visitors. To expedite 

admittance, attendees with U.S. 

citizenship and Permanent Residents 

(green card holders) can provide 

identifying information 3 working days 

in advance by emailing the NASA Office 

of Communications at SSC–PAO@

mail.nasa.gov. 

It is imperative that the meeting be 

held on this date to accommodate the 

scheduling priorities of the key 

participants. 

Patricia D. Rausch, 

Advisory Committee Management Officer, 

National Aeronautics and Space 

Administration. 

[FR Doc. 2014–27183 Filed 11–17–14; 8:45 am] 

BILLING CODE 7510–13–P 

NATIONAL AERONAUTICS AND 

SPACE ADMINISTRATION 

[Notice: (14–117)] 

NASA International Space Station 

Advisory Committee; Meeting 

AGENCY: National Aeronautics and 

Space Administration (NASA). 

ACTION: Notice of Meeting. 

SUMMARY: In accordance with the 

Federal Advisory Committee Act, Public 

Law 92–463, as amended, the National 

Aeronautics and Space Administration 

(NASA) announces a meeting of the 

NASA International Space Station (ISS) 

Advisory Committee. The purpose of 

the meeting is to review all aspects 

related to the safety and operational 

readiness of the ISS, and to assess the 

possibilities for using the ISS for future 

space exploration. 

DATES: Thursday, December 11, 2014, 

2:00–3:00 p.m., Local Time. 

ADDRESSES: NASA Headquarters, Room 

5H42–A, 300 E Street SW., Washington, 

DC 20546. Note: 5H42–A is located on 

the fifth floor of NASA Headquarters. 

FOR FURTHER INFORMATION CONTACT: Mr. 

Greg Mann, Office of International and 

Interagency Relations, (202) 358–5140, 

NASA Headquarters, Washington, DC 

20546–0001. 

SUPPLEMENTARY INFORMATION: This 

meeting will be open to the public up 

to the seating capacity of the room. This 

meeting is also accessible via 

teleconference. To participate 

telephonically, please contact Mr. Greg 

Mann as noted above before 4:30 p.m., 

Local Time, on December 10, 2014. 

Please provide name, affiliation, and 

phone number. 

Attendees will be requested to sign a 

register and to comply with NASA 

Headquarters security requirements, 

including the presentation of a valid 

picture ID before receiving access to 

NASA Headquarters. Foreign nationals 

attending this meeting will be required 

to provide a copy of their passport and 

visa in addition to providing the 

following information no less than 10 

working days prior to the meeting: full 

name; gender; date/place of birth; 

citizenship; passport information 

(number, country, telephone); visa 

information (number, type, expiration 

date); employer/affiliation information 

(name of institution, address, country, 

telephone); title/position of attendee. To 

expedite admittance, attendees with 

U.S. citizenship and Permanent 

Residents (green card holders) can 

provide full name and citizenship status 

3 working days in advance to Mr. Mann 

via email at gmann@nasa.gov, by 

telephone at (202) 358–5140, or fax at 

(202) 358–3030. It is imperative that the 

meeting be held on this date to 

accommodate the scheduling priorities 

of the key participants. 

Patricia D. Rausch, 

Advisory Committee Management Officer, 

National Aeronautics and Space 

Administration. 

[FR Doc. 2014–27182 Filed 11–17–14; 8:45 am] 

BILLING CODE 7510–13–P 

NATIONAL SCIENCE FOUNDATION 

Proposed Information Collection; 

Correction 

AGENCY: National Science Foundation. 

ACTION: Notice; correction. 

SUMMARY: The National Science 

Foundation published a notice on 

November 7, 2014, at 79 FR 66419, 

seeking comments on establishing an 

information collection for the 

Foundation’s Large Facilities Program’s 

Large Facilities Manual. The document 

did not include the link to view the 

draft manual. 

FOR FURTHER INFORMATION CONTACT: 

Please send comments to Suzanne H. 

Plimpton, Reports Clearance Officer, 

National Science Foundation, 4201 

Wilson Boulevard, Suite 295, Arlington, 

Virginia 22230 or send email to 

splimpto@nsf.gov. Individuals who use 

a telecommunications device for the 

deaf (TDD) may call the Federal 

Information Relay Service (FIRS) at 1– 

800–877–8339, which is accessible 24 

hours a day, 7 days a week, 365 days a 

year (including federal holidays). 

Correction 

In the Federal Register of November 

7, 2014, in FR Doc. 2014–26444, on page 

66419, in the third column, in the 

ADDRESSES caption to read: ‘‘The draft 

Large Facilities Manual may be found at 

the following link: http://www.nsf.gov/

bfa/lfo/NSF_Large_Facilities_Manual_

110414_1700-WM_(for_OMB).pdf. 

Written comments regarding the 

information collection and requests for 

hard copies of the proposed information 

collection request should be addressed 

to Suzanne Plimpton, Reports Clearance 

Officer, National Science Foundation, 

4201 Wilson Blvd., Rm. 1265, Arlington, 

VA 22230, or by email to splimpto@

nsf.gov.’’ 

