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Nebraska Supreme Court Advance Sheets

310 Nebraska Reports

STATE EX REL. COUNSEL FOR DIS. v. PEARSON

Cite as 310 Neb. 256

State of Nebraska ex rel. Counsel for Discipline 

of the Nebraska Supreme Court, relator, 

v. Gary R. Pearson, respondent.

___ N.W.2d ___

Filed October 1, 2021. No. S-20-741.

Original action. Judgment of suspension.

Heavican, C.J., Miller-Lerman, Cassel, Stacy, Funke, 

Papik, and Freudenberg, JJ.

Per Curiam.

INTRODUCTION

On October 13, 2020, formal charges containing three counts 

were filed by the office of the Counsel for Discipline of the 

Nebraska Supreme Court, the relator, against the respondent, 

Gary R. Pearson. The respondent filed an answer to the formal 

charges on November 23 and an amended answer on December 

21. A referee was appointed on December 4. On February 19, 

2021, the relator filed amended formal charges consisting of 

four counts, to which the respondent filed an answer on March 

1. The referee conducted a hearing on April 1.

The referee filed a report on July 6, 2021. With respect to the 

four charges, the referee concluded that through the respondent’s conduct, he had breached the following provisions of 

the Nebraska Rules of Professional Conduct: Neb. Ct. R. of 

Prof. Cond. §§ 3-501.1 (rev. 2017) (competence), 3-501.5(a) 

(charging unreasonable fee), 3-501.15 (safekeeping funds), 

3-503.3(a)(1) (rev. 2016) (candor toward tribunal); 3-508.1(a) 

Nebraska Supreme Court Online Library

www.nebraska.gov/apps-courts-epub/

11/05/2021 08:08 AM CDT
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310 Nebraska Reports

STATE EX REL. COUNSEL FOR DIS. v. PEARSON

Cite as 310 Neb. 256

(false statements in disciplinary matters), and 3-508.4(a) and 

(c) (rev. 2016) (misconduct). The referee further found that 

the respondent had violated his oath of office as an attorney 

licensed to practice law in the State of Nebraska. See Neb. 

Rev. Stat. § 7-104 (Reissue 2012). With respect to the discipline to be imposed, the referee recommended suspension 

of the respondent’s license to practice law for a period of 

at least 1 year and up to 2 years. Neither the relator nor the 

respondent filed exceptions to the referee’s report. The relator moved for judgment on the pleadings under Neb. Ct. R. 

§ 3-310(L) (rev. 2019) of the disciplinary rules. We grant the 

motion for judgment on the pleadings and impose discipline as 

indicated below.

FACTS

The respondent was admitted to the practice of law in the 

State of Nebraska on July 2, 1976. At all times relevant to these 

proceedings, he has practiced law in Lincoln, Nebraska.

The substance of the referee’s findings may be summarized 

as follows: The respondent practiced law since 1976, including 

handling estate matters. The violations arise from the respondent’s charging and collecting excessive fees in several estate 

matters over a 2-year period and, in at least one instance, making false statements in court pleadings and to the relator related 

to the excessive fees. He also improperly maintained his trust 

account. Most facts are not in dispute in this case and were 

stipulated by the respondent and the relator at trial, or acknowledged in the respondent’s testimony.

The referee held a hearing at which the respondent testified 

and evidence was adduced. In a report filed July 6, 2021, the 

referee found that by clear and convincing evidence, through 

the respondent’s conduct, he had breached provisions of the 

Nebraska Rules of Professional Conduct as follows:

•With respect to count I, the “Wysong Matter,” the respondent engaged in misconduct under § 3-508.4(a) and (c) by 

violating §§ 3-501.1 (competence), 3-501.5(a) (unreasonable 
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310 Nebraska Reports

STATE EX REL. COUNSEL FOR DIS. v. PEARSON

Cite as 310 Neb. 256

fee), 3-503.3(a)(1) (candor toward tribunal), and 3-508.1(a) 

(false statements in disciplinary matter).

•With respect to count II, the “Truax Matter,” the respondent 

engaged in misconduct under § 3-508.4(a) by charging and 

collecting an unreasonable fee in violation of § 3-501.5(a).

•With respect to count III, the “Jaunzemis Matter,” the 

respondent engaged in misconduct under § 3-508.4(a) and 

(c) by charging and collecting an unreasonable fee under 

§ 3-501.5(a).

•With respect to count IV, the “Trust Account Matter,” the 

respondent engaged in misconduct under § 3-508.4(a) by not 

safekeeping client funds in violation of § 3-501.15(b).

The referee further found that, with regard to each of the 

counts enumerated above, the respondent had violated his oath 

of office as an attorney licensed to practice law in the State of 

Nebraska. See § 7-104.

With respect to the discipline to be imposed, the referee 

recommended suspension of the respondent’s license to practice law for a period of 1 to 2 years. The referee noted in the 

report that the respondent had no prior instances of misconduct 

or discipline, but found that the respondent “was not candid 

with the Referee.” With respect to the respondent’s attitude, 

the referee found that although the respondent “admitted many 

of the allegations, he did so reluctantly, tended to minimize or 

explain away his conduct as error, oversight or carelessness.” 

