alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
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Exhibit 21





Subsidiaries of the Registrant





On September 14, 2009, we closed the transactions contemplated by that certain recapitalization agreement, dated August 27, 2009, by and among Grande Communications Holdings, Inc., a Delaware corporation and predecessor-in-interest to Rio Holdings, Inc., a Nevada Corporation (“Holdings”), Grande Communications Networks, Inc., a Delaware corporation, predecessor–in-interest to Grande Communications Networks LLC, a Delaware limited liability company and our wholly-owned subsidiary prior to the closing (“Grande Operating”), ABRY Partners VI, L.P., a Delaware limited partnership (“ABRY”), Grande Investment L.P., a Delaware limited partnership and wholly-owned subsidiary of ABRY (“Ultimate Parent”), Grande Parent LLC, a Delaware limited liability company and wholly-owned subsidiary of Ultimate Parent (“Parent”), ABRY Partners, LLC, a Delaware limited liability company and Rio GP, LLC, a Delaware limited liability company and wholly-owned subsidiary of Holdings (“Rio GP”), which provides for the recapitalization of Grande Operating (the “Recapitalization Agreement.”) Refer to Part I Item 1—Business of the Annual Report on Form 10-K for the fiscal year ended December 31, 2009 for a detail of the transactions completed pursuant to the terms of the Recapitalization Agreement.





Immediately following the transactions contemplated by the Recapitalization Agreement, Rio GP constitutes Holdings only subsidiary.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



---



FORM 10-Q/A



---



Quarterly Report Pursuant to Section
13 or 15(d) of the Securities Exchange Act of 1934

For the quarterly period ended September 30, 2002

Commission File Number 000-24051



---



UNITED PANAM FINANCIAL CORP.

(Exact name of Registrant as specified in its charter)



---



|                                                               |  |                                        
|-------------------------------------------------------------- |  | ---------------------------------------
|California                                                     |  | 95-3211687                             
|(State or other jurisdiction of incorporation or organization) |  | (I.R.S. Employer Identification Number)



3990 Westerly Place,
Suite 200

Newport Beach, CA 92660

(Address of principal executive offices) (Zip Code)



(949) 224-1917

(Registrants telephone number, including area code)



---



Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period
that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No ̈



Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange
Act).    Yes ̈No  x



The number of shares outstanding of the Registrants Common Stock as of November 1, 2002
was 15,566,725 shares.



---



---

EXPLANATORY NOTE



This quarterly report on Form 10-Q/A amends our original quarterly report on Form 10-Q for the quarter ended September 30,
2002 as of the date of filing the original Form 10-Q on November 13, 2002. We are amending the original quarterly report for the quarter ended September 30, 2002 to correct and restate the consolidated financial statements for the quarter ended
September 31, 2002. The restated numbers for the quarter ended September 30, 2002 and a further explanation about the restatements are included in the annual report on Form 10-K/A for the year ended December 31, 2003, which was filed on September 3,
2004.



---

SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.



|                       |  |                                                                    
|---------------------- |  | -------------------------------------------------------------------
|Date: October 26, 2004 |  | United PanAm Financial Corp.                                       
|                       | 
|                       |  | /s/ Ray Thousand                                                   
|                       |  | Ray Thousand                                                       
|                       |  | Chief Executive Officer and President (Principal Executive Officer)
EXHIBIT 32.1


CERTIFICATION PURSUANT TO


18 U.S.C. SECTION 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Amendment No. 1 to Annual Report of SmartPros Ltd. (the “Company”) on Form 10-K/A for the fiscal year ended December 31, 2013, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Allen S. Greene, Chief Executive Officer of the Company certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:


|    |                                                                                                                                  
|--- | ---------------------------------------------------------------------------------------------------------------------------------
|(1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

|    |                                                                                                                                                     
|--- | ----------------------------------------------------------------------------------------------------------------------------------------------------
|(2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

A signed original of this written statement has been provided to the Company and will be retained by the Company and furnished to the SEC or its staff upon request.