Dated: November 13, 2014. 

Suzanne H. Plimpton, 

Reports Clearance Officer, National Science 

Foundation. 

[FR Doc. 2014–27249 Filed 11–17–14; 8:45 am] 

BILLING CODE 7555–01–P 

NATIONAL SCIENCE FOUNDATION 

Proposal Review Panel for Computing 

& Communication Foundations; Notice 

of Meeting 

In accordance with the Federal 

Advisory Committee Act (Pub. L. 92– 

463, as amended), the National Science 

Foundation announces the following 

meeting: 

Name: Proposal Review Panel for 

Science and Technology Centers— 

Integrative Partnerships (#1192) Site 

Visit. 

Date/Time: 

December 7, 2014—6:30 p.m.–8:30 p.m. 

December 8, 2014—8:00 a.m.–8:00 p.m. 

December 9, 2014—8:30 a.m.–3:00 p.m. 

Place: Purdue University, West 

Lafayette, IN. 

Type of Meeting: Part Open. 

Contact Person: John Cozzens, 

National Science Foundation, 4201 

Wilson Boulevard, Room 1115, 

Arlington, VA 22230. Telephone: (703) 

292–8910. 

Purpose of Meeting: To assess the 

progress of the STC Award: 0939370, 

‘‘Emerging Frontiers of Science of 

Information’’, and to provide advise and 

recommendations concerning further 

NSF support for the Center. 

Agenda: CSoI Site Visit: 

Sunday, December 7, 2014. 

6:30 p.m. to 8:30 p.m.: Closed. 

Site Team and NSF Staff meets to 

discuss Site Visit materials, review 

process and charge. 


tkelley on DSK3SPTVN1PROD with NOTICES
Federal Register / Vol. 79, No. 222 / Tuesday, November 18, 2014 / Notices 68729 

1Rule 13h–1(a)(1) defines ‘‘large trader’’ as any 

person that directly or indirectly, including through 

other persons controlled by such person, exercises 

investment discretion over one or more accounts 

and effects transactions for the purchase or sale of 

any NMS security for or on behalf of such accounts, 

by or through one or more registered broker-dealers, 

in an aggregate amount equal to or greater than the 

identifying activity level or voluntarily registers as 

a large trader by filing electronically with the 

Commission Form 13H. 

2See Securities Exchange Act Release No. 64976 

(July 27, 2011), 76 FR 46959 (August 3, 2011). 

3The Commission, pursuant to Rule 17a–25 (17 

CFR 240.17a–25), currently collects transaction data 

from registered broker-dealers through the 

Electronic Blue Sheets (‘‘EBS’’) system to support 

its regulatory and enforcement activities. The large 

trader framework added two new fields, the time of 

the trade and the identity of the trader, to the EBS 

system. 

4See 5 U.S.C. 552 and 15 U.S.C. 78m(h)(7). 

Monday, December 8, 2014. 

8:00 a.m. to 1:00 p.m.: Open. 

Presentations by Awardee Institution, 

faculty staff and students to Site Team 

and NSF Staff; Discussions and question 

and answer sessions. 

1:00 p.m.—8:00 p.m.: Closed. 

Draft report on education and 

research activities. 

Tuesday, December 9, 2014. 

8:30 a.m.—noon: Open. 

Response to presentations by Site 

Team and NSF Staff Awardee 

Institution faculty staff; Discussions and 

question and answer sessions. 

Noon to 3:00 p.m.: Closed. 

Complete written site visit report with 

preliminary recommendations. 

Reason for Closing: The proposals 

being reviewed include information of a 

proprietary or confidential nature, 

including technical information; 

financial data, such as salaries; and 

personal information concerning 

individuals associated with the 

proposals. These matters are exempt 

under 5 U.S.C. 552b(c), (4) and (6) of the 

Government in the Sunshine Act. 

Dated: November 12, 2014. 

Suzanne Plimpton, 

Acting, Committee Management Officer. 

[FR Doc. 2014–27178 Filed 11–17–14; 8:45 am] 

BILLING CODE 7555–01–P 

NATIONAL SCIENCE FOUNDATION 

Business and Operations Advisory 

Committee; Notice of Meeting 

In accordance with Federal Advisory 

Committee Act (Pub. L. 92–463, as 

amended), the National Science 

Foundation announces the following 

meeting: 

Name: Business and Operations 

Advisory Committee (9556). 

Date/Time: December 11, 2014; 1:00 

p.m. to 5:30 p.m. (EST), December 12, 

2014; 8:00 a.m. to 12:00 p.m. (EST). 

Place: National Science Foundation, 

4201 Wilson Boulevard, Arlington, 

Virginia 22230; Stafford I, Room 1235. 

Type of Meeting: Open. 