The referee report acknowledges that the respondent was not 

charged with misappropriation of client funds in the “Wysong 

Matter,” but “[t]he record, however, would amply support such 

a charge had [the relator] seen fit to bring one.”

In mitigation, the referee noted that the respondent was 72 

to 73 years old at the time of trial and is an honorably discharged veteran of the U.S. Army who served as a combat 

infantry medic during the Vietnam War. The respondent has 

been a member in good standing with the Nebraska State Bar 

Association since 1976, with no record of prior disciplinary 

actions against him. The respondent offered eight letters of 
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STATE EX REL. COUNSEL FOR DIS. v. PEARSON

Cite as 310 Neb. 256

support attesting to his good character. He was responsive 

and cooperative with the relator throughout the disciplinary 

investigation.

ANALYSIS

A proceeding to discipline an attorney is a trial de novo 

on the record. State ex rel. Counsel for Dis. v. Wolfe, 301 

Neb. 117, 918 N.W.2d 244 (2018). To sustain a charge in a 

disciplinary proceeding against an attorney, a charge must be 

established by clear and convincing evidence. Id. Violation of 

a disciplinary rule concerning the practice of law is a ground 

for discipline. Id.

Based on the record and the undisputed findings of the referee, we find that the above-referenced facts have been established by clear and convincing evidence. Based on the foregoing evidence, we conclude that by virtue of the respondent’s 

conduct, the respondent has violated §§ 3-501.1, 3-501.5(a), 

3-501.15, 3-503.3(a)(1), 3-508.1(a), and 3-508.4(a) and (c). We 

specifically conclude that the respondent has violated his oath 

of office as an attorney, see § 7-104. Accordingly, we grant the 

relator’s motion for judgment on the pleadings.

We have stated that the basic issues in a disciplinary proceeding against a lawyer are whether discipline should be 

imposed and, if so, the type of discipline appropriate under 

the circumstances. State ex rel. Counsel for Dis. v. Wolfe, 

supra. Neb. Ct. R. § 3-304 of the disciplinary rules provides 

that the following may be considered as discipline for attorney misconduct:

(A) Misconduct shall be grounds for:

(1) Disbarment by the Court; or

(2) Suspension by the Court; or

(3) Probation by the Court in lieu of or subsequent to 

suspension, on such terms as the Court may designate; or

(4) Censure and reprimand by the Court; or

(5) Temporary suspension by the Court; or
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STATE EX REL. COUNSEL FOR DIS. v. PEARSON

Cite as 310 Neb. 256

(6) Private reprimand by the Committee on Inquiry or 

Disciplinary Review Board.

(B) The Court may, in its discretion, impose one or 

more of the disciplinary sanctions set forth above.

See, also, Neb. Ct. R. § 3-310(N) (rev. 2019).

With respect to the imposition of attorney discipline in an 

individual case, we evaluate each attorney discipline case in 

light of its particular facts and circumstances. Counsel for Dis. 

v. Wolfe, supra. For purposes of determining the proper discipline of an attorney, this court considers the attorney’s acts 

both underlying the events of the case and throughout the proceeding, as well as any aggravating or mitigating factors. Id.

To determine whether and to what extent discipline should 

be imposed in an attorney discipline proceeding, this court 

considers the following factors: (1) the nature of the offense, 

(2) the need for deterring others, (3) the maintenance of 

the reputation of the bar as a whole, (4) the protection of the 

public, (5) the attitude of the offender generally, and (6) the 

offender’s present or future fitness to continue in the practice 

of law. Id.

The evidence in the present case establishes there were four 

separate grievances involving several types of misconduct, 

including incompetence, charging an unreasonable fee, concealing unreasonable fees from clients, making false statements 

in court pleadings and to the relator, and maintaining personal 

funds in a client trust account.

With respect to the discipline to be imposed, the referee recommended suspension of the respondent’s license to practice 

law for a period of 1 to 2 years. No exceptions have been taken 

to this recommendation.

We have considered the record, the findings which have 

been established by clear and convincing evidence, and the 

applicable law. Upon due consideration, the court finds that the 

range of the referee’s recommendation is appropriate, and we 

hereby impose an 18-month suspension.
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Nebraska Supreme Court Advance Sheets

310 Nebraska Reports

STATE EX REL. COUNSEL FOR DIS. v. PEARSON

Cite as 310 Neb. 256

The respondent shall comply with Neb. Ct. R. § 3-316 (rev. 

2014), and upon failure to do so, he shall be subject to punishment for contempt of this court. The respondent is directed 

to pay costs and expenses in accordance with Neb. Rev. Stat. 

§§ 7-114 and 7-115 (Reissue 2012), § 3-310(P), and Neb. Ct. 

R. § 3-323(B) within 60 days after an order imposing costs and 

expenses, if any, is entered by this court.

Judgment of suspension.