Date:April 29, 2014/s/ ALLEN S. GREENEAllen S. GreeneChief Executive Officer(Principal Executive Officer)
**Exhibit****31.1**

** **

**CERTIFICATION PURSUANT TO**

** **

**SECTION 302(A) OF THE SARBANES-OXLEYACT OF 2002**

** **

March 24, 2017

I, John E. Peak, certify that:

 

1.       I have reviewedthis report on Form 10-K and all reports on Form 10-D required to be filed in respect of the period covered by this report onForm 10-K of Wells Fargo Dealer Floorplan Master Note Trust (the ‘‘Exchange Act periodic reports’’);

 

2.       Based on my knowledge,the Exchange Act periodic reports, taken as a whole, do not contain any untrue statement of a material fact or omit to state amaterial fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadingwith respect to the period covered by this report;

 

3.       Based on my knowledge,all of the distribution, servicing and other information required to be provided under Form 10-D for the period covered by thisreport is included in the Exchange Act periodic reports;

 

4.       Based on my knowledgeand the servicer compliance statements required in this report under Item 1123 of Regulation AB, and except as disclosed in theExchange Act periodic reports, the servicers have fulfilled their obligations under the servicing agreements in all material respects;and

 

5.       All of the reportson assessment of compliance with servicing criteria for asset-backed securities and their related attestation reports on assessmentof compliance with servicing criteria for asset-backed securities required to be included in this report in accordance with Item1122 of Regulation AB and Exchange Act Rules 13a-18 and 15d-18 have been included as an exhibit to this report, except as otherwisedisclosed in this report. Any material instances of noncompliance described in such reports have been disclosed in this reporton Form 10-K.

 

 

 

In giving the certifications above, I have reasonably reliedon information provided to me by the following unaffiliated parties: Deutsche Bank Trust Company Americas, BNY Mellon Trust ofDelaware and GE Capital US Holdings, Inc.
EXHIBIT 32.1
                           ============

        Certification of Chief Executive Officer Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350
----------------------------------------------------------------------

In connection with the annual report on Form 10-KSB of Rotoblock
Corporation (Registrant), as filed with the Securities and Exchange
Commission on the date hereof (the Report), I, Peter Scholl, Chief
Executive Officer, hereby certify, pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
that, to the best of my knowledge and belief:

   (1)  the annual report fully complies with the requirements
        of Section 13(a) or 15(d) of the Securities Exchange Act of
        1934; and

   (2)  the information contained in the annual report fairly
        presents, in all material respects, the financial condition and
        results of operations of Registrant.



Date:  August 11, 2005         /s/ Peter Scholl
                              -----------------------------------------
                              By: Peter Scholl, Chief Executive Officer













<PAGE>
#### KNIGHT PUBLISHING CO. v. CHASE MANHATTAN BANK

No. 70P97

Case below: 125 N.C.App. 1

Petition by defendants for discretionary review pursuant to G.S. 7A-31 denied 5 June 1997.
Exhibit 32.1



CERTIFICATION PURSUANT TO SECTION 1350, CHAPTER 63 OF TITLE 18, UNITED STATES CODE,

AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



Pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, the undersigned, as Chief Executive Officer of Norcraft Holdings, L.P. and Norcraft Companies, L.P. (together, the Company), does hereby certify that to the undersigneds knowledge:



1) the Companys Annual Report on Form 10-K/A for the period ending
December 31, 2004 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



2) the information contained in the Companys Annual Report on Form 10-K/A for the period ending December 31, 2004 fairly presents, in all material
respects, the financial condition and results of operations of the Company.



|                         |  |                                      
|------------------------ |  | -------------------------------------
|Date: September 20, 2005 |  | /s/ Mark Buller                      
|                         |  | Mark Buller  Chief Executive Officer



A signed original of this written
statement, required by Section 906, has been provided to Norcraft Holdings, L.P. and Norcraft Companies, L.P. and will be retained by Norcraft Holdings, L.P. and Norcraft Companies, L.P. and furnished to the Securities and Exchange Commission or its
staff upon request.
Exhibit 32.2




                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In  connection  with the  Quarterly  Report  of CompX  International  Inc.  (the
Company) on Form 10-Q for the period ending September 30, 2005 as filed with the
Securities and Exchange Commission on the date hereof (the Report), I, Darryl R.
Halbert, Vice President,  Chief Financial Officer and Controller of the Company,
certify,  pursuant to 18 U.S.C.  ss.1350,  as adopted  pursuant to ss.906 of the
Sarbanes-Oxley Act of 2002, that:

     (1) The Report fully  complies  with the  requirements  of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and

     (2)  The  information  contained  in the  Report  fairly  presents,  in all
material  respects,  the  financial  condition  and result of  operations of the
Company.




Darryl R. Halbert
Vice President, Chief Financial Officer
 and Controller
November 4, 2005





Note: The certification  the registrant  furnishes in this exhibit is not deemed
"filed" for purposes of Section 18 of the  Securities  Exchange Act of 1934,  as
amended,  or otherwise subject to the liabilities of that Section.  Registration
Statements or other documents filed with the Securities and Exchange  Commission
shall not incorporate this exhibit by reference,  except as otherwise  expressly
stated in such filing.
#### Patterson *v.*Salmon.