Contact Person: Joan Miller, National 

Science Foundation, 4201 Wilson 

Boulevard, Arlington, VA 22230 (703) 

292–8200. 

Purpose of Meeting: To provide 

advice concerning issues related to the 

oversight, integrity, development and 

enhancement of NSF’s business 

operations. 

Agenda: 

December 11, 2014 

Welcome/Introductions; BFA/OIRM 

Updates; iTRAK Update; NSF 

Relocation Update; Succession 

Planning; Managing Change at NSF; 

Strategic Review Process. 

December 12, 2014 

Risk-Based Management; Prepare for 

Discussion with Dr. Co ́rdova; 

Discussion with Dr. Co ́rdova; Meeting 

Wrap-Up. 

Dated: November 13, 2014. 

Suzanne Plimpton, 

Acting, Committee Management Officer. 

[FR Doc. 2014–27233 Filed 11–17–14; 8:45 am] 

BILLING CODE 7555–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE., Washington, DC 

20549–2736. 

Extension: 

Rule 13h–1 and Form 13H, SEC File No. 

270–614, OMB Control No. 3235–0682. 

Notice is hereby given that pursuant to the 

Paperwork Reduction Act of 1995 (44 U.S.C. 

3501 et seq. ‘‘PRA’’), the Securities and 

Exchange Commission (‘‘SEC’’ or 

‘‘Commission’’) has submitted to the Office of 

Management and Budget (‘‘OMB’’) a request 

for approval of extension of the existing 

collection of information provided for in 

Rule 13h–1 (17 CFR 240.13h–1) and Form 

13H—registration of large traders 1 submitted 

pursuant to Section 13(h) of the Securities 

Exchange Act of 1934 (15 U.S.C. 78a et seq.) 

(‘‘Exchange Act’’). 

Rule 13h–1 and Form 13H under Section 

13(h) of the Exchange Act established a large 

trader reporting framework.2 The framework 

assists the Commission in identifying and 

obtaining certain baseline information about 

traders that conduct a substantial amount of 

trading activity, as measured by volume or 

market value, in the U.S. securities markets. 

The identification, recordkeeping, and 

reporting framework provides the 

Commission with a mechanism to identify 

large traders and their affiliates, accounts, 

and transactions. Specifically, the rule 

requires large traders to identify themselves 

to the Commission and make certain 

disclosures to the Commission on Form 13H. 

Upon receipt of Form 13H, the Commission 

issues a unique identification number to the 

large trader, which the large trader then 

provides to its registered broker-dealers. 

Certain registered broker-dealers are required 

to maintain transaction records for each large 

trader, and are required to report that 

information to the Commission upon 

request.3 In addition, certain registered 

broker-dealers are required to adopt 

procedures to monitor their customers for 

activity that would trigger the identification 

requirements of the rule. 

The respondents to the collection of 

information are large traders. Each new large 

trader respondent files one response, which 

takes approximately 20 hours to complete. 

The average internal cost of compliance per 

response is $5,177, calculated as follows: (3 

hours of compliance manager time at $283 

per hour) + (7 hours of legal time at $334 per 

hour) + (10 hours of paralegal time at $199 

per hour) = $5,177. Additionally, on average, 

each large trader respondent (including new 

respondents) files 2 responses per year, 

which take approximately 6 hours to 

complete. The average internal cost of 

compliance per response is $1,632, 

calculated as follows: (2 hours of compliance 

manager time at $283 per hour) + (2 hours 

of legal time at $334 per hour) + (2 hours of 

paralegal time at $199 per hour) = $1,632. 

Each registered broker-dealer’s monitoring 

requirement takes approximately 15 hours 

per year. The average internal cost of 

compliance is $5,010, calculated as follows: 

15 hours of legal time at $334 per hour = 

$5,010. The Commission estimates that it 

may send 100 requests specifically seeking 

large trader data per year to each registered 

broker-dealer subject to the rule, and it 

would take each registered broker-dealer 2 

hours to comply with each request 

Accordingly, the annual reporting hour 

burden for a broker-dealer is estimated to be 

200 burden hours (100 requests × 2 burden 

hours/request = 200 burden hours). The 

average internal cost of compliance per 

response is $398, calculated as follows: 2 

hours of paralegal time at $199 per hour = 

$398. 

Compliance with Rule 13h–1 is mandatory. 

The information collection under proposed 

Rule 13h–1 is considered confidential subject 

to the limited exceptions provided by the 

Freedom of Information Act.4

An agency may not conduct or sponsor, 

and a person is not required to respond to, 

a collection of information under the PRA 

unless it displays a currently valid OMB 

control number. 

The public may view background 

documentation for this information 

collection at the following Web site: 

www.reginfo.gov. Comments should be 

directed to: (i) Desk Officer for the Securities 

and Exchange Commission, Office of 

Information and Regulatory Affairs, Office of 


tkelley on DSK3SPTVN1PROD with NOTICES