UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF ILLINOIS

EASTERN DIVISION

IN RE DEUTSCHE BANK SPOOFING

LITIGATION

 Case No. 1:20-cv-03638

 Hon. Joan B. Gottschall

JOINT STATUS REPORT

Plaintiffs Rock Capital Markets, LLC; Charles Herbert Proctor, III; Robert Charles Class A, 

L.P.; David Vecchione; Todd Rowan; and Atlantic Trading USA, LLC (collectively, “Plaintiffs”) and 

Defendants Deutsche Bank AG and Deutsche Bank Securities Inc. (collectively, “Defendants” and

together with Plaintiffs, “Parties”), by and through counsel, pursuant to the Court’s Order of 

November 22, 2022 (ECF No. 75), hereby submit this Joint Status Report: 

1. On November 22, 2022, the Parties submitted a Joint Status Report informing the

Court that Defendants “agreed to produce information responsive to Plaintiffs’ First Set of 

Interrogatories Regarding Jurisdictional Discovery and, for the absence of doubt, will not limit the 

responsive information to only the two (2) traders identified in the CFTC Order.” ECF No. 74 ¶ 3. 

The Parties further informed the Court that “Defendants expect to produce the responsive 

information within several weeks” and “[o]nce the responsive information is received, Plaintiffs will 

submit the information to enable the CME to provide de-anonymized information in response to 

Plaintiffs’ subpoena.” ECF No. 74 ¶ 4.

2. On January 3, 2023, Defendants produced information responsive to Plaintiffs’ First 

Set of Interrogatories Regarding Jurisdictional Discovery. Plaintiffs are in the process of reviewing 

Defendants’ production.

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3. Plaintiffs submitted the responsive information to the CME Group, Inc. (“CME”) on

January 4, 2023 to enable the CME to provide de-anonymized information in response to Plaintiffs’ 

subpoena.

4. Plaintiffs anticipate that the CME will produce the full record of executed and 

unexecuted trades in Eurodollar and U.S. Treasury Futures Contracts in 2013 within ninety (90) days 

of receipt of the responsive information.

5. The Parties propose submitting an updated joint status report to the Court on April 5, 

2023 and providing an update on jurisdictional discovery at that time.

Dated: January 5, 2023 Respectfully submitted, 

/s/ Vincent Briganti

Vincent Briganti (pro hac vice)

Raymond P. Girnys (pro hac vice)

Peter A. Barile III

LOWEY DANNENBERG P.C.

44 South Broadway, Suite 1100

White Plains, NY 10601

Telephone: (914) 997-0500

vbriganti@lowey.com

rgirnys@lowey.com

pbarile@lowey.com

Nicole A. Maruzzi (pro hac vice)

LOWEY DANNENBERG P.C.

265 Franklin St. #1702

Boston, MA 02110

Telephone: (617) 702-3413

nmaruzzi@lowey.com

/s/ Anthony F. Fata

Anthony F. Fata

Anthony E. Maneiro

KIRBY McINERNEY LLP

211 West Wacker Drive, Suite 550

Chicago, IL 60606

Tel.: (312) 767-5180

afata@kmllp.com

amaneiro@kmllp.com

Karen M. Lerner (pro hac vice)

David E. Kovel (pro hac vice)

KIRBY McINERNEY LLP

250 Park Avenue, Suite 820

New York, NY 10177

Tel.: (212) 371-6600

klerner@kmllp.com

dkovel@kmllp.com

Interim Co-Lead Counsel for Plaintiffs and the Proposed Class

George A. Zelcs

Randall P. Ewing, Jr.

Chad E. Bell

KOREIN TILLERY LLC

205 North Michigan Plaza, Suite 1950

Chicago, IL 60601

Telephone: (312) 641-9750

Facsimile: (312) 641-9751

gzelcs@koreintillery.com

Jennifer W. Sprengel

CAFFERTY CLOBES MERIWETHER & 

SPRENGEL LLP

135 S. LaSalle, Suite 3210

Chicago, IL 60603

Telephone: (312) 782-4880

Facsimile: (312) 782-4485

jsprengel@caffertyclobes.com

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rewing@koreintillery.com 

cbell@koreintillery.com

Christopher M. Burke

KOREIN TILLERY LLC

707 Broadway, Suite 1410 San Diego, CA 

92101

Tel: (619) 625.5621

cburke@koreintillery.com

Thomas K. Boardman (pro hac vice forthcoming)

SCOTT+SCOTT

ATTORNEYS AT LAW LLP

The Helmsley Building 

230 Park Avenue, 17th Floor 

New York, NY 10169

Tel.: (212) 233-6444

tboardman@scott-scott.com

Steven A. Kanner

Douglas A. Millen

FREED KANNER LONDON &

MILLEN LLC

2201 Waukegan Road, Suite 130

Bannockburn, IL 60015

Tel: (224) 632-4500

Fax: (224) 632-4521

skanner@fklmlaw.com

dmillen@fklmlaw.com

Joshua H. Grabar (pro hac vice)

GRABAR LAW OFFICE

1650 Market Street, Suite 3600

Philadelphia, PA 19103

Tel.: (267) 507-6085

jgrabar@grabarlaw.com

Marc H. Edelson (pro hac vice)

EDELSON LECHTZIN LLP

3 Terry Drive, Suite 205

Newtown, PA 18940

Tel.: (215) 867-2399

medelson@edelson-law.com

Counsel for Plaintiffs and the Proposed Class

/s/ Colette M. Willer

Colette M. Willer (IL Bar No. 6304298)

Reed Smith LLP

10 S. Wacker Drive, 40th Floor

Chicago, IL 60606

(Tel) 312-207-1000

(Fax) 312-207-6400

cwiller@reedsmith.com

/s/ Abram J. Ellis

Jeffrey H. Knox (pro hac vice)

Abram J. Ellis (pro hac vice)

Karen Porter (pro hac vice)

Simpson Thacher & Bartlett LLP

900 G Street, N.W.

Washington, D.C. 20001

(Tel) 202-636-5858

(Fax) 202-636-5502

Jeffrey.Knox@stblaw.com

AEllis@stblaw.com

Karen.Porter@stblaw.com

Attorneys for Defendants Deutsche Bank AG and

Deutsche Bank Securities Inc.

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