To an action on a bond, the plaintiff’s non-performance of a precedent condition therein, or the failure of consideration, may, under the statute, be pleaded in bar.

Two pleas to the action. Demurrer to the first plea sustained, and final judgment rendered thereon for the plaintiff. *Held,*that the judgment was erroneous, the second plea not being disposed of.

ERROR to the *Jackson*Circuit Court.

Stevens, J.

Debt on two writings obligatory made'by the plaintiff in error, for the sum of 100 dollars each, one of which was payable in one year after its date, the other in two years, dated 25th day of *August,'*1827.

The defendant below, after oyer, pleaded in bar, that on the day he made the said writings, obligatory, he purchased of the plaintiff below, a Certain quarter sectihn of land, &c. for the sum of 320 dollars, 120 dollars of which he paid to the plaintiff at the time, and for the payment of the remaining 200 dollars he gave the two writings obligatory in question, &c; that the plain, tiff was to make a good deed of conveyance for the land, &c., whenever heshould be thereunto requested; that when said deed should be so made, the defendant should execute back to the plaintiff *k*deed of mortgage on the land, to secure the payment of the 200 dollars; all of which, the plea avers, was reduced to writing and signed and sealed by both parties, &c.; and that after the making said contract and the said writings obligatory, and before the suit was brought, the defendant requested the plaintiff to make him a deed of conveyance, &c. for the land, &c., but that the said plaintiff neglected, failed, and refused so to do, áse. To this plea the plaintiff demurred in law, and the demurrer was sustained and final judgment rendered thereon for the debt, &c. The defendant also pleaded in bar another plea of general and direct payment, concluding to the country, &c.; but judgment was signed over it without taking any notice whatever of it.

The errors complained of are: — 1st, The Court erred in sustaining the demurrer to the plea; 2dly, The Court erred in rendering final .judgment for the debt over a good plea of direct payment, well pleaded and remaining of record undisposed of.

*132*A. C. Griffith, for*the plaintiff.

J. *Sullivan, for*the defendant.

The subject-matter of the plea to which the demurrer is filed, if well pleaded either as a condition precedent or as a failure of consideration, is a good plea in bar, under the statute. The plea, however, as it stands, is defective. It lacks several material averments, and, for that reason, the demurrer was well taken and correctly sustained (1). The general plea of direct payment is a good plea in bar, and the Court erred in rendering judgment over it.

*Per Curiam.*

The judgment is reversed with costs. Cause remanded, &c.

(1)

 For the form of a plea of non-performance, by the plaintiff, of a condition precedent, see 3 Chitt. Pl. 6th Am. ed. 989.
IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF ILLINOIS

EASTERN DIVISION

DOORAGE, INC., §

§

Plaintiff, §

§

VS. § CASE NO. 1:20-CV-00421

§

BLUE CRATES, LLC., §

§

Defendant. § JUDGE GARY FEINERMAN

JOINT STATUS REPORT

Plaintiff, DOORAGE, INC., by and through its attorneys, Sharon K. Jackson, and 

Defendant, BLUE CRATES, LLC, by and through its attorney, Ayad Paul Jacob, pursuant to the 

Court’s Docket Entry, dated April 8, 2022, files the following Joint Status Report. 

The parties hereby respond to the information requested by the Court is as follows:

1. Status of Bankruptcy Case filed by Blue Crates, LLC: 

The parties ask that the Court consider the status of Blue Crates’ bankruptcy provided by 

Brian Welch of Burke, Warren, MacKay & Serritella, P.C., Doorage Inc.’s counsel in 

Case No. 21-03984, incorporated herein as Attachment 1. 

2. Impact of Bankruptcy Case on Present Litigation

The Bankruptcy Case remains pending as a discharge order will not issue until the 

conclusion of the Subchapter V Plan of Reorganization. A post-confirmation hearing has 

been set by the Bankruptcy Court for September 22, 2022. The automatic stay remains in 

effect. 

Dated: June 21, 2022

Respectfully submitted,

By: /s/ Sharon K. Jackson

Sharon K. Jackson, Attorney

Case: 1:20-cv-00421 Document #: 111 Filed: 06/21/22 Page 1 of 2 PageID #:424
2

06/21/2022 Joint Status Report

Case No. 1:20-cv-00421

Federal Bar No. 24043986 (TX SBN)

7300 Brompton Road, #5334

Houston, Texas 77025

Telephone: 713/542-7491

Email: Sharon@JacksonAttorney.net

David L. Christlieb 

Littler Mendelson, P.C.

321 N. Clark Street, Suite 1000

Chicago, IL 60654

Phone: 312/795-3264

Email: DChristlieb@Littler.com

David A. Oliver, Jr. 

Bar No. 15257510 (Texas)

21122 Glen Willow Drive

Tomball, Texas 77375

Phone: 832/228-7354

Email: David.A.Oliver.Jr@gmail.com

Attorneys for Plaintiff, Doorage, Inc.

By: /s/ Ayad Paul Jacob

Ayad Paul Jacob

No. 6280274

Clark Jacob LLP

2849 West 24th Blvd

Chicago, Illinois 60623

Phone: 312.972.3628

Email: ayadpauljacob@clarkjacobllp.com

James Clark

No. 3125023

Clark Jacob LLP

2849 West 24th Blvd

Chicago, Illinois 60623

Phone: 312.315.7229

Email: jamesclark@clarkjacobllp.com

Attorneys for Defendant Blue Crates, LLC

Case: 1:20-cv-00421 Document #: 111 Filed: 06/21/22 Page 2 of 2 PageID #:425
Honorable George

County Auditor K. Smith OpinionNo. M-892 Records Building Dallas, Texas 75202 Re: Whetherproceeds from the sale of bonds issuedby Dallas County for road improvementsmay be commingledwith othermonies under authorityof Article VIII, Section 9, Texas Dear Mr. Smith: Constitution. You ask whether your county‘can transfercertain funds to the counties consolidated "GeneralFund" from a "Capital ImprovementFund" made up of proceeds from the sale of a certain issue of tax supported road bonds. ArticleVIII, Section 9, Texas Constitution,as amended in **1967,** reads, in part:

I!

. . .Any county may put all tax money collected by the county into one general fund,without regard to thepurpose or source of each tax . . .v (Emphasis added) This language of the Constitution Is clear that the "GeneralFund" is to be made up of funds raisedby taxation and notproceeds from the sale of bonds. Our prior Opinion NO. ~-207 (1968) reads, inpart: The **1967**amendment to Section 9 besiowing power upon any county to put all its taxmoney into one fund does not require that this be done, but instead confers the power subject to the good judgment of the Commissioners Court, so long as it does not impair outstandingbonds or,obligations. Limited exercis? of conferred power, as under the factshere,
4347Honorable George K. Smith,page 2 (M-892)

iswell recognizedby our Courts. cf. State v. City of Austin, 160 Tex. 348, sw 2d 737 143 (1960). " edj.. ’ (Emphasis

It is also elementary that theproceeds from the sale of county bonds can only be used for the purpose authorized and may notbe diverted to other purposes or uses. Barrington v. Cokinas, 161 Tex. 136, 338 S.W.2d 133 (1960). In view of the constitutional limitation onmonies ellgible for deposit in the General Fund, as well as the restrictions on the use of bond proceeds,we find nomerit in the proposition that bond proceeds or a portion thereofare subject to deposit in such fundpending their expenditure. SUMMARY Section 9 of Article VIII Texas Constitution, as amended in 1967 allows a county to deposit all tax money collectedby the county in one general fund, without regard to the purpose or source of each tax, but does not permit the deposit of bond proceeds in the general fund.

Prepared by Robert B. Davis Assistant Attorney General APPROVED: OPINION COMMITTEE Kerns Taylor, Chairman W. E. Allen, Co-Chairman John Reeves Austin~

Bray Jack Goodman Fisher Tyler 4348, ,- .-
, t ,. ~

Honorable George K. Smith,page‘3 (M-892)

MEADE F. GRIFFIN Staff Legal Assistant ALFRED WALKER Executive Assistant NOLA WHITE First Assistant

4349
**EXHIBIT 32.1**

**CERTIFICATION OF CHIEF EXECUTIVE OFFICER**

**PURSUANT TO 18 U.S.C. SECTION 1350,**

**AS ADOPTED PURSUANT TO**

**SECTION 906OF THE SARBANES-OXLEY ACT OF 2002**

In connection with the Annual Report of Cogent, Inc. (the “Company”) on Form 10-K for thefiscal year ended December 31, 2008 as filed with the Securities and Exchange Commission (the “Report”), I, Ming Hsieh, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant toSection 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge: 

1. The Report fully complies with therequirements of Section 13(a) or 15(d), of the Securities Exchange Act of 1934; and 

2. The information contained inthe Report fairly presents, in all material respects, the financial condition and results of operations of the Company. 

This certificationhas not been, and shall not be deemed, “filed” with the Securities and Exchange Commission. 

Date: March 3, 2009